Swann v. United States
Swann v. United States
Opinion of the Court
Memorandum
I. Introduction
Petitioner Shane A. Swann filed a Petition under 28 § 2255 to Vacate, Set Aside, or Correct Sentence by a Person in Federal Custody [# 46]. Petitioner argues that his counsel at his change of plea, Joseph Krowski, Jr., provided ineffective assistance. For the following reasons, Petitioner’s Petition is DENIED.
II. Procedural and Factual Background
On February 23, 2006, the New Bedford Police Department executed a search warrant on Petitioner Shane Swann’s home and car.
On August 14, 2006, Petitioner was arraigned. At that proceeding, Petitioner was represented by Attorney Joseph Krowski, Jr. Petitioner stated at his arraignment that he had received a copy of the indictment, that he had read it, that he understood the charges, and that he “had an opportunity, at least preliminarily, to discuss the charges with [his] attorney. ...”
Visiting records for the Plymouth County Correctional Facility indicate that Krowski visited Petitioner eight times between the date of his indictment and September 18, 2007, the date of Petitioner’s change of plea.
On September 18, 2007, Petitioner entered a change of plea. At the beginning of the proceeding, the court told Petitioner:
Mr. Swann, I am going to go over a number of matters with you. If you want to stop at any time, if you don’t understand what I have to say and you want to stop at any time and talk to your lawyer, then ask me, let me know that and I will certainly permit you to do so.8
Petitioner responded that he understood.
The government then provided a brief recitation of the facts. In the recitation, the government stated the following:
We have in the course of the investigation received information from the defendant’s former girlfriend who said that he would bring [the gun found in Petitioner’s bedroom] with him on drug deals, transactions to intimidate people who owed him money and also to ensure his security.17
The government also stated that according to Petitioner’s girlfriend, Petitioner’s tow-truck business was not legitimate and was solely a front for his drug dealing.
According to Krowski, he had never heard these specific facts prior to the government’s recitation in court.
I just want to put on the record [Petitioner] doesn’t admit to everything alleged by the former girlfriend, basically to the extent that he never ever had a legitimate business with tow trucks or anything like that but he does for the record admit to the factual basis supporting the indictments before the Court.21
At disposition, on February 27, 2008, the court sentenced Petitioner to ten years in custody.
The court referred the case to Magistrate Judge Collings, who issued a Report and Recommendation as to Whether an Evidentiary Hearing Should Be Held on the Petition under 28 U.S.C. § 2255 to Vacate, Set Aside or Correct a Sentence by a Person in Federal Custody [# 57]. Magistrate Judge Collings recommended that the court hold an evidentiary hearing to determine whether Krowski provided ineffective assistance. The court held such a hearing on January 5 and 9, 2012.
At the hearing, Krowski stated:
I discussed with [Petitioner], I took him through all of the elements and discussed with him that not only would they have to establish that he possessed the firearms without a license but that they would have to show that he used them in furtherance of the unlawful distribution of drugs.27
Petitioner testified that Krowski told him that “just because the gun was in the room with the drugs that the [18 U.S.C. § 924(c) ] requirements were met.”
III. Discussion
A. Standard of Review
For a petitioner to prove ineffective assistánce of counsel, he or she must demonstrate that “counsel’s representation fell below an objective standard of reasonableness”
Strickland’s two-prong ineffective assistance of counsel test applies to guilty pleas.
When dealing with a claim of ineffective assistance by counsel for a guilty plea:
the presumption of the truthfulness of the Rule 11 statements will not be overcome unless the allegations in the § 2255 motion are sufficient to state a claim of ineffective assistance of counsel and include credible, valid reasons why a departure from those earlier contradictory statements is now justified.37
In the context of determining whether an evidentiary hearing is even needed for a claim of ineffective assistance of counsel, the First Circuit has stated that a hearing is only appropriate, “when the allegations [a]re highly specific and usually accompanied by some independent corroboration.”
B. Analysis
Here, Petitioner alleges that Krowski failed to inform him of the elements of 18 U.S.C. § 924(c), possession of firearms in furtherance of a drug trafficking crime. Petitioner alleges that Krowski told him that the elements of the offense were satisfied because a gun and drugs were found in the same room.
Petitioner was repeatedly asked by the court at his arraignment and change of plea whether he understood the charges against him. He consistently answered that he did. He was also told by the court at his change of plea that “if you don’t understand what I have to say and you want to stop at any time and talk with your lawyer, then ask me, let me know that and I will certainly permit you to do so.”
Petitioner contends that he did not correctly understand 18 U.S.C. § 924(c) at the change of plea because he thought the government only had to demonstrate that a gun and drugs were in the same room. This contradicts Krowski’s affidavit and his testimony at the evidentiary hearing.
Krowski’s opinion is reasonable given the First Circuit’s rulings in United, States v. Garner
Although the court recognizes the difficulty of doing so, Petitioner provides no independent corroboration demonstrating that Krowski failed to advise him of the elements of § 924(c).
Another discrepancy that weakens Petitioner’s credibility is the location of the gun. At his evidentiary hearing, Petitioner stated that he did not keep a firearm under his bed and that he never admitted that he did to the police.
Petitioner’s credibility is also undermined because his statement at the evidentiary hearing regarding the location of the gun contradicts an affidavit of Special Agent Sheila O’Hara and a statement that Petitioner himself purportedly made. The affidavit of Special Agent O’Hara states that New Bedford Police found a loaded gun under the right side of a bed at Petitioner’s residence.
In addition, the court is not convinced that Petitioner, today, fully understands what “in furtherance of’ means. Toward the end of the evidentiary hearing, Petitioner’s attorney asked him why he would not have pled guilty if he correctly understood § 924(c). Petitioner responded: “Because I don’t, I’m not guilty of the charged that I was accused of, the 924(c), of protecting drugs with a gun. I’ve never done that before. I never protected drugs with a gun or money.”
Lastly, at the evidentiary hearing, Petitioner’s counsel suggested that Krowski may have provided ineffective assistance at the change of plea hearing when Krowski failed to object to the government’s statement that Petitioner would bring a gun with him on drug deals. Both Krowski and Petitioner admitted that they had not heard that accusation prior to the government’s recitation of the facts at the change of plea.
Krowski’s failure to object is not ineffective assistance. 18 U.S.C. § 924(c) does not require the government to prove that Petitioner brought a gun with him on drug deals.
IV. Conclusion
When taken as a whole, the court finds that Petitioner’s testimony is not credible, and Petitioner has failed to demonstrate that Krowski’s assistance was ineffective. Without ineffective assistance, there is no need for the court to examine the prejudice prong of the Strickland test. For the reason stated above, Petitioner’s Petition under 28 § 2255 to Vacate, Set Aside, or Correct Sentence by a Person in Federal Custody [# 46] is DENIED.
AN ORDER HAS ISSUED.
Order
For the reasons set forth in the accompanying memorandum, this court hereby orders that Petitioner’s Petition under 28 § 2255 to Vacate, Set Aside, or Correct Sentence by a Person in Federal Custody [# 46] is DENIED.
IT IS SO ORDERED.
. Change of Plea Tr!, 10:4-10[# 53].
. Change of Plea Tr., 10:11-16.
. Indictment, at l-4[# 5],
. Arraignment Tr., 2:19 — 3:6[# 78].
. Arraignment Tr., 3:11-4:14.
. Evidentiary Hr'g, Def.’s Ex. D, 1-3.
. Evidentiary Hr'g, Day One 8:25-9:2[# 79].
. Change of Plea Tr., 2:18-23.
. Change of Plea Tr., 2:34-25.
. Change of Plea Tr., 3:9-5:5.
. Change of Plea Tr., 3:15, 4:9.
. Change of Plea Tr., 3:16, 4:10.
. Change of Plea Tr., 4:11-5:2
. Change of Plea Tr., 5:3-5.
. Change of Plea Tr., 5:6.
. Change of Plea Tr., 8:18-9:8.
. Change of Plea Tr., 11:6-10.
. Change of Plea Tr., 11:18-12:2.
. Evidentiary Hr’g Tr., Day One, 16:5-16.
. Evidentiary Hr’g Tr., Day One 75:16-25.
. Change of Plea Tr., 16:1-6.
. Disposition Tr., 8:23 — 9:1 [# 62].
. Mem. Law Supp. Mot. to Vacate, Set Aside, or Correct J. by a Federal Prisoner Pursuant to Title 28 U.S.C. § 2255, at 4[# 47].
. Mem. Law Supp. Mot. to Vacate, Set Aside, or Correct J., at 5.
. Mem. Law Supp. Mot. to Vacate, Set Aside, or Correct J., at 6.
. Aff. Att'y Joseph F. Krowski, Jr., at 1 [# 56-2],
. Evidentiary Hr'g Tr., Day One, 28:18-22; see also Evidentiary Hr’g Tr., Day One, 46:16-25.
. Evidentiary Hr’g Tr., Day One, 74:10-11.
. Evidentiary Hr'g Tr., Day One, 79:14-25.
. Strickland v. Washington, 466 U.S. 668, 688, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984).
. Id. at 694, 104 S.Ct. 2052; see also West v. United States, 631 F.3d 563, 567 (1st Cir. 2011) ("Claimed violations of the Sixth Amendment right to effective representation of counsel require a showing that (1) counsel’s performance fell below an objective standard of reasonableness, and (2) the deficient performance resulted in prejudice to the applicant.”).
. Strickland, 466 U.S. at 689, 104 S.Ct. 2052.
. Id.
. Hill v. Lockhart, 474 U.S. 52, 59, 106 S.Ct. 366, 88 L.Ed.2d 203 (1985).
. Id. at 56, 106 S.Ct. 366 (quoting McMann v. Richardson, 397 U.S. 759, 771, 90 S.Ct. 1441, 25 L.Ed.2d 763 (1970)).
. Lockhart, 474 U.S. at 59, 106 S.Ct. 366; see also Moreno-Espada v. United States, 666 F.3d 60, 64 (1st Cir. 2012).
. United States v. Butt, 731 F.2d 75, 80 (1st Cir. 1984) (citing Crawford v. United States, 519 F.2d 347, 350 (4th Cir. 1975)).
. Butt, 731 F.2d at 80 n. 5.
. Mem. Law Supp. Mot. to Vacate, Set Aside, or Correct L, at 5.
. See United States v. Gandia-Maysonet, 227 F.3d 1, 3 (1st Cir. 2000) (finding that incorrectly informing Petitioner about the scienter requirement prior to Petitioner pleading guilty constituted ineffective assistance).
. Change of Plea Tr., 2:19-23.
. Change of Plea Tr., 5:3-5.
. Evidentiary Hr’g Tr., Day One, 28:18-22.
. Evidentiary Hr’g, Def.’s Ex. D, at 1-3.
. Evidentiary Hr’g Tr., Day One, 28:18-22; see also Evidentiary Hr’g Tr., Day One, 46:16-25.
. Evidentiary Hr'g Tr., Day One, 28:18-22; see also Evidentiary Hr’g Tr., Day One, 47:17-19.
. 338 F.3d 78 (1st Cir. 2003).
. 329 F.3d 1 (1st Cir. 2003).
. Gamer, 338 F.3d at 81 (firearm and drugs found in hole in basement); Luciano, 329 F.3d at 6 (firearms and drugs in the same crawl space).
. See Butt, Til F.2d at 80 n. 5 (stating that independent corroboration is typically required just for an evidentiary hearing).
. Mem. Law Supp. Mot. to Vacate, Set Aside, or Correct L, at 5.
. Evidentiary Hr’g Tr., Day One, 79:23-25.
. Evidentiary Hr’g Tr., Day Two, 19:1-23[# 80],
. Change of Plea Tr., 11:2-5.
. Aff. Sheila M. O’Hara ¶ 7[# 3].
. Evidentiary Hr’g Tr., Day One, 42:11-14.
. Evidentiary Hr’g Tr., Day Two, 28:6-9.
. United States v. Felton, 417 F.3d 97, 104 (1st Cir. 2005).
. See Garner, 338 F.3d at 81 ("When guns and drugs are found together and a Petitioner has been convicted of possession with intent to distribute, the gun, whether kept for protection from robbery of drug-sale proceeds, or to enforce payment for drugs, may reasonably be considered to be possessed 'in furtherance of an ongoing drug-trafficking crime.”).
. See Evidentiary Hr'g Tr., Day One, 16:5—16, 75:16-23.
. See Evidentiary Hr’g Tr., Day One, 16:5—16, 20:5-10, 21:25-22:14, 75:16-23.
. See Felton, 417 F.3d at 104; Garner, 338 F.3d at 81.
. Change of Plea Tr., 10:14-15.
. Change of Plea Tr., 16:4-6.
. Strickland, 466 U.S. at 689, 104 S.Ct. 2052.
Reference
- Full Case Name
- Shane A. SWANN v. United States
- Status
- Published