Canales v. Gatzunis
Canales v. Gatzunis
Opinion of the Court
MEMORANDUM
I. Introduction
Plaintiff files this suit sounding in tort and civil rights violations against various defendants for events occurring at the Suffolk County House of Correction (“SCHOC”) in late 2010. Presently before this court are Defendants Andrea J. Cabral, Gerard Horgan,
A. Facts
Plaintiff brings this action against the Suffolk County Sheriff’s Department, Andrea J. Cabral in her official capacity as the Suffolk County Sherriff, and Gerard Horgan in his individual capacity and his official capacity as Superintendent of the SCHOC (collectively: “County Defendants”), Thomas Gatzunis in his official capacity as the Public Safety Commissioner for the Commonwealth of Massachusetts, Prison Health Services, NaphCare, Inc., Elnora Harris in her individual and official capacities, Jennifer Foley in her individual and official capacities, Nathaniel Stillman in his individual and official capacities, Irina Natapov in her individual and official capacities, and Colleen Collins in her individual and official capacities.
Plaintiff was in the custody and control of Defendants at the SCHOC during 2010 and 2011.
Despite Plaintiffs repeated assertions that he did not have HIV, Defendants nonetheless continued to administer antiviral HIV medications to Plaintiff.
Because Defendants had informed Plaintiff that he had HIV and continued to administer HIV medications to him, Plain
B. Procedural History
On June 13, 2013, Plaintiff filed his Complaint in Suffolk County Superior Court. On July 24, 2013, Defendants filed a Notice of Removal [# 1] in this court. On August 29, 2013, Defendant Prison Health Services, Inc. filed its Answer [# 12]. On August 30, 2013, County Defendants filed a Motion to Dismiss for Failure to State a Claim [# 14] and Defendant Gatzunis filed his Motion to Dismiss for Failure to State a Claim [# 16]. On September 13, 2013, Plaintiff filed a Memorandum of Law in Opposition to Defendants’ Motions to Dismiss [# 30]. On September 24, 2013, the medical professional Defendants filed an Assented to Motion for Referral to a Medical Malpractice Tribunal [#30], which this court ALLOWED.
III. Discussion
Plaintiffs Complaint raises a variety of claims contained in six counts. Count I raises claims under the Massachusetts Tort Claims Act (“MTCA”), M.G.L. c. 258, § 4. Count II raises claims under the Massachusetts Civil Rights Act (“MCRA”), M.G.L. c. 12, §§ 11H and I. Count III asserts tort claims for intentional infliction of emotional distress. Count IV asserts common-law negligence claims. Count V raises claims for violation of Plaintiffs federal constitutional rights pursuant to 42 U.S.C. § 1983. Finally, Count VI raises claims for common-law assault and battery.
A. Standard of Review
In ruling on a motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6), a “court must ‘take all factual allegations as true and draw all reasonable inferences in favor of the plaintiff.’ ”
B. Section 1983 Claims
Count V asserts § 1983 claims against all Defendants based on a violation of Plaintiffs Fourth and Fourteenth Amendment rights.
This leaves only the § 1983 claim against Defendant Horgan in his individual capacity. Plaintiffs Complaint does not allege any facts indicating that Horgan was personally involved in administering his medical care at SCHOC. Rather, his claim against Horgan appears to be premised on supervisory liability.
Plaintiff has failed to plead sufficient facts to make out a plausible claim for supervisory liability against Defendant Horgan. First, the Complaint is devoid of any suggestion that Horgan personally knew Plaintiff was being administered HIV medications or was aware of Plaintiffs protests. Second, Plaintiff fails to plead any facts to suggest that Horgan was aware of similar medication errors or other practices by the medical staff that posed a risk to inmates’ constitutional rights. Plaintiff merely states that “Defendants have a disorganized medical program and failed to maintain a quality assurance program.”
C. State-Law Claims Against the Suffolk County Sheriffs Department and Cabral, Horgan, and Gatzunis in Their Official Capacities
Plaintiff names the Sheriffs Department and all of the above-named Defendants in their official capacities in Counts I through VI. Defendants contend that Plaintiffs claims against them in their official capacities are either barred by sovereign immunity or otherwise fail as a matter of state law.
1. Sovereign Immunity
The Eleventh Amendment bars suits in federal court against unconsenting states.
The remaining claims in this case are all based on Massachusetts law and sovereign immunity potentially bars suit against the Sheriffs Department and the other Defendants in their official capacities. The County Defendants and Defendant Gatzunis voluntarily consented to this matter being removed to federal court.
2. MTCA Claims
Count I asserts negligence claims against the Sheriffs Department and the other Defendants in their official capacities pursuant to the MTCA. Defendants contend that the MTCA claims against them are subject to dismissal on two grounds. First, Defendants argue that the claims are barred by sovereign immunity. Second, County Defendants argue that the MTCA immunizes public employees from liability for injuries caused by their negligent conduct and that they constitute “public employees” within the meaning of the statute. Defendant Gatzunis argues that he is not the relevant public employer.
With regard to Defendants’ first argument, sovereign immunity does not bar the MTCA claims to the extent that Defendants would be subject to suit in a Massachusetts court. The Commonwealth did not waive its Eleventh
This leaves the question of whether Defendants would be subject to Plaintiffs MTCA claims in state court. While the MTCA authorizes certain negligence actions against public employers, it simultaneously “shields public employees from personal liability for negligent conduct.”
Defendant Gatzunis argues that Plaintiffs MTCA claims against him must be dismissed because, as the Massachusetts Commissioner of Public Safety, he is not the public employer of the Suffolk County Sheriffs Department’s employees. Gatzunis argues that he exercises no direction or control over the employees whose actions are relevant here. This court agrees with Gatzunis. There is no indication from the pleadings that Gatzunis is the employer of any of the Defendants whose actions are challenged here. Moreover, it seems intuitive that the public employer of the Sheriffs Department employees is the Sheriffs Department. As such, Count I is dismissed against Gatzunis.
As to the Sheriffs Department itself, the County Defendants’ brief offers no argument that the Sheriffs Department is not the relevant public employer for purposes of this suit. Because the County Defendants do not argue that the Sheriffs Department is not the relevant public employer, and public employers are subject to tort liability in state court under the MTCA, Count I survives against the Sheriffs Department and the Eleventh Amendment does not bar this claim.
Finally, the County Defendants argue that Cabral and Horgan are public employees under the plain meaning of the MTCA.
3. MCRA Claims
Count II of the Complaint asserts claims pursuant to the MCRA, M.G.L. c. 12, §§ 11H and I. To state a claim under the MCRA, a plaintiff must prove that the exercise of his state or federal constitutional rights was interfered with by a “person” within the meaning of the statute by means of threats, intimidation, or coercion.
4. Intentional Torts and Common-Law Negligence
Count III of the Complaint asserts claims for intentional infliction of emotional distress. Count VI asserts claims for common-law assault and battery. Finally, Count IV advances common-law negligence claims. Plaintiff brings all of these claims against the Sheriffs Department and the other Defendants in their official capacities.
As discussed, the MTCA waives sovereign immunity for certain tort claims against public employers in Massachusetts state courts. The MTCA is not a complete waiver of sovereign immunity, however, and section 10 of the statute delineates a number of areas in which the Commonwealth has retained immunity. This immunity is applicable to suits against state officers in their official capacities.
The Sheriffs Department and the other Defendants in their official capacities are also immune from Plaintiffs common-law negligence claims. Section 2 of the MTCA states:
Public employers shall be liable for injury or loss of property or personal injury or death caused by the negligent or wrongful act or omission of any public employee while acting within the scope of his office or employment, in the same manner and to the same extent as a private individual under like circumstances ....56
Section 2 also states, however, that the “remedies provided by this chapter shall be exclusive of any other civil action or proceeding by reason of the same subject matter against the public employer or, the public employee or his estate whose negligent or wrongful act or omission gave rise to such claim.”
D. State-Law Claims Against Horgan in His Individual Capacity
Plaintiffs Complaint names only Defendant Horgan in his individual capacity. While Plaintiffs claims are largely barred against Horgan in his official capacity on immunity grounds, Plaintiff can potentially still assert his claims against Horgan in his individual capacity. The Complaint, however, fails to distinguish between the actions of the various Defendants and also fails to allege sufficient facts to make out plausible claims against Horgan.
1. Common-Law Negligence Claim
Plaintiffs common-law negligence claims against Horgan in his individual capacity must be dismissed. As already discussed, the MTCA’s exclusivity provision bars common-law negligence actions against public employers and employees. Horgan is a public employee of the Sheriffs Department. Because Horgan is a public employee and Plaintiffs Complaint does not suggest Horgan was not acting within the scope of his employment, Count IV is dismissed against Horgan in his individual capacity.
2. MCRA Claim
As explained, in order for a plaintiff to make out a MCRA claim, he must show that “persons” within the meaning of the statute interfered, or attempted to interfere, with his enjoyment of federal or state constitutional rights by means of threats, intimidation, or coercion.
3. Intentional Tort Claims
Finally, this court must consider the sufficiency of the factual allegations contained in Plaintiffs Complaint with respect to Counts III and VI. First, Count III asserts a claim for intentional infliction of emotional distress against Horgan in his individual capacity. In order to make out a claim for intentional infliction of emotional distress, Plaintiff must prove:
(1) that the [defendant] intended to inflict emotional distress or that he knew or should have known that emotional distress was the likely result of his conduct; (2) that the conduct was extreme and outrageous, was beyond all possible bounds of decency and was utterly intolerable in a civilized community; (3) that the actions of the defendant were the cause of the plaintiffs distress; and (4) that the emotional distress sustained by the plaintiff was severe.60
While Plaintiff has pleaded sufficient facts to plausibly show that he has suffered severe emotional distress, Plaintiffs Complaint fails to allege sufficient facts to plausibly infer that Horgan intended to cause Plaintiff emotional distress or should have known such distress was the likely result of his conduct. Indeed, the factual allegations in the Complaint simply state that “defendants” told Plaintiff he had HIV and administered HIV medication to him. This is insufficient. There is no indication that Horgan was personally involved with Plaintiffs medical treatment or otherwise took any action with respect to Plaintiff. Consequently, Count III is dismissed as to Horgan in his individual capacity.
The Complaint similarly fails to allege sufficient facts to make out a plausible claim for assault or battery against Horgan. These claims require Plaintiff to show that Horgan intentionally attempted to batter Plaintiff
E. Plaintiff’s Request to File an Amended Complaint
In his Opposition, Plaintiff requests leave to file an amended complaint to supplement his factual allegations, to the extent that this court may find them wanting. This court will treat this request as a motion to file an amended complaint. Pursuant to Federal Rule of Civil Procedure 15(a)(2), a party may amend its pleading with leave of the court. A court should freely give leave to amend when justice so requires.
IV. Conclusion
For the foregoing reasons, Defendant Gatzunis’s Motion to Dismiss [# 16] is ALLOWED in its entirety. Additionally, County Defendants’ Motion to Dismiss [# 14] is ALLOWED as to Counts II, III, IV, and VI, as well as Count I to the extent it raises MTCA claims against Horgan and Cabral in their official and individual capacities, and Count V to the extent it raises § 1983 claims against Defendants in their official capacities. County Defendants’ Motion to Dismiss [# 14] is DENIED as to Count I to the extent that it states an MTCA claim against the Sheriffs Department. Defendants’ Motion to Dismiss [# 14] is also DENIED WITHOUT PREJUDICE as to Count V to the extent it raises a § 1983 claim against Horgan in his individual capacity. Defendants may renew their Motion to Dismiss as to Count V after Plaintiff has had an opportunity to file his amended complaint.
AN ORDER HAS ISSUED.
. Plaintiff's Complaint erroneously refers to Defendant Horgan as "Gerard Hogan." See Notice of Removal [# 1] Ex. 1 [hereinafter Compl.].
. Because the issues analyzed here arise in the context of a motion to dismiss, this court presents the facts as they are related in Plaintiff’s Complaint, see Trans-Spec Truck Serv., Inc. v. Caterpillar, Inc., 524 F.3d 315, 321 (1st Cir. 2008), and construes those facts in the light most favorable to Plaintiff, see Pettengill v. Curtis, 584 F.Supp.2d 348, 362 (D.Mass. 2008).
. The Complaint is unclear whether Plaintiff was incarcerated at the SCHOC during all of 2010 and 2011, or whether he was only incarcerated during late 2010 and early 2011 when the relevant events occurred. The Complaint also largely fails to distinguish between the actions of each Defendant.
. Compl. ¶ 16.
. Compl. Ex. A [hereinafter Presentment Letter],
. Presentment Letter.
. Presentment Letter.
. Presentment Letter.
. Presentment Letter.
. Presentment Letter.
. Presentment Letter.
. Presentment Letter.
. Presentment Letter.
. Presentment Letter.
. Pettengill, 584 F.Supp.2d at 362 (internal punctuation and emphasis omitted) (quoting Rodríguez-Ortiz v. Margo Caribe, Inc., 490 F.3d 92, 96 (1st Cir. 2007)).
. Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555-58, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007); see also Trans-Spec, 524 F.3d at 320.
. Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009).
. Bagheri v. Galligan, 160 Fed.Appx. 4, 5 (1st Cir. 2005); Atuahene v. City of Hartford, 10 Fed.Appx. 33, 34 (2d Cir. 2001) (“By lumping all the defendants together in each claim and providing no factual basis to distinguish their conduct, Atuahene's complaint failed to
. Nollet v. Justices of the Trial Court, 83 F.Supp.2d 204, 208 (D.Mass. 2000).
. Although Plaintiff’s Complaint asserts violations of his Fourth and Fourteenth Amendment rights, his Opposition does not address violations of his Fourth Amendment rights. Rather, Plaintiff's Opposition focuses on the violation of his Eighth Amendment rights as recognized in Estelle v. Gamble, 429 U.S. 97, 97 S.Ct. 285, 50 L.Ed.2d 251 (1976). See Pl.'s Mem. Law Opp’n Defs.’ Mots. Dismiss [# 28], 7-11.
. Will v. Mich. Dep’t of State Police, 491 U.S. 58, 71 & n. 10, 109 S.Ct. 2304, 105 L.Ed.2d 45 (1989).
. Mass. St. 2009, c. 61, § 6 (effective January 1, 2010) (transferring Barnstable, Bristol, Dukes, Nantucket, Norfolk, Plymouth and Suffolk Sheriffs and their employees to the Commonwealth).
. It is somewhat unclear what Plaintiff's theory is because Plaintiff has failed to differentiate between the various Defendants in his Complaint. Nonetheless, the Complaint states that Defendants "knew or should have known that [Plaintiff] was not HIV positive and that diagnosing him and treating him for HIV would cause [Plaintiff] great harm.” Compl. ¶ 57.
. Sanchez v. Pereira-Castillo, 590 F.3d 31, 49 (1st Cir. 2009) (quoting Iqbal, 556 U.S. at 676, 129 S.Ct. 1937); see also Leavitt v. Corr. Med. Servs., Inc., 645 F.3d 484, 502 (1st Cir. 2011).
. Febus-Rodriguez v. Betancourt-Lebron, 14 F.3d 87, 92 (1st Cir. 1994).
. Id. Stating a claim for violation of a person’s Eighth Amendment rights also requires showing that prison personnel acted with deliberate indifference. See Estelle, 429 U.S. at 104, 97 S.Ct. 285.
. Febus-Rodriguez, 14 F.3d at 92. There must also be an "affirmative link” between the supervisor’s actions or omissions and a subordinate’s violation of a person’s constitutional rights. Id.
. Maldonado-Denis v. Castillo-Rodriguez, 23 F.3d 576, 582 (1st Cir. 1994).
. See Alsina-Ortiz v. Laboy, 400 F.3d 77, 81-82 (1st Cir. 2005).
. Maldonado-Denis, 23 F.3d at 582.
. Compl. ¶ 25.
. Presentment Letter.
. Seminole Tribe of Fla. v. Florida, 517 U.S. 44, 54, 116 S.Ct. 1114, 134 L.Ed.2d 252 (1996).
. Edelman v. Jordan, 415 U.S. 651, 668-69, 94 S.Ct. 1347, 39 L.Ed.2d 662 (1974); Ford Motor Co. v. Dep't of Treasury, 323 U.S. 459, 464, 65 S.Ct. 347, 89 L.Ed. 389 (1945).
. Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89, 106, 104 S.Ct. 900, 79 L.Ed.2d 67 (1984).
. Port Auth. Trans-Hudson Corp. v. Feeney, 495 U.S. 299, 305, 110 S.Ct. 1868, 109 L.Ed.2d 264 (1990) (alteration in original) (internal quotation marks and citations omitted).
. Lapides v. Bd. of Regents of Univ. Sys. of Ga., 535 U.S. 613, 617, 624, 122 S.Ct. 1640, 152 L.Ed.2d 806 (2002).
. Bergemann v. R.I. Dep’t of Envtl. Mgmt., 665 F.3d 336, 341 (1st Cir. 2011) (holding that while Lapides’ language was broad, its holding was limited "to the 'context of state-law claims, in respect to which the State has explicitly waived immunity from state-court proceedings' " (quoting Lapides, 535 U.S. at 617, 122 S.Ct. 1640)).
. Santiago v. Keyes, 839 F.Supp.2d 421, 427 (D.Mass. 2012) (citing id.).
. See Notice of Removal [# 1].
. Caisse v. DuBois, 346 F.3d 213, 218 (1st Cir. 2003); see also Rivera v. Massachusetts, 16 F.Supp.2d 84, 87 (D.Mass. 1998) ("The Commonwealth has expressly exercised its prerogative to waive its sovereign immunity only insofar as claims are brought against it in its own judicial fora.").
. Mass. Gen. Laws c. 258, § 2; Rivera, 16 F.Supp.2d at 87.
. See Santiago, 839 F.Supp.2d at 429-30 (holding that the Massachusetts Department of State Police had waived Eleventh Amendment immunity against MTCA claims by taking actions indicating it wished to be in federal court).
. Caisse, 346 F.3d at 218.
. Mass. Gen. Laws c. 258, § 1.
. Id.
. Mem. Law Supp. Defs.' Mot. Dismiss [# 15], 6.
. See Defs.’ Mem. Law [# 37]; Pl.’s Response [# 38],
. Maraj v. Massachusetts, 836 F.Supp.2d 17, 31 (D.Mass. 2011) (quoting Mass. Gen. Laws c. 258, § 2); see also Fantini v. Salem State Coll., No. 05-12348-RWZ, 2007 WL 922883, at *6 (D.Mass. Mar. 26, 2007) (recognizing that the MTCA "immunizes public employees against liability” for injuries resulting from their negligent conduct while acting within the scope of their employment).
. Because Horgan is also a public employee in his individual capacity, Count I is also dismissed to the extent it names Horgan in his individual capacity.
. Williams v. O’Brien, 78 Mass.App.Ct. 169, 936 N.E.2d 1, 4 (2010).
. Id.; Howcroft v. City of Peabody, 51 Mass.App.Ct. 573, 747 N.E.2d 729, 744-45 (2001).
. See Howcroft, 747 N.E.2d at 747.
. Id.
. Mass. Gen. Laws ch. 258, § 10(c).
. Id. § 2.
. Id. (emphasis added).
.See Tavarez v. Essex Cnty., 49 Mass.App.Ct. 1113, 735 N.E.2d 1269, at *1 (Mass.App.Ct. 2000).
.Williams, 936 N.E.2d at 4.
. Howell v. Enter. Publ'g Co., 455 Mass. 641, 920 N.E.2d 1, 28 (2010) (internal punctuation and citations omitted).
. Dahms v. Cognex Corp., No. 993192, 2000 WL 33170952, at *5 (Mass.Super.Ct. 2000).
. Id.
. Fed.R.Civ.P. 15(a)(2).
. See Order [# 33],
. Plaintiffs other claims against the official capacity defendants are barred by immunity, and additional factual allegations will not allow Plaintiff to state plausible claims against them. With respect to the other claims against Horgan in his individual capacity, Plaintiff’s Opposition fails to address any of the County Defendants’ arguments supporting dismissal. Instead, Plaintiff focuses solely on his deliberate indifference claim. See PL's Mem. Law Opp'n Defs.' Mots. Dismiss [# 28]. Because Plaintiff has failed to plead any facts supporting his MCRA and intentional tort claims against Horgan, his negligence claim is barred by the MTCA, and Plaintiff fails to address those claims in his Opposition, those claims are dismissed with prejudice.
Reference
- Full Case Name
- Julio CANALES v. Thomas GATZUNIS, Commissioner
- Cited By
- 26 cases
- Status
- Published