Irwin v. Town of Ware
Irwin v. Town of Ware
Opinion of the Court
The plaintiffs commenced this action against the defendant town of Ware (town), under G. L. c. 258. They charge that police officers of the town negligently failed to
We conclude that there must be a new trial because of the improper admission in evidence of the blood alcohol levels of the two motor vehicle operators.
The trial judge reported the following three questions: “1. Is the Defendant, Town of Ware, liable for acts of its police officer employees in the circumstances of this case? 2. If the answer to question 1 is in the affirmative, then does the limitation clause of G. L. c. 258, § 2 apply to the damages awarded by the jury? 3. If the answer to question 2 is in the affirmative, then does the limitation apply a. to each cause of action; or b. to each individual plaintiff or c. to all plaintiffs collectively for injuries sustained in the same ‘incident.’” By answering the reported questions, we shall address many of the issues raised in the town’s appeal from the trial judge’s denial of its
1. Evidence of Blood Tests.
The town’s major evidentiary challenge to the jury’s verdicts focuses on the admission of evidence relating to the alcohol content level of the blood of Donald Fuller, the vehicle operator who was detained briefly by the police and released. The town made a timely objection to admission of the evidence at trial and argues on appeal that its admission was prejudicial error requiring a new trial.
The evidence at issue is the representations made in a letter purporting to record the results of a test done on blood drawn from Fuller immediately after the accident. The letter was sent by Dr. Patrick Foley, as chief of the Clinical Chemistry Department of Laboratory Medicine at the University of Massachusetts Medical Center, to Dr. Benjamin Schneider, medical examiner in Ware at that time. It stated in relevant part the following: “Dr. Schneider: We have carried out blood alcohol analysis on the two specimens submitted to us by the Ware Police Department. The results are as follows: Donald Fuller 202 mg/100 ml blood. Mark Irwin 19 mg/100 ml blood.” The town argues this letter is inadmissible under the business records exception to the hearsay rule. See G. L. c. 233, § 78. It first claims that the letter was not a record kept in the ordinary course of business. Second, it asserts that, even if the letter is admissible as a business record kept in the ordinary course of business, the test results included in the letter are not admissible. According to the town, the test results are “second level hearsay.” It argues that, because the plaintiffs presented no evidence regarding the procedures followed or persons involved in extracting and labeling the tested blood samples from Fuller and Irwin, the test results cannot be said to have been recorded
“General Laws c. 233, § 78, states that a record made in the regular course of business ‘shall not be inadmissible because . . . it is hearsay.’ Such a record is presumed to be reliable and therefore admissible because entries in these records are routinely made by those charged with the responsibility of making accurate entries and are relied on in the course of doing business.” Wingate v. Emery Air Freight Corp., 385 Mass. 402, 406 (1982). Clearly, the letter admitted here was not a record made in the regular course of business within the meaning of the statute. The letter, far from being a routine and regular recording, was a summation of expert opinion. The letter also fails to qualify under the statute because the writer clearly relied upon information from other persons and it was not shown that those persons had reported that information as business routine.
We have said that the preparer of a business record need not have personal knowledge of a fact being recorded, but the preparer may not “rely on statements that are not themselves a part of the regular course of business record-keeping.” Wingate v. Emery Air Freight Corp., supra. “The preparer’s hearsay sources must carry the same indicia of reliability, arising from regularity and business motives, that bring his own act of recording the information within the statutory exception. Thus, unless statements on which the preparer relies fall within some other exception to the hearsay rule, the proponent must show that all persons in the chain of communication, from the observer to the preparer, reported the information as a matter of business duty or business routine.” Id. See Bouchie v. Murray, 376 Mass. 524, 528-529 (1978). The plaintiffs made no such showing. There is no evidence regarding who drew and labeled the test blood samples, how they were drawn, when they
We focus the issue of the admissibility of the blood tests more accurately, however, by stating that the evidence in the form it was offered was inadmissible on materiality or relevance grounds, for lack of proper foundation in establishing a chain of custody. See, e.g., Nesci v. Angelo, 249 Mass. 508, 510 (1924); Bauer v. Veith, 374 Mich. 1, 4 (1964) (“[A blood] test and its results are inadmissible in the absence of proof that the blood specimen analyzed was actually taken from the person in scrutiny or the body of that person”); Amaro v. City of N.Y., 40 N.Y.2d 30, 35-36 (1976) (“The chain of custody of any blood sample must be established . . . and the failure to do so may be excused only where the circumstances provide reasonable assurances of the identity and unchanged condition of the sample . . .”); Robinson v. Life & Casualty Ins. Co., 255 N.C. 669, 672 (1961) (“[W]hether or not a blood alcohol test is admissible depends upon a showing of compliance with conditions as to relevancy . . . , tracing and identification of specimen .... [A] foundation must be laid before this type of evidence is admissible”). This is not a case where some specific evidence linking the blood sample to Fuller has been introduced and, therefore, any “weaknesses in the chain of custody . . . would go to the weight of the evidence rather
The plaintiffs argue that, even if the blood tests were improperly admitted in evidence, the error is harmless. We disagree. The letter stated that the alcohol content of blood extracted from Fuller immediately after the accident was “202 mg/100 ml blood.”
2. Applicability of G. L. c. 258, § 2.
Whether the town is liable to the plaintiffs for the negligence of its police officers depends initially upon the scope of G. L. c. 258, the so called Massachusetts Tort Claims Act (Act). As to scope, the Act provides in relevant part that “[pjublic employers shall be liable for injury or loss of property or personal injury or death caused by the negligent or wrongful act or omission of any public employee while acting within the scope of his office or employment, in the same manner and to the same extent as a private individual under like circumstances.” G. L. c. 258, § 2, as appearing in St. 1978, c. 512, § 15. The Act exempts from such liability, however, “any claim based upon the exercise or performance or the failure to exercise or perform a discretionary function or duty on the part of a public employer or public employee, acting within the scope of his office or employment, whether or not the discretion involved is abused.” G. L. c. 258, § 10 (b). As a threshold matter, therefore, we must determine whether the challenged actions of the police officers were outside the Act as “discretionary functions” within the meaning of G. L. c. 258, § 10 (<b).
The town contends that the statutes setting forth an officer’s authority with respect to intoxicated motor vehicle operators “indicate that the arrest of Fuller, assuming, arguendo, that he was intoxicated, was discretionary and not mandatory.” Whether an act is itself discretionary, of course, does not turn on whether that act was negligently or nonnegligently performed. Therefore, we need not consider how the act was per
To determine the intended scope of G. L. c. 258, § 10 (b), we have stated that the language in Whitney v. Worcester, 373 Mass. 208 (1977), should be our guide. Irwin v. Commissioner of the Dep’t of Youth Servs., 388 Mass. 810, 817 (1983). In Whitney v. Worcester, supra at 219, we noted that immunity for discretionary functions did not extend to all acts requiring judgment because “the performance of all functions involves the exercise of discretion and judgment to some degree.” We described discretionary acts as those “characterized by the high degree of discretion and judgment involved in weighing alternatives and making choices with respect to public policy and planning.” In contrast, we explained that not counted among such acts are those which involve “the carrying out of previously established policies or plans.” Id. at 218.
No reasonable basis exists for arguing that a police officer is making a policy or planning judgment in deciding whether to remove from the roadways a driver who he knows is intoxicated. Rather, the policy and planning decision to remove such drivers has already been made by the Legislature. See G. L. c. 90, §§ 21, 24 (f); c. 90C, § 2; c. 111B, § 8; c. 41, § 98. This is not to say every harm resulting from the conscious failure of a police officer to remove an intoxicated driver from the roadway will give rise to liability for the public employer. There may be situations in which an officer’s failure to remove an intoxicated driver from the roadway will not lead to such liability. Where liability does not result, however, it will be because some element of the tort alleged will not have been established. It will not be because the act of the officer is discretionary within the meaning of G. L. c. 258, § 10 (b). To hold otherwise would violate the Legislature’s intent that the Act be “construed liberally for the accomplishment of [its] purposes.” St. 1978, c. 512, § 18. The primary purpose of the
3. Tort Principles.
In addressing whether Officers Power and Aucoin owed the plaintiffs a duty to remove Fuller from the roadways, “we start with the basic principle that the abrogation of the doctrine of governmental immunity by the Act simply removed the defense of immunity in certain tort actions against. . . municipalities. ... It did not create any new theory of liability for a municipality. . . . In order to recover against the town for negligence, the plaintiffs must show (1) the existence of an act or omission in violation of a (2) duty owed to the plaintiffs by the defendant, (3) injury, and (4) a causal relationship between the breach of duty and the harm suffered.” Dinsky v. Framingham, 386 Mass. 801, 804 (1982). The town argues these necessary elements of tort liability have not been established.
The town does not argue that its police officers owed no duty of reasonable care “to enforce the statutes with respect to intoxicated operators of motor vehicles.” We, therefore, assume for the purposes of this case that the town concedes its police officers had a duty to enforce such statutes and do not need to address the issue separately. Rather the town claims the duty its police officers owed was to the “general public.” Relying on our earlier opinion in Dinsky v. Framingham, supra, the town asserts that, because this duty is owed to the general public only, the “public duty” rule extends to prevent private negligence actions against public employers for harm proximately caused by a police officer’s violation of his duty
In Dinsky, we relied in part on the principle that the negligence of a public employee occurring within the scope of his employment will not support a private action against the public employer where the employee’s duty of care was owed to the general public only. Arguably, this principle contains a seed which could reintroduce a broad-based municipal tort immunity: whereas most public employees when acting within the scope of their employment ultimately are doing so in furtheranee of the public good broadly defined, the principle of “public duty” discussed in Dinsky would exempt public employers from tort liability for the negligence of most public employees. Presumably, only where the Legislature specifically designated an identifiable sub-class as the intended beneficiaries of certain public acts would a public employer be open to tort liability. See Halvorson v. Dahl, 89 Wash. 2d 673, 676 (1978). Clearly, such a broad reading of our Dinsky opinion runs directly contrary to the spirit of G. L. c. 258 and our decision in Whitney v. Worcester, 373 Mass. 208 (1977). We did not intend our language in Dinsky to be so read.
There are fundamental flaws in the town’s effort to apply the rationale of Dinsky to the instant case. As the plaintiffs correctly point out, our decision in Dinsky was narrowly limited to the public inspection context. The cases we relied on arose solely in that context and are of limited application here. See Dinsky, supra at 805-809. We concluded that there was no intention in the statutes or the State Building Code to benefit purchasers of premises which were developed in violation of governmental requirements. Id. at 809-810. In contrast, as we shall show infra, the applicable statutes in this case create a duty to the motoring public with respect to intoxicated motorists discovered by the police upon which tort liability may be based. The town, however, seems to conclude from our language in
A duty to act with reasonable care to prevent harm to a plaintiff which, if violated, may give rise to tort liability is based on a “special relationship” between the plaintiff and the defendant. See W. Prosser, Torts § 56 (4th ed. 1971). While several different categories of such special relationships are recognized in the common law, they are based to a large extent on a uniform set of considerations. Foremost among these is whether a defendant reasonably could foresee that he would be expected to take affirmative action to protect the plaintiff and could anticipate harm to the plaintiff from the failure to do so. See Pridgen v. Boston Hous. Auth., 364 Mass. 696, 709-711 (1974); Bradley Center, Inc. v. Wessner, 250 Ga. 199, 202 (1982); Lorshbough v. Buzzle, 258 N.W.2d 96, 102 (Minn. 1977); DeLong v. County of Erie, 60 N.Y.2d 296, 304-305 (1983); Petersen v. State, 100 Wash. 2d 421,- 428-429 (1983); McLeod v. Grant County School Dist. No. 128, 42 Wash. 2d 316, 321 (1953). Cf. H.R. Moch Co. v. Rensselaer Water Co., 247 N.Y. 160, 167 (1928); Harper & Kime, The Duty to Control the Conduct of Another, 43 Yale L.J. 886, 887-888 (1934). It has been said that such foreseeability can be based on reasonable reliance by the plaintiff, impeding other persons who might seek to render aid, statutory duties, property ownership or some other basis. As the harm which safely may be considered foreseeable to the defendant changes with the evolving expectations of a maturing society, so change the
We have discerned such a special relationship in cases addressing the liability of private parties to members of the general driving public where alcohol and driving were involved. These cases are at least analogous to the case before us. In Adamian v. Three Sons, Inc., 353 Mass. 498 (1968), we considered one type of liability arising in connection with alcohol consumption and motor vehicle operation. The defendant was the owner of a restaurant and barroom. The defendant negligently continued serving alcohol to one patron and allegedly caused him to become greatly intoxicated. Subsequently, the patron left the restaurant, entered his automobile, and proceeded to drive away. The vehicle driven by the patron shortly thereafter collided with the automobile in which the plaintiff and his intestate were riding. At issue in Adamian was whether the defendant could be held liable for damage caused by a patron which occurred outside the defendant’s premises. We reasoned that the duty of reasonable care to prevent foreseeable harm owed by a tavern keeper to his patrons is well settled. See Kane v. Fields Corner Grille, Inc., 341 Mass. 640,641 (1961). In so concluding, we focused on G. L. c. 138, § 69, which prohibits the sale of alcohol to intoxicated persons and observed as follows: “The statute . . . was undoubtedly enacted with a purpose to safeguard, not only the intoxicated person himself, but members of the general public as well.” This led us to conclude that the defendant could be liable to members of the general public riding on roadways whose harm was proximately caused by the violation of G. L. c. 138, §69. See Adamian, supra at 500-501 (“Henceforth in this Commonwealth waste of human life due to drunken driving on the highways will not be left outside the scope of the foreseeable risk created by the sale of liquor to an already intoxicated individual”). Cf. Cimino v. Milford Keg, Inc., 385 Mass. 323, 326-328 (1982).
We reached a similar conclusion in Michnik-Zilberman v. Gordon’s Liquor, Inc., 390 Mass. 6 (1983). In Michnik-Zilber
The Adamian and Michnik-Zilberman decisions involve special relationships between defendants and plaintiffs giving rise to liability between a defendant and a member of the general public. While these decisions address the liability of private defendants, the analysis contained in them may be applied by analogy to the instant case as well. Under the Act, public employers are treated “in the same manner and to the same
Just as the duty of the defendants in Adamian and Michnik-Zilberman was rooted, at least in part, in statutory responsibilities, so the proper conduct of public law enforcement personnel with regard to intoxicated motor vehicle operators is provided by several statutes. First, there are statutes giving police officers the right to deal with intoxicated persons: “Any officer authorized to make arrests . . . may arrest without warrant any person . . . who the officer has probable cause to believe has operated or is operating a motor vehicle while under the influence of intoxicating liquor,” G. L. c. 90, § 21, as appearing in St. 1973, c. 461, § 1; “Whoever operates a motor vehicle upon any way or in any place to which the public has right of access . . . shall be deemed to have consented to submit to a chemical test or analysis of his breath or blood in the event that he is arrested for operating a motor vehicle while under the influence of intoxicating liquor .... Such test shall be administered at the direction of a police officer . . . having reasonable grounds to believe that the person arrested has been operating a motor vehicle . . . while under the influence of intoxicating liquor,” G. L. c. 90, § 24 (1) (/), as amended through St. 1980, c. 383, § 2; “Any person who is incapacitated may be assisted by a police officer with or without his consent to his residence, to a facility or to a police station. To determine . . . whether or not such person is intoxicated, the police officer may request the person to submit to reasonable tests,” G. L. c. 111B, § 8, as appearing in St. 1979, c. 597, § 1. Next, there are statutes requiring police officers to act. A police officer must, at least, issue a record upon a citation for each automobile law violation. G. L. c. 90C, § 2. General Laws c. 90, § 24 (1) (a) (1), makes driving while intoxicated
An argument can be made that Adamian and Michnik-Zilberman have limited application here, even by analogy, because the defendants in those cases contributed, by the sale of alcoholic beverages, to the state of intoxication of the offending drivers. This argument ignores the fact that police can be found to be in neglect of statutory responsibilities by mere failure to act when confronted by an intoxicated driver. Furthermore, many cases have established that liability may arise solely from the violation of an affirmative duty to act with reasonable care to prevent harm to another caused by a third person. See, e.g., Mullins v. Pine Manor College, 389 Mass. 47, 54 (1983) (college has duty to protect resident students); Carey v. New Yorker of Worcester, Inc., 355 Mass. 450, 452 (1969) (restaurateur has duty to patron); Quigley v. Wilson Line of Mass., Inc., 338 Mass. 125, 129-130 (1958) (common carrier has duty to protect passengers); Rawson v. Massachusetts Operating Co., 328 Mass. 558, 560 (1952) (theater owner has duty to protect patrons). See also International Distrib. Corp. v. American Dist. Tel. Co., 569 F.2d 136, 139 (D.C. Cir. 1977) (employer’s duty to foreseeable plaintiff for failure to supervise employees); Keating v. Jones Dev. of Mo., Inc., 398 F.2d 1011,1014-1015 (5th Cir. 1968) (motel owner’s duty to prevent harm to guest by third party in swimming pool on premises); Wanca v. Penn Indus., Inc., 260 F.2d 350 (2d Cir. 1958) (employer’s duty to protect bystander from dangerous employee); Bradley Center, Inc. v. Wessner, 250 Ga. 199, 201-202 (1982) (private mental hospital’s duty to protect foreseeable plaintiff from patient); Stalzer v. European Am. Bank, 113 Misc. 2d 77, 81-83 (N.Y. Civ. Ct. 1982) (bank’s duty to protect patrons); Nolechek v. Gesuale, 46 N.Y.2d 332, 340 (1978) (parent’s duty to protect third parties from child’s use of dangerous instrument); Eldredge v. Kamp Kachess Youth Serv., Inc., 90 Wash. 2d 402, 408 (1978) (group child care facility’s duty to control acts of delinquent children).
We conclude that there is a special relationship between a police officer who negligently fails to remove an intoxicated motorist from the highway, and a member of the public who suffers injury as a result of that failure. The statutes which establish police responsibilities in such circumstances evidence a legislative intent to protect both intoxicated persons and other users of the highway. As to the most crucial factor — foreseeability — the calamitous consequences to the victims of accidents caused by drunken driving are all too predictable.
The town raises several policy arguments. In urging us to find the alleged negligence of the town’s police officers not actionable under G. L. c. 258, the town states that the economic hardship resulting from judgments for the plaintiffs will be intolerable and that in the future the town will be subject to limitless damage claims. It is true that the rule of municipal immunity was founded on protecting the defendants’ funds. The argument of the town ignores the obvious fact that the Legislature, by enacting G. L. c. 258, chose to put the public funds at risk. The town’s argument might be more effective if the Legislature had not imposed a $100,000 limitation. The threat to public funds without such a limitation is not controlling because of the limitation, as it might be without the limitation.
In addition, the town claims we must focus on the difficulty inherent in determining whether a driver is intoxicated. The town asserts that imposing liability on police officers for negligence in making this “often impossible judgment task” will lead police officers to arrest drivers whenever they suspect intoxication rather than not arrest them and risk a negligence action against the public employer. The town asserts this resulting inclination to arrest will chill constitutionally protected free-
4. Sufficiency of the Evidence.
We now consider whether there was sufficient evidence to support findings that the town’s police officers were negligent and that their negligence was the proximate cause of the plaintiffs’ injuries. In considering the judge’s rulings on the motions for directed verdicts, which were denied, and for judgments no withstanding the verdicts, we review the evidence in the light most favorable to the plaintiffs. See Michnik-Zilberman v. Gordon’s Liquor, Inc., 390 Mass. 6, 7 n.l (1983); Poirier v. Plymouth, 374 Mass. 212 (1978).
At about 2 a.m. , on May 14, 1978, Officer Power of the Ware police department was patrolling Main Street in Ware. He passed the Cue N’ Cushion Lounge, a popular downtown lounge on the comer of Parker Street. At that time a car “peeled out” from the side of the lounge, and Officer Power heard “squealing tires.” Officer Power testified that he “looked up Parker Street saw two tail-lights” and followed the car up Parker Street. He got behind the vehicle and put on his blue flashers and “pulled [it] over,” for driving too fast under the circumstances. Officer Power approached the driver of the vehicle, Fuller, who handed him a license and registration. Fuller told Officer Power he had consumed “a couple of beers.” Officer Power could smell alcohol on Fuller’s breath. Although he was carrying a flashlight, Officer Power never used it to illuminate the inside of the car or Fuller’s face or eyes. After Officer Power had talked with Fuller for about two minutes, another Ware police officer, Philip Aucoin, arrived on the scene. Officer Power then left Fuller to talk with Officer Aucoin. An eyewitness testified that, while the two officers were talking and not watching Fuller, Fuller was swaying, unsteady on his feet, holding his hands up to his head, moving back and forth and holding onto the top of the door to steady himself. That witness was
Approximately ten minutes after Fuller was stopped by Officer Power, the vehicle Fuller was driving collided head-on with that in which the plaintiffs were riding. Fuller’s vehicle was travelling at a speed between sixty-five and seventy-five miles an hour at the time of the collision. Fuller and Mark Irwin, the driver of the other vehicle, and Misty Jane Irwin, a passenger in the back seat, died as a result of the crash. The two other passengers in the plaintiffs’ vehicle, Debbie Irwin and her son Steven suffered severe injuries. Remnants of two coolers, brown glass, and the smell of alcohol were detected near Fuller’s vehicle at the scene of the collision. Upon telling the mother of Mark Irwin about the crash, Officer Power, in the presence of Officer Aucoin, struck a table with his fist and said, “I told you we should have kept him.”
On all the evidence, and ignoring the evidence of alcohol levels of the blood, which should not have admitted in evidence in the manner it was offered, we conclude that the jury could have found that the town’s police officers had a duty to the plaintiffs and that the police officers’ negligence proximately caused the plaintiffs’ injuries. “Usually ‘the question of negligence is one of fact for the jury. Only when no rational view of the evidence warrants a finding that the defendant was negligent may the issue be taken from the jury. ’” Mullins v. Pine Manor College, 389 Mass. 47, 56 (1983), quoting Zezuski v. Jenny Mfg. Co., 363 Mass. 324, 327 (1973). One eyewitness testified that Fuller was visibly intoxicated and unsteady on his feet while he was being detained. Officer Power testified
Similarly, “[t]he question of causation is generally one of fact for the jury. Zezuski v. Jenny Mfg. Co., supra at 327. A plaintiff need only show ‘that there was greater likelihood or probability that the harm complained of was due to causes for which the defendant was responsible than from any other cause.’” Mullins v. Pine Manor College, supra at 58, quoting Carey v. General Motors Corp., 377 Mass. 736, 740 (1979). In Cimino v. Milford Keg, Inc., 385 Mass. 323 (1982), we addressed the evidence a plaintiff must introduce for a jury to find a tavern owner’s sale of liquor to an intoxicated person proximately caused the injury to a person travelling on the roadways: “It is only necessary for the plaintiff to prove that the defendant took a risk with respect to the plaintiff’s safety that a person of ordinary prudence would not have taken, and that the plaintiff suffered á resulting injury that was within the foreseeable risk.” Id. at 330. The evidence necessary to prove proximate causation is the same in this case.
The jury here found in a special verdict that negligence of the Ware police caused the plaintiffs’ injuries. There was sufficient evidence for them so to find. The injuries suffered by the plaintiffs occurred no more than ten minutes after Fuller had left Officer Power, and it could be found that they were reasonably foreseeable consequences of permitting Fuller to drive away after being stopped. Cf. Adamian v. Three Sons, Inc., 353 Mass. 498, 501 (1968).
The second and third questions reported by the trial judge are whether the limitation clause of G. L. c. 258, § 2, applies to the damages awarded by the jury and, if so, how the limitation should be applied.
General Laws c. 258, § 2, limits the amount of a public employer’s liability for the negligent acts or omissions of its employees. It provides that while the public employer is “liable ... in the same manner and to the same extent as a private individual under like circumstances . . . [it] shall not be liable ... for any amount in excess of one hundred thousand dollars.” We find nothing in this statutory language, and the parties present no arguments, that this limitation of liability should not apply to the jury verdicts here. We, therefore, conclude that it is applicable to them.
The parties do, however, contest how the limitation of damages should be applied. The town asserts that the limitation should be construed to limit the recovery of all plaintiffs for a singly injury-causing incident to an aggregate amount of $100,000, regardless of the number of plaintiffs in question. Alternatively, the town argues that the statute should at least be read to limit recovery to $100,000 per plaintiff. In contrast, the plaintiffs state emphatically that the per-claim theory (e.g., Debbie Irwin asserts two “claims,” one for her personal injury and one for loss of consortium) is the proper interpretation of the Massachusetts Tort Claims Act. They argue that each plaintiff should be allowed to collect up to $100,000 for each separate claim based on a specific negligent act. Alternatively, they too argue that, if we do not adopt the per-claim theory, we should apply the limit per-plaintiff, rather than on the allegedly unreasonable per-incident basis.
We conclude that the language of G. L. c. 258, § 2, along with the purpose and design of G. L. c. 258 as a whole, demonstrates a legislative intent that the $100,000 limitation on liability be applied on a per-plaintiff basis.
We begin by rejecting the “per-incident” theory proposed by the town. General Laws c. 258, § 2, provides that “[p]ublic
Supporting our rejection of the town’s per-incident construction in G. L. c. 258, § 2, is cognate language in the Federal Tort Claims Act dircted at individual claimants. Cf. Vasys v. Metropolitan Dist. Comm’n, 387 Mass. 51, 54 (1982). Under 28 U.S.C. § 2674 (1976), the United States is liable without limitation, for employee negligence “in the same manner and to the same extent as a private individual under like circum
In addition to being inconsistent with the statute’s plain language, the town’s per-incident theory runs counter to the general purpose and design of G. L. c. 258. The Legislature’s overriding purpose in enacting the Massachusetts Tort Claims Act was to eradicate the “logically indefensible” doctrine of sovereign immunity, Morash & Sons v. Commonwealth, 363 Mass. 612, 619 (1973), and replace it with a statutory mechanism that would “allow plaintiffs with valid causes of action to recover in negligence against governmental entities in
The equally problematic alternative to the first come, first served method of apportionment inherent in a “per incident” construction of the liability cap is a distribution of the $100,000 on a pro rata basis. Had the Legislature intended the amount of each claimant’s recovery to be contingent on amounts awarded to other claimants, it could have required that all claims arising from one incident be litigated together, and that
Finally, a “per claim” construction of the $100,000 limit would be inconsistent with the statutory usage of “claim” to denote all damages to one victim. See G. L. c. 258, § 7, inserted by St. 1978, c. 512, § 15, stating that “[t]he acceptance by the claimant of any . . . award, compromise or settlement [under G. L. c. 258] shall be final and conclusive on the claimant, and shall constitute a complete release of any claim
Because the statute as a whole focuses on individual negligence claimants and demonstrates a legislative intent to be protective of the public funds, reflected in the exclusion of punitive damages and prejudgment interest, the $100,000 limit is properly construed as a cap on the damages recoverable by each victim of a public employee’s negligence. We interpret the word “claim,” as used in the statute, as referring to a demand for all damages arising from a tort to one person, not, as the plaintiffs argue, to each count of negligence. Cf. Murdock Parlor Grate Co. v. Commonwealth, 152 Mass. 28, 30 (1890). Construed as a “per claimant” or “per plaintiff’ liability limit, the $100,000 cap ensures that a meaningful recovery will be available to victims of public employee negligence, while simultaneously limiting a public employer’s exposure to excessive liability.
In arguing against the “per plaintiff’ interpretation of the $100,000 limit, the parties direct our attention to earlier legislative proposals to abrogate municipal immunity which contained a per-plaintiff limitation on liability: see 1974 House Bill No. 2964 §§ 1-3; 1974 House Bill No. 5076 §§ 2-3; 1976 House Bill No. 1774 §§ 1-3; 1978 House Bill No. 1394 § 1. Of these, both parties focus on 1978 House Bill No. 1394, a bill proposed the year the current version of G. L. c. 258 (St. 1978, c. 512) was enacted. They observe that this bill contained a $250,000 per-plaintiff liability limitation which does not appear in St. 1978, c. 512. The town argues that the Legislature’s failure to include a per-plaintiff limitation in St. 1978, c. 512, indicates, in light of § 6 (b) (5) of the proposed version in 1978 House Bill No. 1394, an intent to impose a per-incident limit on liability. In contrast, the plaintiffs follow the same reasoning to conclude that the Legislature intended the liability limitation in St. 1978, c. 512, to apply on a per-claim basis.
In sum, we conclude that a per-plaintiff construction of the $100,000 limitation on public employer liability contained in G. L. c. 258, § 2, best serves the Legislature’s intent as evidenced by the language and purposes of the statute.
The town contends that the testimony of the eyewitness that in her opinion Fuller was intoxicated is inadmissible. We disagree. A lay person’s testimony that another was intoxicated is admissible in evidence. See Holton v. Boston Elev. Ry., 303 Mass. 242, 246 (1939); Edwards v. Worcester, 172 Mass. 104, 105 (1898).
The remaining arguments of the town allege error regarding matters fairly within the scope of the trial judge’s sound discretion to decide. We find no abuse of discretion in any of the challenged rulings.
7. Conclusion.
In sum, we conclude that, under G. L. c. 258, a town or city may be held liable in damages for the negligent failure of its police officers to remove from the highway a motor vehicle operator who is under the influence of intoxicating liquor and who subsequently causes injuries or death to other travellers. However, the damages are limited under the statute to $100,000 for each plaintiff, even for a plaintiff who has more than one “claim.” In the circumstances shown here, it was appropriate
So ordered.
This count was for the death of Misty Jane Irwin.
We appreciate the helpful analysis provided by the amicus curiae briefs filed by the Massachusetts Municipal Association, the city of Boston, Mothers Against Drunk Drivers, and the Association of Trial Lawyers of America.
It will be seen that the dissenting Justices are of the opinion that the town of Ware should not be held liable for the acts of its police officers in the circumstances of this case, but the dissenters agree that, if they were to reach the issue of the limitation of damages, they, like the majority, would conclude that the $100,000 limitation clause of G. L. c. 258, § 2, is to be applied on a “per-plaintiff” basis.
An answer by the town to one of the plaintiffs’ interrogatories stated that Officer Willard Power transported the blood to the University of Massachusetts Medical Center for testing. This alone does not establish personal knowledge of whose blood was being transported or a sufficient chain of custody. Nor does an entry in the police log, which log was not admitted in evidence, that the medical examiner drew the blood from Fuller, establish this fact. First, the medical examiner himself stated in deposition testimony, which was excluded at trial, that he did not draw Fuller’s blood. Second, the representation from the police log was read to the jury by Officer Philip Aucoin, but no foundation was laid by which this out-of-court statement could have been admitted for the truth of the matter it asserted. See Kelley v. O’Neil, 1 Mass. App. Ct. 313, 316-317 (1973), and cases cited. In addition, Officer Aucoin himself admitted that he did not base the entry in the police log on any personal knowledge. See Wingate v. Emery Air Freight Corp., supra at 406.
Under G. L. c. 90, § 24 (1) (e), there is a presumption that a defendant is under the influence of intoxicating liquor where the percentage, by weight, of alcohol in the defendant’s blood is ten one-hundredths of one per cent. Testimony was introduced that “202 mg/100 ml blood” is approximately a percentage, by weight, of alcohol in a person’s blood of twenty one-hundredths of one per cent.
The prejudicial nature of the blood test results likely was increased by the plaintiffs’ efforts in closing argument to minimize the suggestion that the blood tested may not have been Fuller’s. Counsel for the plaintiffs stated that “[w]e know that the blood samples were drawn by Dr. Schneider.” Dr. Schneider was the medical examiner for the town of Ware. This representation of his involvement with the samples may have added some reliability to the test results in the minds of the jury. The representation arguably, however, goes beyond the record. The testimony introducing this fact was a written statement read by Officer Aucoin from a police log. The log was not admitted in evidence and the statement recorded in the log was not based on personal knowledge. Nonetheless, the testimony was admitted over the town’s timely objection. While the testimony was admitted, it is unclear whether it was admitted for the truth of the matter asserted or only
We also reject the town’s contention that a finding of more than “ordinary negligence” is required to find a municipality liable in the circumstances of this case. The town relies on our decision in Gildea v. Ellershaw, 363 Mass. 800, 820 (1973), for this proposition. The town’s position is flawed because G. L. c. 258 is now the controlling authority governing negligence actions based upon negligent acts committed by public employees. The “discretionary function” provision of G. L. c. 258, § 10 (b), addresses the concerns we raised in Gildea.
The presentation requirement and the six-month settlement period established by 28 U.S.C. § 2675 (a) (1976) were also incorporated in virtually identical language, in G. L. c. 258, § 4, which refers to “the claimant” and “his claim.” For other similarities between the Federal and Massachusetts Tort Claims Acts, compare 28 U.S.C. § 2672 (1976) with G. L. c. 258, § 5, and 28 U.S.C. § 2680 (1976) with G. L. c. 258, § 10.
General Laws c. 258, § 2, provides that “[t]he remedies provided by this chapter shall be exclusive of any other civil action or proceeding by reason of the same subject matter against . . . the public employee or his estate whose negligent or wrongful act or omission gave rise to such claim.” Although, prior to the enactment of the Massachusetts Tort Claims Act, the misfeasance-nonfeasance distinction protected public employees from some types of negligence claims, see Whitney v. Worcester, 373 Mass. 208, 220 (1977), in many instances negligence victims were entitled to full tort recovery, a right not without substance given the prevailing practice of governmental entities of indemnifying officers and employees for their tort liability. Id. at 226.
Further, the Legislature did not provide a shortened statute of limitations for minors. Compare G. L. c. 231, § 60D (medical malpractice action). Thus, G. L. c. 260, § 7, operates to toll the period of limitations for claims brought on behalf of minors entitled to recovery under the Massachusetts Tort Claims Act. See G. L. c. 260, § 19. The “per incident” construction of the statute makes settlement of any claims by adults, arising from incidents of negligence in which one or more minors have been injured, difficult, if not impossible. A “per plaintiff’ construction of the statute avoids this difficulty, among others.
We note that some of these procedural problems also arise under standard indemnity insurance policies in applying the aggregate cap for policyholder
The verdicts returned in this case illustrate the point. The action here concerns the deaths of Mark and Misty Jane Irwin, and personal injuries to Debbie and Steven Irwin. Thus there are four plaintiffs, including Debbie Irwin in her own right and in her several representative capacities. Maximun recovery under the per-plaintiff approach would be $400,000. There are ten counts asserted (e.g., Debbie Irwin for her personal injuries and for loss of consortium). Verdicts for the ten counts were in total amount of $873,697. On only one of the ten counts was there an award more than $100,000 ($455,000 for the count for the wrongful death of Mark Irwin). Using the per-claim approach, and applying the $100,000 cap to the Mark Irwin count, the maximum permissible recovery against the town would be in the total of $518,697.
We are supported in our view by the facts that where other jurisdictions in their tort claims acts have set monetary limits as low as $100,000, they have widely applied such on a “per-plaintiff’ basis, and that “per-incident” limits in a great majority of other jurisdictions are substantially higher than $100,000. See, e.g., Ala. Code § 11-93-2 (Supp. 1983) (personal injury limits of $100,000 per claimant, $300,000 per incident); Colo. Rev. Stat. § 24-10-114 (1982) ($150,000 per claimant, $400,000 per incident); Del. Code Ann. tit. 10, § 4013 (Supp. 1982) ($300,000 per incident); Fla. Stat. Ann. § 768.28 (West Supp. 1984) ($100,000 per claimant, $200,000 per incident); Idaho Code § 6-926 (b) (1979 & Supp. 1984) ($100,000 per claimant, $300,000 per incident; increased to $500,000 per incident effective Oct. 1, 1984); Ind. Code Ann. § 34-4-16.5-4 (Bums Supp. 1984) ($300,000 per claimant, $5,000,000 per incident); Kan. Stat. Ann. § 75-6105 (Supp.
Dissenting Opinion
(dissenting, with whom Lynch and O’Connor, JJ., join). I dissent from part 3 of the court’s opinion. The court’s reasoning concerning the police officer’s duty clearly flies in the face of our decision in Dinsky v. Framingham, 386 Mass. 801 (1982).
In Dinsky, supra at 810, this court declined to depart from the “public duty” rule which provides that in the absence of a special duty owed to specific plaintiffs, “different from that owed to the general public at large,” no cause of action for negligence against a town or town officials can be maintained.
The rule in a majority of jurisdictions in public service cases requires the presence of two factors before an actionable special duty of the police is found. “First, there must be some form of privity between the police department and the victim that sets the victim apart from the general public. . . . Second, there must be specific assurances of protection that give rise to justifiable reliance by the victim.” Warren v. District of Columbia, 444 A.2d 1, 10 (D.C. Ct. App. 1981) (Kelly, J., concurring in part and dissenting in part). See Jackson v. Clements, 146 Cal. App. 3d 983, 987-989 (1983) (no special duty arose when police officers failed to prevent intoxicated minors from driving); Shore v. Stonington, 187 Conn. 147 (1982) (failure to arrest after stopping the drunken operator did not subject identifiable victim to imminent harm); Crouch v. Hall, Ind. App. , - (1980) (406 N.E.2d 303, 304-305 [Ind. App. 1980]) (no special duty owed to rape victim for negligent inves
In the present case, the court departs from this majority position and imposes a duty on police officers in the absence of an identifiable victim. The police had no privity with the plaintiffs in this case and gave no specific assurances of protection. The plaintiffs have not demonstrated the requisite special relationship which creates the duty (and duty is still an element of the tort of negligence).
Moreover, some of the very cases which the court cites as authority support the traditional rule of public duty. For instance in DeLong v. County of Erie, 60 N.Y.2d 296, 301 (1983), a specific individual initiated the 911 emergency call, received specific assurances of protection and relied on the assurances. And there are other cases. See Lorshbough v. Buzzle, 258 N. W.2d 96, 102 (Minn. 1977) (known risk of fire to surrounding identifiable landowners). Cf. Taplin v. Chatham, 390 Mass. 1, 2-5 (1983) (emergency medical technicians negligently failed to bring identifiable victim to a hospital); Slaven v. Salem, 386 Mass. 885, 887 (1982) (duty owed by prison officials to a person within their custody and control); Prigden v. Boston Hous. Auth., 364 Mass. 696, 709 (1974) (landowner owes a duty of reasonable care to avoid injury to trespasser whose trapped position is known).
The court’s reliance on those decisions addressing the duty of liquor store owners to the general public is entirely off the mark. Supra at 757-760. The public duty rule is simply not applicable in the private sector and the cases cited cannot serve as analogues.
The court has essentially abandoned the public duty rule and has imposed a new “common law duty” upon police officers while still using the rubric of the public duty rule. The court extends the duty to all possible plaintiffs, thereby discarding the requisite (and reasonable) finding of a special relationship.
My dissent from part 3 makes it unnecessary to reach part 5. If I were to reach part 5, I would agree with the court.
Reference
- Full Case Name
- Debbie L. Irwin & Others vs. Town of Ware
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- Published