Commonwealth v. Gagnon
Commonwealth v. Gagnon
Opinion of the Court
After the Commonwealth filed its petition for rehearing, following the court’s opinion reported ante 567
The issue of possession as a lesser included offense within the crime of unlawful manufacture and distribution was not argued originally by the Commonwealth in its brief or at oral argument. However, the indictments charge that the defendants did “knowingly or intentionally manufacture, distribute, dispense, or possess with intent to manufacture, distribute, or dispense a controlled substance to wit: Heroin, a class A substance.” Under this indictment one who knowingly or intentionally manufactures, distributes or dispenses heroin possesses the heroin, actually or constructively.
The assertion in the dissenting opinion that these defendants can be resentenced under G. L. c. 94C, § 32, as it existed before the comprehensive revision of the drug sentencing laws in 1980 (St. 1980, c. 436) cannot be left unchallenged. The dissenting opinion urges this court to apply a “rule of revival.” This argument has not been raised by any of the parties at any point in these proceedings. If we were to follow our usual practice, the issue would be deemed to have been waived by the failure either to brief or argue the point. Mass. R.A.P. 16 (a) (4), as amended, 367 Mass. 919 (1975). Wolfberg v. Hunter, 385 Mass. 390, 392 n.3 (1982). This principle has special force when, as is the case here, the point has not been raised even in the petition for rehearing.
The Commonwealth’s failure to raise the point is understandable. The dissenting opinion is simply wrong in suggesting (“[t]here is some precedent,” infra at 774) that this “rule of revival” has been a part of our jurisprudence. The cases cited in the dissenting opinion deal only with the issue of severability and do not embrace this so called “rule of revival.”
The fundamental flaw of the dissenting opinion is its unwillingness to face up to the plain consequences of the court’s holding. The issue in this case is whether the defendants had sufficient notice of the penalty which attached to their conduct to satisfy due process requirements. Therefore it would be reasonable to expect the dissenting opinion to explain how the “rule of revival” provided these defendants with adequate notice of their punishment.
It is quite apparent that the application of the “rule of revival” in this case would be unconstitutional. These convictions can be upheld only if the prior G. L. c. 94G, § 32,
Certainly, the Commonwealth would not accept the proposition that the statute gave notice of its own invalidity. It has argued throughout these proceedings that the statute is constitutional. The trial judge also shared that view. In these circumstances, it cannot be said that the public had any notice that the apparent repeal of the prior statute was ineffective. Since the “rule of revival” has not been adopted by this court, the defendants had no adequate notice of the penalty attaching to their conduct.
Due to the dearth of Massachusetts authority in favor of “revival,” the dissenting opinion necessarily falls back on the citation of cases from other jurisdictions.
The “rule of revival” has little merit. In the present setting, its application would be a form of judicial lawmaking. The amendments to the act in 1980 (St. 1980, c. 436, § 4) worked a comprehensive revision of the former G. L. c. 94C, § 32, and it would be sheer speculation to say what penalty the Legislature would have enacted had the lawmakers known of the result in this case. That they would have provided for some penalty does not tell us what that penalty would have been.
The judgments are reversed in so far as the indictments charge violations of G. L. c. 94C, § 32 (a), and the findings
So ordered.
A fair statement of our law is that a statute which has been declared unconstitutional is not wholly without effect but is unenforceable, see
The inability of the dissenting judge to cite a single modern decision of this court indicates that it has long been recognized that notions of “revival” have never been applied in our cases.
The closest criminal analogy in our cases suggests that “revival” cannot be used to support a conviction for conduct committed after the repeal of a statute but before it has been deemed revived. See Commonwealth v. Marshall, 11 Pick. 350 (1831).
Focusing mainly on the possible State prison sentences, we note that the minimum State prison sentence under prior G. L. c. 94C, § 32, is two and one-half years and under new G. L. c. 94C, § 32 (a), the minimum sentence is one year. We view that difference as significant.
The dissenting opinion states that the reasoning of the Anderson case “does not apply here,” infra at 774, since that case dealt with notice of proscribed conduct. Our holding, however, makes clear that the “fundamental tenet of due process that ‘[n]o one may be required ... to speculate as to the meaning of penal statutes’” applies “to sentencing as well as substantive provisions.” Commonwealth v. Gagnon, ante 567, 569 (1982), quoting United States v. Batchelder, 442 U.S. 114, 123 (1979).
The dissenting opinion does not tell us how these cases provided adequate notice to the defendants in this case of the penalty attaching to their conduct.
Thus the rule is applied in other jurisdictions prospectively from the decision of the court to void the superseding statute. See State v. Kolocotronis, 73 Wash. 2d 92, 104-105 (1968).
The point is highlighted by our inability to determine the intent of the Legislature when it enacted the 1980 amendments. See Commonwealth v. Gagnon, supra at 569-574.
The Commonwealth’s motion to stay the issuance of a rescript is denied.
Dissenting Opinion
(dissenting).
General Laws c. 94C, § 32, was enacted in 1971. Pursuant to that statute, the manufacture, distribution, or dispensation of a class A or class B controlled substance, or the possession of such substance with the intent to manufacture, distribute, or dispense was punishable on first offense by imprisonment (not more than ten years in State prison or not more than two and one-half years in a jail or house of correction), by fine, or both. In 1980, § 32 was replaced by nine new sections, §§32 through 32H, each dealing more or less with a specific class of drugs. St. 1980, c. 436, § 4. We are concerned in this case with a class A controlled substance (heroin). The 1980 statutory revision made no
I agree with the majority that § 32 (a) is unconstitutional because the punishments as revised in that 1980 enactment are vague, uncertain, and confusing. I also agree that the defendants may now properly be punished for the lesser included offense of mere possession, since the controlling statute there (G. L. c. 94C, § 34) is constitutional in all respects. But this court should go further and order that the defendants be resentenced under the rule of revival. This rule is simply that the unconstitutional amendment was void from its inception, and consequently never took effect to supersede the prior statute.
There is some precedent to indicate that this rule has long been part of the law in this Commonwealth. See Commonwealth v. Kimball, 299 Mass. 353 (1938); Opinion of the Justices, 269 Mass. 611 (1929); Lawton Spinning Co. v. Commonwealth, 232 Mass. 28 (1919). Further, it is the established rule in other jurisdictions. State v. Bloss, 637 P.2d 1117 (Hawaii 1981). State v. Books, 225 N.W.2d 322 (Iowa 1975). State v. Dixon, 530 S.W.2d 73 (Tenn. 1975). State v. Collins, 528 S.W.2d 814 (Tenn. 1975). State v. Kolocotronis, 73 Wash. 2d 92 (1968). See Frost v. Corporation Comm’n of Okla., 278 U.S. 515, 525-528 (1929); Davis v. Wallace, 257 U.S. 478, 485 (1922); Chicago, I. & L. Ry. v. Hackett, 228 U.S. 559, 566 (1913); People v. Fox, 294 Ill. 263 (1920). It is true that one case has held that the revival rule could not constitutionally be invoked because, in the circumstances there presented, the defendant did not have sufficient notice of the criminality of his conduct to satisfy the due process requirements of the Federal Constitution. United States ex rel. Clark v. Anderson, 502 F.2d 1080 (3d Cir. 1974). That reasoning clearly does not apply here. It would border on the frivolous for the defendants or any other persons to argue that they were not on notice that, at all relevant times, distribution of heroin was and is a criminal offense in this Commonwealth. Nor could the defend
There is no persuasive reason why the rule of revival should not apply here. I have no doubt that this would be consistent with legislative intent. There is every reason to believe that the Legislature would prefer to revive the former statute, rather than have a substantial period of time in which the reprehensible conduct involved here was not a criminal offense. I would remand this case to the Superior Court for resentencing of the defendants for the crime of distribution of heroin under G. L. c. 94C, § 32, as enacted in 1971.
The Chief Justice was not originally a participant in this matter, but was invited to join the quorum after issuance of the court’s opinion, and after the Commonwealth filed a petition for rehearing. Justice Wilkins and Justice Lynch at an early stage in the proceedings each disqualified himself from participation in the case.
Reference
- Full Case Name
- Commonwealth vs. Norman Gagnon (And Two Companion Cases)
- Cited By
- 31 cases
- Status
- Published