Commonwealth v. Therrien
Commonwealth v. Therrien
Opinion of the Court
Following the return of a jury verdict that the defendant was guilty of rape, the judge allowed the defendant’s motion for a finding of not guilty, ruling that, in
Initially, these cases present the question whether the Commonwealth has the right to appeal, or otherwise challenge, the order that a finding of not guilty be entered on the offense charged. We conclude that the Commonwealth does have the right to appeal from that order. Because of that conclusion, we need not consider whether, in the absence of a right to appeal, the Commonwealth would have been entitled to seek relief under the general superintendency authority of this court, and, accordingly, we shall order the entry of a judgment dismissing the complaint seeking relief under G. L. c. 211, § 3.
A brief recitation of the circumstances that bear on the question of the Commonwealth’s right to appeal is appropriate at this point. We leave until later a presentation of the circumstances that relate to the propriety of the judge’s order allowing the entry of a finding of not guilty. The trial was held in November, 1979, before a jury in Hampshire
1. We point out initially that there is no constitutional barrier to the Commonwealth appealing from the order vacating the guilty verdict.
The double jeopardy clause of the Fifth Amendment to the Constitution of the United States, applicable to the States through the Fourteenth Amendment (Benton v. Maryland, 395 U.S. 784, 795-796 [1969]), does not forbid the Commonwealth’s appeal, and the defendant makes no such claim. “[W]hen a judge rules in favor of the defendant after a verdict of guilty has been entered by the trier of fact, the Government may appeal from that ruling without running afoul of the Double Jeopardy Clause.” United States v. Wilson, 420 U.S. 332, 352-353 (1975). See United States v. DiFrancesco, 449 U.S. 117, 130 (1980); United States v. Martin Linen Supply Co., 430 U.S. 564, 569-570 (1977). Deferring action on a motion for a judgment of acquittal until after the jury have returned their verdict is a sensible procedure where the question appears to be close because, by doing so, the judge makes it possible “to reconcile the public interest in the Government’s right to appeal from an erroneous conclusion of law with the defendant’s interest in avoiding a second prosecution.” United States v. Scott, 437 U.S. 82, 100 n.13 (1978). See United States v.
It has long been accepted that the Commonwealth may not appeal from an acquittal of a criminal defendant, in spite of the broad supervisory role of this court. See Commonwealth v. Anthes, 5 Gray 185, 207-208 (1855); Commonwealth v. Cummings, 3 Cush. 212, 214 (1849). Where, as here, there has been a conviction, “the considerations are quite different” from those where there was no conviction. Commonwealth v. Hayes, 372 Mass. 505, 508 (1977). For example, without raising any significant double jeopardy question, this court properly may consider, pursuant to statute, a case on further appeal where the Appeals Court has reversed a conviction and ordered judgment for the defendant. See Commonwealth v. Gosselin, 365 Mass. 116, 117 (1974); G. L. c. 211A, § 11. Similarly, we would accept as proper a statute that allowed the Commonwealth to appeal from an order setting aside a verdict of guilty in a criminal case.
In this Commonwealth, the subject of double jeopardy generally has been treated as a matter of common law rather than as a question under the Constitution of the Commonwealth. See Commonwealth v. Diaz, ante 73, 82 (1981); Commonwealth v. Cepulonis, 374 Mass. 487, 491-492 (1978). Any statutory provision for an appeal by the Commonwealth, of course, would overcome any common law rule barring such an appeal. If there is a double jeopardy guaranty to be found in the Constitution of the Commonwealth, we would not interpret it to bar the Commonwealth from challenging an error of law in the setting aside of a verdict of guilty.
2. The Commonwealth may appeal from the allowance of a defendant’s renewed motion for a finding of not guilty
The answer to the central question concerning the Commonwealth’s right to appeal in this case turns on the meaning in § 28E of the words “allowing a motion for appropriate relief under Massachusetts Rules of Criminal Procedure.” The defendant argues that “a motion for appropriate relief” includes only pretrial motions, such as a motion to suppress evidence. That limited scope was clearly the subject of § 28E prior to its 1979 amendment. See Commonwealth v. McCarthy, 375 Mass. 409, 413 (1978), which concerned a similar situation before the 1979 changes in statutes and rules. The previously relevant provision in § 28E, inserted
We conclude that the defendant reads § 28E too narrowly and that § 28E does not apply only to the Commonwealth’s appeals from the allowance of a pretrial motion. We have sought to find harmony and not discord in the cooperative effort of the Legislature and this court to coordinate statutes and rules involving procedural matters in the courts of the Commonwealth. See Spence v. Reeder, 382 Mass. 398, 421-422 (1981); Boston Seamans Friend Soc’y, Inc. v. Attorney Gen., 379 Mass. 414, 416-417 (1980). The
Under Mass. R. Crim. P. 30, 378 Mass. 900 (1979), concerning motions for postconviction relief, and of which the Legislature was aware when it enacted § 28E, the Commonwealth is entitled to appeal from a final order allowing a motion for relief, including both the allowance of a motion for a new trial and the allowance of a motion for the defendant’s release because the defendant’s confinement was imposed in violation of the laws of the Commonwealth. See Mass. R. Crim. P. 30 (c) (8). In common parlance, such motions are motions for appropriate relief. If the Commonwealth may appeal from the allowance of a motion for postconviction relief under rule 30, the right of the Commonwealth to appeal from the postverdict allowance of a motion under rule 25 follows logically. If the defendant had raised his objection to the jury’s verdict by a postconviction motion under rule 30 and the judge had allowed that motion on the ground that the verdict was not warranted by the evidence, rule 30 (c) (8) says the Commonwealth could appeal the judge’s ruling. If the same legal question were presented by a motion under rule 25 (b) and the judge ruled against the Commonwealth, it would be illogical to deny the Commonwealth the right to appeal that ruling. We think both a motion for postconviction relief under rule 30 and a postverdict motion under rule 25 are motions for appropriate relief under § 28E.
It is clear that the Commonwealth may not appeal the allowance of every defense motion. There are certain motions whose allowance must be treated as terminating the criminal prosecution without any right to appeal. Double jeopardy principles require that there be no appellate review of the allowance of a defense motion for a finding of
3. We come then to the substantive question whether the judge was in error in allowing the defendant’s renewed motion for the entry of a finding of not guilty. The Commonwealth does not argue that the judge had no authority to allow such a motion. Massachusetts R. Crim. P. 25 (b) (1) explicitly authorizes a judge in the circumstances involved here to act on the reserved motion. General Laws c. 278, § 11, as appearing in St. 1979, c. 344, § 43A, also impliedly authorizes the judge to allow the motion. The question is whether the judge was correct in allowing the motion, and that depends on whether, in the circumstances, the jury were warranted in finding the defendant guilty of rape.
The evidence warranted a verdict of guilty, and, therefore, the judge was in error in ordering the entry of a finding of not guilty. The case was presented to the jury on two theories, that (1) the defendant himself raped the victim and (2) the defendant participated actively in a joint enter
In our analysis of the evidence we may consider all the evidence, including evidence that the jury may have disbelieved in arriving at their conclusion that the defendant was not guilty as a joint venturer. Inconsistency of verdicts in criminal cases is not a matter for judicial inquiry. See
The evidence warranted the jury’s finding of the following. On a July day in 1977, the defendant and two other men, one of whom knew the victim and her sister, invited the victim to go for a ride from South Hadley to an address in Holyoke. After certain intermediate events that need not concern us, except that the victim kept insisting on being taken home, they drove to a secluded place in Belchertown. One of the men, not the defendant, pulled the victim up a footpath to a clearing, despite her protestations. The defendant blocked her attempted retreat. In the presence of all three men, and according to the victim, with the assistance of all three, one of the other men forced her to have intercourse with him. Then the second man had intercourse with the victim, who was crying. The victim was five feet tall and weighed less than 110 pounds. One of the men was six feet, eight inches tall, and weighed over 240 pounds; another weighed 150 pounds, and the defendant weighed over 200 pounds. The victim was afraid of the men and agreed to meet them the next day. As they were preparing to leave, the defendant said that he “didn’t get his turn.” One of the other men asked the victim to comply, and he “put his arm around [her] throat and he squeezed it a little bit.” She answered that “I guess I could do it.” The defendant then had oral and vaginal intercourse with the victim. Soon after these events, the victim, who was then hysterical, requested help from a customer at a gasoline station where the men stopped their motor vehicle to buy gasoline.
The defendant argues before us that the victim’s words were words of consent and that it was not he who squeezed the victim’s neck. In the circumstances, it was a question for the jury whether the Commonwealth proved beyond a reasonable doubt that the defendant had intercourse with the victim against her will. If the victim appears to consent
Because the jury were warranted in finding beyond a reasonable doubt that the defendant himself raped the victim, the judge was in error in ordering the entry of a finding of not guilty. The judge’s order is vacated, and the case is remanded for further proceedings.
So ordered.
In the case of Commonwealth v. Gaulden, post 543 (1981), decided today, we consider the Commonwealth’s right to seek relief under the general superintendency authority of this court from a ruling, purportedly under Mass. R. Crim. P. 25 (b) (2), 378 Mass. 896 (1979), reducing a conviction from murder in the second degree to manslaughter, on motion of the defendant.
We do not have here an independent motion under the last sentence of Mass. R. Crim. P. 25 (b) (2) to “set aside the verdict and order . . . the entry of a finding of not guilty.”
Massachusetts R. Crim. P. 25 (b) (1) provides as follows:
“(1) Reservation of Decision on Motion. If a motion for a required finding of not guilty is made at the close of all the evidence, the judge may reserve decision on the motion, submit the case to the jury, and decide the motion before the jury returns a verdict, after the jury returns a verdict of guilty, or after the jury is discharged without having returned a verdict.”
In the same 1979 act that amended § 28E, the Legislature amended § 47A to provide that motions to challenge defects in the institution of a criminal case should be raised “by a motion in conformity with the requirements of the Massachusetts Rules of Criminal Procedure.” St. 1979, c. 344, § 39. The matter of other pretrial motions was left to the new criminal rules through the new § 28E.
As we observed earlier, the trial judge in a close case may wish to permit appellate review of whatever action he might take on a motion for a finding of not guilty. Our construction of § 28E permits appellate review, whichever way the judge decides the point, if he acts after the jury return their verdict.
The record does not show why the judge submitted the questions. Massachusetts R. Crim. P. 27 (c), 378 Mass. 897 (1979), authorizes the submission of special questions.
Consideration of this argument might have been appropriate pursuant to a separate motion under the second sentence of Mass. R. Crim. P. 25 (b) (2), or under rule 30.
Further proceedings would include sentencing. The defendant, of course, may seek relief by a motion for a new trial. In any event, the defendant could appeal from his conviction.
Dissenting Opinion
(dissenting). I dissent. A basic principle of the common law of England and of this Commonwealth has been that the prosecution has no right of appeal from the entry of a judgment of acquittal. Commonwealth v. Anthes, 5 Gray 185, 207 (1855). Even apart from considerations of double jeopardy, it long has been understood that the Commonwealth has no right of appeal from the entry of a judgment of acquittal absent an express statutory provision authorizing such an appeal. This principle was well stated by Chief Justice Shaw in Commonwealth v. Cummings, 3 Gush. 212, 215 (1849): “[I]t has never been supposed, that an appeal would lie for any party in a criminal case, except where it had been expressly given by statute; nor was it
This fundamental principle of our criminal jurisprudence has remained valid from our colonial beginnings until this day. The court, nevertheless, in a strained interpretation of G. L. c. 278, § 28E, and the Massachusetts Rules of Criminal Procedure, brings about a fundamental change of our law which clearly was never contemplated, either by the Legislature as it revised G. L. c. 278, § 28E, by St. 1979, c. 344, § 45,
I am unable to find in the statutes and the rules relied upon by the court any indication of an intention by the Legislature or the court to alter so dramatically the longstanding practice of this Commonwealth. Rather, these provisions reflect the intent of the Legislature and the court to continue unchanged the prior law permitting appeals by the Commonwealth from orders allowing pretrial motions.
The majority concede that prior to its amendment in 1979, G. L. c. 278, § 28E, provided for appeals by the Commonwealth only from judgments allowing pretrial mo
Simultaneously with promulgation of the criminal rules, G. L. c. 277, § 47A, and G. L. c. 278, § 28E, were amended “to coordinate the statutes of the Commonwealth with the new rules.” Supra at 533. The language of each statute remains essentially unchanged in so far as it relates to questions raised by this appeal, with the exception that, as amended, the statutes refer generally to the rules as the new source establishing the appropriate form of pretrial motions.
Since enactment of G. L. c. 277, § 47A, the phrase “motion for appropriate relief’ has always designated pretrial
Since the court does not base its decision on G. L. c. 211, § 3, I need not comment at length on the availability of relief for the Commonwealth under that statute. Suffice it to say that I believe such review may be granted in the extraordinary case under the standards enunciated in Commonwealth v. Cook, 380 Mass. 314, 319-320 (1980).
For the reasons stated above, I would dismiss the Commonwealth’s appeal.
General Laws c. 278, § 28E, as appearing in St. 1979, c. 344, § 45, provides in part: “An appeal may be taken by and on behalf of the commonwealth by the attorney general or a district attorney from the superior court to the supreme judicial court in all criminal cases from a decision, order or judgment of the court (1) allowing a motion to dismiss an indictment or complaint, or (2) allowing a motion for appropriate relief under the Massachusetts Rules of Criminal Procedure.”
The right of appeal of the Federal government in a criminal case is, as the court acknowledges, based on an explicit Federal statute. 18 U.S.C. § 3731 (1971).
General Laws c. 277, § 47A, as appearing in St. 1979, c. 344, § 39, effective July 1,1979, provides in part that “any defense or objection based upon defects in the institution of the prosecution or in the complaint or indictment . . . shall only be raised prior to trial and only by a motion in conformity with . . . the Massachusetts Rules of Criminal Procedure.”
Subdivision (c) (8) is patterned after Cal. Penal Code § 1506 (Deering 1971 & Supp. 1981). See Reporters’ Notes to Mass. R. Crim. P. 30 (c) (8), Mass. Ann. Laws, Rules of Criminal Procedure at 485-486 (1979). Although in California the State may appeal from judgments allowing motions for a defendant’s release due to unlawful restraint, see Cal. Penal Code § 1506, or for a new trial, see Cal. Penal Code § 1238 (Deering 1971 & Supp. 1981), there is no provision for appeal by the State from judgments of acquittal.
It is clearly significant that governmental appellate rights are explicitly referred to in the rules of criminal procedure as to pretrial motions, Mass. R. Crim. P. 15, 378 Mass. 882 (1979), or as to orders entered under rule 30, Mass. R. Crim. P. 30 (c) (8), but no such reference is found in the rules as actions taken under rule 25.
Reference
- Full Case Name
- Commonwealth vs. Dennis G. Therrien (And a Companion Case of the Same Name)
- Cited By
- 42 cases
- Status
- Published