Fertik v. Stevenson
Fertik v. Stevenson
Opinion of the Court
MEMORANDUM AND ORDER ON PLAINTIFF’S RULE 37(c)(1) MOTION FOR SANCTIONS AGAINST DEFENDANTS ABBOTT LABORATORIES, INC. AND ABBOTT VASCULAR, INC. (#98).
I. Introduction
This is a medical malpractice and product liability action. In May, 2009, Plaintiff William Fertik underwent a cardiac ablation procedure performed by Drs. Stevenson and Maytin at Brigham & Women’s Hospital. During the procedure, a metal guide wire manufactured and marketed by Abbott Laboratories and Abbott Vascular (referred to collectively as “Abbott”)
In the present dispute, Plaintiff contends that Abbott has not provided Plaintiff with discovery relating to the design and manufacturing specifications of the product. Plaintiff filed this motion for sanctions against Abbott
After considering the parties’ submissions, their presentations at oral argument, and relevant case law, the Court finds that Plaintiff should be permitted to receive additional discovery and the parties should then produce new expert reports. The case is set for trial on November 12, 2015. The trial date will necessarily be suspended and the parties will follow the schedule as set out in the conclusion, below.
II. Background
In May, 2012, Plaintiff filed a complaint in which he identified the wire used in the procedure as “the Abbott Vascular Devices Hi Torque BHW Wire, Model 1000463H” and alleged that the wire was defective. (#1 at 2, 5,10,17-19.) On October 1, 2012, Abbott filed its Rule 26 disclosures. In spite of the fact that Plaintiff had identified the wire by name and model number, Abbott took the position that it did not know what wire had been used, but promised “product lot and manufacturing records, FDA records, testing records and other records relating to the claims and the incident.” (#30 at 5.) Abbott did not ever supplement its Rule 26 disclosures. (#99 at 4.)
Discovery between the parties continued. Without going into every one of Plaintiffs requests and Abbott’s responses, suffice it to say that Plaintiff made very general requests, Abbott minimally, one might say, inadequately, responded to them, and Plaintiff failed to follow up with additional requests.
According to Plaintiff, Abbott produced only 124 pages of discovery in its initial production in January 2013, and later produced 436 pages in response to Plaintiffs second requests for production. (#99 at 15.) Abbott asserts that it produced discovery in January 2013 and again in February 2015. (See #104 at 4.) It is uncontested that at the time materials were produced, Plaintiff did not raise any objections.
On June 19, 2015, in accordance with the schedule set by the District Court, Plaintiff gave Abbott an expert report from Dr. Dana Medlin, a materials engineer and metallurgist. Shortly after, Plaintiff provided Abbott with a supplemental report from Dr. Medlin. On July 17, 2015, Abbott served Plaintiff with an expert report from Dr, Thomas Eagar, also a materials engineer and metallurgist.
On August 13, 2015, Plaintiff filed this motion for sanctions against Abbott, claiming
Abbott argues that its initial disclosures and discovery responses and productions “have been timely and transparent.” (#104 at 2.) They assert that Plaintiff is trying to remedy flaws in his case, in particular, the fact that his expert report is deficient, by filing the motion for sanctions. (#104 at 3.) Abbott states that it did not provide discovery because it did not know the Plaintiffs theory of product defect until it received Plaintiffs expert report; Plaintiff never “followed up” Abbott’s disclosures with additional discovery requests; and Plaintiff never made any requests for records specific to his product defect theories until after the close of fact discovery. (#104 at 2.) Abbott asserts that Plaintiff knew that “there were potentially additional records relating to the design or manufacturing of the subject product that they never requested” and Abbott produced documents when it was asked to.
Abbott points out many problems with Plaintiffs expert report. Plaintiffs expert tested the wrong wire. In his supplemental report, he tested the correct wire, but it was the wrong length. (#104 at 6-7.) Plaintiffs expert relied on a drawing of the wire, provided by Abbott in discovery, that he thought demonstrated that the wire had a relevant design feature called “shoulders,” which it does not have. (Id. at 7.) Plaintiff points out that the reason his expert wrongly assumed that the wire had “shoulders” was because he was relying on drawings, produced by Abbott in discovery, that were not “engineering design drawings” but were merely “schematics.” (#113 at 6.) Plaintiff asserts that had he had the discovery to which he was entitled, his expert would be able to write a competent report; Defendant responds that Plaintiff is tramping up this issue as a last-minute effort to salvage a losing case.
III. Discussion
Plaintiff correctly points out that Fed. R. Civ. P. 26(a) is an automatic disclosure provision and obligates the parties to disclose all information relevant to its claims or defenses, and 26(e) imposes an obligation to supplement or correct disclosures to reflect accurate information. (#99 at 12.) See The Hip-Saver Company, Inc. v. J.T. Posey Company, 497 F.Supp.2d 96, 103 n. 5 (D.Mass. 2007). Abbott, for its part, contends that “the onus was on Plaintiffs, not Abbott, to analyze Abbott’s discovery responses and production, and then meet and confer with Abbott with regard to any purported deficiencies they perceived in Abbott’s responses, or the need to produce further documents.” (#104 at 10.) Abbott admits, for example, that it did not provide Plaintiff with the Design History File of the product, because although Plaintiff “presumably knew it existed,” Plaintiff did not explicitly ask for it. (Id. at 12)
Abbott’s complaints ring hollow. For example, Abbott repeatedly insists that it did not provide discovery about the design specifications of the wire because it did not know Plaintiffs theory of how the wire was defective. (#104 at 16.) This is absurd. How could Plaintiffs expert possibly form an opinion about whether or how the wire was defective until after considering information about the design of the wire? And how could the expert look at such information if Abbott had never turned it over? Further, Abbott admits that it failed to provide information concerning the design and manufacture of the product and design and manufacturing specifications and drawings, but contends that it did not do
The fault here, however, is not entirely Abbott’s. Plaintiff bears at least some responsibility for the deficient discovery, and the predicament that it finds itself in at this critical juncture of the case. One wonders, for instance, given the paucity of discovery here, why Plaintiff did not realize it was missing information and make more specific requests.
IV. REMEDY
Plaintiff urges that under Rule 37(c)(1) the Court should preclude Abbott from utilizing the newly-produced documents, and also exclude Abbot’s expert’s testimony at trial. (#99 at 21.) In the alternative, Plaintiff proposes that the Court “wind back the clock,” allow time for Abbott to cure its “discovery non-compliance,” order the withdrawal of the parties’ engineering reports, and in essence, start over with production of expert reports and depositions. (Id.)
The Court denies the motions for sanctions and adopts Plaintiffs proposal that he be permitted to request discovery and produce another expert report. Plaintiff is ordered to request discovery from Defendant no later than three business days after the issuance of this Order, by October 14. Defendant will produce the requested discovery by October 21. Expert reports will be due by Plaintiff on October 30 and Abbott on November 10. The parties will have two weeks to depose the experts, to November 24. This Court will hold a status conference on Monday, November 30, to set a schedule for the filing of additional motions, such as revised Daubert or summary judgment motions. In early December, the District Court will set a conference date to schedule trial in January or February. The District Court will rule on what, if any, use may be made at trial of the previous expert reports that have been produced in connection with this case. SO ORDERED.
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. Inexplicably, the piece of wire removed from Mr. Fertile’s chest was destroyed at the hospital. (See #1 at 15-16.)
. For a detailed description of specific requests and answers, see. #99, Plaintiff's memorandum, at 4-9 and exhibits referenced there.
. The reports can be found at #99 exh. H and I (Medlin) and exh. J (Eagar).
. After fact discovery closed, Plaintiff did request additional documents, concerning the "adhesive" used in the manufacturing process, and Abbott provided them. (#104 at 5.)
Reference
- Full Case Name
- William FERTIK individually and as Administrator of the Estate of Greta Fertik v. William STEVENSON, M.D., Melanie Maytin, M.D., Abbott Laboratories, Inc., and Abbott Vascular, Inc.
- Status
- Published