Ka Lok Lau v. Holder
Ka Lok Lau v. Holder
Opinion of the Court
MEMORANDUM AND ORDER
I. Introduction
Plaintiff Ka Lok Lau filed a Request for Hearing on Application for Naturalization [# 1] on September 30, 2011. On January 6, 2012, Defendants filed Defendants’ Motion to Dismiss [# 4], which is currently before the court. For the reasons stated below, Defendants’ Motion to Dismiss is ALLOWED.
II. Background
Ka Lok Lau is a native and citizen of China.
III. Discussion
Historically, naturalization proceedings filed in the courts and removal proceedings brought by the Attorney General against the same person could advance concurrently. This led to the possibility of a race “between the alien to gain citizenship and the Attorney General to deport him.”
The Immigration Act of 1990 took away the court’s authority to naturalize individuals and gave such power solely to the Attorney General.
In the case presently before the court, removal proceedings are pending against Lau. This raises the question of whether the court has jurisdiction to conduct a de novo review of the denial of Lau’s naturalization application while removal proceedings are pending. The First Circuit has not addressed this issue, but six other circuits have discussed the court’s jurisdiction while removal proceedings are pending.
The opinions of the Second and Fourth Circuits offer limited guidance because
Both the Fifth and Ninth Circuits have addressed the interaction of the two sections of the Immigration Act in question here: 8 U.S.C. § 1421 and 8 U.S.C. § 1429. Unlike this case, those courts assessed the scope of de novo review under § 1421 when removal proceedings are pending against an individual at the time the USCIS denied that individual’s application. The Fifth Circuit confronted a scenario in which the USCIS denied an application on the merits while removal proceedings were pending, apparently in violation of 8 U.S.C. § 1429’s prohibition on the Attorney General acting on an application for naturalization while removal proceedings are pending. In that situation, the Fifth Circuit held that the district court had jurisdiction to conduct de novo review of the denial.
The Ninth Circuit reached a very similar result where the USCIS denied an application because of the pendency of removal proceedings. The Ninth Circuit held that, in such situations, the district court’s de novo review of the denial of naturalization is limited to review of the USCIS’s reason for denial, namely the pendency of removal proceedings.
The question presented here is: the scope of the district court’s de novo review while removal proceedings are pending when the USCIS has issued an opinion on the merits of the application for naturalization before the commencement of removal proceedings. As explained above, neither the Fifth nor Ninth Circuit analysis is entirely on point. Both the Sixth and Third Circuits, however, have dealt with this issue. In analyzing 8 U.S.C. § 1421 and 8 U.S.C. § 1429, the Sixth Circuit determined that when the USCIS denies an application for naturalization for reasons “other than the pendency of removal proceedings, the restraints § 1429 imposes upon the Attorney General prevent a district court from granting effective relief under § 1421(c) so long as removal proceedings are pending.”
The Third Circuit has reached a somewhat different conclusion than the Sixth. The court agreed with the Sixth Circuit that, while removal proceedings are pending, the district court can not order the Attorney General to naturalize an alien.
The Immigration Act of 1990 clearly provides priority to removal proceedings over naturalization proceedings. This is evident from the fact that the Attorney General is prohibited from considering an application for naturalization while removal proceedings are pending.
Here, Plaintiffs situation is most similar to that of the plaintiff in the case from the Sixth Circuit, Zayed v. United States. In both cases, the USCIS denied the plaintiffs application for naturalization on the merits prior to the commencement of removal proceedings. This court joins the Sixth Circuit and other circuits in finding that the court cannot order the Attorney General to naturalize an alien during the pendency of removal proceedings. The only remaining question, therefore, is whether Plaintiff is entitled to declaratory judgment. If he is, then the court can afford Plaintiff some relief and Defendants’ Motion to Dismiss should be denied in part. Conversely, if he is not, Plaintiff has failed to state a claim upon which relief can be granted, and Defendant’s Motion to Dismiss should be allowed.
This court disagrees with the Third Circuit’s holding that a plaintiff in this situation is entitled to declaratory relief. Declaratory relief, in such a situation, amounts to an advisory opinion, which federal courts are prohibited from offering.
Unlike an advisory opinion, declaratory judgment is a determination of one’s legal rights that the court may issue “[i]n a case of actual controversy within its jurisdiction.”
Here, were the court to determine that Lau is entitled to naturalization but for the removal proceedings, the court would be going beyond the bounds of what constitutes a declaratory judgment. To grant such relief would amount to the court stating that its opinion is final unless the plaintiff is removed. Such a concession is simply an attempt to circumvent a principle established in Haybum’s Case,
A ruling that Lau is entitled to naturalization, but for the existence of the removal proceedings, acknowledges that the executive branch does not have to adhere to the court’s ruling in determining the outcome of the removal proceedings. This acknowledgment does not make the court’s ruling any less of an advisory opinion for the very reason that removal is a real possibility. The words “but for” make evident that the court would be basing its opinion on the hypothetical fact that Lau is not removed; hypothetical because in order for declaratory relief to have any ef
If Lau is deported, a decision by the court that he is entitled to naturalization, but for the outcome of removal proceedings, offers no specific relief. Because the effectiveness of the desired relief in this case hinges upon the outcome of removal proceedings, there is no real and substantial controversy, which is a necessity for declaratory judgment. The court, therefore, sees no way to view the desired declaratory relief as anything other than an advisory opinion so long as the removal proceedings are pending. What is more, if Lau is not removed, he may refile his request for de novo review of his denial of naturalization. At that point the court would be able to offer effective relief.
TV. Conclusion
For the reasons stated above, the court hereby orders that Defendants’ Motion to Dismiss [# 4] is ALLOWED. The case is dismissed without prejudice to re-filing after the conclusion of removal proceedings. THIS CASE IS CLOSED.
IT IS SO ORDERED.
. Pet. Review Denial Naturalization Req. Hr'g. ¶ 4 [# 1],
. Pet. ¶ 4.
. Pet. ¶5.
.Pet. ¶6.
. Pet. ¶7.
. Pet. ¶ 8.
. Pet. ¶9.
. Pet. ¶ 10.
. Shomberg v. United States, 348 U.S. 540, 544, 75 S.Ct. 509, 99 L.Ed. 624 (1955).
. Internal Security Act of 1950, Pub.L. No. 81-831, § 27, 64 Stat. 987, 1015, reenacted without significant change by INA § 318, 66 Stat. at 244 (codified as amended at 8 U.S.C. § 1429).
. See Ajlani v. Chertoff, 545 F.3d 229, 235 (2d Cir. 2008).
. 8 U.S.C. § 1421(a) ("The sole authority to naturalize persons as citizens of the United States is conferred upon the Attorney General.”).
. 8 U.S.C. § 1429.
. 8 U.S.C. § 1421(c) ("A person whose application for naturalization under this chapter is denied ... may seek review of such denial before the United States district court for the district in which such person resides.... Such review shall be de novo....”).
. Ajlani, 545 F.3d at 238-241. The court held, nonetheless, "that [under 8 U.S.C. § 1447(b)] an alien cannot secure naturalization from either the district court or the Attorney General while removal proceedings are pending____” Id. at 241.
. Barnes v. Holder, 625 F.3d 801, 806 (4th Cir. 2010).
. Saba-Bakare v. Chertoff, 507 F.3d 337, 340 (5th Cir. 2007).
. Bellajaro v. Schiltgen, 378 F.3d 1042, 1046-47 (9th Cir. 2004) (“Accordingly, we conclude that where, as in Bellajaro’s case, the INS has denied an application for naturalization on the basis of § 1429 because removal proceedings are pending, the district courts have jurisdiction to review the denial but the scope of review is limited to 'such denial.' ”).
. Id. at 1046.
. Zayed v. United States, 368 F.3d 902, 906 (6th Cir. 2004).
. Id.
. See id. at n. 5.
. See id. at 907.
. Gonzalez v. Sec’y of Dept, of Homeland Sec., 678 F.3d 254, 259 (3rd Cir. 2012).
. 8 U.S.C. § 1429.
. See Gonzalez, 678 F.3d at 259; Zayed, 368 F.3d at 906.
. Saba-Bakare, 507 F.3d at 340; Bellajaro, 378 F.3d at 1046.
. See Flast v. Cohen, 392 U.S. 83, 96, 88 S.Ct. 1942, 20 L.Ed.2d 947 (1968) ("And it is quite clear that the older and most consistent thread in the federal law of justiciability is that the federal courts will not give advisory opinions.” (internal quotation and citation omitted)).
. Hewitt v. Helms, 482 U.S. 755, 761, 107 S.Ct. 2672, 96 L.Ed.2d 654 (1987).
. Rhode Island v. Narragansett Indian Tribe, 19 F.3d 685, 693 (1st Cir. 1994) (quoting Maryland Cas. Co. v. Pac. Coal & Oil Co., 312 U.S. 270, 273, 61 S.Ct. 510, 85 L.Ed. 826 (1941)).
. Maryland Cas. Co. v. United Corp. of Massachusetts, 111 F.2d 443, 446 (1st Cir. 1940); see also Boston Teachers Union Local 66, AFT, AFL-CIO v. Edgar, 787 F.2d 12, 16 (1st Cir. 1986) (stating that the court may not offer opinions based on hypothetical facts).
. Church of Scientology of California v. United States, 506 U.S. 9, 12, 113 S.Ct. 447, 121 L.Ed.2d 313 (1992) (quoting Mills v. Green, 159 U.S. 651, 653, 16 S.Ct. 132, 40 L.Ed. 293 (1895)).
. 28U.S.C. § 2201.
. See MedImmune, Inc. v. Genentech, Inc., 549 U.S. 118, 139, 127 S.Ct. 764, 166 L.Ed.2d 604 (2007) (quoting Coffman v. Breeze Corps., 323 U.S. 316, 324, 65 S.Ct. 298, 89 L.Ed. 264 (1945)).
. 2 U.S. 408, 2 Dall. 409, 1 L.Ed. 436 (1792).
Reference
- Full Case Name
- KA LOK LAU v. Eric H. HOLDER, as the Attorney General of the United States
- Cited By
- 5 cases
- Status
- Published