School Committee of Springfield v. Board of Education
School Committee of Springfield v. Board of Education
Concurring Opinion
(with whom Reardon and Braucher, JJ.,
On October 12, 1973, and February 11, 1974, the State board of education (board) entered orders for the elimination or reduction or racial imbalance in certain public schools of the city of Springfield. The board entered the orders in the exercise of the authority vested in it by the then existing statutes relating to racial imbalance in the public schools. G. L. c. 15, §§ 1I-1K, onde. 71, §§ 37C-37D, originally inserted by St. 1965, c. 641. On May 1, 1974, by our opinion in School Comm. of Springfield v. Board of Educ. 365 Mass. 215, 219-220, 234 (1974), we held that the orders of the board were valid and ordered that a single justice enter a final decree “affirming the board’s opinion and order and requiring a timely compliance therewith.” A single justice entered the required decree on May 15,1974.
The board’s order thus held valid by this court required some redistricting, with resulting transportation of a number of students by bus, for the elimination or reduction of existing racial imbalance. The racial imbalance statutes cited above were amended in many respects by St. 1974, c. 636, effective on July 26, 1974. Relevant to the present issue was an amendment to the effect that although the board could make recommendations to a local school committee which, in certain circumstances, would become mandatory, such recommendations and mandatory plan could “include any of the following measures, and no others...: additions to existing school buildings, use of leased or portable facilities, and changes in use of school buildings.” G. L. c. 15, § II, as appearing in St. 1974, c. 636, § 1.
The school committee argues in effect that because of the amendments to the racial imbalance statutes by St. 1974, c. 636, the orders of the board which were valid when entered have become unenforceable and that the final decree must therefore be vacated. It states in its brief: “Chapter 636 does not vacate any court decree either
I do not agree with the contention in the last sentence quoted above. The mere fact that the board’s authority to approve or order a plan which involved implementation in part by redistricting and the transportation of students was repealed by St. 1974, c. 636, does not mean that its orders issued prior thereto are no longer effective or enforceable. Neither does it mean that the court’s earlier decree ordering enforcement of such orders has become null and void. In my opinion this conclusion is required by the application of the following rule of statutory interpretation stated by Chief Justice Rugg in Hanscom v. Malden & Melrose Gas Light Co. 220 Mass. 1, 3 (1914): “The general rule of interpretation is that all statutes are prospective in their operation, unless an intention that they shall be retrospective appears by necessary implication from their words, context or objects when considered in the light of the subject matter, the pre-existing state of the law and the effect upon existent rights, remedies and obligations. Doubtless all legislation commonly looks to the future, not to the past, and has no retroactive effect unless such effect manifestly is required by unequivocal terms. It is only statutes regulating practice, procedure and evidence, in short, those relating to remedies and not affecting substantive rights, that commonly are treated as operating retroactively, and as applying to pending actions or causes of action.” This language has been quoted with approval in numerous subsequent decisions of this court, one of the most recent being City Council of Waltham v. Vinciullo, 364 Mass. 624, 626 (1974), where we added, at 627: “There are, of course, limitations to the extent to which even procedural or remedial statutes will operate retroactively. At the extreme, no ‘retroactive’ procedural statute could apply to a case which has been closed, i.e., has gone to judgment and either been affirmed on appeal or not been
The court states that if c. 636 is viewed and considered against the historical background and other facts described in its opinion, “a persuasive argument can be made that the clear intent of that statute was to forestall, wherever possible, the immediate implementation of board-ordered racial balance plans which require redistricting or busing of students.” In my view, even if the legislative history of c. 636 indicated that the Legislature intended to nullify the preexisting orders of the board and decrees of the court, that would not be a factor in the interpretation of the statute because the Legislature did not translate that intent into the language of c. 636. A legislative intent, regardless of how obvious it may appear from sources other than the statutory language, cannot be judicially incorporated into a statute containing clear and unequivocal language which does not reflect that intent.
If the Legislature had the intention imputed to it by the court’s opinion, the natural reading of the statute is that implementation of that intent was left to judicial application of equitable principles. We have the power to modify
It is my opinion, based on the foregoing interpretation of the racial imbalance statutes as amended by St. 1974, c. 636, that it is not necessary to consider or decide whether these statutes would be unconstitutional if interpreted as purporting to nullify the board’s prior orders and the court’s decrees. Ordinarily a court “will not pass upon a constitutional question although properly presented by the record, if there is also present some other ground upon which the case may be disposed of.... Thus, if a case can be decided on either of two grounds, one involving á constitutional question, the other a question of statutory construction or general law, the Court will decide only the latter. . . . ‘When the validity of an act... is drawn in question, and even if a serious doubt of constitutionality is raised, it is a cardinal principle that this Court will first ascertain whether a construction of the statute is fairly possible by which the question may be avoided.’ Crowell v. Benson, 285 U. S. 22, 62.” Ashwander v. Tennessee Valley Authy. 297 U. S. 288, 347-348 (1936) (concurring opinion of Brandéis, J.). Burton v. United States, 196 U. S. 283, 295 (1905). United States v. International Union United Auto., Aircraft & Agricultural Implement Wkrs. of America (UAW-CIO), 352 U. S. 567, 590 (1957). First Natl. Bank v. Attorney Gen. 362 Mass. 570, 594-597 (1972) (concurring opinion of Quirico, J.), and cases cited therein.
The concurring opinion would have us refrain from any consideration of the constitutionality of St. 1974, c. 636 (the amendment). Justice Quirico concludes, based on its construction, that the amendment does not interfere with or nullify the decrees in this case. Thus, he reasons, consideration of the amendment’s constitutionality is “not necessary” to our decision. Because such consideration is “not necessary,” the concurring opinion informs us that we may not undertake any constitutional analysis. In support of this position, the concurring opinion quotes Mr. Justice Brandeis concurring in Ashwander v. Tennessee Valley Authy. 297 U. S. 288, 347 (1936): “Ordinarily a court ‘will not pass upon a constitutional question although properly presented by the record, if there is also present some other ground upon which the case may be disposed of.... Thus, if a case can be decided on either of two grounds, one involving a constitutional question, the other a question of statutory construction or general law, the Court will decide only the latter.’ ”
On its face, the rule espoused by Brandéis provides for avoidance of constitutional adjudication in every situation in which such avoidance is feasible. The rule appears as an inflexible, blanket prohibition against resolving constitutional issues in the absence of absolute necessity.
In this addendum, I will explore the scope of the rule. I believe that it is not without limitation, qualification and exception and that courts must adopt such exceptions in
The rule is a venerable one and is often repeated in opinions by courts throughout the United States. It originated in those early decisions of Chief Justice Marshall which sought to establish judicial review of legislation’s constitutionality and, at the same time, to clarify the scope of the power of review. In Cohens v. Virginia, 6 Wheat. 264 (1821), Chief Justice Marshall wrote: “It is most true that this Court will not take jurisdiction if it should not: but it is equally true, that it must take jurisdiction if it should. The judiciary cannot, as the legislature may, avoid a measure because it approaches the confines of the constitution. We cannot pass it by because it is doubtful. With whatever doubts, with whatever difficulties, a case may be attended, we must decide it, if it be brought before us. We have no more right to decline the exercise of jurisdiction which is given, than to usurp that which is not given. The one or the other would be treason to the constitution.” Id. at 404. But that jurisdiction was not boundless in Chief Justice Marshall’s view. He tempered his remarks with an important qualification regarding judicial adventure in the legislative sphere: “If the first question [a matter of statutory construction] be answered in the affirmative, it will become necessary to consider the second [the constitutionality of the law in question]. If it should be answered in the negative, it will be unnecessary, and consequently improper, to pursue any inquiries, which would then be merely speculative, respecting the [constitutional] power of Congress in the case.” Id. at 441.
In Chief Justice Marshall’s words, we can discern the Brandéis rule in embryo. The nonconstitutional issue receives priority of determination. If it is dispositive, the court will not reach questions of constitutionality. They
This rule of judicial restraint, of course, achieved great currency and was liberally adopted in the opinions of the United States Supreme Court and other Federal and State courts. E.g., Proprietors of Charles River Bridge v. Proprietors of Warren Bridge, 11 Pet. 420, 553 (1837); Trade-Mark Cases, 100 U. S. 82, 95-96 (1879); Liverpool, N. Y. & Philadelphia S.S. Co. v. Commissioners of Emigration, 113 U. S. 33, 39 (1885); Baker v. Grice, 169 U. S. 284, 292 (1898); Burton v. United States, 196 U. S. 283, 295 (1905); Siler v. Louisville & Nashville R.R. 213 U. S. 175, 193 (1909); Massachusetts.v. Mellon, 262 U. S. 447, 488-489 (1923); Alabama State Fedn. of Labor v. McAdory, 325 U. S. 450, 461-462 (1945); Poe v. Ullman, 367 U. S. 497, 503-504 (1961); Ex parte Randolph, 2 Brock. 447, 478-479 (Cir. Ct. D. Va. 1833) (opinion of Marshall, C.J.); Hoover v. Wood, 9 Ind. 286, 287 (1857); Weimer v. Bunbury, 30 Mich. 201, 218 (1874); Elliott v. Oliver, 22 Ore. 44, 48 (1892).
In adhering to the rule, the United States Supreme Court has fashioned a variety of adjudicatory devices which stand up as independent nonconstitutional grounds for decision and permit decision without passing on the constitutionality of legislation or executive action. See, generally, Gunther, The Subtle Vices of the “Passive Virtues” — A Comment on Principle and Expediency in Judicial Review, 64 Col. L. Rev. 1 (1964). On the merits the court will resolve a case through statutory construction tailored to constitutional requirements (Dennis v. United States, 341 U. S. 494, 501 [1951]) or through a process of severing a statutory provision which is clearly constitutional and is at issue in the litigation from the remainder of a dubious statute. Electric Bond & Share Co. v. Securities & Exch. Comm’n 303 U. S. 419 (1938). Communist Party of the U. S. v. Subversive Activities Control Bd. 367 U. S. 1, 72-73 (1961). In like manner, the court will dismiss an appeal or writ of certiorari because a State court judgment rested on an adequate State ground which precluded constitutional review (Enterprise Irr. Dist. v. Farmers Mut. Canal Co. 243 U. S. 157, 164 [1917]; Jankovich v. Indiana Toll Rd.
The fact that the rule of avoidance of constitutional issues is often reiterated and variously effectuated does not in any way indicate that it is an ineluctable commandment binding on every court. Fundamental law, constitutional and statutory, does not compel refusal to adjudicate constitutional issues. Though the rule is occasionally thought to have jurisdictional overtones for the Federal courts in the light of art. 3, § 2, the United States Constitution’s case or controversy requirement
Two fundamental notions, arising o.ut of a view of the proper judicial function in our society, underlie the rule of judicial avoidance of unnecessary constitutional questions. The first notion, probably the more significant, is that of comity among the branches of our tripartite government. In Bowe v. Secretary of the Commonwealth, 320 Mass. 230 (1946), we commented on the court’s duties under the Constitution and its relationship to the other coequal branches of government: “The power to hold statutes unconstitutional is the logical and inevitable result of the existence of law-making power at different levels of authority. .. . When ... [a court] has to pass upon the validity of an act of a coordinate branch of government, a court exercises a grave and delicate function. A court never seeks to decide a constitutional question. It never volunteers an opinion. It remains silent and inactive until some case comes before it in which the rights of the parties depend upon the constitutional validity of a statute....” Id. at 244-245. This “grave and delicate” function, a necessary concomitant of judicial independence and responsibility, inevitably must affront the legislative and executive branches when their actions are subjected to scrutiny and
The second policy support for the rule of avoidance of constitutional decision inheres in the “very nature of the judicial process. [Cjourts can most wisely determine issues precisely defined by the confining circumstances of particular situations.” Communist Party of the U. S. v. Subversive Activities Control Bd., supra. This restriction is considered especially apposite in constitutional litigation. Constitutional questions are, by their nature, intricate. Their outreach is tremendously broad. Without a secure factual mooring, constitutional decisions can generate unanticipated repercussions. Therefore, before venturing to break new constitutional ground, the courts must await optimum presentation of the issues. The absence of a constitutional question which arises necessarily from the fact pattern deprives the court of insights and interconnections which should illuminate the ultimate holding. The court must be able to “decide a constitutional question with confidence that relevant considerations have not been overlooked.” Bowe v. Secretary of the Commonwealth, 320
Thus, the rule of judicial restraint urged by the concurring opinion evolved because of a judicial desire to preserve amicable relations with coordinate branches of government and to assure the fullest possible consideration of constitutional questions before decision. In the mundane case, these justifications suffice to preclude judicial action on constitutional issues. However, in the extraordinary case which raises questions of the utmost public importance, this structure of restraint must fall by the wayside. In the extraordinary case, the court must exercise its discretion to hear constitutional argument. Policy considerations favoring constitutional adjudication overwhelm those which militate against immediate resolution of constitutional issues.
Generally, I would state the rule for reaching constitutional questions in spite of an alternative nonconstitu-tional ground as follows: this court must accept the responsibility of constitutional adjudication when (1) the constitutional issue is of overriding public concern; (2) the issue is bound to reappear and must be decided in subsequent litigation; and (3) the issues have been exhaustively briefed and argued by adverse parties. Zealous regard for the sensibilities of coordinate branches must give way before public necessity. The public has a right to judicial guidance concerning the propriety and legality of alternate courses of action in matters of great moment. This is particularly true when the issue will recur in litigation before the court. Adjudication then is not a needless affront to the Legislature. Rather, the adjudication avoids unnecessary delay, forestalls future litigation, and conserves judicial time and resources by not requiring reargument of the issues. The affront, if such it is, would occur anyway at a later date. Finally, since the adversaries under the rule which I propose have contested the issues fully, there can be
In this vein, in Commonwealth v. Gilfedder, 321 Mass. 335 (1947), we elected to reach issues under the First Amendment to the United States Constitution posed by complaints charging defendants with delivering “ ‘oration [s]’ ” on the Boston Common in violation of the General Rules of the Board of Park Commissioners. We declined the opportunity to rule on narrow grounds going to the sufficiency of the complaints or to a conflict between the General Rules of the Board of Park Commissioners and Revised Ordinances of Boston. Justice Qua explained our decision: “The1 issue of constitutionality has been fully argued. Even if we could manage to avoid deciding it now, it would certainly arise again in the near future, and additional expense would be incurred. In these circumstances it seems our duty in the interest both of the parties and of the public to deal with the fundamental [constitutional] issue which will prove decisive of all the cases.” Id. at 338. See Moore v. Election Commrs. of Cambridge, 309 Mass. 303, 306 (1941); School Comm. of Boston v. Board of Educ. 352 Mass. 693, 697 (1967), app. dism. 389 U. S. 572 (1968); Wachusett Regional Sch. Dist. Comm. v. Erickson, 353 Mass. 77, 79 (1967).
In Matter of Bell v. Waterfront Commn. of N. Y. Harbor, 20 N. Y. 2d 54 (1967), the New York Court of Appeals reviewed a waterfront commission order which revoked the petitioner’s registration as a longshoreman. The court found that the petitioner had lied to the commission while under oath and that this perjury alone amply justified revocation of registration. Technically, therefore, the petitioner lacked “standing” to challenge the constitutionality of a statute which authorized disciplinary action against longshoremen engaged in subversive activity. Id. at 60. Nevertheless, the court examined the constitutionality of the statute. The opinion of Chief Judge Fuld echoes our
Similar analysis has controlled numerous cases in other jurisdictions. Buckingham v. State, 42 Del. 405, 409 (1944). Hammond v. Bingham, 83 Idaho 314, 317 (1961). Sarlls v. State ex rel. Trimble, 201 Ind. 88, 100 (1929). Hunter v. Colfax Consol. Coal Co. 175 Iowa 245, 274 (1915). Alongi v. Schatzman, 57 N. J. 564, 574 (1971). State v. Conragan, 54 R. I. 256, 259 (1934). See In the Matter of Brown, 439 F. 2d 47, 51 (3d Cir. 1971); State ex rel. Bland v. St. John, 244 Ala. 269, 277 (1943); Eye Dog Foundation v. State Bd. of Guide Dogs for the Blind, 67 Cal. 2d 536, 541-542 (1967); Hardware Mut. Cas. Co. v. Premo, 153 Conn. 465, 473 (1966); Ex Parte Lewis, Petitioner, 101 Fla. 624, 628 (1931); Green v. State ex rel. Phipps, 166 So. 2d 585, 587 (Fla. 1964); State ex rel. Collins v. Jones, 106 Miss. 522, 588 (1913); State ex rel. West v. Thomas, 62 N. M. 103, 106 (1956); Battles v. State ex rel. Okla. Commn. for Crippled Children, 206 Okla. 444, 445 (1951); State v. Harrison, 130 W. Va. 246, 249 (1947); Eastwood v. Wyoming Hy. Dept. 76 Wyo. 247 (1956).
The United States Supreme Court has not explicitly fashioned a broad policy-based exception to the Brandéis rule of avoidance. Occasional language in opinions mentions specific exceptions or hints that the rule may not be one of universal applicability. See, e.g., Siler v. Louisville & Nashville R.R. 213 U. S. 175, 193 (1909) (“course is usually pursued”); United States v. Raines, 362 U. S. 17, 22 (1960) (“some exceptions ... where there are weighty countervailing policies”). In cases in which the court does not adhere to the rule, it most often passes over a possible Brandeisian objection without comment. The rationale for deviation from established practice remains shadowy.
That course is notably appropriate in the instant case. If there is any case containing constitutional issues of overriding importance which merit immediate judicial attention, it is this case. In recent weeks and months, the issue of school desegregation has thoroughly occupied the forefront of public attention in the Commonwealth. It has aroused passions and engaged the interest of a broad cross section of citizens. It has sparked an acrimonious (at times, a violent) debate over educational priorities and children’s destinies.
In the instant case, we have before us one attempt to shape the educational system which instructs the Commonwealth’s young. The Legislature, responsive to public concern over racial imbalance solutions, has enacted an amendment which alters the array of available and necessary remedies for achieving racial balance. We have a public duty to express, promptly and categorically, our view of the amendment’s constitutionality. No unrealistic hopes should be built dn an unconstitutional statute. No hopes should be thwarted by an unconstitutional statute. This is our opportunity to give direction. We have properly
There can be no advantage in delay. If we were to delay, we would forfeit this opportunity to give the citizens of Springfield and the officials whose responsibility it is to maintain desegregated schools in the Commonwealth an authoritative adjudication of their constitutional duties under the amended imbalance law. Their uncertainty could only generate more litigation, more confusion, more expense, and more rancor.
If there was any doubt as to the likelihood of recurrent litigation and the necessity for an immediate constitutional decision, this doubt has been dispelled. By letter of October 31,1974, to this court, the superintendent of public schools of Springfield, writing for the Springfield school committee, reminded us that the committee is under a mandate of the State board of education to provide a phase two plan to integrate the schools of Springfield by December 2,1974. Among the goals of the plan will be the “lessening of] the racial isolation of Puerto Rican students,” a matter we specifically excluded from the decree in School Comm. of Springfield v. Board of Educ. 365 Mass. 215, 228-233 (1974). The superintendent expressed the belief, held by the committee, that the committee should act under the 1974 amendment and requested “an early written decision” by this court to assist in its deliberations.
Had we adopted the course advocated by Justice Quirico and avoided the constitutional issue, the committee would
Yet, challenge to any plan which did not bus the Puerto Rican pupils or to any other plan would be inevitable. Again, challenges would have involved more delay, more expense, and more protracted litigation which, at long last, would require a decision on the constitutional question — if not by this court, then by a Federal court.
This delay would have been particularly unnecessary in view of the posture of this litigation before us. The issue is ripe for decision. The parties to this litigation have challenged and defended the amendment. They have fully briefed their respective positions and have argued them forcefully before this court. Future litigants or litigation, it would seem, could add little to clarify constitutional concerns or to assist our exploration of the permissible constitutional course.
Under these circumstances, refusal to decide the constitutional issues because of a possible statutory construction would be an abnegation of our responsibilities. In sum, resort to statutory construction was meant to be applied, when indicated, to avoid unnecessary and needless confrontation with the Legislature. It was not intended as a means to evade important constitutional issues when the facts and posture of the case clearly require their prompt resolution. Cf. DeFunis v. Odegaard, 416 U. S. 312 (1974).
In a number of decisions we have indicated that in interpreting statutes resort may be had to the legislative history “only to aid in the solution of an ambiguity.” Allen v. Commissioner of Corps. & Taxn. 272 Mass. 502, 508 (1930). D. N. Kelley & Son, Inc. v. Selectmen of Fairhaven, 294 Mass. 570, 576 (1936). Nichols v. Commissioner of Corps. & Taxn. 314 Mass. 285, 293 (1943). Milton v. Metropolitan Dist. Commn. 342 Mass. 222, 223 (1961).
Because I also believe that another construction of the amendment is more “logical,” I have no difficulty reaching the constitutional issues in this case. The amendment does affect the decrees and must receive constitutional attention. However, as I have stated, the Brandéis rule arises with sufficient frequency that I feel an in-depth review of the underlying law is in order at this time.
“The judicial power shall extend to all cases, in law and equity, arising under this constitution... to controversies to which the United States shall be a party----”
“The Springfield School Committee, at its regular meeting of October 24, 1974, requested me to bring to the court’s attention that the Committee must provide the State Board of Education with a long-range plan to eliminate racial imbalance in the Springfield Public Schools, by December 2,1974.
“The Committee feels that this long-range plan, including ways to lessen the racial isolation of Puerto Rican students should be written in conformity with those provisions of Chapter 636 of the Acts of 1974 that are to be upheld by the Court.
“Because of the many variables that must be considered by the School Committee in its deliberations, an early written decision of the court’s oral decision of August 22, 1974, would be greatly appreciated by the School Committee.”
Opinion of the Court
On May 1, 1974, an opinion was issued in which we affirmed an opinion and order of the State board of education (board) which directed the school committee of Springfield (school committee) to implement immediately a plan designed to achieve racial balance in the schools of Springfield by the opening of the 1974-1975
This is the third time we have been called upon to intercede in the lengthy struggle to implement the racial imbalance law in Springfield. Although the history of that
The original racial imbalance act, enacted in 1965,
By the fall of 1970, however, it was clear that no substantial progress toward balancing the five imbalanced elementary schools had been made. In January of 1971, therefore, the board ordered the withholding of State school aid from Springfield until the school committee submitted an acceptable short-term plan to achieve racial balance. Although a compromise between the board and the school committee caused the State aid to be released to Springfield in February, the board again ordered State aid withheld in May, 1971, after the school committee had declined to adopt any one of three short-term plans which had been prepared by the Springfield school department. The school committee then brought a bill for judicial review of the board’s actions (G. L. c. 15, § 1J).
In Springfield I, 362 Mass. 417 (1972),
After remand, at a hearing in the Superior Court in November, 1972, the school committee represented that it would file a short-term balance plan with the board by early 1973. In fact, no such plan was filed and in June, 1973, at the board’s request, the Superior Court ordered the school committee to file a balance plan immediately. The school committee’s response to this order was to file a four-page plan which it never approved and which provided for the balancing of only the fifth and sixth grades of the five imbalanced elementary schools.
At that point the board appointed a hearing examiner to conduct hearings on the plan filed by the school committee as well as on a plan prepared by a group of Springfield residents who had intervened in the proceeding and on a plan prepared by the Springfield school department and the Task Force on Racial Imbalance. At the conclusion of the hearings, "which were held during August, 1973, the hearing examiner issued a report in which he recommended adoption of the plan prepared by the school department and the Task Force (the Task Force plan) ,
The school committee thereupon filed a bill for judicial review challenging the legality of the proceedings before the hearing examiner and the board, and requesting that the board be enjoined from enforcing its opinion and order. The board filed an answer and a counterclaim seeking enforcement of its opinion and order.
While the case was pending, a single justice of this court, in December, 1973, ordered the school committee “forthwith” to submit an implementation plan and proposed modifications for the Task Force plan in accordance with the board’s opinion and order. The school committee appealed from and sought a stay of that order. The stay was denied on January 9, 1974, but by January 28 the school committee still had not complied with the order. On that date, at the board’s request, a single justice of this court amended the earlier order to require compliance by the school committee no later than February 1. The school committee did submit an implementation plan on February 1, which plan the board modified and approved by an order dated February 11. On February 12 the board moved to amend its counterclaim to include a prayer for a preliminary injunction requiring the school committee to implement the Task Force plan in accordance with the implementation schedule. On February 20, after hearing oral argument, a single justice allowed the board’s motion and granted the preliminary injunction.
The case reached the full court and was heard in April, 1974.
On July 26 the Governor approved St. 1974, c. 636, declaring it to be an emergency law which should be immediately effective. Chapter 636 works several principal changes in the racial imbalance law.
First, upon certification by the board to a local school committee that racial imbalance exists in schools within that school committee’s jurisdiction, it apparently is no longer incumbent on the school committee immediately to produce a plan to eliminate such imbalance. Amended § 37D requires the preparation of such a plan only after a
Second, the statute provides certain financial inducements to local school committees (e.g., 100% State reimbursement of certain transportation costs; substantial State funding of the costs of establishing magnet school facilities). Noteworthy is the provision for payment by the State of $500 into a local “Equal Education Improvement Fund” for each student transfer of the type described above. The local school committees may use such monies for programs to improve the quality of education within their respective jurisdictions. G. L. c. 15, § II, as amended.
Third, and most pertinent to the issue now before us, if it becomes necessary for a school committee to devise a plan to achieve racial balance, the board is required: to provide technical and other assistance in the preparation of the plan; to approve or disapprove whatever plan is devised; to devise and order the implementation of its own plan whenever it is unable to approve a school committee’s plan. Although there is no limitation on the means which a school committee may employ in order to eliminate racial imbalance, the board is strictly limited in terms of the measures which it may require school committees to employ. Any plan ordered by the board “may include any of the
Apparently on the basis of these changes in the racial imbalance law, the school committee on August 1 passed two resolutions, one directing that “no further action be taken on the timetable for implementing the... [Task Force plan] without the specific approval of the School Committee,” and the other directing that “the Springfield School System open on September 4, with the same grades and school organization as existed in June....” At the direction of the school committee the superintendent of the Springfield school system notified the State Commissioner of Education of the resolutions which had been adopted.
On August 2 the school committee filed in the county court its motion to vacate the final decree after rescript which had been entered on May 15, 1974. The asserted ground for the motion was that c. 636 had amended the racial imbalance law so as to eliminate the “legal basis” for the board’s opinion and order which the final decree purported to enforce. On the same date a group of children attending the elementary schools of Springfield and their parents moved to intervene in the case. They subsequently filed an “Answer and Counterclaim” to the school committee’s motion to vacate. Subsequently the motion to intervene was allowed by a single justice of this court and the answer and counterclaim were received.
We turn now to the legal issues presented by the motion to vacate.
It is well established that a court has power to modify or change a prior decree due to a change in circumstances, including a change in the applicable law. Sawyer v. Davis, 136 Mass. 239 (1884). State v. Wheeling & Belmont Bridge Co. 18 How. 421 (1855). System Fedn. No. 91, Ry. Employes’ Dept. AFL-CIO v. Wright, 364 U. S. 642 (1961). See Nantucket Exp. Lines, Inc. v. Woods Hole, Martha’s Vineyard & Nantucket S.S. Authy. 350 Mass. 173, 174-175 (1966), cert. den. 384 U. S. 952 (1966). Cf. Royal v. Royal, 324 Mass. 613 (1949). Citing this proposition, the school committee argues that the change in the racial imbalance law accomplished by c. 636 requires that we reconsider the final decree enforcing the board’s opinion and order. Because under the racial imbalance law as amended by c. 636 the measures which the board may order local school committees to adopt include only the use of portable classrooms and the construction of additions to or changes in the use of existing buildings, the school committee contends that the final decree must be vacated because the board no longer has the authority to require the implementation of the Task Force plan, which involves redistricting, transfer of students and busing.
An initial problem with this argument is that it is not clear from the language of the amending statute itself that the Legislature, by enacting c. 636, had any intention of affecting the operation of racial balance plans which had already been approved by the board and incorporated in final decrees of this court. There is certainly nothing in the wording of the 1974 amendment, taken by itself, which suggests an intention to scrap all the work that has been done in both Springfield and Boston toward ensuring that measures to eliminate racial imbalance would at long last
On the other hand, if c. 636 is viewed against the historical background described in the first part of this opinion and if it is considered with other portions of the imbalance legislation, together with all the opinions of this court, including our advisory opinions, in dealing with the imbalance statute of 1965, a persuasive argument can be made that the clear intent of that statute was to forestall, wherever possible, the immediate implementation of board-ordered racial balance plans which require redistricting or busing of students. It is well known that the board’s orders requiring redistricting and involuntary transfer (i.e., busing) of students are the aspects of the attempts to enforce the racial imbalance law which have aroused the most vociferous opposition. See Opinion of the Justices, 363 Mass. 899,905 (1973); Opinion of the Justices, 365 Mass. 648, 652 (1974). The most conspicuous change in the racial imbalance law which c. 636 accomplishes is the
In any event, regardless of legislative intent (determination of which is often an uncertain exercise), one proposition is clear: in the circumstances of this case, any action taken either by the Legislature or by the school committee of Springfield which would tend to reverse or impede the progress toward the achievement of racial balance in Springfield’s schools would constitute a violation of the Fourteenth Amendment to the United States Constitution and of arts. 1 and 10 of the Declaration of Rights of the Massachusetts Constitution. Thus, in so far as c. 636 was intended to forestall the implementation of the Task Force plan in Springfield, it is unconstitutional. Similarly, in so far as the school committee, in reliance on c. 636, attempts to rescind the actions it has previously taken toward full implementation of that plan, it would be acting in an unconstitutional manner. We explain these conclusions.
By July 26,1974, when c. 636 was enacted, the plans for elimination of the racial imbalance which had for nine years existed in five Springfield elementary schools had finally been made. Substantially every action which was necessary to the implementation of the Task Force plan had already been taken:
In these circumstances any attempt by the Legislature or by the school committee to rescind the present enrollment structure (all elemental schools less than forty per cent nonwhite) and return to the 1973-1974 enrollment structure (five elementary schools between 82% and 95% nonwhite) would constitute resegregation
For example, Oliver v. Kalamazoo Bd. of Educ. 346 F. Supp. 766 (W. D. Mich. 1971), affd. sub nom. Oliver v. School Dist. of Kalamazoo, 448 F. 2d 635 (6th Cir. 1971), involved a school system in which five elementary schools had predominantly black enrollments while the system-wide black population was only 17.6%. The local board of
Similarly, Keyes v. School Dist. Number One, Denver, Colo. 303 F. Supp. 279 and 303 F. Supp. 289 (both D. Colo. 1969),
In Bradley v. Milliken, 433 F. 2d 897 (6th Cir. 1970), the court declared unconstitutional a statute enacted by the Michigan Legislature which purported to require postponement of the implementation of a redistricting plan which had been adopted voluntarily by the Detroit board of education in order to reduce racial imbalance in the city’s high schools. Even though there had been no finding of de jure segregation in Detroit’s schools, the court held that the statute violated the Fourteenth Amendment by impeding voluntary local efforts to achieve racial balance. Id. at 904.
In addition to the foregoing, our conclusions in this case are buttressed by a second line of cases which focus on State action which amounts to racial discrimination. These cases spring from the decision of the Supreme Court in Reitman v. Mulkey, 387 U. S. 369 (1967).
In the Reitman case the United States Supreme Court affirmed a decision of the Supreme Court of California (Mulkey v. Reitman, 64 Cal. 2d 529 [1966]) declaring unconstitutional an amendment to the California Constitution (Proposition 14, so called) which purported to forbid any agency of the State from interfering with the “absolute discretion” of any person to sell, lease or rent real estate “to such persons . . . as he . . . chooses.” Analyzing Proposition 14 in light of its historical context and the conditions existing prior to its enactment, the California
The United States Supreme Court approved of the California court’s analysis based on “ ‘historical context,’ ” “ ‘immediate objective’ ” and “ ‘ultimate effect,’ ” and it affirmed the holding that Proposition 14 did not merely put the State in a constitutionally permissible position of neutrality vis-a-vis private discrimination but in fact provided substantial State encouragement to those acts of private discrimination which the amendment purported to permit. 387 U. S. at 373-379. The court stated: “Here the California court, armed as it was with the knowledge of the facts and circumstances concerning the passage and potential impact of . . . [Proposition 14], and familiar with the milieu in which that provision would operate, has determined that the provision would involve the State in private racial discriminations to an unconstitutional decree. We accept this holding of the California court.” Id. at 378-379. The holding that Proposition 14 violated the equal protection clause of the Fourteenth Amendment was thus upheld.
Following the decision in the Reitman case, a three-judge Federal court in New York declared unconstitutional a statute which purported to prohibit State education officials and appointed local school boards from ordering pupil assignments or redistricting for the purpose of achieving racial equality in school attendance.
The Justices of this court, too, have relied on the Reitman case as demonstrating the unconstitutionality of the legislation which purported to prohibit the use of mandatory school assignments and busing to achieve racial balance. See Opinion of the Justices, 363 Mass. 899 (1973); Opinion of the Justices, 365 Mass. 648 (1974). In the earlier Opinion of the Justices we stated that a bill which purported both to require the assignment of pupils to the schools nearest their respective homes and to bar transportation of pupils without parental written consent would, if enacted, be unconstitutional. Citing the Supreme Court’s decision in North Carolina State Bd. of Educ. v. Swann, 402 U. S. 43 (1971), we noted that “even in situations where there is only de facto segregation, if the State adopts a policy which freezes these de facto conditions by imposing severe limitations on local school officials’ discretionary authority to take effective remedial action, then the State policy constitutes State action serving to continue segregation in the schools and thus ‘significantly encouragejs] and involve[s] the State’ in private racial discrimination. See Reitman v. Mulkey, 387
Similarly, in the present case, it is quite clear that the school committee, although not barred by c. 636, will not voluntarily order the redistricting and busing which is integral to the Task Force plan. And from the past efforts in Springfield it is equally clear that racial balance cannot be achieved without such redistricting and busing. Thus, in this setting, by depriving the board of its power to require the use of effective measures for the elimination of racial imbalance, c. 636 is, in effect, “an authorization to discriminate.” Reitman v. Mulkey, 387 U. S. at 379. If the school committee at this stage, in reliance on c. 636, attempts to rescind the implementation of the Task Force plan, it would constitute “State action serving to continue segregation in the schools and thus ‘significantly . . . [involve] the State’ in . . . racial discrimination.” Opinion of the Justices, 363 Mass, at 904.
In light of the foregoing discussion, it is clear that the school committee cannot constitutionally follow the course suggested by its resolutions of August 1, 1974, whereby it proposed to scrap the Task Force plan and return to the school structure which existed last year. When the school committee, pursuant to the orders of the board and of this court, proceeded to implement the Task Force plan, it in effect created a new status quo in which every elementary school is racially balanced. If, now that that new status quo has been substantially achieved, either the school committee or the Legislature acts so as to resurrect the preexisting school structure, the resulting racial segregation in the five elementary schools would clearly be State imposed and thus unconstitutional. Events have simply moved too far to permit such a reversion.
Since the school committee must continue to comply with the Task Force plan, as required by the final decree after rescript in the Springfield II case, there is no occasion to modify or vacate that decree.
Together with a companion case involving a suit brought by the interveners in the proceedings before the board.
G. L. c. 15, §§ 1I-1K, and c. 71, §§ 37C-37D, originally inserted by St. 1965, c. 641, §§ 1,2.
In rendering this opinion we note that, in spite of the sharply divergent views which had previously existed between the board and the school committee and among the citizens of Springfield, the responsible and cooperative efforts of all parties have resulted in an orderly and successful implementation of this court’s order in the Springfield public schools.
School Comm. of Springfield v. Board of Educ. 362 Mass. 417 (1972) (Springfield I), and School Comm. of Springfield v. Board of Educ. 365 Mass. 215 (1974) (Springfield II).
The act was passed in response to a lengthy report prepared by the Advisory Committee on Racial Imbalance and Education and two Task Forces appointed by the board. The conclusions reached in the report were summarized as follows:
“Our conclusions are clear. Racial imbalance represents a serious conflict with the American creed of equal opportunity. It is detrimental to sound education in the following ways:
“It does serious educational damage to Negro children by impairing their confidence, distorting their self-image, and lowering their motivation.
“It does moral damage by encouraging prejudice within children regardless of their color.
“It presents an inaccurate picture of life to both white and Negro children and prepares them inadequately for a multi-racial community, nation, and world.
“It too often produces inferior educational facilities in the predominantly Negro schools.
“It squanders valuable human resources by impairing the opportunities of many Negro children to prepare for the professional and vocational requirements of our technological society.”
Report of the Advisory Committee on Racial Imbalance and Education, Massachusetts State Board of Education, Because It is Right — Educationally, p. 2 (April, 1965).
The following table reflects the percentage of nonwhite students enrolled in the five schools each year from 1965 through 1973:
1965 1966 1967 1968 1969 1970 1971 1972 1973
Brookings 58.8% 65.7% 66.7% 71.7% 74.5% 72.3% 74.9% 75.9% 82.3%
DeBerry 90.9% 91.1% 89.6% 91.4% 92.3% 91.4% 91.3% 91.9% 95.1%
Ells 68.0% 71.3% 73.6% 77.8% 80.5% 87.5% 93.2% 93.0% 95.1%
Homer 58.5% 65.0% 58.6% 65.0% 69.2% 73.9% 74.9% 79.6% 88.1%
Tapley 77.3% 80.3% 83.0% 85.4% 85.2% 86.4% 82.5% 87.3% 88.7%
See fn. 4, supra.
Briefly, the Task Force plan requires the consolidation of Springfield’s elementary schools into six districts, with each of the imbalanced schools in a separate district. Approximately 28% of the total population of each new district is nonwhite. Approximately 5,800 students are to be transferred pursuant to the plan. The longest distance any student would be bused is roughly five miles.
See fn. 1, supra.
See fn. 4, supra.
During the years of stubborn resistance to the implementation of the racial imbalance law in Springfield, the board was simultaneously struggling with an equally recalcitrant school committee in Boston. See School Comm. of Boston v. Board of Educ. 363 Mass. 20 (1973) (Boston I); School Comm. of Boston v. Board of Educ. 363 Mass. 125 (1973) (Boston II); School Comm. of Boston v. Board of Educ. 364 Mass. 199 (1973) (Boston III). In addition, there were two legislative attempts to circumvent the board’s powers under the racial imbalance law. See Opinion of the Justices, 363 Mass. 899 (1973); Opinion of the Justices, 365 Mass. 648 (1974). The efforts by the board to enforce the racial imbalance law in Boston were followed in June of this year when the United States District Court, District of Massachusetts, ruled that the Boston school system had been operated in violation of the Fourteenth Amendment and ordered that plans be implemented immediately to accomplish desegregation of Boston’s schools in September of this year. Morgan v. Hennigan,379 F. Supp.410 (D. Mass. 1974).
A “racially isolat[ed]” school is one in which not more than thirty per cent of the pupils are nonwhite. G. L. c. 71, § 37D, as appearing in St. 1974, c. 636, § 5.
Although it does not appear on the record, we were assured by counsel at the oral arguments that the school committee subsequently rescinded those two resolutions.
During the argument before the full court the interveners were the only parties who opposed the motion to vacate. Although the board issued an opinion and order on August 13 in which it took the position that the motion to vacate should be denied, at oral argument and in the briefs the board was represented by members of the staff of the Attorney General who argued in support of the motion.
See fn. 11, supra.
Our source of information on the progress of implementation is the implementation schedule, as modified by the board opinion and order of February 11,
Although “segregation” as used in the context of the Fourteenth Amendment cases is not necessarily synonymous with “racial imbalance” within the meaning of the Massachusetts statute, it seems clear in this case that the five Springfield elementary schools have been not only “racially imbalanced” but also “segregated.” The percentage of non white enrollment in each of those schools during the years from 1965 to 1973 is reflected in the table in fn. 6. The percentage of nonwhite enrollment throughout the Springfield school system in 1973 was less than thirty per cent. Cf. Keyes v. School Dist. No. 1, Denver, Colo. 413 U. S. 189, 195-196 (1973), reh. den. 414 U. S. 883 (1973).
For a discussion of the distinction between de jure and de facto segregation, see Springfield II, 365 Mass, at 230-233 (1974). See also Keyes v. School Dist. No. 1, Denver Colo., supra, at 208; Milliken v. Bradley, 418 U. S. 717 (1974).
For further history of the Keyes case seefn. 21, post.
For further history of the Bradley case seefn. 24, post.
It may be argued that, because de jure segregation involves the “purpose or intent to segregate,” Keyes v. School Dist. No. 1, Denver, Colo. 413 U. S. 189, 208 (1973) (emphasis in original), any action by the school committee to repeal the Task Force plan would not be unconstitutional because it would be motivated, not by an intent to segregate, but only by an intent to avoid unpopular forced busing of students. The certain consequence of such a repeal, however, would be the resegregation of the five previously imbalanced elementary schools. The school committee must be held to “intend” the certain consequences of its acts. See Keyes v. School Dist. Number One, Denver, Colo. 303 F. Supp. 279, 286 (D. Colo. 1969); 313 F. Supp. 90 (D. Colo. 1970); 445 F. 2d 990 (10th Cir. 1971); affirmed in part and modified in part, 413 U. S. 189 (1973), reh. den. 414 U. S. 883 (1973).
See fn.21
Subsequently, after a full trial on the merits, the District Court reiterated its holding that the vote of rescission was itself an act of de jure segregation. 313 F. Supp. 61,66-67 (1970). On appeal, neither the Court of Appeals, 445 F. 2d 990 (10th Cir. 1971), nor the Supreme Court, 413 U. S. 189 (1973), reached that issue. For a similar case reaching the same result, but involving a school system which was historically segregated, see Martin v. Evansville-Vanderburgh Sch. Corp. of Evansville, 347 F. Supp. 816 (S. D. Ind. 1972).
After several intervening decisions, see 483 F. 2d 945 (6th Cir. 1971), 338 F. Supp. 582 (E. D. Mich. 1971); 484 F. 2d 215 (6th Cir. 1973), this case reached the Supreme Court for resolution of a single question concerning the extent of the remedy ordered by the District Court, 418 U. S. 717 (1974).
It is noteworthy that the court in this case struck down the challenged statute in its entirety, even though by its terms the statute did not restrict the authority or discretion of elected local school boards (which are in the vast majority throughout New York) to order assignments or redistricting in order to achieve racial balance.
Reference
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