Commonwealth v. Trainor
Commonwealth v. Trainor
Opinion of the Court
The individual defendant and the corporate defendant were found guilty in February, 1976, after a jury waived trial, on all counts of indictments charging them with having possession of obscene matter in June, 1975, with intent to disseminate it. While these appeals were progressing to this court,
The appellants argue that the statutory standard of a hypothetical average person is vague and difficult to apply. They contend, without any proof on the record, that there is no Statewide standard concerning obscenity and argue that, even if there were such a standard, a distributor of sexually oriented material must identify that standard at his peril. The Supreme Court of the United States has concluded that language substantially equivalent to our statutory definition of “obscene” is not unconstitutionally vague. See Ward v. Illinois, 431 U.S. 767, 771-773 (1977); Smith v. United States, 431 U.S. 291, 308-309 (1977), and cases cited. The only question before us is whether the Constitution of the Commonwealth should be construed to require
2. The appellants next urge us to reconsider our holdings that, without the introduction of expert evidence on Commonwealth norms, the material itself may be sufficient evidence for the trier of fact to find obscenity. District Attorney for the N. Dist. v. Three Way Theatres Corp., 371 Mass. 391, 393-394 (1976). Commonwealth v. Thureson, 371 Mass. 387, 389 (1976). Commonwealth v. 707 Main Corp., 371 Mass. 374, 384-385 (1976). See Jenkins v. Georgia, 418 U.S. 153, 159-160 (1974); Hamling v. United States, 418 U.S. 87, 104 (1974); Kaplan v. California, 413 U.S. 115, 121 (1973); Paris Adult Theatre I v. Slaton, 413 U.S. 49, 56 (1973). We see no reason to change our view on the subject.
The appellants concede that the weight of authority supports the conclusion that expert testimony is not required as part of the prosecution’s proof in the typical obscenity case.
We leave to another occasion, if it should ever arise, resolution of any challenge to the statute by proof that there is no such thing as (1) a “prurient interest of the average person,” (2) sexual conduct which is patently offensive with reference to contemporary Commonwealth norms, or (3) “contemporary standards of the commonwealth.” The appellants have not met their heavy burden of demonstrating the unconstitutionality of the Commonwealth’s obscenity statutes. We are not persuaded that there is no rational basis for the Legislature to conclude that there are ascertainable Statewide standards, even though the citizens of the Commonwealth differ from each other in numerous ways, including upbringing, place of residence, age, education, religion, and sex. The existence of Statewide standards lies at the heart of the Commonwealth’s obscenity statute because such universal standards must exist if a jury selected from only one county is to apply them. Of course, if such standards do not exist, the statute must fail for unconstitutional vagueness.
3. We see no occasion to change our views, expressed in Commonwealth v. 707 Main Corp., supra at 382, concerning the nature of the proof of a defendant’s knowledge necessary for a conviction under G. L. c. 272, § 29. Section 29 requires proof that the defendant possessed matter which was obscene, “knowing it to be obscene.” Section 31 of
4. We come finally to an issue with which this court has not dealt previously. The appellants argue that the judge improperly excluded a public opinion survey from evidence. Although, as will be seen, public opinion surveys are admissible in certain circumstances, we agree with the judge’s decision to exclude the appellants’ public opinion survey.
A properly conducted public opinion survey, offered through an expert in conducting such surveys, is admissible in an obscenity case if it tends to show relevant standards in the Commonwealth. We see no meaningful distinction between a properly conducted piiblic opinion survey offered to show community norms and the testimony of an expert who states his views on the opinion of the public concerning the portrayal of certain allegedly obscene conduct. We have already recognized the admissibility of expert testimony of the latter type. We have said, citing Paris Adult Theatre I v. Slaton, 413 U.S. 49, 56 (1973), that triers of fact “may consider expert testimony on the subject of Statewide standards, if any is offered in evidence, but also may disregard such evidence because the matter at issue may be per se sufficient evidence for a finding of prurience in most cases.” Commonwealth v. 707 Main Corp., 371 Mass. 374, 384-385 (1976). Although expert testimony may be excluded, in the judge’s discretion, if a subject is within the common knowledge of the average juror, the line between matters of com
If the universe surveyed is relevant, if the sample questioned is representative of the relevant universe, if the questions are in a form appropriate to obtain unbiased answers within a reasonable margin of error, and if the pollster is qualified, the weight of authority supports the admission of a public opinion survey tending to prove a fact relevant to a material issue. See the leading, oft-cited case, Zippo Mfg. Co. v. Rogers Imports, Inc., 216 F. Supp. 670, 682 et seq. (S.D.N.Y. 1963). See also Randy’s Studebaker Sales, Inc. v. Nissan Motor Corp. in U.S.A., 533 F.2d 510, 520 (10th Cir. 1976); Grotrian, Helfferich, Schulz, Th. SteinwegNachf. v. Steinway & Sons, 523 F.2d 1331, 1341 (2d Cir. 1975); President of Colby College v. Colby College-N.H., 508 F.2d 804, 809 (1st Cir. 1975); Holiday Inns, Inc. v. Holiday Out in America, 481 F.2d 445, 447 (5th Cir. 1973); Sample, Inc. v. Porrath, 41 App. Div. 2d 118, 123 (1973), aff’d on this opinion, 33 N.Y.2d 961 (1974); 6 J. Wigmore, Evidence § 1704 n.l (Chadbourn rev. 1976); 2 S. Card, Jones on Evidence, Civil and Criminal § 10:8, at 278-279 (6th ed. 1972); Annot., 76 A.L.R.2d 619 (1961); Manual for Complex Litigation, 104-106 (West Pub. Co. 1977), discussing the admissibility of the results of polls; Zeisel, The Uniqueness of Survey Evidence, 45 Cornell L.Q. 322 (1960); Sorensen and Sorensen, The Admissibility and Use of Opinion Research Evidence, 28 N.Y.U.L. Rev. 1213 (1953). However, where
We are not inclined to pause long to resolve whether a survey of people’s opinions is hearsay and, if it is, whether it is admissible under the state of mind exception to the hearsay rule. Numerous authorities have admitted particular surveys under that hearsay exception. See Zippo Mfg. Co. v. Rogers Imports, Inc., supra at 683; Holiday Inns, Inc. v. Holiday Out in America, supra at 447; Morelli v. Board of Educ., Pekin Community High School Dist. No. 303, 42 Ill. App. 3d 722, 730-731 (1976); 2 S. Card, Jones on Evidence, Civil and Criminal supra, § 10:8 at 278-279; Regina v. Prairie Schooner News Ltd., 1 C.C.C.2d 251, 266 (Man. Ct. of App. 1970).
In light of these principles, we consider the public opinion survey prepared for the defendants in this case. The defendants made an offer of proof of the testimony and exhibits relating to their survey. Two hundred adults, all residents of Boston, divided evenly by sex, were obtained from all sections of Boston by telephone solicitations conducted evenings, and each was interviewed. Each was offered $10 to come to an office in downtown Boston for an interview on an undisclosed subject relating to a pending court case. Trained personnel conducted the interviews shortly before trial. The defendants intended to introduce the results of the survey through an expert experienced in conducting public opinion surveys, who would have testified that the margin of error in the survey ranged from 6 % to 10%.
The questions largely sought the personal views of each person interviewed: whether, in particular circumstances, he or she would be willing to have motion picture films shown or magazines sold depicting human sexual conduct. One question asked, for example, whether the individual would “personally be willing to have motion picture films or magazines showing human sexual intercourse between members of the opposite sex (sic) shown or sold” in (a) residential neighborhoods of Boston, (b) general commercial or business areas in Boston, (c) Boston adult entertainment districts, (d) under conditions where minors were excluded, or (e) in places clearly marked so that anyone not wanting to see them could avoid them. The interviewer sug
As would be expected, the willingness of the subjects interviewed to have such films shown, or magazines sold, increased as the suggested place of the showing or sale moved from residential to adult entertainment areas, when minors were excluded from involvement, and when the nature of the material to be shown or sold was plainly indicated. In general, males were more willing to allow the showing or sale of such materials than females.
It is important to note certain facts not set forth in the offer of proof. There was no indication that the method of selection of the subjects to be interviewed assured a representative sample of the citizens of Boston. One might suspect that certain persons would decline to participate because of the method by which they were approached or because of their unwillingness or inability to take the time to participate in such interviews. The selection process was not shown to be free from producing a bias in the survey results.
The interrogation of residents of only Boston raises the question whether the survey results are competent to prove the standards of the Commonwealth as a whole. However, because the obscenity statute assumes the existence of a uniform, Statewide standard, we should not reject a representative and otherwise valid survey limited to a population as large as that of Boston.
Finally, and most significantly, we note the absence of any indication that the willingness, the lack of willingness, or the indifference of a group to the sale of sexually explicit
Because the offer of proof failed to demonstrate the representativeness of the persons interviewed and failed to show that the survey results were relevant to any material issue in the case, the judge was warranted in excluding the survey and expert testimony concerning it.
Judgments affirmed.
We granted the defendants’ application for direct appellate review.
The appellants do not argue here, and explicitly waived at trial, any claim that these criminal proceedings must be dismissed because in rem proceedings were not commenced first under G. L. c. 272, §§ 28C, 28D, 28E, 28G, 28H. On the defendants’ insistence, such proceedings could have been required as to the publications involved here if they were “books.” The statute does not apply by its terms to films. Although the contrary has been suggested (see Liacos, J., concurring in Commonwealth v. Zone Book, Inc., 372 Mass. 366, 378 [1977]), the absence of a showing of the commencement of a previous civil proceeding is not a jurisdictional defect. It is a matter which may be raised by the defendant, but need not be considered otherwise. Commonwealth v. Ferro, 372 Mass. 379, 384-386 (1977).
We recognize that expert testimony may be necessary where the appeal is to a deviant group. See Paris Adult Theatre I v. Slaton, 413 U.S. 49, 56 n.6 (1973).
In Canada, where the definition of obscenity is founded on “the undue exploitation of sex,” the courts have considered the admissibility of survey evidence. Lamont, Public Opinion Polls and Survey Evidence In Obscenity Cases, 15 Crim. L.Q. 135 (1972). The author of this article notes that “community standards” are considered in such cases and that “[cjriminal obscenity is an area of the law which is peculiarly suited to the use of survey evidence because of its very definition.” Id. at 136.
In Commonwealth v. Beneficial Fin. Co., 360 Mass. 188, 215 (1971), cert, denied sub nom. Farrell v. Massachusetts, 407 U.S. 910, and sub nom. Beneficial Fin. Co. v. Massachusetts, 407 U.S. 914 (1972), we held that the judge did not abuse his discretion in excluding tables based on interviews with persons not before the court.
Dissenting Opinion
(with whom Liacos, J., joins, dissenting). As opportunity offered, I have expressed my belief that the statute is unconstitutional under our Declaration of Rights.
Commonwealth v. Horton, 365 Mass. 164, 177 (1974) (concurring); Commonwealth v. Capri Enterprises, Inc., 365 Mass. 179, 181 (1974) (concurring); Essex Theatre Corp. v. Police Comm’r of Boston, 365 Mass. 183, 185 (1974) (concurring); Revere v. Aucella, 369 Mass. 138, 148 (1975) (dissenting in part), appeal dismissed sub nom. Charger Invs., Inc. v. Corbett, 429 U.S. 877 (1976); Commonwealth v. 707 Main Corp., 371 Mass. 374, 386 (1976) (dissenting); Commonwealth v. Thureson, 371 Mass. 387, 391 (1976) (concurring); District Attorney for the N. Dist. v. Three Way Theatres Corp., 371 Mass. 391, 395 (1976) (dissenting); Commonwealth v. Zone Book, Inc., 372 Mass. 366, 373 (1977) (concurring); Commonwealth v. Ferro, 372 Mass. 379, 386-387 (1977) (dissenting); Commonwealth v. Sees, ante 532, 538 (1978) (concurring).
Dissenting Opinion
(with whom Liacos, J., joins, dissenting). I agree that our obscenity statute, G. L. c. 272, §§ 28C-31, meets the requirements set forth in Miller v. California, 413 U.S. 15, 24-27 (1973). Commonwealth v. 707 Main Corp., 371 Mass. 374, 381-386 (1976). See Ward v. Illinois, 431 U.S. 767, 771-776 (1977); Smith v. United States, 431 U.S. 291, 308-309 (1977). In the past we have stated that the fact that we rested a decision wholly on the Federal Constitution as construed by the United States Supreme Court should not give rise to any inference “that the Declaration of Rights of the Constitution of this Commonwealth is less capable of protecting the essentials of freedom of speech, of the press, and of assembly than is the Federal Constitution. See arts. 16 and 19.” Commonwealth v. Gilfedder, 321 Mass. 335, 343 (1947). When a decision rests on controlling decisions of the Supreme Court of the United States, “we forbear academic discussion of the Declaration of Rights of our own Constitution.” Brattle Films, Inc. v. Commissioner of Pub. Safety, 333 Mass. 58, 61 (1955). Recently we have determined that in some circumstances art. 16 protects expres
While a majority of this court have held that under art. 16 our obscenity statute is constitutional, Commonwealth v. 707 Main Corp., supra at 381,1 would hold that under art. 16 obscenity is speech subject to reasonable restrictions protecting unwilling viewers,
The right to express and receive ideas is fundamental to our society. See Stanley v. Georgia, supra at 564. When no public behavioral consequences are involved, as is the case when consenting adults view or read material, art. 16 guarantees the unfettered exercise of this right. See Emerson, 72 Yale L.J. at 938; Richards, 123 U. Pa. L. Rev. at 82-90; Comment, 49 Wash. L. Rev. at 118-123. This guaranty of freedom of speech is not confined to the expression of views which are not offensive to the majority. Freedom of speech is “not free thought for those who agree with us but freedom for the thought that we hate” (emphasis added), United States v. Schwimmer, 279 U.S. 644, 655 (1929) (Holmes, J., dissenting), overruled in Girouard v. United States, 328 U.S. 61 (1946). Obscene material may express ideas and opinions. See Richards, 123 U. Pa. L. Rev. at 79-82. Therefore, however distasteful these ideas are to some, art. 16 prohibits restriction of access to them by consenting adults.
However, the special nature of obscene materials and the effect they have on unwilling recipients justify the State’s assertion of an interest in protecting such recipients. It is a presently accepted premise that exposure of erotic material to “a person contrary to his wishes has all the characteristics of a physical assault. The harm is direct, immediate, and not controllable by regulating subsequent action. Such communications can therefore realistically be classified as action. Moreover, from a slightly different point of view, forcing obscenity upon another person constitutes an invasion of his privacy, and for that reason also falls outside the system
Moreover, such an approach to the obscenity statute would serve many beneficial purposes.
Of course, I do not think that this approach will avoid all the problems inherent in the area of obscenity. By focusing on intrusions on an unwilling public or minors, however,
Such an approach also takes “notice of abundant empirical evidence that the community has tolerated increasingly permissive displays of pornographic literature and X-rated movies.” Commonwealth v. Horton, supra at 176 (Hennessey, J., concurring). Rather than embark on another “seventeen years [of] confusion ... as to the validity and effectiveness of obscenity statutes,” id. at 174 (Hennessey, J., concurring), I would direct courts’ efforts and those of police and prosecutors to those instances in which there is an assault on the public, rather than to the nearly impossible task of enforcing laws against the dissemination of obscene material to consenting adults.
Since there is no evidence of a thrust on an unwilling public, a captive audience, or a neighborhood, or any involvement of minors, I would reverse the convictions.
See Paris Adult Theatre I v. Slaton, 413 U.S. 49,105-107 (1973) (Brennan, J., dissenting); Redrup v. New York, 386 U.S. 767, 769 (1967); Revere v. Aucella, 369 Mass. 138, 142-143 (1975), appeal dismissed sub nom. Charger Invs., Inc. v. Corbett, 429 U.S. 877 (1976). Cf. Erznoznik v. Jacksonville, 422 U.S. 205, 208-212 (1975).
See, e.g., Lehman v. Shaker Heights, 418 U.S. 298, 304 (1974).
See, e.g., Paris Adult Theatre I v. Slaton, 413 U.S. 49,105-107 (1973) (Brennan, J., dissenting); Ginsberg v. New York, 390 U.S. 629 (1968); Jacobellis v. Ohio, 378 U.S. 184, 195 (1964). See also Kaplan v. California, 413 U.S. 115, 120 (1973). Cf. Butler v. Michigan, 352 U.S. 380 (1957). I do not consider distribution to minors in detail since it is not involved in this case. See G. L. c. 272, § 28; St. 1977, c. 917.
See, e.g., Young v. American Mini Theatres, Inc., 427 U.S. 50, 71-72 (1976) ; Grayned v. Rockford, 408 U.S. 104 (1972). Cf. Framingham Clinic, Inc. v. Selectmen of Southborough, 373 Mass. 279, 287 n.13 (1977) .
The Report of the Commission on Obscenity and Pornography recommended the repeal of laws forbidding dissemination of explicit sexual material to consenting adults (id. at 51-56), the adoption of “public display” laws designed to protect unwilling viewers from offensive depictions of sexual activity (id. at 60-62, 67), and the adoption of laws prohibiting dissemination of pornography to minors (id. at 56-60, 66-67).
Six States — Iowa, Montana, New Mexico, South Dakota, Vermont, and West Virginia — have enacted obscenity statutes which only prohibit distribution to minors. See Lockhart, Escape From the Chill of Uncertainty: Explicit Sex and The First Amendment, 9 Ga. L. Rev. 533, 535 nn.12, 13 (1975).
Not the least of such benefits is that such an approach would serve “as an anchor to windward and as a guard against surprise in case of some future shift in the rulings of the Supreme Court of the United States.” Commonwealth v. Monosson, 351 Mass. 327, 330 (1966) (search warrant affidavit).
See Commonwealth v. Balthazar, 366 Mass. 298, 302 (1974); Commonwealth v. Scagliotti, 373 Mass. 626, 628-629 (1977); Commonwealth v. King, ante 5, 14 (1977). See also Commonwealth v. Reilly, 5 Mass. App. Ct. 435, 437 (1977). The primary inference to be drawn from the variety of circumstances presented by these cases is that there are limits on the ability of the Commonwealth to intrude into the private behavior of consenting adults in the area of sexual conduct. This limitation occurring as it does in the context of some of the most personal of life’s choices may well apply to obscenity viewed or read by consenting adults.
Reference
- Full Case Name
- Commonwealth vs. Neil Trainor (And Companion Cases)
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- 55 cases
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- Published