Commonwealth v. Dunham
Commonwealth v. Dunham
Opinion of the Court
delivered the opinion of the Court. In this Commonwealth the right of appeal, both in criminal and civil cases, when it exists at all, is given and regulated by statute. In prosecuting an appeal, certain things are to be done by the court appealed from, and certain things by the court appealed to, and the same law regulates both. And when rightly understood and applied, if it requires the one to receive, it requires the other to allow the appeal.
Certain rules and principles may be considered as well settled upon this subject, and to require no citation of precedents to support them, applicable alike to civil and criminal cases.
If an appeal is well taken and prosecuted, it vacates and supersedes the judgment appealed from, and places the case within the jurisdiction of the appellate court, to be proceeded in, almost, if not entirely, in the same manner as if it were an original proceeding in the appellate court. Campbell v. Howard, 5 Mass. R. 376. But if the appeal is not well taken and prosecuted, if it is not in a case allowed by law, or if allowed upon terms and conditions prescribed by law and these are not complied with, the proceeding itself is nugatory and void, and stands wholly unaffected by such a claim of appeal. Commonwealth v. Richards, 17 Pick. 295.
Another principle applicable to this subject is this, that, the court appealed to, and not the court appealed from, is to judge in the last resort, whether the party had a dgin of appeal or
So on the other hand, if the court below allow the appeal where by law it ought not to be allowed, the appellate court will dismiss the appeal.
Still it is highly proper, and even often necessary, for the court below to act upon such claim of appeal, in the first instance, subject to revision by the appellate court. In case the appeal is disallowed, as one in their judgment not allowable by law, it is their duty to pronounce sentence, or enter the party’s default, if he do -not appear, order his recognizance estreated, or do such other acts, as would be required, In case no such claim of appeal had been made. This will be very manifest, when applied to a case, where it is clear that no appeal lies, as if a party were convicted of a simple larceny or assault and battery, and an appeal should be claimed.
So in case the appeal, in their judgment, ought to be allowed, sentence is to be suspended, security to be taken, witnesses to be recognized to appear at the appellate court, copies to be prepared and filed, that suitable preparations may be made for the orderly prosecution of the appeal. But this decision of the court below, allowing or disallowing the appeal, must of course be made, subject to the revision of the appellate court.
Something of the same sort occurs under the laws of the United States. The constitution and laws of the United States, for wise reasons, give the Supreme Court of the United States a controlling power over certain subjects, when drawn in question in judicial proceedings. When a party believes that he has good right, upon some one of these subjects, to appeal from the decision of a circuit or State court, he is
The defendant in the present case, being convicted of perjury, an offence punishable by imprisonment for a term more than five years, had a right to appeal. By the Revised Stat. c. 128, § 1, the punishment may extend to twenty years.
By Revised Stat. c. 86, § 10, appeals from the Municipal Court are to be prosecuted in the same manner as appeals from the Court of Common Pleas are directed to be prosecuted. And by Revised Stat. c. 138, § 5, every person convicted in the Court of Common Pleas, of any crime for which he may be punished by imprisonment for a term exceeding five years, may appeal therefrom to the Supreme Judicial Court, “ if such appeal shall be claimed a convenient time before the end of the term at which the conviction is had ; and such appellant shall be committed, to abide the sentence of the Supreme Judicial Court, until he shall recognize to the Commonwealth, in such reasonable sum, and with such sureties, as the Court of Common Pleas shall order, with condition to appear at the court appealed to, and there to prosecute his appeal, and to abide the sentence of the court thereon,” &c.
It was contended on the argument for the defendant, that this provision did not contemplate a recognizance to be taken by that court; but that the court is simply to pass the order committing the appellant until he should afterwards recognize, before a magistrate or in some other manner prescribed by law. But the Court do not so construe the law. That court is a
It was argued upon the peculiar reading and punctuation in the 5th section of the Revised Statutes, c. 138, that the recognizance or commitment was not stated as a condition of the allowance of the appeal. Not much reliance in such case can be placed upon punctuation ; and whether a clause like this constitutes a condition or not, depends much upon the subject matter, the statutes in pari materia, and the obvious intent of the whole statute, regarded as constituting a system of measures, in which one provision is necessarily adapted to another. A different construction would be attended with extreme inconvenience and hardship upon appellants. It would require the court, the moment the party claims an appeal, to pass a peremptory order for his commitment, against his own remonstrances, and although he might be able to give the required sureties, as soon as they could be brought into court, and although under satisfactory bail for his appearance for the whole term. It is the obvious policy of the law, to interfere with the liberty of an accused party, before final conviction and sentence, as little as possible, consistently with securing his personal appearance to abide his trial.
This conclusion is somewhat strengthened by another \ lew of the subject. A term of the court is, to many purposes, to be considered as a single day. When a party claims an appeal >n one day, and asks time till an ensuing day, to give his sure-
It was argued, that by an appeal, according to its general understanding, all proceedings in the court appealed from, are from that time suspended.' This is to be taken with considerable limitations ; but be it so, the question still recurs, what is a valid and effectual appeal. If it consisted in only claiming an appeal, there would be much force in the argument ; but if by law such claim is to be followed up by another act on the part of the appellant, to make it effectual, it cannot have the force of an appeal, to suspend further proceedings in the court appealed from, until that further act is done.
I was referred in the argument, to some passages of the civil law. The course of proceeding in the practice of the civil law, is so different from our own, that not much aid can be drawn from it. It seems however to be a fixed rule, that upon an appeal, the appellant must give fresh security, to appear at the court appealed to, and to abide the judgment, and confirm the acts of his proctor. 2 Brown’s Civ. and Adm, Law, 437. The same rule takes place in prize causes, but with this limitation, that an appeal shall not suspend the decree of condemnation, if the respondents, that is, those who have obtained the decree, will give good security ,to restore the proceeds with costs, in case the decree shall be reversed.
But after all, the question depends mainly on the construction of the statutes. The right of appeal, in .the cases stated, was conditional; it depended upon a compliance with conditions requisite to a' due administration of the law, and necessary to prevent disorder and an evasion of justice. These conditions not having been complied with, in the present case, the claim of an appeal was inoperative and void, and the appeal must be dismissed.
Reference
- Full Case Name
- Commonwealth versus Josiah Dunham, Junior
- Status
- Published