Commonwealth v. De Christoforo
Commonwealth v. De Christoforo
Opinion of the Court
This is an appeal by the defendant under G. L. c. 278, §§ 33A-33G, from his conviction for first degree murder in the Superior Court. The jury, which unammously recommended that the death penalty not be imposed, also found the defendant guilty of illegal possession of firearms. The case comes to us on a transcript of the proceedings below, a summary of the record, and the defendant’s assignment of errors.
The following facts are undisputed. About 3:55 a.m on April 18, 1967, a car in which the defendant and three
Indictments for murder in the first degree and illegal possession of firearms were returned against Gagliardi, Oreto, and the defendant. On October 26, 1967, Oreto, the only one in custody, pleaded guilty to second degree murder and the gun charges. The defendant, against whom an F. B. I. warrant for unlawful flight was lodged in April, 1967, was apprehended by the F. B. I. in November, 1968, at his grandmother's house, where he had been living continuously since the incident. Gagliardi and the defendant were brought to trial together but only the defendant’s case went to the jury. At the conclusion of all the evidence Gagliardi pleaded guilty to second degree murder and the firearms charges, and his pleas were accepted.
The Commonwealth, conceding that it was the other two occupants of the car who fired the actual shots, relied on circumstantial evidence to connect De Christoforo in a joint venture with them to kill Lanzi. Evidence w-as in-
In addition to efforts to impeach the testimony of Officer Carr, counsel for De Christoforo called only character witnesses and the defendant’s grandmother. Although he stated in his opening address to the jury that he intended to prove that the defendant was in the car only because he was being given a ride home from “The Attic,” a bar in which he worked, he introduced no evidence to support this theory. He repeated in his closing argument that there were many reasons consistent with innocence to explain the defendant’s presence in the car, including his being given a ride home. Similarly, no evidence substantiated the suggestion in the opening that “certain pressures” other than consciousness of guilt explained the defendant's flight and concealment.
We treat with several issues raised by the defendant.
1. The defendant contends it was error to deny his motion to inspect the minutes of the testimony of Officer Carr before the grand jury. Two motions to inspect the grand jury minutes, one with respect to each indictment, were filed before trial and were denied at that time without prejudice to their renewal. During cross-examination of Officer Carr, the defendant renewed his motions with respect to Carr’s grand jury testimony and moved in the alternative that the judge make an in camera inspection of the minutes. The judge denied all the motions.
In a number of recent decisions we have held that a judge is not required to grant such motions unless the defendant establishes a “particularized need” to see the grand jury minutes involved. Commonwealth, v. Ladetto, 349 Mass. 237, 244-245. Commonwealth v. Doherty, 353 Mass. 197,
The defendant urges that we review and reconsider our holdings in the recent cases cited above which require a showing of a “particularized need” before being permitted
2. The defendant moved for a mistrial at the conclusion of the prosecutor’s closing argument because of certain remarks in that argument. He claims also that the judge’s instructions to the jury did not adequately cure the prejudicial effect of these remarks.
The defendant is quite justified in objecting to certain portions of the prosecutor’s closing argument. It was clearly improper for the prosecutor to state, "They [the
The prosecutor’s argument as a whole, however, did not require a mistrial. The judge acted properly within his discretion in denying a mistrial and in relying on curative instructions to erase the error. Commonwealth v. Bellino, 320 Mass. 635, 644, and cases cited. The judge adequately guarded the defendant’s rights in each instance.
Counsel immediately objected to the first statement cited above. Although the transcript at this point is not clear,
After the closing arguments the judge declared his willingness to include in addition to his general charge on closing arguments of both counsel a specific reference to whatever
Counsel for the defendant did not object at the time to the prosecutor's statement of his personal belief in the guilt of the accused. He did mention it, however, in his motion for a mistrial, and by implication at least requested a specific instruction on it. Nevertheless, his exceptions to the judge’s charge were too vague to make clear to the judge that there was objection to the judge's refusal to allude to that comment in particular in accordance wdth a written request to this effect.
The improper argument must also be viewed in relation to the weight of the evidence of the defendant’s guilt. The case against the defendant was an extremely strong one. It is not probable that the jury drew from the argument the subtle inferences now suggested by the defence. In any event, the remarks of the prosecutor were insignificant and harmless as viewed in the context of the great weight of evidence of guilt.
3. Assignments of error based on the judge’s failure to give requested instructions are without substance. Three requested instructions dealt with the inference of innocence which the jury must draw from evidence which is consistent with both guilt and innocence. Although they accurately stated relevant law, the judge was not required to instruct the jury in the terms urged by the defendant. He adequately covered the substance of the requested instructions. Commonwealth v. Mannos, 311 Mass. 94, 113. Commonwealth v. Aronson, 330 Mass. 453, 458. Commonwealth v. Monahan, 349 Mass. 139, 170-171. He instructed the jury
A final requested instruction was fco the effect that “[f]light does not necessarily reflect feeling of guilt.” The judge property instructed that evidence of the defendant’s actions on the scene, his flight, and later concealment, could be taken “as an admission of guilt.” He cautioned them in addition, however, that “common fairness insists that before you draw an inference of guilt for the crime of killing, you should be satisfied that these acts or words were at least a part of the motive or cause of the consciousness of guilt which caused these acts or words to be spoken.” The defendant could not require more. “Having given the jury correct rules for their guidance . . . [the judge] is not required to go further and discuss possible findings of fact upon which a defendant might be acquitted.” Commonwealth v. Greenberg, 339 Mass. 557, 585. Commonwealth v. Payne, 307 Mass. 56, 58. In addition, the possibility that the defendant’s flight was prompted by fear rather than guilt had already been suggested in argument to the jury by defence counsel.
4. Four other alleged errors now argued were not raised in the assignment of errors. It is incumbent upon the defendants in capital cases, as in any other kind of case, to file adequate assignments of error according to the procedures provided in G. L. c. 278, §§ 33A-33G. Section 33E of that chapter does not affect the applicability of the other sections in capital cases but only empowers us to order a new trial “‘if satisfied’ that because of error of law or of fact the verdict is a miscarriage of justice, or where because of newly discovered evidence or for some other reason justice requires a new trial.” Commonwealth v. Bellino, 320 Mass. 635, 646. We deal briefly with three of these
(b) The judge properly excluded clearly hearsay testimony by the defendant’s grandmother about what the defendant said to her when he arrived at her house several hours after the murder.
(c) There is no merit to the contention that the procedure provided in G. L. c. 265, § 2, for having the jury determine in a single verdict both guilt and punishment for first degree murder violates the Fifth and Fourteenth Amendments to the United States Constitution. The United States Supreme Court has recently resolved this issue in McGautha v. California, decided with Crampton v. Ohio, 402 U. S. 183, 208-220, in which the court sustained the constitutionality of a similar Ohio statute.
5. The defendant’s final argument stems from the denial of his motion for a new trial. The motion, as amended some six and one-half months after it was originally filed, was based on allegedly newly discovered evidence outlined in four affidavits. Three of these were to the effect that the defendant was in the car on the night of the murder because Gagliardi had offered him a ride home from “The Attic.” One of the three, by the defendant’s father, also contained an account of an incident which would suggest that the derringer found in the back of the car belonged to Lanzi. That affidavit asserted also that defence witnesses
If the evidence described in the affidavits had been offered at trial in admissible form and believed by the jury, this information might well have led to a different result. The opening statement for the defendant indicates that the defence did in fact intend to introduce such evidence. The evidence thus was hardly newly discovered, although the affidavits advance a reason why much of it was not offered at trial. The threatening telephone call, however, does not explain why neither the defendant’s father, who stated in his affidavit that he pleaded with the others to testify despite the call, nor the Medford police officer was called to testify. Nor is there any explanation for the delay of over six and one-half months before defence counsel presented this information to the court. Much of the information stated in the affidavits was hearsay and would not have been admissible in that form in any event.
The motion for a new trial on the ground of newly discovered evidence was addressed to the sound discretion of the trial judge. Commonwealth v. Dascalakis, 246 Mass. 12, 32-33. Commonwealth v. Sacco, 255 Mass. 369, 449. Commonwealth v. Devereaux, 257 Mass. 391, 394-395. Commonwealth v. Chin Kee, 283 Mass. 248, 257. Commonwealth v. Wallace, 304 Mass. 680. Commonwealth v. Sheppard, 313 Mass. 590, 611. Commonwealth v. Coggins, 324 Mass. 552, 555. Commonwealth v. Robertson, 357 Mass. 559, 562. His disposition of it "is not to be reversed unless a survey of the whole case shows that his decision, unless reversed, will result in manifest injustice.” "Even if the nature of the evidence is such as to justify a belief that if it had been
The weight and import of the affidavits submitted were likewise for the trial judge’s discretion. Commonwealth v. Heffernan, 350 Mass. 48, 53. He did not have to accept them as true even though they were undisputed. Commonwealth v. Sacco, 255 Mass. 369, 450. Commonwealth v. Millen, 290 Mass. 406, 410. Commonwealth v. Doyle, 323 Mass. 633, 637. Commonwealth v. Coggins, 324 Mass. 552, 557. In weighing the new evidence presented he was entitled to make use of his knowledge of what had taken place at the trial (Commonwealth v. Sacco, supra, at 451; Commonwealth v. Chin Kee, 283 Mass. 248, 257), and he was not required to give reasons for his action. Commonwealth v. Sacco, supra, at 450. Finally, there was no requirement that the judge hear oral testimony in support of the affidavits; he was free to choose the procedure by which he would consider the motion. Commonwealth v. Millen, supra, at 410. Commonwealth v. Coggins, supra, at 556-557. Commonwealth v. Heffernan, supra, at 54. In these circumstances the record does not disclose any abuse of discretion in the judge’s denial of the motion, which followed oral argument by both sides and the submission of the four affidavits in support of the motion.
6. Acting under G. L. c. 278, § 33E, as amended through St. 1962, c. 453, we have carefully reviewed the evidence. We have done this particularly with a view to testing the defendant’s contention unsupported by evidence and referred to principally in the defendant’s unsworn statement to the jury that he was in a motor vehicle in the process of
Judgments affirmed.
At the trial Carr stated that the defendant told him the false story about the dead man in the car, whereas at the probable cause hearing he attributed the story to Oreto.
The defendant, as the appealing party has the burden of presenting to this court a record on appeal which shows that he was prejudiced by an error committed by the trial court. Commonwealth v. Klangos, 326 Mass. 690, 691. The record before us contains no portion of the grand jury minutes or any other information concerning the testimony given by Carr before the grand jury. The minutes are not incorporated in the record in any way. There is nothing to indicate that the defendant availed himself of any of the several methods open to him of having the minutes produced in court for marking, identification and incorporation in the record in connection with his exceptions to the denial of his motions with respect to the minutes. We cannot speculate on what the minutes contain or on whether they contain anything which might have been helpful to the defendant. The defendant has not sustained the burden of furnishing us with a record showing that he was prejudiced by the judge’s action on his motions to inspect the grand jury minutes and his alternative motion that the judge inspect the minutes in camera.
The transcript shows that the judge was recorded as saying “No” in what we interpret as agreement with defence counsel's statement, “That is not fair argument.”
Counsel for the defendant excepted “to the Court’s failure to give the requested specific instructions to the jury concerning the statements of the District Attorney in his closing. And, in the alternative, I take an exception to the failure to specifically instruct the jury that the District Attorney’s statement, which statement has been discussed with the Court and which is made a part of the record [to the effect that defence counsel hoped the jury would find the defendant guilty of a little less than first degree murder], in the proposed Request for Instructions, [sic] Exception is to the refusal to. specifically instruct the jury that those statements made by the District. Attorney were improper and should be disregarded by them.”
Dissenting Opinion
(dissenting). After a careful review of the entire record I am unable to agree with the majority opinion that the defendant’s constitutional right to a fair trial has been preserved. I will discuss several of the factors which, in combination, lead me to this decision.
The defendant, over his objection, was tried jointly with a codefendant.
During the course of the prosecutor’s closing arguments to the jury he made certain remarks which are conceded to have been improper.
In accordance with our statutory authority and responsibilities we must examine improper remarks of the prosecution in the context of the entire case. G. L. c. 278, § 33E.
The jury should have been given explicit instructions that they were to draw no inference as to De Christoforo’s innocence or guilt from the elimination of the codefendant from the case. Announcing to the jury merely that the codefendant had pleaded guilty, without more, had the probable effect of leading to surmise and speculation in its deliberation. In such circumstances failing to give explicit instructions diminished significantly the defendant’s right to a fair and impartial verdict.
De Christoforo, left as the sole defendant, and without appropriate instruction to the jury, found himself in a precarious position. It was in this setting that the prosecutor made improper remarks in his closing argument to the jury.
As the Supreme Court of the United States has stated, the prosecuting attorney “is the representative not of an ordinary party to a controversy, but of a sovereignty whose obligation to govern impartially is as compelling as its ob
It must be emphasized that the highly prejudicial nature of the prosecutor’s statement to the jury can be fully assessed only in context with the fact that the jury already knew that the codefendant had pleaded guilty. The jury had received no clarifying instructions as to this turn of events. In the circumstances, the prosecutor’s argument may have left an inference with the jury that both defendants had offered to plead guilty to a lesser charge than first degree murder, and that the district attorney had accepted the codefendant’s offer but rejected De Christoforo’s offer. Even if the defendant had offered to plead to a lesser offence, this fact would have been inadmissible. Indeed, its admission would constitute fatal error. See Kercheval v. United States, 274 U. S. 220; State v. Abel, 320 Mo. 445. In the present case, however, there is nothing to suggest that the defendant or his attorney had at any time negotiated for a guilty plea or conceded the defendant’s guilt.
Furthermore, shortly after making the first improper statement, the prosecuting attorney compounded the original impropriety by stating his personal belief as to the guilt of the accused.
Moreover, the judge in his final instructions failed to correct the harmful effect of the improper argument. It is the rule of this Commonwealth that the jurors are generally expected to follow instructions to disregard matters withdrawn from their consideration. Commonwealth v. Bellino, 320 Mass. 635, 645. Commonwealth v. Crehan, 345 Mass. 609, 613. However, there have been persuasive opinions that correcting instructions cannot overcome serious prejudicial effect. What was stated by Justice Jackson in his concurring opinion in Krulewitch v. United States, 336 U. S. 440, 453, constitutes a practical and realistic appraisal of
In the instant case, the judge did not instruct the jury at the time the improper argument was made nor did he call for an immediate retraction. See Commonwealth v. Cabot, 241 Mass. 131. In his final instructions to the jury the trial judge made the routine observation that arguments of counsel are not evidence: “Consider the case as though no such statement was made.” In the circumstances of this case the instructions were far from sufficient to overcome the serious damage done. “It was the duty of the judge to emphasize the fact that the argument had been grossly improper;- to point out in plain, unmistakable language the particulars in which it was unwarranted and to instruct the jury to cast aside in their deliberations the improper considerations that had been presented to them, using such clear and cogent language as would correct the obviously
The majority opinion notes that if defence counsel had requested immediate instructions at the time of the improper remarks the judge would have given them and that “[Tjn the absence of a suitable request the defendant cannot now successfully argue that an immediate instruction to the jury was necessary to erase the prejudicial effect of the remark.” In a capital case where a man’s life may be at stake, and in view of the requirements of G. L. c. 278, § 33E (as amended through St. 1962, c. 453), this view of the majority is untenable. The trial judge has the ultimate responsibility (as we have on review) of guaranteeing the defendant a fair trial. In the circumstances of this case it was the judge’s obligation immediately, with clear and unmistakable language, to instruct the jury that the prosecutor’s arguments were grossly improper. Moreover, he should have ordered their retraction by the prosecutor. Even though defence counsel may not have moved for immediate corrective instructions, his objections to the remarks were sufficient to require immediate action by the judge. The prosecutor’s comments were so prejudicial in nature that the judge should have acted sua sponte. In the total circumstances of the case nothing less could have safeguarded the defendant’s constitutional right to a fair trial.
The remarks of the prosecution in this case were far more prejudicial than the newspaper publicity of the defendant’s criminal record in the Crehan case.
For these reasons I believe that the defendant did not receive a fair trial. I would grant a new trial.
I disagree also with the majority ruling concerning the defendant’s right to inspect the grand jury minutes. I make no further comment on this issue except to express my concurrence with the viewpoint of Spiegel, J., in his dissenting opinion.
There was no abuse of discretion in the denial of the defendant’s motion for a separate trial.
The prosecutor: “I am sure you will have no trouble at all reaching a verdict in this case. I don't know what they want you to do by way of a verdict. They said they hope that you find him not guilty. I quite frankly think that they hope that you will find him guilty of something a little less than first-degree murder.” Defendant’s counsel: “I object to that.” The jud/he: “I don’t think — .” Defendant’s counsel: “That is not fair argu
At the hearing on the motion for a mistrial the judge maintained that irrespective of its absence in the official transcription, he had stated, at the time of the improper remarks, in response to the defendant’s objection, “No. This is improper argument.” However, this statement does not appear in the official transcript of the evidence. See G. L. c. 233, § 80. If the court stenographer did not hear the judge’s statement it is reasonable to assume that the jury did not. Moreover, as it will be urged later, if these instructions were in fact given they were far from adequate.
“I honestly and sincerely believe that there is no doubt in this ease, none whatsoever. I honestly and sincerely believe that you people feel that way.”
Error was found in Commonwealth v. Cabot, 241 Mass. 131 (that defendant’s defence was a technical one), and in Commonwealth v. Domanski, 332 Mass. 66, 69-70 (that an unfavorable inference should be drawn from the defendant’s failure to call witnesses where theie was no evidence that the defendant had ■witnesses he could call). Worcester Telegram & Gazette, Inc. v. Commonwealth, 354 Mass. 578. Commonwealth v. Gordon, 356 Mass. 598, 603-604.
In Commonwealth v. Crehan, 345 Mass. 609, during the trial certain newspaper articles implied that each defendant had a criminal record. “On this assumption some action by the judge was required to overcome the possibility of prejudice. The judge recognized this and, rejecting the argument for a mistrial, decided that immediate instructions were not required and that a general caution in the charge would be adequate.” This court further stated, “Postponing any instruction until the charge, however, risked an adverse effect in the interval.” Judgments were reversed.
Dissenting Opinion
(dissenting). I am in complete accord with the Chief Justice’s dissenting opinion. Nevertheless I feel impelled to also state my disagreement with the majority's adherence to the rule requiring the defendant to show a “particularized need” to inspect the grand jury minutes of the testimony of witnesses who testified before the grand jury and who subsequently testified at the trial.
1. The current rule imposes on the defendant a well-nigh intolerable burden, and is thus out of touch with the “growing realization that disclosure, rather than suppression, of relevant materials ordinarily promotes the proper administration of criminal justice.” Dennis v. United States, 384 U. S. 855, 870. In the case at bar for instance, the majority hold that the defendant was not entitled to disclosure because he “did not show that the grand jury
This court in Commonwealth v. Cook, 351 Mass. 231, 233, citing Pittsburgh Plate Glass Co. v. United States, 360 U. S. 395, and Dennis v. United States, 384 U. S. 855, has said that our rule requiring a defendant to show a "particularized need” appears to be the same as the Federal rule. We should recognize, however, that many Federal Courts of Appeals have interpreted the Dennis case as implicitly repudiating the "particularized need” standard.
The American Bar Association (Standards Relating to
It is true that in certain instances it may be advisable to maintain grand jury secrecy in advance of trial to protect the safety of witnesses. (See, e.g. Posey v. United States, 416 F. 2d 545 [5th Cir.], the case involving the murder of three civil rights workers near Philadelphia, Mississippi, in June, 1964.) But as courts and commentators have often pointed out, once a witness has testified at trial, the reasons for preserving grand jury secrecy simply fade away. Commonwealth v. Mead, 12 Gray, 167, 170. State v. Faux, 9 Utah 2d 350, 353. Pittsburgh Plate Glass Co. v. United States, 360 U. S. 395, 405-406 (dissenting opinion). Sherry, Grand Jury Minutes: The Unreasonable Rule of Secrecy, 48 Va. L. Rev. 668, 674. Calkins, Grand Jury Secrecy, 63 Mich L. Rev. 455, 476-477. As Dean Wigmore (Wigmore, Evidence [McNaughton rev. 1961] § 2362, at p. 736) has said concerning the grand jury witness: “If he tells the truth and the truth is the same as he testified before the grand jury, the disclosure of the former testimony cannot possibly bring to him any harm (in the shape of corporal injury or personal ill will) which his testimony on the open trial does not equally tend to produce.” On the other hand, “if the grand jury testimony is inconsistent with the testimony given at trial, then fair play seems to dictate that the defendant be allowed use of the grand jury minutes for impeachment purposes, unless there is a compelling need for secrecy to protect individuals or in the aid of national security.” United States v. Barson, 434 F. 2d 127,129-130 (5th Cir.).
Footnote 2 of the majority opinion indicates that if the defendant had included the grand jury minutes in the record on appeal, this court could have then determined whether the defendant had been prejudiced by the judge’s action in denying the defendant the right to inspect them, or in refusing to read them himself “in camera.” I do not believe that a trial judge or an appellate court should conclude that a defendant would not have been able to undermine a witness’s credibility by use of the grand jury minutes. This should be the sole privilege of the defendant. “In our adversary system, it is enough for judges to judge. The determination of what may be useful to the defense can properly and effectively be made only by an advocate” (emphasis supplied). Dennis v. United States, 384 U. S. 855, 875. This is vastly different from the situation where a question has been excluded in direct examination and an offer of proof is before this court. In such An instance, of course, this court could determine that the evidence contained in the offer of proof would not have benefited the defendant. In cross-examination using the grand jury minutes, we have no means of knowing just what questions counsel for the defendant might ask, or what the answers
I am of the firm opinion that we should hold that the Commonwealth, after a witness has testified at trial or at any preliminary or voir dire hearing, be required to turn over to the defendant the relevant portion of his grand jury testimony, unless the Commonwealth can demonstrate a compelling need to keep such testimony secret. Disclosure facilitates the fact finding process; secrecy only inhibits it.
2. Officer Carr testified that the defendant told a false story about the dead man in the car. The Commonwealth introduced tins evidence to show consciousness of guilt. Cross-examination of the officer showed that he had previously testified at a probable cause hearing that it was Oreto who told this falsehood. Even if I were inclined to follow the rationale employed by the majority I would feel obliged to hold that the requisite “particularized need” was established and consequently would be unable to conclude that the judgment in this case should be affirmed. See Commonwealth v. Carita, 356 Mass. 132, 141-142; Commonwealth v. Doherty, 353 Mass. 197, 215-216 (dissenting opinion). Compare Commonwealth v. Kiernan, 348 Mass. 29, 36.
The Commonwealth should have no interest in convicting an accused on the basis of testimony which has not been so thoroughly impeached as the evidence permits. I see no basis for the apparent assumption by the majority, without having seen the grand jury minutes, that De Christoforo could not benefit from an examination of them because he had “made full use of . . . [an] inconsistency [at an earlier probable cause hearing] ... to impeach Carr’s testimony at the trial.” In this area of disclosure of grand jury testimony, the Supreme Court of the United States has said: “There is no justification for relying upon ‘assumption.’” Dennis v. United States, 384 U. S. 855, 874.
In a similar situation, a Federal Court has held that “[inconsistent testimony on a crucial issue by the principal prosecution witness demonstrated ‘a particularized
3. I make no pretence of determining the defendant’s innocence or guilt. However, I am convinced that he did not receive a fair trial and thus I would reverse the judgment and set aside the verdict.
Since the Supreme Court in the Dennis case based its decision upon its supervisory powers over the Federal District. Courts and not upon a constitutional right of the accused, we are not compelled to follow it. Connor, v. Picard, 308 F. Supp. 843, 846 (D. Mass.). This case and other Federal cases noted in this dissent are cited not because they are controlling but because I believe that they represent a rule of reason.
It may be argued that the impact of an abrupt reversal is lessened by an assertion that a court from a date in the future will no longer follow the rule originally enunciated. See, e.g. Colby v. Carney Hosp. 356 Mass. 527; United States v. Youngblood, 379 F. 2d 365, 370 (2d Cir.); United States v. Amabile, 395 F. 2d 47, 53 (7th Cir.). Although I appreciate the validity of such a prospective holding in a civil case, I see no merit whatever in such a theory when a defendant’s life or liberty is at stake.
Reference
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