Commonwealth v. Gresek
Commonwealth v. Gresek
Opinion of the Court
On August 12, 1982, following a jury trial in the Haverhill Division of the District Court Department, the defendant, Stephen Gresek, was found guilty of operating a motor vehicle while under the influence of an intoxicating liquor. A judge of the District Court sentenced the defendant to thirty days in a house of correction; ten days committed time, and the balance suspended for one year. The defendant filed an appeal with the Appeals Court and also obtained from that court a stay of his sentence pending
The defendant presents three arguments in support of his contention that the trial judge committed reversible error in imposing his sentence. Initially, the defendant claims that the judge, in determining the penalty to impose for the conviction, improperly considered the defendant’s alleged perjury while testifying in his own behalf. The defendant further argues that the judge, in imposing the sentence, unconstitutionally retaliated against the defendant for invoking his right to a trial de nova before a jury following his bench trial conviction. Finally, the defendant maintains that the judge, in sentencing, impermissibly considered the defendant’s alleged silence during his prearrest confrontation with police officers, in violation of the defendant’s constitutional right to remain silent.
The Commonwealth has asked us to adopt the principle of United States v. Grayson, 438 U.S. 41 (1978), which permits trial judges to use as one factor in sentencing their belief that a defendant has lied while testifying. The Commonwealth also contends that, as evidenced by the record, the judge neither retaliated against the defendant for exercising his right to a de nova trial nor punished the defendant for his silence during the encounter with the police officers.
In accordance with our decisions rendered today in Commonwealth v. Coleman, ante 797 (1984), and Commonwealth v. Souza, ante 813 (1984), we conclude that a judge cannot consider a defendant’s alleged perjury while testifying in determining the sentence for a crime. Since the record abundantly demonstrates that the judge based Gresek’s penalty on his belief that the defendant lied under oath, we vacate the sentence and order that the defendant be resentenced.
We summarize the facts that are relevant to the issues to be considered on direct appellate review. Additional details concerning the judge’s statements on the record will be referred to in our discussion of the specific allegations of error. The defendant was arrested for operating a motor vehicle while under the influence of intoxicating liquor, operating an unregistered and uninsured motor vehicle, and unlawfully attaching license plates. The defendant admitted to sufficient facts for a finding of guilt as to the latter charges. Following a bench trial at the Lawrence Division of the District Court Department, he was found guilty of driving a vehicle while intoxicated. The judge imposed a fine of $125. See G. L. c. 90, § 24.
During the jury trial, there was evidence of the following facts. On May 17, 1982, at approximately 1:30 a.m., two Andover police officers observed the defendant’s automobile occasionally veering into the opposite travel lane and then back into the correct lane. The officers followed the vehicle until it turned into a driveway. Two people alighted from the vehicle and headed toward a house. The officers were unable to determine which of the two persons had been the
The officer who spoke with the defendant noticed that he smelled of alcohol. The police officers testified that one of them asked the defendant whether he was the operator of the vehicle, and that the defendant replied affirmatively.
The officers testified that following the conversation with the defendant they conducted a pat-down search of the defendant, asked him for his registration, and conducted field sobriety tests on him. After forming an opinion based on their observations both before and during the tests that Gresek had been operating a vehicle while under the influence of alcohol, the officers arrested the defendant.
At trial, the defendant testified both on direct and on cross-examination that he had not been driving the vehicle and that he did not state to the officers that he had been driving. He testified that his friend had been driving the vehicle.
When the jury returned a verdict of guilty, the judge sentenced the defendant to thirty days in a house of correction; ten days committed time, and the balance suspended for one year. The defense counsel questioned the severity of the sentence imposed for a first vehicular offense in the absence of a criminal record. Repeatedly, the judge expressed his belief that the defendant had lied flagrantly in the course of
1. Judicial vindictiveness. In support of his contention that the trial judge retaliated against him for exercising a statutory right of de nova appeal, the defendant notes particular comments made by the judge during the sentencing hearing. We quote these remarks in the margin.
2. Pre-arrest silence. The defendant argues that, at the disposition hearing, the judge improperly inferred the defendant’s guilt and enhanced his sentence based, in part, on the defendant’s claim that he had not exculpated himself
The judge’s remarks clearly indicate that he both disbelieved the defendant’s testimony and considered as true the officer’s claim that the defendant had told him that he was driving the vehicle. It is thus illogical to conclude that the judge enhanced the defendant’s sentence, based on his allegation of silence when the judge actually disbelieved the defendant’s testimony and concluded that the defendant had admitted to operating the automobile.
We now turn to the issue whether reversible error occurs when a trial judge imposes sentence for a substantive offense based, in part, on a belief that the defendant committed perjury at trial.
3. Improper sentencing procedure. The defendant contends that the judge committed reversible error by considering the defendant’s alleged perjury in determining the
As a matter of public policy, and in accordance with our State law, we have decided today in two other decisions, that a judge cannot consider the alleged perjury of a defendant in imposing a sentence. See Commonwealth v. Coleman, supra at 808; Commonwealth v. Souza, supra at 818. We need not repeat our discussion of our reasons here. In both the Coleman and Souza cases a judge determined that the defendants had committed perjury on the witness stand and considered this as a factor in imposing his sentences for separate, substantive offenses. Commonwealth v. Souza, supra at 815. Commonwealth v. Coleman, supra at 799-800. Commonwealth v. Murray, 4 Mass. App. Ct. 493, 495-496 (1976).
Guided by the principles we have stated today in Coleman and Souza, we conclude that the trial judge substantially prejudiced the defendant’s rights by basing his penalty on the assumption that the defendant had perjured himself at trial.
The judge also refused to consider any mitigating factors presented by the defense counsel in deciding what penalty to impose. See Mass. R. Crim. P. 28 (b), 378 Mass. 898 (1979). Although the defendant had a previously clean record, held down a steady job, and supported a family, the judge dismissed all these factors, claiming that they were outweighed by the defendant’s “coming into this courtroom” and telling “a ridiculous story.” The judge further remarked that, had there been any prior record, the defendant would have bfeen sentenced to a longer committed term, but he believed that the defendant “should have a taste of the House of Correction because he came in here and made a mockery of the judicial system.”
So ordered.
The judge of the District Court had denied the defendant’s initial motion to stay his sentence, as well as the defendant’s motions to revise and revoke, and for postconviction relief.
The defendant makes no claim that the issue of his alleged silence was improperly considered by the jury who subsequently found him guilty. The judge charged the jury without objection, and the defendant makes no claim of error here as to that charge.
General Laws c. 90, § 24 (1) (a) (1), as appearing in St. 1982, c. 373, § 2, provides in part: “Whoever . . . operates a motor vehicle while under the influence of intoxicating liquor . . . shall be punished by a fine of not less than one hundred nor more than one thousand dollars, or by imprisonment for not more than two years, or both.”
The defendant’s friend did not testify at the trial.
Defense counsel objected to this line of questioning by the trial judge, claiming that it intimidated the defendant.
The record indicates that the judge did not weigh the mitigating factors presented by the defense counsel in meting out the penalty. The defense counsel pointed out that Gresek had never been arrested before, that he ran a business, cared for a family, and was a fine citizen. The judge believed that the factors favoring a more lenient sentence were outweighed by the defendant’s perjury while on the witness stand. The only indication that the judge considered the defendant’s previously clear record was the statement that he would have sentenced the defendant to “ninety days and forty-five days committed” had there been a prior conviction.
The relevant colloquy between the judge and the defense counsel proceeded as follows:
The judge: “I think that on the evidence he was lying like hell.”
Defense counsel: “Your Honor —”
The judge: “You know, I’ve had three or four cases where they’ve said they hadn’t driven the car, where attorneys who I have great respect for (inaudible) will get up and on the basis of what his client has told him, argue strenuously that the Commonwealth hasn’t proven their case beyond a reasonable doubt. And I find that offensive to the whole judicial system, not what the attorney does, but what the Defendant does.
“Once you take the case, you have the obligation to go all the way as the attorney, and he consistently told you that he wasn’t driving, there is no reason for you not to believe him, no reason at all.
“But I find when a Defendant does that to this judicial system, I resent it.” (Emphasis added.)
Defense counsel: “I understand, your Honor.”
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The judge: “We don’t have a judicial system that will stand (inaudible) that the Defendant can tell a ridiculous story and then plead that the Commonwealth hasn’t proved their case beyond a reasonable doubt.
Defense counsel: “No prior record at all, your Honor.”
The judge: “If there was anything else at all, he’d be going away — the sentence was going to be ninety days and forty-five days committed, but I feel that he should have a taste of the House of Correction because he came in here and made a mockery of the judicial system” (emphasis added).
Defense counsel: “Well, your Honor, —”
The judge: “No doubt in my mind that he was lying, no doubt at all.”
In the Souza case, the judge stated that he was punishing the defendant, in part, for “the bold lie” that he told on the witness stand. Commonwealth v. Souza, supra at 815. The judge in Commonwealth v. Murray, supra, referred to the defendant’s testimony as “false” and “foolish,” and expressed his anger at the defendant’s attempt to “kid” him with his account of the incident. In Commonwealth v. Coleman, supra at 799, the judge stated that he was “offended” by the defendant’s “ ‘attempt to kid’ him” and described the defendant’s claim of innocence as outrageous.”
In support of its argument, the Commonwealth has recognized correctly that appellate courts should encourage trial judges to articulate candidly and thoroughly on the record their reasons for imposing sentences. As the dissenters in Grayson noted, the problem of a judge’s considering a defendant’s alleged perjury in sentencing is that such conduct
Even if we accepted the principle espoused by the Grayson Court, the conduct of the trial judge would still amount to an unlawful sentencing procedure. Grayson legitimized a judge’s consideration of a defendant’s prevarication as one factor to utilize in arriving at an individualized sentencing decision. United States v. Grayson, supra at 53, 55. The Court recognized that this finding must be assessed in light of all of the other information concerning the defendant’s character and background in order to evaluate correctly his societal attitudes and chances for rehabilitation. Id. The judge thus employed an improper sentencing procedure under the Grayson decision by relying on his belief that the defendant perjured himself as the sole factor in imposing a jail sentence.
Concurring Opinion
(concurring). The majority opinion relies upon Commonwealth v. Coleman, supra 797, and Commonwealth v. Souza, supra 813, in which I dissented. Here I agree with the court that the record demonstrates that in sentencing the judge relied solely on his perception of the defendant’s perjury during trial. Such reliance is impermissible under the teaching of United States v. Grayson, supra at 53, 55, which I would apply here as well as in Coleman and Souza.
Dissenting Opinion
(dissenting). I dissent. For reasons set forth in my dissent in Commonwealth v. Coleman, supra 797, I would hold that where a judge is satisfied beyond a reasonable doubt that a defendant has committed perjury in his presence, the judge is entitled to consider the perjury in sentencing the defendant, as one factor among others in assessing the defendant’s prospects for rehabilitation and restoration to a useful niche in society.
Reference
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