Commonwealth v. Gallarelli
Commonwealth v. Gallarelli
Concurring Opinion
(concurring, with whom Liacos, J., joins). On the question what offenses should be joined for pur
As to G. L. c. 278, § 2A, which looks to separate trials of a substantive offense and a related conspiracy, we have said, “The legislative history affords no indication of why § 2A, which may add new complications to enforcement of the criminal law, was adopted at all____” Commonwealth v. French, 357 Mass. 356, 375 n.20 (1970). Surely § 2A does not represent a definite expression of a legislative preference for a general procedure incompatible with the Model Penal Code. The Federal-State problem need not be instantly solved.
As it happens, the present case is an extraordinary one
Model Penal Code (Proposed Official Draft 1962)
“Section 1.07. Method of Prosecution When Conduct Constitutes More Than One Offense.
“(2) Limitation on Separate Trials for Multiple Offenses. Except as provided in Subsection (3) of this Section, a defendant shall not be subject to separate trials for multiple offenses based on the same conduct or arising from the same criminal episode, if such offenses are known to the appropriate prosecuting officer at the time of the commencement of the first trial and are within the jurisdiction of a single court.
“(3) Authority of Court to Order Separate Trials. When a defendant is charged with two or more offenses based on the same conduct or arising from the same criminal episode, the Court, on application of the prosecuting attorney or of the defendant, may order any such charge to be tried separately, if it is satisfied that justice so requires.”
Opinion of the Court
The defendants Gallarelli and Charles Johnson were convicted after trial of an indictment which charged them with conspiring to influence a jury in violation of G. L. c. 268, § 13B. In these appeals the defendants raise the issue whether trial, conviction, and punishment
A second issue argued by the defendants is whether evidence of the defendant GallareUi’s conviction on the contempt charge was properly admitted against him for impeachment purposes at the subsequent trial of the conspiracy indictment.
We conclude that there was no error and that the judgments shall be affirmed.
The defendants were tried in the Superior Court, Suffolk County, before a judge, without jury, on a criminal contempt complaint charging that the defendants “did indirectly, wilfully endeavor by means of an offer and promise of something of value, to influence” one Patrick C. Flaherty, a juror in a trial in which the defendants were being prosecuted for disseminating obscene films. The complaint further alleged that their conduct interfered with, impeded, and obstructed the administration of justice, “and constituted contempt of this Honorable Court.” The defendants were found guilty on March 3, 1975, and were each sentenced to a term of six months’ incarceration in a house of correction.
On April 17,1975, a Suffolk County grand jury returned an indictment which charged the defendants with conspiracy, together with one Thomas Bragdon, to influence a juror, one Patrick C. Flaherty, in violation of G. L. c. 268, § 13B. Subsequently the defendants were tried on this indictment before a jury in the Superior Court, Suffolk County. They were convicted and each was sentenced to serve a term of two and one-half years in a house of correction.
Before trial on the indictment the defendants filed a motion to dismiss the indictment on the ground of double jeopardy. This motion was denied and, after conviction and sentence, the defendants appealed.
The contempt complaint and the conspiracy indictment
The evidence at each trial was as follows. In January, 1975, Gallarelli and Johnson were defendants in an obscenity trial in the Superior Court, Suffolk County. On January 25,1975, while the obscenity trial was in progress, the defendant Gallarelli talked by telephone with Thomas Bragdon, a gas company employee, and asked Bragdon if he knew Pat Flaherty who also worked for the gas company. Bragdon responded that he did not know Flaherty. Gallarelli then asked Bragdon to find out what type of person Flaherty was, and gave Flaherty’s address to Brag-don.
On January 28, 1975, Bragdon went to the Pru Cinema in Boston. Bragdon entered the Pru Cinema and asked for Gallarelli and Johnson. He then went outside, waited on the sidewalk, and was joined shortly by the defendant Johnson. Johnson asked Bragdon if he knew Flaherty and indicated that he wanted to discuss the obscenity trial in which he and Gallarelli were involved. Johnson told Brag-don that Flaherty had been approached previously and that he was going to go along with them. They merely wanted to let Flaherty “know how to sit” and that he would be “taken care of” and that Flaherty would receive $1,000. Johnson demonstrated to Bragdon how Flaherty was to fold his hands and how to sit. Johnson told Brag-don that this would inform the defendants that there would be either a hung jury or a not guilty verdict.
Then Gallarelli came out of the Pru Cinema and joined Bragdon and Johnson. Bragdon told Gallarelli that he did not know Flaherty. Gallarelli replied that Flaherty was involved in the obscene movie case, that he had already been approached, and that they wanted Bragdon to let him know how to sit so that they would know if he was with them. Gallarelli demonstrated to Bragdon how he wanted Flaherty to sit. Gallarelli told Bragdon that they would give Flaherty $1,000. Gallarelli reinformed Bragdon of Flaherty’s address.
1. The Commonwealth argues that Dolan v. Commonwealth, 304 Mass. 325 (1939), is dispositive of the double jeopardy issue here. In the Dolan case, at 344, this court held that a punishment for contempt does not bar a prosecution for a crime based on the same act. See also Berlandi v. Commonwealth, 314 Mass. 424, 441 (1943); Jurney v. MacCracken, 294 U.S. 125, 151-152 (1935). The defendants urge that the Dolan case not be followed because the reasoning and the precedents relied on by the Dolan court have since been invalidated by opinions of the United States Supreme Court. They argue that the historical basis on which Dolan rested was that criminal contempt is sui generis, and constitutional guaranties, including that of double jeopardy, were of no applicability. On the contrary, they say, the application of constitutional rights to criminal contempt proceedings has been so continuous and consistent that these proceedings are now conducted as criminal trials. See, e.g., Groppi v. Leslie, 404 U.S. 496 (1972); Mayberry v. Pennsylvania, 400 U.S. 455 (1971).
Even if we accept the defendants’ premise that the reasoning of Dolan as to the double jeopardy issue is now suspect, the defendants cannot prevail as to this issue in the face of other Massachusetts precedents. Indeed, the application of these precedents to the instant case becomes clear when, as the defendants urge, we consider the contempt matter to be a criminal proceeding.
We first consider the Commonwealth’s premise that we should treat the contempt case as a charge of substantive violation of G. L. c. 268, § 13B, and that we should take note that the other charge was for conspiracy to violate the same statute. Persons may be prosecuted both for conspiracy to commit an illegal act and for the illegal act,
Again, treating the two cases, as the defendants urge, as criminal charges, the defendants fail in their argument as tested by a long-standing Massachusetts rule. This rule states: “A single act may be an offence against two statutes; and if each statute requires proof of an additional fact which the other does not, an acquittal or conviction under either statute does not exempt the defendant from prosecution and punishment under the other.” Kuklis v. Commonwealth, 361 Mass. 302, 306 (1972), quoting from Morey v. Commonwealth, 108 Mass. 433, 434 (1871) ,
The defendants, referring to the rule set out in the Kuklis case as the “same evidence test,” a descriptive phrase commonly used for this rule in other jurisdictions, urge that this court should, for the first time in this Commonwealth, apply a “same transaction” rule. Such a rule would require that all charges arising out of the same incident or transaction be presented and prosecuted together. The argument is that the “same evidence” test permits multiple prosecutions where a single transaction is divisible into discrete crimes. See the concurring opinion of Mr. Justice Brennan, in Ashe v. Swenson, 397 U.S. 436, 448-460 (1970), which contends that the “same transaction” test should be constitutionally required as supportive of the double jeopardy principle. See also the dissenting opinion of Mr. Chief Justice Burger, in the Ashe case at 468-470 which is critical of the reasoning behind the “same transaction” test, at least in the context of that case.
Whereas the “same evidence” rule has broad support among the several jurisdictions,
2. The defendant Gallarelli argues that it was error for the judge to permit the Commonwealth to introduce proof of the guilty adjudication on the contempt complaint for the purpose of impeaching Gallarelli’s credibility as a witness. There was no error. General Laws c. 233, § 21, provides, in pertinent part: “The conviction of a witness of a crime may be shown to affect his credibility.” Clearly, conviction and sentence to punishment for criminal contempt is, within the meaning of c. 233, § 21, a judgment of conviction in a criminal case. See Berlandi v. Commonwealth, 314 Mass. 424, 426-427 (1943); Dolan v. Commonwealth, 304 Mass. 325, 328 (1939); Menna v. New York, 423 U.S. 61 (1975); Bloom v. Illinois, 391 U.S. 194, 201 (1968).
Although the impeachment statute, c. 233, § 21, requires in its operation distinctions to be made between felonies and misdemeanors, and while the defendant Gallarelli contends that contempt is not established in the law as either a felony or a misdemeanor, that establishes no sound reason why the contempt adjudication may not be shown. Since a sentence of six months was imposed, the conviction here should clearly be treated as a misdemeanor. As such, it was not barred by the statutory provision that a record of a misdemeanor shall not be shown after five years from the date on which sentence on the conviction was imposed. c. 233, § 21.
In light of our conclusions, we need not consider the Commonwealth’s “harmless error” argument, which relies on the fact that other and far more serious convictions were admitted for the purpose of impeaching Gallarelli.
Both defendants argue that they were prejudiced because the jury might well have inferred that the conviction for contempt arose out of the same transaction as the conspiracy indictment then on trial. We agree that if this were so it would raise a serious issue of fairness, cf. Commonwealth v. DiMarzo, 364 Mass. 669, 678 (1974) (Hennessey, J., concurring), where the fairness of allowing proof of a defendant’s prior convictions of crimes similar to the charge then being tried is questioned, even though clearly permissible under the statute. An even more serious doubt as to fairness would arise if it could be shown that the jury had an awareness such as that asserted here by the defendants.
Judgments affirmed.
See, in the Kuklis opinion at 307 n.3, the reference to the impact of the rule as it applies to successive prosecutions and punishments for both the greater, and lesser included, offenses.
In the Ashe case a majority of the Justices of the Supreme Court held that the later prosecution was barred on estoppel grounds, since a jury verdict of acquittal in the earlier prosecution compelled, in the circumstances, a conclusion that the defendant was innocent of all crimes. The majority did not adopt the “same transaction” test or hold that it is constitutionally required. See the emphasis as to this point in the concurring opinion of Mr. Justice Harlan at 448.
See, e.g., State v. Ahuna, 52 Haw. 321 (1970); State v. McAninch, 172 Iowa 96 (1915); State v. Labato, 7 N.J. 137 (1951); Spannell v. State, 83 Tex. Crim. 418 (1918); Jones v. Commonwealth, 208 Va. 370 (1967); State ex rel. Zirk v. Muntzing, 146 W. Va. 349 (1961).
See, e.g., Ashe v. Swenson, 397 U.S. 436, 451 (1970) (Brennan, J., concurring).
Among other considerations is that such a new policy would be in conflict with various legislative provisions: e.g., the requirement of successive, rather than concurrent, prosecutions for conspiracy and the substantive offense (G. L. c. 278, § 2A); the various provisions for successive Federal and State prosecutions arising out of the same transaction.
In that instance, also, it is clear that the harmless error argument of the Commonwealth would be inapposite.
Reference
- Full Case Name
- Commonwealth vs. Saverio Gallarelli & Another
- Cited By
- 42 cases
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- Published