Ebitz v. Pioneer National Bank
Ebitz v. Pioneer National Bank
Opinion of the Court
This is an appeal from a Probate Court judgment which ordered the defendant bank (bank) as trustee under the will of Leigh Sanford to accept and process applications from females for financial assistance from the Richard W. and Florence B. Irwin Scholarship Fund (fund). The judgment further ordered the bank to apply the same eligibility criteria to female applicants and male applicants. The case was heard in the Probate Court under a statement of agreed facts in June, 1973.
The bank is trustee of the fund, a public charitable trust established pursuant to the will of Leigh Sanford.* 123
The plaintiffs are female law students who made timely applications to the bank for assistance from the fund. The bank rejected their applications on the ground that only male applicants are eligible for consideration. The Knights Templar maintain a revolving trust fund to assist worthy students in securing a higher education through loans.
The probate judge held that the testator did not intend to exclude female residents of Northampton from eligibility for fund assistance. The judge concluded from its context in the will that the term “men” in the phrase “worthy and ambitious young men” was employed in a generic sense and was not intended to exclude females, especially in light of the testator’s reference to the educational program of the Knights Templar. In so deciding, the judge expressly avoided deciding whether a public charitable trust may constitutionally discriminate against women. The plaintiffs argue that the judge correctly construed the testator’s intent and that a contrary construction would render the trust violative of the equal protection provisions of the United States and Massachusetts Constitutions.
The bank appeals from the construction of “young men” in the will of Leigh Sanford to include “young women.” It argues that a testator need not ungraciously add “but not young women” to his trust for the benefit of young men in order to confine his bounty to young men. However, we hold on the facts in this case that the testator did not wish so to confine his bounty and therefore we affirm the judgment below.
The term “young men” is unambiguous unless, in the context of the entire instrument, an element of ambiguity is introduced. When such an element of ambiguity appears, we look at the entire trust instrument and to the general scheme it reveals in order to clarify the intended significance of the troublesome term. Persky v. Hutner, 369 Mass. 7, 15 (1975). See State St. Trust Co. v. Crocker, 306 Mass. 257, 260 (1940). Consideration of an entire instrument may evince a general testamentary scheme which indicates that particular terms have a meaning different from that which they normally convey when standing alone. Ibid. Thus, the very provisions which make ambiguous a normally unambiguous phrase can clarify the ambiguity.
The testator in this case suggested that his trustee use
In addition, in par. [3] (see n.4) of the trust the testator states as his goal assistance of “as many students as possible.” Limitation of the pool of prospective applicants is inconsistent with this objective. Consequently, we do not find that the testator intended to exclude an entire group of prospective beneficiaries without express language to that effect. While the testator expressly restricted eligibility for use of the fund to Northampton residents he did not so limit eligibility to males. In fact, in describing eligibility and selection of applicants (n.4, par. [3]) he consistently used sex neutral terms which imply that the trustee should not restrict the class of fund recipients to males.
Finally, we note that the fund is dedicated not only to Judge Irwin, but also to Florence Irwin, his wife. This fact, together with the use of sex neutral terms, reference to the sex neutral program of the Knights Templar, and the stated testamentary goal of aiding as many students as possible, demonstrates a basic trust scheme to help finance the education of as many Northampton law students as the fund reasonably can without regard to their sex.
If some ambiguity should remain, we think the declared policy of the Commonwealth (art. 106 of the Amendments to the Massachusetts Constitution) regarding equal treatment of the sexes should lead us to resolve it in favor of the plaintiffs.
We conclude that Leigh Sanford intended that Northampton residents of both sexes be considered as eligible applicants for fund assistance and used the term “men” in its generic sense, which includes women. Because the tes
Judgment affirmed.
The testamentary trust provides in relevant part:
“All the rest, residue and remainder of my estate, real, personal and mixed, of whatever nature and wheresoever situate, which I may own or have the right to dispose of at the time of my decease, I give, devise and bequeath to The First National Bank of Northampton, of Northampton, Massachusetts, IN TRUST, NEVERTHELESS, for the following uses and purposes:
“To establish the Richard W. and Florence B. Irwin Scholarship Fund, the net income from said fund to be used to aid and assist worthy and ambitious young men to acquire a legal education, so that they may be better fitted and qualified to become good citizens of their country, leaders in their community, and able members of the legal professions.
“To be eligible for consideration for assistance from the fund, the student or students, as the case may be shall be residents of the City of Northampton. The method of granting aid and the selection of the students to receive such scholarships shall be determined from time to time by my said Trustee. It is my desire that as many students as possible be assisted by this fund, subject to the provision that my Trustee shall always maintain a sufficient reserve so that it will not be neces*209 sary for any recipient of said fund to leave school before his education is completed for lack of funds.
“Richard W. Irwin was devoted to Northampton, to which he came as a young man, and where he lived and made for himself an enviable reputation as citizen, lawyer and Judge. He was ably assisted by his wife, Florence Bangs Irwin. Judge Irwin frequently expressed an interest in the educational program of the Knights Templar, of which organization he was a member for many years. It is suggested to my Trustee that it acquaint itself with the educational work of this organization and use its program as a guide in the carrying out of the trust imposed on it under this portion of my will.
“In the event that there are no applicants for" funds for a legal education, then the net income from said fund is to be used to aid and assist worthy and ambitious .young men to become doctors of medicine or osteopathy, or ministers of the Christian faith of any Protestant denomination.”
We have added numbers to the paragraphs above to lend clarity to several references later in this opinion.
Dissenting Opinion
(dissenting). In this case a testator, by his will executed in 1963 and allowed in 1970, created a trust fund “to aid and assist worthy and ambitious young men to acquire a legal education.” The court by its opinion holds that the quoted language should be construed to have the same meaning which it would have if the testator had instead said that the trust was “to aid and assist worthy and ambitious young men and young women to acquire a legal education” (emphasis supplied). In so holding, this court affirms a judgment of the Probate Court to the same effect.
I respectfully dissent from this court’s holding. “The fundamental rule for the construction of wills is to ascertain the intention of the testator from the whole instrument, attributing due weight to all its language, considered in the light of the circumstances known to him at the time of its execution, and to give effect to that intent unless some positive rule of law forbids.” Hill v. Aldrich, 326 Mass. 630, 632 (1951). I know of no “positive rule of law [which] forbids” the construction of the testator’s will to mean exactly what he said he intended, viz., to create a trust “to aid and assist worthy and ambitious young men to acquire a legal education.”
The trial judge held in part: “To exclude females as possible recipients of financial assistance from a trust fund established for the purpose of assisting qualified students interested in the pursuit of a legal education would constitute an unreasonable and arbitrary exclusion.” The basic question for judicial determination here is what the testator intended by the language which he used. If he intended
The judge further held: “A construction of the term ‘men’ in the testamentary trust to exclude females would raise the question whether State Courts may Constitutionally enforce a public charitable trust which discriminates against females unreasonably and arbitrarily. As set forth above, I have concluded that this question may and should be avoided by the construction I have placed upon the term ‘men’ which includes females as well as males.” I do not view the issue in this case as clouded by any constitutional question. Jackson v. Metropolitan Edison Co., 419 U.S. 345 (1974). Moose Lodge No. 107 v. Irvis, 407 U.S. 163 (1972). Evans v. Abney, 396 U.S. 435 (1970). Evans v. Newton, 382 U.S. 296 (1966). Pennsylvania v. Directors of City Trusts of Philadelphia, 353 U.S. 230 (1957). Pennsylvania v. Brown, 392 F.2d 120 (3rd Cir.), cert. denied, 391 U.S. 921 (1968). Jackson v. Statler Foundation, 496 F.2d 623, 636-640 (2d Cir. 1973) (Friendly, J., dissenting from denial of rehearing), cert. denied, 420 U.S. 927 (1975). I therefore do not deem it necessary to engage in any attempt to review, rationalize, distinguish or apply any of the many decisions sometimes cited as justifying the construction of language in a particular manner on the basis that it is done for the primary purpose of avoiding possible constitutional questions.
This court states in its opinion: “The term ‘young men’ is unambiguous unless, in the context of the entire instrument, an element of ambiguity is introduced.” The court then purports to find an element of ambiguity in that part of the will which suggests that the trustee “acquaint itself with the educational work of... [the Knights Templar] and use its program as a guide in the carrying out of the trust imposed on it under this portion of my will.” The court notes that the Knights Templar maintain a fund to assist worthy students by loans made to applicants “without regard to race, creed, color, sex or national origin” (emphasis supplied). Although the testator was thus aware of the fact that the Knights Templar loans were made without regard to “sex” (gender) when he referred to that program, in disposing of his own property he elected to state that the trust was “to aid and assist worthy and ambitious young men.” He used no language to the effect that the beneficiaries were to be selected “without regard to sex.” The very language on which the court relies to demonstrate an ambiguity in the will strengthens the view that the testator, knowing of the very broad scope of the Knights Templar program, carefully chose more restrictive language for the disposition of his own funds.
I would credit the testator, Leigh Sanford, with knowing exactly what he wanted to do with his trust fund, and with saying what he intended in clear and unambiguous language. I would not strain to attempt to find an ambiguity on which to justify the removal of restrictive language which he chose to use. Even though such a restriction may currently be in disfavor, it is not unlawful.
^The court states in its opinion that “[i]f some ambiguity should remain, we think the declared policy of the Commonwealth (art. 106 of the Amendments to the Massachusetts Constitution) regarding equal treatment of the sexes should lead us to resolve it in favor of the plaintiffs.” I do not agree that any ambiguity existed or remains. If any ambiguity remains, I do not believe that the 1976 constitu
The court’s decision may have effects far beyond the single instrument being construed today. It is difficult to imagine language less ambiguous than that used by Leigh Sanford. If “young men” means “young women” in this case, it will be exceedingly difficult to distinguish other instruments where similar language is used. Need countless individuals who have spoken of “young men” or “young women” in wills not yet probated seek further to clarify their already clear intent? If such clarification is necessary, what further action will suffice? Must those administering trusts and estates seek court interpretation of gifts to “young men” or “young women” to determine whether they have misconstrued a settlor’s or testator’s intent? Are the many scholarship funds to be distributed to “young men” or “young women” students suddenly vague, ambiguous, or against public policy? It is regrettable that these uncertainties are being introduced into settled law.
This case brings to mind the following statement by Mr. Justice Harlan in his dissent in Evans v. Newton, 382 U.S. 296, 315 (1966): “This decision, in my opinion, is more the product of human impulses, which I fully share, than of solid constitutional thinking. It is made at the sacrifice of long-established and still wise procedural and substan
“This rule of constitutional adjudication is normally invoked to narrow what would otherwise be the natural but constitutionally dubious scope of the language.” Textile Workers Union v. Lincoln Mills, 353 U.S. 448, 477 (1957) (Frankfurter, J., dissenting). See School Comm. of Springfield v. Board of Educ., 366 Mass. 315, 338 (1974), and cases cited (Quirico, J., concurring); First Nat’l Bank v. Attorney Gen., 362 Mass. 570, 594-597 (1972), and cases cited (Quirico, J., concurring).
Reference
- Full Case Name
- Elizabeth Ann Ebitz & Others vs. Pioneer National Bank & Another
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- 1 case
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- Published