Commonwealth v. Grace
Commonwealth v. Grace
Opinion of the Court
Before the United States Court of Appeals for the First Circuit the defendants claimed that this court, in Commonwealth v. Grace, 376 Mass. 499 (1978), “violated the fourteenth amendment by failing to apply in appellants’ case the same rules that were announced in a later case claimed to be essentially indistinguishable,” Commonwealth v. Garcia, 379 Mass. 422 (1980). See Grace v. Butterworth, No. 79-1422, Memorandum and Order (1st Cir., July 23, 1980). At the suggestion of the Federal court, the defendants now present that claim to us by a petition for reconsideration. Upon full consideration of the claim, we adhere to our 1978 decision.
1. The procedural posture. The defendant brothers were tried together in 1974 for a murder committed in 1972, and we affirmed their convictions and orders denying motions for new trial, considering the whole case on the law and the evidence pursuant to G. L. c. 278, § 33E. Commonwealth v. Grace, 370 Mass. 746, 758 (1976). Commonwealth v.
On the basis of our decision in Commonwealth v. Garcia, 379 Mass. 422 (1980), the defendants filed a petition for rehearing in the United States Court of Appeals. That court granted a rehearing and decided “to retain jurisdiction while the Graces put their claim before the state courts.” Grace v. Butterworth, 635 F.2d 1, 11 (1st Cir. 1980). Later that court adhered to that decision after the defendants had called its attention to our decision in Commonwealth v. Smith, ante 141 (1980). Grace v. Butterworth, No. 79-1422, Memorandum and Order (1st Cir., July 23, 1980). We treated the defendants’ petition as a petition for rehearing, and the parties have filed briefs.
2. The Ferreira and Garcia cases. The same trial judge who presided over the Grace trial also presided over the trials in the Ferreira and Garcia cases, and he used substantially similar language in these and presumably in numerous other cases in instructing the jury on reasonable doubt. See, e.g., Commonwealth v. Ferguson, 365 Mass. 1, 11 (1974). In the Ferreira and Garcia cases, as in the Grace cases, counsel failed to object or except to this aspect of the charge. Both the Ferreira case and the Garcia case came to us on direct appeal, and we considered the issue pursuant to our powers under G. L. c. 278, § 33E.
The evidence in the Ferreira case “demonstrated clearly that a vicious and unprovoked murder was committed and that one of two men, the defendant or Silva, committed that murder.” There was “a classic duel of credibility: Silva testified that the defendant fired the shots, and the defend
In the Garcia case we affirmed a conviction of second degree murder, holding that in view of the “overwhelming evidence of guilt” error in the charge on reasonable doubt was harmless. 379 Mass, at 441-442. One judge dissented on the ground that an erroneous charge on reasonable doubt cannot be harmless. Id. at 445. We first noted that in the absence of objection or exception we would reverse under § 33E only upon a showing of grave prejudice or substantial likelihood that a miscarriage of justice has occurred. We distinguished our 1978 decision in the Grace cases as an appeal from the denial of a motion for a new trial rather than a direct appeal. We said that the charge in the Garcia case, like that in the Ferreira case, was “constitutionally inadequate,” and that the Ferreira decision had retroactive application to a 1970 trial, emphasizing, however, that we would “scrutinize more carefully jury instructions given after the date of Ferreira. ” Id. at 437-441.
3. Dispensing with exceptions. Before the effective date of Mass. R. Grim. P. 22, 378 Mass. 892 (effective July 1, 1979), we insisted in general that appellate review in criminal cases be based on a proper exception to the judge’s ruling. We recognized, however, a “rarely used” power to set aside a verdict in order to prevent a miscarriage of justice when a decisive matter was not raised at the trial. Commonwealth v. Freeman, 352 Mass. 556, 564 (1967). Com
In Commonwealth v. Stokes, 374 Mass. 583 (1978), a case not subject to G. L. c. 278, § 33E, because both indictment and conviction were for second degree murder, we held that it was appropriate to review the constitutional sufficiency of the judge’s charge notwithstanding the failure of counsel to request an instruction or to object or except to the charge given. The charge in question was given before the decisions in Mullaney v. Wilbur, 421 U.S. 684 (1975), and Commonwealth v. Rodriguez, 370 Mass. 684 (1976); the Supreme Court had given the Mullaney case “complete retroactive effect” in Hankerson v. North Carolina, 432 U.S. 233, 241, 243 (1977); and we did not require “clairvoyance on the part of defense counsel.” But we need not “apply a narrow and precise test”; the charge must “be examined in its entirety to determine whether the constitutional requirements have been met.” We will “bring greater expectations, and consequently more careful scrutiny” to a charge given after the date of the Mullaney decision, and particularly after the date of the Rodriguez decision. Stokes, supra at 588-591.
When an appeal is subject to G. L. c. 278, § 33E, we transfer to this court “the whole case for its consideration of the law and the evidence,” and we may, “if satisfied that the verdict was against the law or the weight of the evidence, ... or for any other reason that justice may require,” order a new trial or direct the entry of a verdict of a lesser degree of guilt. The quoted provisions stem from an amendment by St. 1939, c. 341, enacted in part to broaden
In the Ferreira and Garcia cases we exercised our power under § 33E to review the charge on reasonable doubt in the absence of an objection or exception. In Gibson v. Commonwealth, 377 Mass. 539, 543 (1979), where we denied postconviction relief, we said, “Even without any objection or exception we might have taken the point on direct appeal as a basis for ordering a new trial under G. L. c. 278, § 33E.” But the absence of an objection or exception is not irrelevant in a case under § 33E; in Commonwealth v. Fluker, 377 Mass. 123, 131 (1979), we found that the state of the law on the issue argued was no longer uncertain at the time of trial, and we refused to review that issue in the absence of any requested instruction, objection or exception.
4. Discretion and consistency. Reviewing our recent cases on constitutional challenges to jury instructions in criminal cases, we find that the outcome has been influenced by at least the following factors: the weight of the evidence, the seriousness of the deficiencies in the instructions taken as a whole, the extent to which the defects had been disclosed in opinions of this court or of the Supreme Court before the instructions were given, the prior opportunities of defense counsel to make the challenge on appeal and in postconviction proceedings, and whether the appeal is subject to the special duty imposed on us by § 33E. In
That standard calls for a decision that is essentially discretionary. Discretionary decisions by individual judges inevitably produce variations in result in substantially similar factual situations. See, e.g., Matter of Troy, 364 Mass. 15, 38-39 (1973) (bail determinations); Rosenberg, Judicial Discretion of the Trial Court, Viewed from Above, 22 Syracuse L. Rev. 635, 663 (1971). Statements explanatory of such decisions may serve “no sharp analytic purpose.” See Gavin v. Commonwealth, 367 Mass. 331, 342 (1975) (criminal sentences). At least one Justice of this court has found it difficult to rationalize our decisions. See Commonwealth v. Hughes, 380 Mass. 596, 604 (1980) (Liacos, J., dissenting); Commonwealth v. Garcia, 379 Mass. 422, 445 (1980) (Lia-cos, J., dissenting). It is quite likely that other Justices, though not moved to write separate opinions, would have analyzed some of the cases very differently if they had been so moved. See Greenawalt, Discretion and Judicial Decision: The Elusive Quest for the Fetters That Bind Judges, 75 Colum. L. Rev. 359, 379-380 (1975); Schaefer, Precedent and Policy, 34 U. Chi. L. Rev. 3, 7-10 (1966). Although we have sometimes engaged in the dangerous practice of comparing discretionary decisions, we have recognized that “§ 33E review is not simply a process of ‘color matching.’” Commonwealth v. Coleman, 366 Mass. 705, 715 (1975). Contrast Griffin v. General Motors Corp., 380 Mass. 362, 371 (1980), where we declined to compare the size of jury verdicts in personal injury cases.
5. The present case. Our 1978 decision in the Grace cases was not subject to § 33E. See Commonwealth v. Smith,
Hence, so far as the point is one of State law, we adhere to our prior decision. So far as the question is whether, as a matter of Federal constitutional law, the jury instructions on reasonable doubt require a new trial, we defer to the decision of the Court of Appeals in Grace v. Butterworth, 635 F.2d 1, 6 (1st Cir. 1980). That court reviewed the question at some length, and concluded: “Because we find the jury charge as a whole to have been essentially sound, we do not believe that this explanation [explicit statement of ordinary life analogies] had a sufficiently devastating impact on the trial to amount to a denial of due process.” We agree with that conclusion. See Commonwealth v. Smith, ante 141 (1980).
6. The new constitutional claim. What we have said so far leads to the conclusion that our 1978 decision in the present case is distinguishable from our decisions in the Ferreira and Garcia cases and that the issue is not fairly presented whether we have “proceeded so incoherently and capri
The order denying the defendants’ motion for a new trial is affirmed on rehearing.
So ordered.
Concurring Opinion
(concurring). I agree with the statement of the court in part 6 of its opinion that in this case “the issue is not fairly presented whether we have ‘proceeded so incoherently and capriciously, and with such lack of even-handedness, as to have violated the equal protection and due process standards of the federal Constitution.’ See Grace v. Butterworth, No. 79-1422, Memorandum and Order (1st Cir., July 23, 1980).” Supra. Consequently, I join in that part of the court’s opinion and, it being dispositive of the petition for reconsideration, concur in the result reached by the court.
Reference
- Full Case Name
- Commonwealth vs. Frank Grace (And a Companion Case)
- Cited By
- 31 cases
- Status
- Published