Commonwealth v. Doherty
Commonwealth v. Doherty
Dissenting Opinion
(dissenting) Mr. Justice Spiegel and I are unable to agree with the views expressed in the majority opinion which bear heavily upon the fundamental rights of an accused. We believe that (1) the prosecutor’s interference with the defendants’ attempted interview of Moore, and (2) the judge’s withholding of Moore’s grand jury testimony from the defendants require that the judgments in all the cases be reversed and the verdicts set aside. We further believe that (3) the “John Doe” indictment under which Connor was convicted must be quashed.
1. In Commonwealth v. Balliro, 349 Mass. 505, 516, this court, citing art. 12 of the Declaration of Eights of our Constitution, stated that “counsel for a defendant should be accorded, as of right, an opportunity to interview prospective witnesses held in the custody of the Commonwealth. Witnesses belong neither. to the Commonwealth nor to the defence” (emphasis supplied). “It is too plain to be labored that the interviewing of prospective witnesses is an essential part of the preparation of a case for trial.” Id. at 517-518.
The defendants’ attempt to interview Moore was made four months after our decisión in the Balliro case. During the attempted interview the defence was not permitted to elicit from Moore an answer to any question which the prosecutor did not approve. We see no difference in principle between refusing to grant, a defendant physical access
At the court hearing which followed the abortive interview, the prosecutor attempted to justify his actions by unsupported allegations that Moore was in constant danger of reprisals from the defendants. That this is not a sufficient reason for depriving a defendant of his right to interview a prospective witness was clearly stated in the Balliro case, where the risks to the witnesses were not merely alleged but were evidenced by past acts of the defendants: “That the witnesses, as the Commonwealth argues, were ‘victims’ of the acts of the defendants does not alter the defendants’ rights.” 349 Mass, at 518.
We believe, therefore, that where, as in the present cases, it appears that the prosecutor has interfered with the defendants’ attempts to interview a witness in protective custody, the judge is under an affirmative duty to neutralize the effect of the prosecutor’s interference by appropriate action. The judge could have done so by granting the defendants’ pre-trial requests to examine Moore’s grand jury testimony. We are now, however, left to speculate what the posture of the defence would have been if the prosecution had not interfered with the defendants’ efforts to interview the witness, or if the judge had taken appropriate action to counteract the prosecutor’s interference. Commonwealth v. Balliro, 349 Mass. 505, 517. In our view, the defendants have been so prejudiced in the preparation and presentation of their defence as to require that new trials be granted.
2. The defendants were entitled to examine Moore’s grand jury testimony. At the trial, Moore was the key witness for the prosecution. The fate of all the defendants hung on her testimony. The inconsistency between Moore’s grand jury testimony and Moore’s trial testimony was not merely alleged, but was proved in open court. Cf. Com
The narrow issue, therefore, is whether the judge, in permitting the defendants merely to call the stenographer, was granting the defendants the equivalent of what they were entitled to and had requested. We think not. The judge repeatedly denied the defendants’ requests to examine Moore’s grand jury testimony. When the judge did authorize the defendants to call the stenographer, he expressly refused to make the grand jury minutes available to counsel even though the defendants’ particularized need for them had been established. It can hardly be said, therefore, that the judge, in permitting the defendants to call the stenographer, thereby intended that they should be able to accomplish what he had often expressly denied them. The defendants were not required to accept less than that to which they were entitled. Having seasonably saved their exceptions, they should now be entitled to examine Moore’s grand jury testimony for purposes of a retrial.
3. We believe there was error in the denial of Connor’s motion to quash the indictment which, several days prior to Connor’s arrest, was returned against “John Doe, the true name and a more particular description of the said John Doe being to the said jurors unknown.” We recognize that the judge who denied the motion to quash under
Under art. 12 of the Declaration of Rights of our Constitution “ ‘no person . . . shall be held to answer for a capital or otherwise infamous crime . . . unless he shall have been previously charged on the presentment or indictment of a grand jury.’ 2 Kent Cor. 12” (emphasis supplied). Jones v. Robbins, 8 Cray, 329, 344-345. The fundamental prerequisite to a valid indictment, that the grand jury intend to indict a specific person whose identity is known to them, is immutable. An indictment returned by the grand jury must be “an indictment found in the usual course of proceedings in pursuance of the methods of conducting the deliberations of grand jurors established by generations of procedure in England and in this Commonwealth.” Commonwealth v. Harris, 231 Mass. 584, 587. Jones v. Robbins, 8 Gray, 329, 342-343. Commonwealth v. Woodward, 157 Mass. 516.
Tested by the foregoing constitutional principles, the indictment under which Connor was tried and convicted was fatally defective. The grand jury’s averment under oath in the indictment that no better description of the person intended to be indicted was known to them than the name “John Doe” forecloses the possibility that they knew the identity of the person they intended to indict. The name “John Doe” gives no clue to identity. Standing alone it is synonymous with anonymity. The indictment of John Doe is the indictment of anyone. The indictment of anyone is the indictment of no one. The indictment of no one is an indictment in blank. The indictment as returned, therefore, subjected Connor to a public trial before the grand jury had determined in the first instance that probable cause existed to believe that he committed the crime charged in the indictment. Because the defect is apparent on the
We do not believe that G. L. c. 277, § 19, authorizes the procedure followed in Connor’s case. We think the statute applies only where the indictment clearly shows that the grand jury intended to indict a particular person whose identity was known to them although his true name may not have been known. See, e.g., Commonwealth v. Dedham, 16 Mass. 141; Commonwealth v. Lewis, 1 Met. 151; Turns v. Commonwealth, 6 Met. 224, 235; Commonwealth v. Butler, 1 Allen, 4; Commonwealth v. Darcey, 12 Allen, 539; Commonwealth v. Fredericks, 119 Mass. 199. To hold that the “John Doe” indictment under which Connor was tried and convicted is authorized by G. L. c. 277, § 19, would effectively nullify the limitations on criminal proceedings contained in G. L. c. 277, § 63. The procedure would permit a grand jury to return an indictment whenever they had probable cause to believe that a crime had been committed without any inquiry into who committed the crime. It would no longer suffice that a person who has committed a crime remain undetected for the period of time set forth in G. L. c. 277, § 63. It would also be necessary that the acts constituting the crime likewise be not detected for the prescribed period.
In any event, the failure of the indictment to satisfy the constitutional requirement that the grand jury determine in the first instance that probable cause existed to believe that Connor committed the crime charged cannot be cured by any action allegedly authorized by G. L. c. 277, § 19. It is axiomatic that a constitutional guaranty cannot be eradicated by statute. “The legislature may change . . . [the indictment] in form, but cannot change the substance of its material averments without impinging upon constitutional guarantees ’ ’ (italics in original). State v. Terry, 109 Mo. 601, 614.
What we have said with respect to the “John Doe” indictment under which Connor was tried and convicted applies with equal force to the “John Doe” indictment in
Because the “John Doe” indictment under which Connor has been tried was fatally defective, all proceedings taken in reliance upon the indictment are void. To say that a guilty verdict rendered by a petit jury cures the fatal defect in the indictment would destroy the right of every citizen to the interposition of a grand jury in the first instance, guaranteed by art. 12 of the Declaration of Bights. Con-nor made timely objection to the procedure. Accordingly, in the case against Connor the judgment should be reversed, the verdict set aside, and the indictment quashed.
Opinion of the Court
Donald E. Landry (Ema Landry) and James J. Connor (indicted as John Doe) were found guilty of murder in the first degree of Eobert W. Davis. There was evidence to show that the crime was committed shortly before 3 a.m. on May 1,1965. The jury recommended that the death penalty not be imposed. William E. Doherty and his wife, Janice M. Doherty, were found guilty of being accessories before the fact to murder in the first degree with recommendation that the death penalty not be imposed. Both Dohertys were also found guilty of being accessories after the fact to murder.
The trials were held subject to G. L. c. 278, §§ 33A to 33G inclusive. Most of the testimony regarding the events preceding and following the homicide was given by Elizabeth Moore. She had lived and boarded with the Dohertys and their four year old child for two years in the third or top floor apartment at 116 Dakota Street in the Dorchester district of Boston. Most of the testimony as to the actual killing came from Donald Hayes, who had been a friend of Moore for several years and who was her companion on the night of the homicide.
Moore testified that on Friday evening, April 30, 1965, she and Hayes, in the company of the Dohertys, drank beer at the Sportsman’s Cafe in Dorchester. Later, she, Hayes, the Dohertys, Davis (the deceased), and his friend Donald Edwards gathered at the Doherty apartment. The com-
Hayes and Moore went to the latter’s room, and while there heard noise and commotion. Moore opened the door and saw Mrs. Doherty making a telephone call. Davis and Doherty had returned to the den. On his wife’s summons, Doherty again came out of the den and continued the telephone conversation which was not overheard. Doherty returned to the den. Mrs. Doherty then took the telephone to Moore’s room, made a call, asked for “Ema,” and, while waiting, told Hayes and Moore that Davis had two guns at Doherty’s head and that she had to get someone to help him. She repeated this statement on the telephone. Doherty then entered the room again and said to his wife, “Janice, tell her this guy is Bobby Davis who’s against me, if something happens before they get up, and tell him to bring his piece and to get up here.” Mrs. Doherty said, “ [B]ring your piece. ’ ’ Upon completion of the call the Dohertys left the room.
Approximately five minutes later Mrs. Doherty returned, made another telephone call and said, “Hello, Emo, what’s taking you so long ? Why aren’t you up here ? He’s going to kill Billy [Doherty]. Will you please come up? Take a cab, Emo. We’re at 116 Dakota Street.” Mrs. Doherty asked Moore for the cab money and told Moore and Hayes that they had better leave. ‘ ‘ There’s going to he trouble. . . . Emo is coming up, and he has a big gun. . . . [H]e knows how to use it. . . . [I] f you want to leave, go ahead. Get out of here.” Moore and Hayes declined to leave.
Moore went downstairs to meet the cab. While there she saw Edwards returning in Edwards’ car with another man, Adrian Delaney. Edwards drove away. Delaney remained on the porch with Moore, who then saw a cab come
Delaney pointed a gun at Moore, calling her “Mrs. Doherty.” Doherty appeared on the porch from upstairs with a gun ‘ ‘ in his waist. ’ ’ Doherty told Moore to 1 ‘ get out of there.” A fight between Doherty and Delaney followed. Moore ran off the porch along the side of the house to the garage. While there, she heard a shot. Delaney ran past her down Iowa Street. She heard another shot from upstairs. Then she saw “Jimmy Connor” carrying a long case. Moore had previously met Connor through Mrs. Doherty’s parents, the Bakers, who lived in the same house as the Dohertys on the second floor. Moore asked Connor what she should do. He answered, “Just stay there and be quiet.” Moore saw Hayes run from the house, get in his car and leave. On her return to the house from the garage, Moore saw Davis lying on the front porch.
Hayes’ testimony of events in the Doherty apartment from the time of his arrival to the time Moore went downstairs to meet the cab was, in most particulars, corroborative of Moore’s testimony. While Mrs. Doherty was making the telephone call to Brno, Doherty told his wife to ‘ ‘ Tell Bmo [that] Davis did it if I am killed. ’ ’ In response to a question by Moore, Doherty said that Davis was asleep on the couch in the den and that he did not try to take the guns away from Davis because he was afraid he would get shot if he woke Davis.
After Moore had gone downstairs, Hayes saw Doherty take the two guns away from Davis, who was sleeping. Both guns were Lugers. Doherty kept one. He gave the other to Hayes and told him to protect his (Doherty’s) family. Doherty went downstairs. From the front porch on the third floor Hayes saw two men get out of a cab, one carrying a gun case. About the same time, a car stopped in front of the house and Hayes heard a gunshot on the
Moore testified that after the shooting Doherty, his wife, Moore, and Mrs. Baker met in the Baker apartment where it was decided by all, including Moore, that they would tell the police “that two guys came up here and broke in and shot him.” Moore said to Doherty, “I’ll be a witness for you, Billy. I know you didn’t shoot him. ’ ’ Doherty called the police. When the police arrived about 3 a.m. on Saturday, May 1, Doherty was on the porch, standing beside Davis’ body: Doherty told the police that he had been in a fight, had run from the porch and found Davis’ body when he returned. Subsequently, the medical examiner reported that Davis died of a shotgun wound in the chest.
1. We discuss first the assignments of error relating to the denial of the Dohertys’ motions, filed at the close of the evidence, for directed verdicts of not guilty.
The evidence was insufficient to warrant a verdict of guilty against Doherty on the charge of being an accessory before the fact to murder. The Commonwealth’s evidence showed that Davis had imperiled Doherty’s life. The only words used by Doherty to. his wife while she was telephon
On the other hand, there was no error in the denial of Mrs. Doherty’s motion for a directed verdict on the indictment charging her with being an accessory before the fact to murder. The evidence most favorable to the Commonwealth shows that she placed the calls for armed assistance, was present in the apartment when the armed help arrived, and saw Landry pointing a gun directly at Hayes. The jury could find from this evidence, and from her prior statements to Moore, that she was fully aware of Landry’s intentions. She made no effort to explain to Landry or his
There was likewise no error in the denial of the Dohertys’ motions for directed verdicts on the charge of being accessories after the fact to murder. Mrs. Doherty’s brief does not expressly argue the point. The ground for Doherty’s motion was that any acts of Doherty sufficient to constitute the offence were directed toward his wife, so that he had a defence under GK L. c. 274, § 4. The indictment charges that he “did harbor, conceal, maintain and assist” the principal felons. The fact that the same acts also assisted his wife, charged with being an accessory before the fact, does not preclude his conviction under the indictment.
2. We now turn to Connor’s challenge to the validity of the indictment charging him with murder. As returned by the grand jury on August 4, 1965, the indictment for murder ran against Landry “and John Doe, the true name and a more particular description of the said John Doe being to the said jurors unknown.” On August 9 the Commonwealth filed a motion to amend the indictment by substituting the name of James J. Connor for John Doe. A hearing was held at which no evidence was introduced. The motion was allowed. On August 10, 1965, the docket entry of August 9 was “corrected so as to read as follows: Commonwealth files motion to amend indictment. Court . . . having determined that true name of John Doe has been discovered to be James J. Connor, orders the name James J. Connor to be entered on record as true name.”
On September 10, 1965, Connor filed motions to quash and to dismiss the indictment. The grounds for the motions were, inter alla, that there is nothing in the indictment to indicate that John Doe was ever described to the grand jury in any manner, that Connor has never been indicted by the grand jury, and that there is nothing in the warrant based upon the indictment to indicate in any way that the
General Laws e. 277, § 19, provides that “If the name of an accused person is unknown to the grand jury, he may be described by a fictitious name or by any other practicable description, with an allegation that his real name is unknown. An indictment of the defendant by a fictitious or erroneous name shall not be ground for abatement; but if at any subsequent stage of the proceedings his true name is discovered, it shall be entered on the record and may be used in the subsequent proceedings, with a reference to the fact that he was indicted by the name or description mentioned in the indictment. ’ ’
“The procedure [of entering the true name on the record] is somewhat analogous to specifications required by G. L. c. 277, § 40, which must be furnished as matter of right and which must be read with the indictment for a full description of the crime charged.” Commonwealth v. Gedzium, 259 Mass. 453, 457. The allowance of the motion “presupposes the finding by the court of all the facts essential thereto to the end that no injustice be done to any defendant” (ibid, p. 461). The judge could act on the district attorney’s representations. By the presentation of the motion, these were that the man described in the testimony before the grand jury and designated as John Doe was Connor. While evidence was not required, a statement by the district attorney to make express the implications of the motion, or the presentation of testimony or of affidavits, would have been appropriate and desirable.
This was not an indictment in blank. In the context of the murder indictment and the other indictments the name “John Doe” identified the person associated with Landry and the Dohertys in the crime of May 1,1965. The murder indictment was of “Donald E. Landry alias Emo Landry [and] John Doe.” The inescapable inference is that the complicated facts of, and related to, the killing of Davis were placed before the grand jury. The “John Doe” of
3. The defendants Landry and Mrs. Doherty have assigned errors based on their inability to interview the witness Moore in advance of trial, and three of the defendants have assigned and argued similar errors based on their inability to interview the witness Delaney. All the defendants have assigned as error the refusal of the trial judge to permit them to inspect the testimony given by Moore before the grand jury which was sitting in June, 1965, and before another grand jury sitting in August, 1965. We treat these assignments of error together.
Prior to trial, the witness Moore was held in protective custody by the prosecution. In response to a motion filed and allowed, Landry’s counsel appeared at the court house at Boston on November 16, 1965, for the purpose of interviewing Moore. The prosecutor and an assistant and a stenographer were in attendance.
At the outset of the interview, Moore stated that she had knowledge of the facts and circumstances of the charge against Landry. Landry’s counsel then asked the witness: Q. “And have you testified concerning those matters before the Grand Jury?” Before the witness could answer
On February 9, 1966, the witness Moore appeared in court in connection with Landry’s motion to suppress her testimony. The judge addressed the witness as follows: [W]ith reference to submitting to interview, the Court . . . does not order you to answer any questions put to you by them. Now, the decision is up to you. You may decide what you want to do. ’ ’ The witness answered that she did not “care to go into it at this time.” Mrs. Doherty’s motion to interview the witness was similarly dealt with. The judge denied both motions. Landry’s counsel brought to the judge’s attention a copy of the transcript of the attempted interview on November 16, 1965, which was annexed to his motion. He argued that the witness’ state of mind was due to the interference and directions of the prosecutor which should be neutralized by the judge or by questions by defence counsel.
Later, during the same hearing, counsel for Landry presented a motion in writing for inspection of the grand jury minutes. The stated ground for the motion was, in part, his inability to obtain an interview with the witness Moore. The prosecutor argued that the motion should be denied “in the interest of safeguarding these witnesses.” He stated that [o]ne of the assurances that I gave the witnesses before they went in the grand jury is that proceedings of the grand jury would be secret, and that the only time that they would have to worry about any testimony
The first opportunity defence counsel had to question Moore came one month later during their cross-examination of her at the trial in March, 1966. It then developed that Moore had given perjured testimony in her appearance before the June grand jury. Moore admitted under cross-examination that the testimony which she had given before the grand jury in June, 1965, was different from the testimony which she had given before the grand jury in August, 1965, and was different from the testimony she had given on direct examination to the trial jury. She admitted that she had given at least two different stories of the events which had taken place at 116 Dakota Street on May 1,1965. She testified that she had “told the District Attorney’s office” that when she was before the first grand jury she had “committed perjury.”
Upon eliciting this testimony, defence counsel requested that they be given an opportunity to examine the testimony given by Moore before the two grand juries. The judge declined so to order. All the defendants duly excepted. The judge then ascertained that the prosecutor had one copy of the minutes of the first grand jury and no copy of the minutes of the second grand jury. He said to defence counsel: “[Y]ou can get . . . [this] in evidence ... by getting the stenographer.” He instructed the prosecutor to inform defence counsel who the stenographer was. To defence counsel he said, ‘ ‘ [Y] ou can . . . have him available and the minutes only in relation to . . . this witness.”
In respect of the attempted interviews with the witness Delaney, the judge told the witness that he himself was to decide whether he wished to discuss the case with counsel for the defendants. Delaney replied, “I don’t wish to say anything.”
There was no error in denying the defendants’ motions for inspection of Moore’s grand jury testimony. This
A particularized need having been shown, defendants’ counsel were entitled to inspect the grand jury minutes, so far as available and relevant, under the reasonable supervision of the trial judge. The minutes of the first grand jury were, it appears, available. The judge’s ruling, however, did not deprive the defendants of access to any of the minutes and they were not prejudiced. Having failed to. pursue the course indicated, the defendants may not prevail in their exceptions to the denial of the motions to inspect the minutes.
Nor do we discern reversible error in respect of the denial of the motions to interview Moore and Delaney. The decision whether to be interviewed lay with the witnesses. The judge appropriately could have informed them, additionally, that (1) each might have counsel, (2) the defendants were entitled to interview witnesses and'-should not be deprived of the opportunity by whim or caprice, (3) prior testimony of the witnesses before the grand jury and con
The circumstances that require protective custody strongly suggest the risk of intimidation and other improper pressures. That no such pressures would be exerted or suggested by counsel would not relieve the witness of all concern. We think it very unlikely that remarks by the judge as requested, to neutralize what the prosecutor may have said, would have altered Moore’s, decision to keep still and avoid possible trouble. The judge must take reasonable steps to protect not only the witness but also the Commonwealth and the integrity of its case. He may in his discretion require that a stenographer be present at any interview with a witness in protective custody.
4. Counsel for Mrs. Doherty moved before trial that paragraphs 2 and 3 of the bill of particulars filed by the prosecution in response to motions by Mrs. Doherty
5. The defendants Landry and Connor assign as error the trial judge’s denial of their motions for severance. One of the grounds advanced by Landry and Connor for severance is the prejudicial effect which the particulars filed in response to Mrs. Doherty’s motions had upon their trials. That ground is disposed of by what we have said in respect of the bills of particulars.
The other ground advanced for severance by Landry and Connor, and by Mrs. Doherty in her motion for a mistrial, is the denial of their constitutional right to have other co-defendants testify on their behalf during trial. Bach contends that if severance were granted, the other defendants would be available to testify during his or her trial. This does not necessarily follow, and is not sufficient reason for requiring a severance. Gorin v. United States, 313 F. 2d 645-646 (1st Cir.) cert. den. 379 U. S. 971. United States v. Kahn, 366 F. 2d 259, 263-264 (2d Cir.) cert. den. 385 U. S. 948. Whether severance should be granted was within the discretion of the judge. Commonwealth v. Fancy, 349 Mass. 196, 204-205. There was no error.
6. The defendants Landry and the Dohertys contend that the evidence was such that the judge erred in permitting a finding that the killing was with extreme atrocity or cruelty. General Laws c. 265, § 1, provides: "Murder committed with deliberately premeditated malice aforethought, or with extreme atrocity or cruelty, ... is murder in the first degree.” The law applicable to the issue was stated by the judge in unexceptionable language, following Commonwealth v. Devlin, 126 Mass. 253, 255.
The testimony of the murder and how it was done was given by Hayes. That testimony being accepted, as was necessary for a finding of guilt, established beyond doubt deliberately premeditated action. We think it unnecessary,
7. Moore testified on direct examination that she had never known Davis prior to the night he was killed. Counsel for Landry sought to introduce evidence that there was a holdup at the office where Moore was employed while Moore was out to lunch, that Moore asked her employer for permission to accompany him to the police station, that at the police station her employer had picked out Davis as the holdup man and had shown his picture to Moore, and that Moore had expressed some interest in the picture. All of this took place three days before Davis was shot to death. The evidence was offered to attack Moore’s credibility. The judge refused to admit the evidence. All the defendants excepted. Only the defendant Connor has argued the exception. While the defendants are entitled to reasonable latitude in developing inconsistencies in a witness’ testimony, the extent to which collateral matters shall be
8. We see nothing- in the contention that Doherty’s talk with the police at his house when they came in response to his call was inadmissible. ' He was not under arrest. The police asked him what had happened.
9. The judgment against Doher:ty for being an accessory before the fact to murder is reversed and judgment is to enter for Doherty on the underlying indictment. The other judgments ar.e affirmed.
So ordered.
The interview ended with the following exchange between counsel. Counsel toe Landry: “I feel you are exercising duress and collusion, as far as this witness is concerned.” Assistant district attorney: “You can ask her any questions except what went on in the Grand Jury.” Counsel: “You are no one to say what questions I can or cannot ask this witness. You have no right. You don't own this witness.” Assistant district attorney: “Anything to do with the Grand Jury is secret.”
The attorney who represented Mrs. Doherty when the motions for particulars were filed was not appointed by, and was not eligible, for appointment by, the Superior Court under Rule 95 of the Superior Court ,(1954). The motion to strike was filed by Mrs. Doherty’s court appointed counsel
Reference
- Full Case Name
- Commonwealth vs. William R. Doherty. (And Four Companion Cases)
- Cited By
- 59 cases
- Status
- Published