Norris v. City of Boston
Norris v. City of Boston
Opinion of the Court
Although the amount depending upon the result of this case is small, the question which it presents for the consideration of the court is of great importance, and arises upon a bill of exceptions taken at the trial of the cause before the court of common pleas. It is an action of assumpsit to recover the sum of $ 38, money had and received, which the plaintiff alleges he was compelled, under color of law, to pay, and did pay to an officer and agent of the city of Boston, demanding the same for their use, and which they actually received ; and he asserts the right to recover it back, on the ground
As this question must depend mainly upon a comparison of the statute of the Commonwealth with the laws of the United States, to determine whether they are in conflict, it may be proper to begin by a careful examination of the statute, not only with reference to its particular enactments, but to the object and purpose for which they were established. The statute of 1837, c. 238, was but a modification of a series of legislative acts, ex-teñding to a period long anterior to the establishment of the present constitution of the Commonwealth, having for their object to make provision for the relief of poor and destitute persons, being within the limits of the State, and whether such persons were citizens and subjects of the State or not; and to prevent the increase of this burden upon the State, by prohibiting the introduction of paupers from other places, or to admit such introduction upon conditions intended to secure the State from this burden. The general provisions of the poor laws of this State make it the duty of the proper officers of cities and towns to furnish immediate relief to any poor person being' within their limits, without regard to the consideration, whether such persons have a settlement in such town, or in any other town of the
The law in regard to alien passengers is a branch of this great department of State policy, designed to guard this privilege of relief at the public expense, in cases of extreme indigence, from abuse, and to secure the State and its citizens from unreasonable burdens, whilst providing for the exercise of a duty of humanity towards those, who in the ordinary course of life are placed within its borders. We will briefly refer to this course of legislation. The St. of 1793, c. 59, was a general act, providing foi the relief, support, employment and removal of the poor, and repealed all previous acts on the subject, with certain exceptions. Section 13 provided for the relief of all poor persons, having no lawful settlement within the Commonwealth, when they stood in need. The same section directed a mode by which such persons might be conveyed, by land or water, to any other State, or to any place beyond sea, if they might be conveniently removed. Section 15 gave a penalty against any person, who should bring into and leave any indigent person in any town, where he was not lawfully settled, knowing him to be poor and indigent. Section 16 prohibited masters of vessels from bringing into the State any person convicted, in any other State or country, of any crime, or any infamous persons. And to prevent charge to the Commonwealth by the importation of such convicts, or of infamous or vicious persons, section 17 made i
Thus stood the law, until the St. of 1830, c. 150, was passed, providing that when any ship or vessel should arrive in any place in this State, with alien passengers on board, who might become chargeable as paupers, the master should report, &c., and should give bond, with surety, to indemnify the town and the Commonwealth ; with a proviso, that such bond might be dispensed with, in all cases, when the overseers might think it unnecessary ; and further, that it might be dispensed with, in regard to any such passenger, in behalf of whom the master or owner of such vessel should pay into the treasury of the town the sum of five dollars. This, we believe, was the first introduction of a provision for the payment of a small sum of money, by way of commutation for the obligation of indemnifying towns against the risk of expense to be incurred for the relief of such paupers. These provisions were substantially reenacted in the Rev. Sts. c. 46, embracing various collateral provisions, designed to carry the objects of the law into full effect.
Such was the law previously to the year 1837, when the act was passed, upon the particular provisions of which this question arises. St. 1837, c. 238; The first section provides, that when any vessel shall arrive with alien passengers, an officer, to be appointed by the mayor and aldermen of the city, or the selectmen of the town, where it is proposed to land such passengers, shall go on board such vessel and examine into the condition of said passengers. Section 2d directs, that if on such examination, there shall be found among said passengers, any lunatic, idiot, maimed, aged or infirm persons, incompetent to maintain themselves, or who have been paupers in any other country, no such
It was in conformity with the requisitions of the third section of this act, that the money was paid, which is sought to be recovered back, in this action. It will be perceived that the whole scope and tenor of this act, is to carry out more effectually the policy of the preceding acts, viz. that of securing the Commonwealth and its citizens from the burden likely to arise from an influx of foreign paupers ; and the principal, if not the only particular, in which this act differs from the preceding, is this ; that in cases where the alien passenger is not, at the time, infirm, or otherwise disabled, so as to require immediate • relief, the master of the vessel, instead of being at liberty, at his election, to pay five dollars to cover the risk that such passenger will become a pauper and chargeable to the public — as a commutation for the duty of giving bond, with surety, conditioned to indemnify the public against the same peril — is unconditionally required to pay the sum of two dollars. This act having been passed in due form, and received the sanction of all branches of the legislature, is valid and binding, unless it comes in conflict with the constitution of the United States or of some law made
Upon the best consideration ■ which the court have been able to take of the subject, they are of opinion that this provision of the law in question is valid and binding, and that the plaintiff was rightfully required, by force of it, to pay the money in question ; because, first, the object to be accomplished by the act was quite within the competency of State legislation to provide for ; secondly, the legislature might do this by means of any suitable and appropriate legal provisions, not repugnant to the constitution or laws of the United States ; and, thirdly, the provision in question was not thus repugnant.
1. The power of the State to establish poor laws, and for that purpose to make reasonable provisions to prevent the introduction of paupers, or persons likely to become paupers, is too well established to require the citation of many authorities. The powers reserved to the States are considered to extend to all the objects which, in the ordinary course of affairs, affect the lives, liberties and property of the people, and the internal order, improvement and prosperity of a State. Federalist, No. 45. Amongst the objects to be accomplished by State laws, these were enumerated by Mr. Chief Justice Marshall, in Gibbons v
But without relying on these obviously analogous cases, we think this point has been expressly decided by the supreme court of the United States, namely, that the States have the power to pass laws regulating the introduction of persons who may become paupers; that the power existed before the formation of the constitution of the United States and was not taken away by it. City of New York v. Miln, 11 Pet. 102. It was held that the law of New York on the same subject was a regulation of police and not of commerce, and clearly within the competency of Slate legislation. The court say there is no aspect in which it can be viewed, in which it transcends the limits of the reserved powers of the States : “If we look at the place of its operation we find it within the territory, and therefore within the jurisdiction, of New York. If we look at the person on whom it operates, he is found within the same territory and jurisdiction. If we look at the persons for whose benefit it was passed, they are the people of New York, for whose protection and welfare the legislature of that State are in duty bound to provide. If we turn our attention to the purpose to be attained, it is to secure that very protection, and provide for that very welfare.” Even the learned judge (Mr Justice Story) who dissented from the opinion of the rest of the court, on another part of the case, admitted in the. most unhesitating manner, that the States have a right to pass health laws, and other police laws, not contravening the laws of congress rightfully passed under their constitutional authority. He says further, “ I admit that they have a right to pass poor laws, and laws to prevent the
All the circumstances enumerated by the court, in the case cited, as characteristics and tests of the legitimate authority of a State, are applicable to the law of Massachusetts now under consideration. Its operation is within the .territory of the State. The persons on whom it operates are within its limits and jurisdiction ; indeed, such persons are so situated when the law respecting them takes effect; they are then so within the State, that, in case of their being sick, maimed, insane, or otherwise in condition to require immediate relief, the city or town, in which they happen to be, would be under legal obligation to afford them that relief. At the same time that the public requires that an investigation be made into the condition and circumstances of such alien passengers, arriving in the State, and the payment of a small sum of money to defray, in part, the expenses of the administration of this branch of police, the same persons have, by law, a reciprocal right to call on the public for relief and support, if required.
2. If the object to be accomplished is within the competency of State legislation, are the means which are adopted, suitable and appropriate, and within the power of the State government ?
The means, provided by this act, are the appointment of suitable officers, to go on board vessels that have arrived within the limits of the town or city, and have come within the jurisdiction of the State, to ascertain the condition of such alien passengers, before such passengers are landed ; the requirement of bonds oi indemnity to the public, against any expense for their support for ten years, in behalf of those who are lunatic, maimed, or otheiwise incompetent, in the opinion of the examining officer, to maintain themselves ; and the payment of a small sum of money, in respect to all others, little more than sufficient to pay the ex
These appear to be means well adapted and quite appropriate to accomplish the object proposed —- that of the relief of the indigent, and the protection of the State. If the law operates upon the passengers before they have actually landed, this is merely a matter of convenience, like the collection or security of the duties on goods. The goods would be equally liable, if such were the provision of the law, if the duty were levied after the goods were landed. But, although the law operates upon such aliens, before they are landed, it does not operate before they are entitled to participate in the bounty, which the State, in the exercise of the duty of simple humanity, has provided for those aliens. It is no doubt voluntary with the State, whether they will make such provision or not; but if they do, they have a corresponding power to make reasonable regulations to prevent its abuse, and secure its benefits to the proper objects. Take these provisions together, as .a .whole, as parts of a system, and it will be found that they are beneficial to those on whom they operate. The right acquired is more than equivalent in value to the amount paid. The small sum required to be paid, on account of each • passenger not requiring relief, is little more than sufficient, if any, to meet the expenses incident to these necessary investigations and precautionary measures. It cannot, be known till the investigation has been made, whether all may not be in a condition incompetent to maintain themselves; and there fore all must be examined.
We have assumed, for the purposes of this inquiry, that the real and sole object of this law, on the part of the legislature, was in good faith to carry into effect that part of the poor laws of the State, which provides relief for every suffering member of the human family, who is, at the time, within its limits, in eluding the foreigner, however recently brought within its limits And we think this is satisfactorily proved by the terms and provisions of the act, and by the long course of legislation on the subject, extending to a period anterior to the ad " iion of the constitution of the United States.
3. Several grounds are relied upon, to establish the position that this act of Massachusetts is repugnant to the constitution and laws of the United States, and consequently void. The first and principal one is, that it is in conflict with that provision of the constitution, Art. I. § 8, which provides, that “congress shall have power to regulate commerce with foreign nations, and among the several States, and with the Indian tribes,” or with laws made pursuant to that power.
We do not deem it material to the decision of this case to consider whether this power, given to congress to regulate commerce, is exclusive or not, so that the mere existence of the power prevents the State from making any law on the subject; or whether it is a concurrent power, which the States may use until congress has acted upon the subject. Supposing it to be exclusive, when that term, is rightly understood and applied, and supposing also, that navigation is a department .of commerce, and extends to that species of navigation which is concerned in the transportation of passengers ; it does not follow that the State may make no law in relation to passengers. In Gibbons v. Ogden, 9 Wheat. 203, in which it was decided, that navigation, concerned in the conveyance of passengers, was a branch of commerce, and of course'that congress had power to regulate it, it was also held, that although inspection laws, quarantine laws, health laws, and the like, might essentially affect commerce ; yet the power to regulate commerce was not the source from which they flowed, but the power, originally residing in the States, to regulate those subjects respectively, and not transferred to the general government, or prohibited to the States, by the constitution of the United States.
In considering, therefore, whether it is competent for a State
Supposing, then, that congress have a full and exclusive power to pass laws, the object of which is to regulate commerce, as conferred by the constitution of the United States, and that the States have full power, not derived from the constitution, but reserved to them, when the constitution was adopted, to make laws regulating health, the poor, and other subjects of police ; the respective laws of each, made in pursuance of powers flowing from different sources, and designed to accomplish different objects, will act independently, and will be valid, unless the particular means, adopted by them respectively, may conflict with each other. But the regulation of commerce by law, on the one hand, and the legislation necessary to promote the health, safety, and welfare of the citizens of the States, on the other, .are of so large and varied extent, and relate to subjects so intimately connected with each other, that in accomplishing their respective objects, the same species of means may, and
Congress, for instance, under their power to regulate commerce, may sanction the importation of any species of merchandize ; and such importation may include hides, grain, fruit, fish, gunpowder, and every other commodity, at their will. But the hides may become putrid, the grain or fruit may decay, and on arrival poison the atmosphere, and endanger the health of the people. The gunpowder, if landed, may explode and destroy their lives and property. The State has full power to pass and enforce laws to guard against these dangers. But if the specific means do not conflict with each other, both may stand and operate together, though théy operate at the same time, upon the same subjects. So the provision for the appointment of pilots, and regulation of pilotage, is within the acknowledged power of the State, though operating- directly upon ships and vessels, the instruments of commerce. The State may provide by law for the appointment and commissioning of pilots, may regulate their duties, may require them to board inward bound ships, before their arrival, and may, under reasonable regulations, require the owners and masters of inward and outward bound vessels to employ them, and to pay them a reasonable compensation. So in regard to quarantine laws, they act directly upon ships and vessels, affect the rights and conduct of owners, officers and seamen; but if not repugnant to the laws of the United States, they are valid.
If indeed the specific measures, adopted by a law of congress, for the regulation of commerce, should come in conflict with the law of the State, then, as the law of Congress, made in pursuance of one of its enumerated powers, is the supreme law of the land, the law of the State must of course yield. If, for instance, a law of the United States, with a view to the security of the revenue, or otherwise, should enact, that no pilot boat, or other vessel, should board an inward bound vessel before arrival, (a case merely stated by way of illustration, which could scarcely happen,) it would be repugnant to the law of the State, authorizing and requiring pilots thus to board inward bound vessels, and of course such State law would be inoperative and void.
This view of the law aifords abundant security against any danger that may be apprehended, that the State laws may embarrass our commerce, or embroil us with foreign nations. It was unquestionably a mam object of the constitution of the United States, in distributing the powers of sovereignty between
But it was further contended, that the act of Massachusetts, now in question, was void, because it is repugnant to that provision in the constitution of the United States, Art. 1, § 10, which declares that no State shall, without the consent of congress, lay any imposts or duties on import's or exports, except what may be absolutely necessary for executing its inspection laws.
The obvious meaning of this language is, that no duty shall be levied or imposed upon merchandize or commodities import- . ed or exported. It would be doing great violence to this language to apply the term impost to a sum of money required of persons arriving in the country, to defray the expense of carrying into effect a reasonable system of poor laws, or to treat such persons as imports. The term ‘ impost ’ was defined, in the case of Brown v. Maryland, 12 Wheat. 437. It is a custom or a tax, levied on articles brought into a country, on things imported ; and the only material point decided in that case, which gives color to the argument we are considering, is, that a tax on the importer, in respect to. the articles or things imported, was held to be, in effect, a tax on the things themselves, and thus obnoxious to the constitutional prohibition. The whole scope of tha-' decision shows that the court did not consider the term imports as applying to persons. Such we understand to be the effect
If indeed the act should require a payment of money, from those passengers who bring merchandize with them, or have goods consigned to them, in the same or any other vessel, then, within the principle of Brown v. Maryland, as the tax would oe levied, in respect to imported articles, it might be deemed an impost on imported goods, and so prohibited to the legislation of a State. But the act in question is not of this character. It applies to all alien passengers, without reference to goods. And if, under color of carrying into effect any police regulation, the manifest object of the law were to raise a revenue on foreign commerce, the real and not the ostensible purpose of the act would be regarded, in determining its constitutionality.
If, for instance, under the form of pilotage, a large sum of money should be demanded of any inward bound vessel, the effect of which would be to raise a revenue upon foreign commerce, the pretence of its being pilotage would not make it legal. And this suggestion answers an argument much pressed, that if the State could demand two dollars, in respect to each nassenger, it could demand two hundred or two thousand, and so raise a large revenue for any and all purposes. We think it s plain, that if any such large sum were exacted of passengers, t would indicate the real purpose and design of the law to be o raise revenue, and not in good faith to carry into effect a useful and beneficent poor law ; useful and beneficent to such aliens themselves ; and therefore that it would be in contravention of the constitution and laws of the United States, and void. But to apply this principle to the construction of an act of State legislation, it must be apparent to the court, that the real pur pose was distinct from the ostensible one.
Several other provisions of the constitution and laws of the United States were referred to, in the argument, as provisions
The provisions of the constitution and law of the United States on the subject of naturalization were also relied on. These provisions, we think, merely affect the question how aliens shall be naturalized, who are in fact within the jurisdiction of the United States, and do not, in any respect, affect the mode of their introduction.
On the whole, the court are of opinion that the direction of the judge of the court of common pleas was right. The exceptions are therefore overruled, and the judgment for the defendants affirmed.
Reference
- Full Case Name
- James Norris v. City of Boston
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- Published