District Attorney for the Plymouth District v. Coffey
District Attorney for the Plymouth District v. Coffey
Opinion of the Court
The defendant was charged with three violations of G. L. c. 269, § 14A. The complaints alleged that he used the telephone repeatedly for the sole purpose of harassing, annoying, or molesting Elaine Coffey, his former wife. A judge of a District Court, after a hearing, allowed the defendant’s motion to suppress “[a]ny portions of the contents of any interception or any evidence derived therefrom as a result of the use of a pen register or similar device pertaining to the telephone number of the defendant’s residence.” The Commonwealth appealed the allowance of that motion. We transferred the case here on our own motion. We reverse the order allowing the motion to suppress.
The parties have submitted a statement of agreed facts. On or about February 1, 1980, Mrs. Elaine Coffey called the Annoyance Call Bureau of New England Telephone Company (company), to report annoying telephone calls. At her request the company installed an XFVT on-line trapping system, commonly called a cross frame unit trap, on Mrs. Coffey’s telephone line. This system allowed the company to determine the source of incoming calls to Mrs. Coffey’s line. The trapping system did not, and was not designed to, record any conversation.
The defendant filed a motion to suppress the evidence, alleging as grounds that the evidence was obtained in violation of his right to.be secure from an unreasonable search and seizure as guaranteed by the Fourth Amendment to the United States Constitution, and art. 14 of the Massachusetts Declaration of Rights, set forth in the margin.
State action. At the outset we must determine whether the degree of State involvement with the challenged conduct is sufficient to raise the constitutional issue. The judge did not discuss this threshold question. It is well settled that the Fourth Amendment to the United States Constitution
It is unnecessary to discuss the minimal level of governmental involvement required for a private search to be considered a State search, because the record before us shows no governmental involvement whatsoever. Neither the judge’s findings contained in his memorandum, nor the statement of agreed facts mentions any State participation in or knowledge of the placement of the cross frame unit trap on Mrs. Coffey’s telephoné line. The defendant’s brief alleges that she “had been in contact . . . with the local police department.” Even assuming this to be true, the defendant does not allege that the police had any knowledge of the telephone company’s actions. In short, there is no evidence in the record before us that could conceivably lead to a finding of significant State involvement in the search.
General Laws c. 272, § 99. The defendant argues as an additional ground for his motion to suppress that the evidence was illegally obtained in violation of G. L. c. 272, § 99, the Massachusetts wiretap statute. General Laws c. 272, § 99 P, provides in part that a defendant in a criminal trial may move to suppress “the contents of any inter
We decided in District Attorney for the Plymouth Dist., supra at 591-592, that the installation of a cross frame unit trap is regulated by the provisions of G. L. c. 272, § 99. Because one of the exceptions to the prohibitions of § 99 includes persons duly authorized to make specified interceptions by a warrant, G. L. c. 272, § 99 D 1 d, as appearing in St. 1968, c. 738, § 1, we held that the interception in that case was authorized by the statute. The present case does not come within the warrant exception because no warrant was sought or obtained, but it clearly comes within the exception provided for in G. L. c. 272, § 99 D 1 a, which provides under heading 1: “Permitted interception of wire or oral communications. It shall not be a violation of this section — a. for an operator of a switchboard, or an officer, employee, or agent of any communication common carrier, whose facilities are used in the transmission of a wire communication, to intercept, disclose, or use that communication in the normal course of his employment while engaged in any activity which is a necessary incident to the rendition of service, ... or which is necessary to prevent the use of such facilities in violation of section fourteen A of chapter two hundred and sixty-nine of the general laws” (emphasis supplied). This exception expressly permits the telephone company to intercept and disclose communications when necessary to prevent unlawful, harassing phone calls. The telephone company did not violate § 99 by placing the device on Mrs. Coffey’s phone at her request, nor did the company violate § 99 in disclosing the results obtained by the cross frame device to the district attorney to prevent the use of the company’s facilities in violation of G. L. c. 269, § 14A. Section 99 expressly authorizes the telephone company’s actions. We noted in Commonwealth v. Coviello, 362 Mass. 722, 724 n.1 (1973), that § 99 D 1 a authorizes the telephone company to take actions such as these to prevent
The defendant further argues that § 99 O 1 prohibits the introduction of the evidence obtained by the telephone company because he was not served in accordance with the provisions of § 99 O 1 at least thirty days before commencement of the criminal trial. Section 99 O 1 provides in pertinent part: “[I]n any criminal trial where the commonwealth intends to offer in evidence any portions of the contents of any interception or any evidence derived therefrom the defendant shall be served with a complete copy of each document and item which make up each application, renewal application, warrant, renewal order, and return pursuant to which the information was obtained . . . .” If the defendant is not served with the enumerated documents at least thirty days before the commencement of the criminal trial, the evidence is inadmissible at the trial. We note at the outset that the defendant’s trial has not yet commenced. The case is before us on the Commonwealth’s appeal of the allowance of the motion to suppress. Therefore, even if we were to interpret § 99 O 1 as applicable to the evidence obtained here, the evidence would be admissible after the Commonwealth serves the defendant thirty days prior to trial. We are persuaded, however, that § 99 O 1 does not apply to evidence obtained by the telephone company pursuant to its obligations under § 99 D 1 a. We interpret § 99 O 1 to apply only to evidence obtained with a warrant. This interpretation is necessary because § 99 O 1 provides that the only papers to be served on a defendant pursuant to § 99 O 1 are “a complete copy of each document and item which make up each application, renewal application, warrant, renewal order and return pursuant to which the information was obtained.” These items do not exist in the present case since a warrant was never applied for nor obtained.
The Federal wiretap statute. The defendant’s final argument is that the telephone company’s warrantless installation of the cross frame unit trap and subsequent disclosure of the information derived therefrom violates 47 U.S.C. § 605 (1976), the Federal Communications Act of 1934. The defendant argues that the evidence should, therefore, be suppressed. The judge correctly ruled that the use of the cross frame unit trap did not violate § 605. In Commonwealth v. Coviello, 362 Mass. 722 (1973), we held that § 605 required suppression in a criminal trial of information obtained by a pen register installed without a warrant. Our reading of the then recently amended § 605 in Coviello has subsequently proved to be incorrect. In cases decided after Coviello, it has been determined by the Supreme Court of the United States as well as by a number of Circuit Courts of Appeal that neither 47 U.S.C. § 605 (1976), nor Title III of the Omnibus Crime Control and Safe Streets Act of 1968,18 U.S.C. § 2510 et seq. (1976) (which prohibits certain interceptions of wire or oral communications), regulates the use of pen registers or similar trapping devices such as the cross frame unit used here. See United States v. New York Tel. Co., 434 U.S. 159, 166-168 n.13 (1977); United States v. Clegg, 509 F.2d 605, 610 (5th Cir. 1975); United States v. Falcone, 505 F.2d 478, 482 (3d Cir. 1974), cert. denied, 420 U.S. 955 (1975); United States v. Illinois Bell Tel. Co., 531 F.2d 809, 812 (7th Cir. 1976); United States v. Southwestern Bell Tel. Co., 546 F.2d 243, 245 (8th Cir. 1976), cert. denied, 434 U.S. 1008 (1978); Michigan Bell Tel. Co. v. United States, 565 F.2d 385, 388 (6th Cir. 1977); Hodge v. Mountain States Tel. & Tel. Co., 555 F.2d 254,
The order allowing the defendant’s motion to suppress is reversed.
So ordered.
The use of a cross frame unit trap has been analyzed by this court and by other courts in the same manner as the use of a pen register. See District Attorney for the Plymouth Dist. v. New England Tel. & Tel. Co., 379 Mass. 586, 590-591 (1980); Michigan Bell Tel. Co. v. United States, 565 F.2d 385, 388 & n.5 (6th Cir. 1977). A pen register records the numbers dialed from a particular telephone line. A cross frame unit traces the telephone numbers of calls coming into the monitored telephone line. The differences between the two devices are not significant for the purposes of this opinion. Both the pen register and the cross frame unit trap differ from a wiretap or intercept, by which the content of a telephone call can be heard or recorded.
Article 14 provides: “Every subject has a right to be secure from all unreasonable searches, and seizures, of his person, his houses, his papers, and all his possessions. All warrants, therefore, are contrary to this right, if the cause or foundation of them be not previously supported by oath or affirmation; and if the order in the warrant to a civil officer, to make search in suspected places, or to arrest one or more suspected persons, or to seize their property, be not accompanied with a special designation of the persons or objects of search, arrest, or seizure: and no warrant ought to be issued but in cases, and with the formalities prescribed by the laws.”
Concurring Opinion
(concurring). I concur in the result reached by the court. I think it useful to add a few comments concerning the admissibility of the fruit of “private” searches under art. 14 in general and the scope of the common carrier exemption under G. L. c. 272, § 99 D 1 a, in particular.
Article 14 of the Massachusetts Declaration of Rights provides: “Every subject has a right to be secure from all unreasonable searches, and seizures, of his person, his houses, his papers, and all his possessions. All warrants, therefore, are contrary to this right, if the cause or foundation of them be not previously supported by oath or affirmation; and if the order in the warrant to a civil officer, to make search in suspected places, or to arrest one or more suspected persons, or to seize their property, be not accompanied with a special designation of the persons or objects of search, arrest, or seizure: and no warrant ought to be issued but in cases, and with the formalities prescribed by the laws.”
This court has recognized previously that our State Constitution may, in some circumstances, afford greater protections to individuals than are required by the Fourth Amend
The majority conclude that “[bjecause the actions of the telephone company cannot be viewed as State action, the evidence derived from placement of the cross frame unit trap should not be suppressed on the basis of a violation of either the Fourth Amendment or of art. 14.” Supra at 222. Implicit in this conclusion is the recognition that a search occurred, albeit not one in which the Commonwealth was involved sufficiently to trigger art. 14. Contrast Smith v. Maryland, supra at 739 n.4, 745-746 (where pen register installed by telephone company at police request, State action present, although no search held to have taken place); Dear-horn Heights v. Hayes, 82 Mich. App. 253 (1978) (police requested telephone company action). Here, the telephone company placed the cross frame unit trap on the line of a customer at her request. When an employee of the company determined that the annoying phone calls were coming from the defendant’s telephone, the customer signed complaints against the defendant, alleging three separate criminal violations of G. L. c. 269, § 14A. A keeper of the records from the company testified in court in response to a subpoena duces tecum issued by the district attorney for the Plymouth District. If the company is to be deemed to be acting on behalf of another in this case, that other party is not the Commonwealth. Accord, Von Lusch v. C & P Tel. Co., 457 F. Supp. 814, 818 (D. Md. 1978); State v. Droutman, 143 N.J. Super. 322 (1976). The court correctly concludes that this record fails to establish that State action was
Although no violation of art. 14 is shown in this case, it should be clear that art. 14 may not, in all circumstances, permit the introduction of evidence seized unlawfully by a private party. See Burdeau v. McDowell, 256 U.S. 465, 476-477 (1921) (Brandeis & Holmes, JJ., dissenting). The justification most commonly given for the nonapplication of the exclusionary rule to the fruits of private searches is that no deterrent purpose would be served by its application to the actions of private persons. See 1 W.R. LaFave, Search and Seizure § 1.6, at 110-114 (1978). This may be true, generally, at least where the government did not participate in or instigate the search. Id. However, Burdeau may lose its validity where the “private” search, although carried out by a private entity, is pursuant to a public policy, the dominant purpose of which is the prevention of crime. See W.R. LaFave, supra at 129. In this vein, at least one State court has suppressed the fruits of an unlawful “private” search, which was “an exercise of sovereignty allowed by the State to private citizens,” as violative of the provisions of its State Constitution. People v. Zelinski, 24 Cal. 3d 357, 367-368 (1979). Cf. Sullivan v. District Court of Hampshire, 384 Mass. 736, 741 (1981).
The court holds today, in accordance with our previous decisions, that the use of pen registers and cross frame unit trap devices is regulated by G. L. c. 272, § 99. Supra at 223. See District Attorney for the Plymouth Dist. v. New England Tel. & Tel. Co., supra at 591-592. Protection of the fundamental privacy interests secured by art. 14 is enhanced by the limitations imposed on the use of such devices by G. L. c. 272, § 99. See id. at 598-600 (Liacos, J., dissenting) .
We have noted that G. L. c. 272, § 99 D 1 a, “expresses the intention that an employee of any communication common carrier may properly without a warrant intercept, dis
It should be kept in mind, however, that a significant but oft-ignored inquiry in the determination whether certain conduct constitutes State action is “whether federal or state law can validly distribute authority between governmental and private actions as it purports to do.” L.H. Tribe, American Constitutional Law § 18.3, at 1158 (1978). The State has authorized the company to intercept communications for two limited purposes. Where, as here, the record discloses that the dominant purpose behind the search by the company is the protection of its lines and the rendition of quality service, and the resulting criminal prosecution was merely incident to that company purpose, the use of the evidence obtained did not offend art. 14 of the Declaration of Rights and is properly within the exception to the warrant requirements of G. L. c. 272, § 99. Compare G. L. c. 272, § 99 E - N, with G. L. c. 272, § 99 D 1 a. Accord, United States v. Harvey, 540 F.2d 1345, 1352 (8th Cir. 1976). Under other circumstances, with a record which disclosed an intent not to vindicate the company’s interests, but rather to further a State interest in the prosecution of wrongdoers, I would reach a different conclusion. See People v. Zelinski, supra.
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