Commonwealth v. Daye
Commonwealth v. Daye
Opinion of the Court
We granted further appellate review to consider the Commonwealth’s request that we adopt Proposed Mass. R. Evid. 801 (d) (1) (A),
We summarize the facts. In the late evening of April 24, 1980, two youths began to wrestle on a sidewalk adjacent to a bar in the city of Revere. Shortly thereafter, a man emerged from the bar, stated that “[tjhere’ll be no fighting down here,” and ordered the youths to “go around the comer.” Following an altercation with one of the combatants, the man produced a gun and, from a distance of two feet, shot the youth in the lower abdomen. The man returned the gun to his pocket, and, in the company of another man who appeared from the bar after the shot was fired, walked away, commenting that the victim “didn’t listen.” The gunman and his companion entered an automobile parked down the street from the bar and drove away.
The evidence implicating the defendant consisted principally of one in-court identification of him as the gunman by an eyewitness who admitted on cross-examination that earlier he had identified a codefendant, Michael Prochilo,
The evidentiary issues we are asked to decide are affiliated with the Commonwealth’s attempts to demonstrate that witnesses who did not identify the defendant at trial had done so from pretrial photographic arrays and before the grand jury. We consider initially evidentiary rulings that we conclude were erroneous and require a new trial.
1. Pretrial photographic identifications. The defendant challenges the judge’s ruling permitting the Commonwealth to elicit from a police officer evidence that Steven Ciambelli and James O’Connor, two witnesses to the shooting, positively identified photographs of the defendant as the gunman from pretrial photographic arrays.
On the stand, Ciambelli
O’Connor said he was in the doorway of the bar when the shooting took place, and that he saw the gunman. He also observed a second man who walked away with the gunman. O’Connor recalled going to the police station and selecting from a photographic array “a couple of different pictures” of “what I thought was the shooter.” Asked whether he had selected a photograph of the gunman’s companion, O’Connor said, “No, I don’t think so.” O’Connor stated that, disobeying a police officer’s instructions, he had flipped over one of the photographs he selected and observed the name Dennis Daye on the back. He did not recall whether he saw the name before or after selecting the photograph, but said he picked the photograph not because of the name but “because I thought . . . that was the person [who shot the victim].” O’Connor was not asked at trial to identify the photographs he had chosen from the array. He said he did not see the gunman in the courtroom.
After Ciambelli and O’Connor had been dismissed as witnesses, the prosecution called a police officer, who stated he was present when Ciambelli and O’Connor looked through the photographic array. Over the defendant’s objection, the officer said that Ciambelli had positively identified a photograph of the gunman and a photograph of the gunman’s companion. On the stand, the officer identified the photographs chosen by Ciambelli and stated that the photograph of the gunman was apicture of the defendant, whereas the companion’s photograph was that of the codefendant. The officer said that O’Connor separately had selected the same photographs and had likewise positively identified the defendant as the gunman and the codefendant as the companion. The officer stated that fifteen of the twenty-five photographs in the array had names on the backs, but that the defendant’s picture did not. The photographs which, according to the officer, the witnesses selected were introduced in evidence. The judge instructed the jury that the officer’s testimony concerning Ciambelli’s and O’Connor’s identifications could be considered as evidence of the defendant’s guilt. The defendant’s claim is that the police officer’s
We have permitted the introduction with limiting instructions, if requested, of the testimony of a person who observed an extrajudicial identification to impeach the testimony of a witness who denies making an identification. Commonwealth v. Swenson, 368 Mass. 268, 274 (1975). We have held such evidence admissible to corroborate a witness’s testimony that he or she made an extrajudicial identification. Commonwealth v. Repoza, 382 Mass. 119, 130 (1980).
We reach a similar conclusion with regard to the officer’s statement as to O’Connor’s identification. In contrast to Ciam-belli, O’Connor admitted identifying the gunman from the photographic array. However, whereas O’Connor’s testimony suggested that he selected two “different” pictures from the array as representing the gunman, the officer stated that O’Con-nor positively identified one photograph of the gunman and one of the companion. Of greater significance, O’Connor was not asked to pick out the photograph of the gunman he had selected, nor did he testify that he had recognized that photograph as one of the defendant. The officer’s statement, after O’Connor had left the stand, was not, therefore, limited to corroboration but added to O’Connor’s identification two elements of significance to the question of the defendant’s guilt: (1) that O’Connor identified only one photograph as representing the gunman, and (2) that that photograph was one of the defendant.
In Commonwealth v. Vitello, 376 Mass. 426 (1978), we held that where a witness to a robbery no longer remembered what the robber looked like but remembered positively identifying a photograph of the robber, and was able to identify that photograph in court, a police officer’s testimony that the photograph selected was one of the defendant was admissible for its probative worth in light of evidence that the defendant’s appearance had changed since the time of the photographic identification. Id. at 459-460. In this case, however, the photograph of the gunman was put in evidence not through O’Con-nor, the identifying witness, but through the police officer. Had O’Connor admitted identifying a photograph of the gunman but denied so identifying the specific photograph offered in evidence, the officer’s testimony that O’Connor had identified that photograph would have been inadmissible for its probative worth for the reasons we have set forth in connection with the officer’s testimony regarding Ciambelli’s photographic identification. The witness was not asked to identify the photograph he selected. The Commonwealth cannot improve its posi-
2. Grand jury testimony. After Ciambelli denied making a pretrial photographic identification of the defendant as the gunman, and stated that “I didn’t know what he [the shooter] looks like,” the prosecutor questioned him about his grand jury testimony. Over the defendant’s objection, Ciambelli was permitted to read from the grand jury transcript that he had stated to the grand jury that he had identified Dennis Daye as the gunman.
At side bar, the prosecutor specifically stated he did not intend to use the grand jury testimony for purposes of impeachment, but argued instead its probative admissibility as past recollection recorded. Admission of the testimony on that basis over the defendant’s objection without a limiting instruction was error. We have previously expressed “serious doubt” whether grand jury testimony is admissible under the “past recollection recorded” exception to the hearsay rule. Commonwealth v. Bookman, 386 Mass. 657, 664-665 (1982). We need not decide that question, however, because it is plain that the requirements of that exception are not met in this case. When a witness has no current recollection of a particular event, the witness may incorporate in his testimony “a writing expressive of his past knowledge,” Bendett v. Bendett, 315 Mass. 59, 64 (1943), provided the witness, “having firsthand knowledge of the facts recorded in the memorandum, [is] able to testify that the memorandum written or observed by him was true at the
3. Probative use of prior inconsistent statements. On the basis of the errors described above, we conclude that a new trial is required. We are unpersuaded by the Commonwealth’s argument that any evidentiary errors relating to extrajudicial identifications of the defendant by Ciambelli and O’Connor should be treated as harmless because the identifications were cumulative of other evidence implicating the defendant. In this case, only one witness identified the defendant in court as the gunman, and that identification was impeached by evidence of a prior identification by the same witness of another person as the gunman. The evidence, although sufficient to justify verdicts against the defendant, was not overwhelming. We are not persuaded that, in this context, it was harmless to permit the jury to consider at probative value evidence of independent identifications by other witnesses of the defendant as the gunman. Because a new trial is required, we consider the Commonwealth’s request that we adopt Proposed Mass. R. of Evid. 801 (d) (1) (A) and that we rule that a witness’s prior inconsistent statements may be admitted for probative purposes.
The orthodox view against probative admissibility of prior inconsistent statements is founded on the general rationale for
The schism between adherents of the “orthodox” and “modem” doctrines is accounted for in large part by divergent viewpoints as to the validity of the premise that the presence of the extrajudicial declarant at trial constitutes adequate protection for the lack of contemporaneous cross-examination of the de-clarant at the time the subsequently disavowed statement was made.
The proponents of the modem view argue that doubts as to the effectiveness of cross-examination at trial should, as a matter of public policy, be resolved in favor of probative use of prior inconsistent statements because a contrary mie en
The orthodox view, on the other hand, is defended on the ground that a witness may recant former statements for reasons other than intimidation, see Blakey, supra at 46, and that probative use of prior inconsistent statements permits convictions based on ex parte statements to prosecutorial authorities that may be fabricated, distorted, or erroneous. See State v. Spadafore, 159 W. Va. 236 (1975). Further, the distinction between probative and impeachment use of prior inconsistent statements, it is argued, even if elusive to some jurors, is one of importance to the courts in adjudicating issues relating to sufficiency of the evidence. See California v. Green, supra at 194 n.6 (Brennan, J., dissenting).
The history of Fed. R. Evid. 801(d)(1)(A) illuminates the controversy over the evidentiary status of prior inconsistent statements. In 1970, the United States Supreme Court, although not called on to decide, as between the orthodox and modem views, “which of these positions, purely as a matter of the law of evidence, is the sounder,” California v. Green, supra at 155, held that, as a Federal constitutional matter, acceptance of prior inconsistent statements for their probative value does not violate the Sixth Amendment Confrontation Clause “as long as the declarant is testifying as a witness and subject to full and effective cross-examination.” Id. at 158. See Nelson v. O’Neil, 402 U.S. 622 (1971).
As drafted in the Proposed Federal Rules of Evidence promulgated by the Supreme Court in 1972, Fed. R. Evid. 801 (d)(1) (A) would have sanctioned, as an evidentiary matter, the probative admissibility of prior inconsistent statements to the full extent constitutionally permissible. Rules of Evidence for
In the wake of the adoption of Fed. R. Evid. 801 (d)(1)(A), other jurisdictions remain divided over the probative admissibility of prior inconsistent statements. At the present time, other States can be categorized in roughly equal numbers into groups following, respectively, the Federal rule, the more expansive Supreme Court version, and the orthodox rule.
We take note of these developments and are persuaded that the reasoning favoring use of inconsistent grand jury statements as probative evidence is sound. Because this case does not involve other categories of prior inconsistent statements referred to in Proposed Mass. R. Evid. 801 (d)(1)(A), we defer consideration of issues relating to the probative use of other prior inconsistent statements, see note 2, supra, believing that any further change will be best accomplished through the “incremental process of common law development” rather than a general rule. Matter of Roche, 381 Mass. 624, 639 & n.16 (1980). With regard to inconsistent grand jury statements, we are satisfied that the truth-seeking function of trials may be enhanced rather than diminished if consideration of their probative value is permitted. Where the presence of the declarant at trial creates an opportunity fully to explore the circumstances under which a grand jury statement was made and the veracity of its factual content, the absence of contemporaneous cross-examination does not in our opinion so impair the statement’s reliability as to mandate that the fact finder be deprived of the right to accept the statement for its probative worth. “The jury is alerted by the inconsistency in the stories, and its attention is sharply focused on determining either that one of the stories reflects the truth or that the witness who has apparently lied once, is simply too lacking in credibility to warrant its believing either story.” California v. Green, supra at 160. We believe that a fact finder should be permitted to prefer a grand jury statement made closer in time to the events at issue over contradictory trial testimony that the passage of time and intervening influences may have affected.
Permitting probative use of an inconsistent grand jury statement also eliminates an unnecessary and unseemly legal fiction. “The rule limiting the use of prior statements by a witness subject to cross-examination to their effect on his credibility has been described by eminent scholars and judges as ‘pious fraud,’ ‘artificial,’ ‘basically misguided,’ ‘mere verbal ritual,’ and an anachronism ‘that still impede[s] our pursuit of the truth.’ [Citations omitted] . . . [T]o tell a jury it may consider the prior testimony as reflecting on the veracity of the later denial of relevant knowledge but not as the substantive evidence that alone would be pertinent is a demand for mental gymnastics of which jurors are happily incapable.” United States v. Desisto, 329 F.2d 929, 933 (2d Cir.), cert. denied, 377 U.S. 979 (1964). We are aware of “skepticism that a jury [is] able to maintain the distinction between an extrajudicial identification introduced for the purpose of corroboration and one introduced as probative evidence.” Commonwealth v. Weichell, 390 Mass. 62, 86-87 (1983) (Liacos, J., dissenting). Thus, we conclude that the distinction between the two types of evidence should be abolished “in the context of identification evidence,” id. at 86 n.6, so as to make evidence formerly limited to corroborative purposes admissible for probative purposes “in both practical and legal effect,” id. at 87. See note 8, supra. Today, we do little more than harmonize the legal treatment of prior inconsistent statements with the practical effect of permitting the jury to consider such statements under the guise of impeachment.
Second, a grand jury statement should be admitted in evidence only if it is clear that the statement was that of the witness, rather than the interrogator. Thus, a judge should exercise discretion in admitting a witness’s “yes” or “no” answer to a leading, fact-filled question posed at the grand jury proceeding as probative evidence regarding the facts alluded to in the question.
Although we today hold that inconsistent grand jury testimony may be admitted in limited circumstances for its probative worth,
In summary, we hold that a prior inconsistent statement is admissible as probative if made under oath before a grand jury, provided the witness can be effectively cross-examined as to the accuracy of the statement, the statement was not coerced and was more than a mere confirmation or denial of an allegation by the interrogator, and other evidence tending to prove the issue is presented. The judgments of the Superior Court are reversed, the verdicts set aside, and the case is remanded for a new trial.
So ordered.
Proposed Mass. R. Evid. 801 (d) (1) (A) reads as follows: “(d) Statements which are not hearsay. A statement is not hearsay if — (1) Prior statement by witness. The declarant testifies at the trial or hearing and is subject to cross-examination concerning the statement, and the statement is (A) inconsistent with his testimony and was given under oath subject to the penalty of perjury at a trial, hearing, or other proceeding, or in a deposition.” Grand jury testimony falls within the “other proceeding” category. See, e.g., United States v. Coran, 589 F.2d 70, 76 (1st Cir. 1978); United States v. Mosley, 555 F.2d 191, 193 (8th Cir.), cert. denied, 434 U.S. 851 (1977); United States v. Castro-Ayon, 537 F.2d 1055,1057 (9th Cir.), cert. denied, 429 U.S. 983 (1976).
Although the probative use of prior inconsistent statements from depositions in civil cases may follow inevitably from our decision, we need not address that issue today. We note, however, that in civil cases no constitutional issues concerning the right of confrontation are presented, and that, in any event, the deponent usually will have been subjected to contemporaneous cross-examination. We likewise do not reach the probative use of prior inconsistent statements from probable cause hearings or prior trials in instances where the witness is available to testify. Compare Commonwealth v. DiPietro, 373 Mass. 369 (1977) (witness invoked privilege); Commonwealth v. Mustone, 353 Mass. 490 (1968) (witness unavailable).
Michael Prochilo was tried with the defendant and convicted as an accessory after the fact to assault with intent to kill. There was testimony placing Prochilo in the bar at the time the shot was fired, as well as testimony identifying Prochilo as the man who walked away with the gunman. No issues relating to Prochilo’s conviction are presented on this appeal.
The defendant did not participate in the lineup.
One witness, whose testimony is not at issue on this appeal, asserted that, at a pretrial photographic array, he had selected Dennis Daye’s photograph as representative of the gunman, but that the defendant at trial did not look like the man in the photograph.
The victim said his father and friends had advised him not to make an identification, and stated that “I want to forget I got shot.” The other participant in the tussle preceding the shooting said his father, after receiving threats, warned him that he (the witness) might be shot if he testified. A third witness, who appeared at a pretrial lineup wearing a hood tied tightly over his face, stated at trial that “I don’t want to be involved with this, really, because I didn’t really see nothing at all,” but denied being afraid to testify.
Ciambelli was one of the witnesses who identified Prochilo as the gunman at the lineup.
The testimony of a nonidentifying witness concerning an extrajudicial identification by the identifying witness was, until recently, admissible only “to corroborate the fact that [the identifying witness] did at that time and place make the identification, not as proof of the truth of the identification itself1 (emphasis added). Commonwealth v. Leaster, 362 Mass. 407, 412 (1972). See Commonwealth v. Repoza, supra at 129-130 (witness testified at trial that on prior occasion, after seeing the defendant, witness told police officer, “That’s him. That’s the one who stabbed [the victim]”; police officer also permitted to testify that, on that occasion, witness made that statement). In Commonwealth v. Weichell, 390 Mass. 62, 71 (1983), cert. denied, 465 U.S. 1032 (1984), we stated however, that “[s]ince juries may have trouble making the distinction between corroboration evidence and substantive evidence, the elimination of this distinction is salutary.” Thus, identification evidence formerly admissible as corroborative is now admissible for its probative value. Id.; see id. at 86-87 & n.6 (Liacos, J., dissenting). However, testimony by a nonidentifying witness that differs in material respects from the testimony of the identifying witness concerning a particular extrajudicial identification or that concerns an extrajudicial identification at a different time or place not acknowledged by the identifying witness cannot be considered corroborative or probative and remains within the hearsay proscription.
The result we reach regarding the admissibility of prior identifications is consistent with our holding today that prior inconsistent statements are admissible as probative only if it is uncontroverted that the identification or statement was made. See text, infra at 72. Thus, the Commonwealth may not circumvent limitations on the probative use of prior inconsistent statements by seeking to introduce a prior inconsistent statement as a statement of identification under Proposed Mass. R. Evid. 801 (d) (1) (C), a rule consistent with our cases governing probative use of extrajudicial identifications. See Commonwealth v. Weichell, 390 Mass. 62, 71-72 (1983); Commonwealth v. Vitello, 376 Mass. 426, 458-459 (1978). Although Proposed Mass. R. Evid. 801 (d) (1) (C), which tracks the Federal rule, does not explicitly preclude substantive use of extrinsic evidence of an extrajudicial identification denied by the identifying witness, Commonwealth v. Furtick, supra, we are in accord with those courts and commentators that have construed rule 801 (d) (1) (C) as inapplicable to such third-party testimony. See United States v. Lewis, 565 F.2d 1248,1252 (2d Cir. 1977), cert. denied, 435 U.S. 973 (1978); 4 J. Weinstein & M. Berger, Evidence, par. 801 (d) (1) (C) [01], at 801-130 - 801-132 (1981). See also K. Wall, Eyewitness Identification in Criminal Cases 161-162 (1965).
The witness testified as follows:
The prosecutor: “Mr. Ciambelli, when you appeared before the Suffolk County Grand Jury on May 5th, did you give testimony at that time?”
The witness: “Yes, I did.”
The prosecutor: “And did you give testimony to the best of your recollection as to what you saw and heard on April 24th.”
The witness: “No.”
The prosecutor: “What’s your answer to that?”
The witness: “No.”
The prosecutor: “Well, what did you do before the Suffolk County Grand Jury? What kind of testimony did you give?”
The witness: “An exaggerated one.”
The prosecutor: “Exaggerated? What did you exaggerate?”
The witness: “I told things that weren’t true.”
The prosecutor: “What?”
The witness: “I can’t recall. You’ll have to give me the sheet and let me look at it because I can’t remember.”
The prosecutor: “Now, sir, were you asked before the Suffolk County Grand Jury to identify the man with the gun?”
The codefense counsel: “Objection.”
The defense counsel: “Objection.”
The witness: “No, I wasn’t.”
The prosecutor: “You weren’t asked that? On page 12, gentlemen. Were you asked that question?”
The witness: “(Reading.) That’s in there. I didn’t identify him in person.”
*64 The prosecutor: “Sir, I asked you a question. Were you asked that question? ‘Who did you identify as the man with the gun?’ Did you give an answer to that question?”
The witness: “Yes, I did.”
The prosecutor: “And who did you identify?”
The witness: “Dennis Daye, but I don’t —•”
The defense counsel: “Object, Your honor.”
The witness: “I don’t know Dennis Daye and I never seen him. That’s just a name that was going around. That’s all.”
The prosecutor: “Sir, my question to you was were you asked before the Suffolk County Grand Jury ‘And who did you identify as the man with the gun?’ and did you give an answer to that question?”
The witness: “Yes, I gave an answer.”
The prosecutor: “And what was the answer you gave?”
The witness: “Dennis Daye.”
The prosecutor: “And that was not part of your exaggerated testimony, was it?”
The witness: “Yes, it was.”
The prosecutor: “Do you see Mr. Dennis Daye in Court today?”
The witness: “No, I don’t.”
Ciambelli’s grand jury testimony was likewise inadmissible as present recollection refreshed. A writing may be used to revive a witness’s recollection of events observed by the v/itness, but, so utilized, the writing has no evidentiary value and should not be read to the jury. Commonwealth v. Parrotta, 316 Mass. 307, 312 (1944). Bendett v. Bendett, supra at 63. P.J. Liacos, Massachusetts Evidence, supra at 87. Moreover, it must be clear that when, assisted by the writing, the witness testifies in the presence of the jury, the witness is testifying from present memory rather than reciting the contents of the writing. Commonwealth v. Hoffer, 375 Mass. 369, 376 (1978).
The issue of the admissibility of a prior inconsistent statement as probative evidence was briefed to the Appeals Court by the Commonwealth, but not discussed by that court in its opinion. A request that we consider the issue was the sole basis for the application for further appellate review granted by this court, and the issue was the only one addressed at oral argu
No constitutional challenges to the evidentiary rule advocated by the Commonwealth are presented at this juncture, and we leave resolution of any such challenges for a time when such issues are properly before us.
If the witness affirms the truth of the prior statement, he adopts it and no hearsay problem is presented. 4 J. Weinstein & M. Berger, supra, par. 801(d)(1) (A) [02] at 801-90 to 801-91. Questions concerning the probative admissibility of prior inconsistent statements arise in instances where the
Fifteen States, by statute or common law, follow, at least in criminal cases, rules identical or substantially identical to Fed. R. Evid. 801 (d)(1)(A). Sixteen States espouse, with minor variation, the more expansive rule initially proposed by the United States Supreme Court, permitting substantive use of all prior inconsistent statements of a witness available for cross-examination at trial. Sixteen States adhere to the orthodox rule precluding any substantive use. Two States have adopted the House version, conditioning substantive admissibility on a showing that the declarant was under oath and subject to cross-examination at the time the statement was made. See
The dissent relies heavily on Justice Mosk’s opinion in People v. Johnson, 68 Cal. 2d 646, 654-655 (1968), cert. denied, 393 U.S. 1051 (1969), the holding and reasoning of which were expressly rejected in Cali
To qualify as inconsistent, “[i]t is not necessary that the prior statement contradict in plain terms the testimony of the witness.” Commonwealth v. Simmonds, 386 Mass. 234, 242 (1982). It suffices that the statement, “taken as a whole, either by what it says or by what it omits to say, affords some indication that the fact was different from the testimony of the witness.” Id., quoting Commonwealth v. West, 312 Mass. 438,440 (1942). Commonwealth v. Pickles, 364 Mass. 395, 402 (1973).
Although the witness must recall the underlying events to which a prior statement refers, the witness need not recall maiding the statement, provided there is evidence, such as a grand jury transcript, that the statement was made. See Commonwealth v. Cobb, 379 Mass. 456, 463-464, vacated in part on other grounds sub nom. Massachusetts v. Hurley, 449 U.S. 809 (1980); Commonwealth v. Reddick, 372 Mass. 460, 463 (1977). We leave open the question whether, when the circumstances at trial indicate that a witness is falsifying a lack of memory, a judge may admit the statement as “inconsistent” with the claim of lack of memory. See United States v. Insana, 423 F.2d 1165, 1170 (2d Cir.), cert. denied, 400 U.S. 841 (1970). See also United States v. Shoupe, 548 F.2d 636 (8th Cir. 1977); United States v. Collins, 478 F.2d 837, 838 (5th Cir.), cert. denied, 414 U.S. 1010 (1973). Cf. P.J. Liacos, Massachusetts Evidence 136 (5th ed. 1981) (“there is no inconsistency between a present failure of memory and a past existence of memory”).
We predicate probative use of prior inconsistent statements on a showing that the declarant was a percipient witness to the events in question. If it is clear from the context in which the statement was made that the statement was based on hearsay, rather than personal knowledge, the statement may not be admitted as probative evidence.
In light of our resolution of this case, we need not decide whether the prosecutor’s use of grand jury testimony in questioning O’Connor constituted reversible error.
A judge should also exclude as probative evidence any statement by a witness so pressured by the prosecutors or grand jurors that the witness reasonably could have thought it was incumbent on him “to come up with an answer, whether or not it was true.” United States v. Gonzalez, 559 F.2d 1271, 1273 (5th Cir. 1977). For example, answers produced by the prosecutor’s threats of contempt should be excluded. Id. Thus, grand jury testimony offered at probative value not only must be materially inconsistent with trial testimony but also must be free of indicia that the witness was coerced into making the statement.
Before offering a prior inconsistent statement as probative evidence, counsel should ask for a voir dire, during which the witness should be reminded of the circumstances in which the statement was made and given an opportunity to explain the inconsistency. See Commonwealth v. Kerrigan, 345 Mass. 508, 512 (1963); Commonwealth v. Fatalo, 345 Mass. 85 (1962). The judge should then rule on the admissibility of the statement. If only a portion of the witness’s grand jury testimony is introduced, the adverse party is of course entitled to introduce any remaining portions bearing on the inconsistency.
We find no merit in the defendant’s claim that the prosecutor’s closing argument, to the extent it suggested the witnesses’ inconsistencies and contradictions were attributable to fear, was unwarranted by the evidence. See note 6, supra; Commonwealth v. Fitzgerald, 376 Mass. 402,411 (1978).
Concurring Opinion
(concurring in part and dissenting in part, with whom O’Connor, J., joins). I agree with the court that a new trial is required in this case. I cannot join, however, in its unfortunate and unnecessary excursion into the realm of dictum as it discusses the future admissibility, for probative purposes, of prior inconsistent statements made before a grand jury. I cannot join the court in the latter venture for a variety of reasons, not the least of which is that this issue was not raised at trial and has not been briefed by both parties. The defendant’s brief is silent on the question whether Proposed Mass. R. Evid. 801 (d) (1) (A), or some version of it, ought to be adopted. Also, neither party has briefed the serious issue of confrontation implicit under art. 12 of the Massachusetts Declaration of Rights.
Other serious substantive questions give rise to my disagreement. Before turning to them, however, it is worthwhile to point
Next, the prosecution sought to establish the identity of the assailant by offering Ciambelli’s testimony before the grand jury which indicted the defendant. However, no transcript of the witness’s grand jury testimony was proffered. Rather, the grand jury testimony was brought out by questions put to Ciam-belli on direct examination.
In Bookman, we once again stated that “we have been generally skeptical as to the admissibility of grand jury minutes as probative evidence,” id. at 664, and cases cited. The court,
Last, in fashioning this new rule the court provides an excellent summary of the treatment of prior inconsistent statements of witnesses, and yet fixes on,the weakest part of the new approach exemplified by Proposed Mass. R. Evid. 801 (d) (1) (A) as the point to start its venture into this hotly disputed area. It is difficult to comprehend why the court concludes that testimony given before a grand jury, not subject to contemporaneous cross-examination, is a better place to be “modem” rather than “orthodox.” If a new rule is to be developed, a
Perhaps the best statement on this “modem” approach was made by Justice Stanley Mosk of the Supreme Court of California. Justice Mosk, commenting on the validity of § 1235 of the California Evid. Code,
The court today abandons a time honored rule, honed in experience, developed to enhance the process of discovering the truth in favor of a rule of expediency that enhances the likelihood of convictions. Although the United States Supreme Court has upheld the modem rule, whether art. 12 provides greater confrontation rights to a criminal defendant in this con
Previously, I stated my views on the importance of adequate cross-examination in a somewhat different context: “'The right to confrontation is basically a trial right. ’ Barber v. Page, 390 U.S. 719, 725 (1968). It is designed to make prosecution witnesses available for full cross-examination by the defendant and to ensure that the testimony of a witness is given under oath before the jury who will have an opportunity to observe the demeanor of the witness as he testifies” (emphasis added). Commonwealth v. Canon, 373 Mass. 494, 502, 509 (1977) (Liacos and Abrams, JJ., dissenting). The court’s venture today undeniably, and most regrettably, diminishes this right.
See main opinion at 63 n. 10 for this testimony.
In this context, I view the court’s disclaimer that it is riot ruling on the admissibility of such other prior inconsistent statements as holding out false hope to the unwary.
California Evid. Code § 1235 provided in part: “Evidence of a statement made by a witness is not made inadmissible by the hearsay rule if the statement is inconsistent with his testimony at the hearing . . . .”
Article 12 of the Declaration of Rights of the Massachusetts Constitution states in relevant part: “[E]very subject shall have a right to produce all proofs, that may be favourable to him; to meet the witnesses against him face to face, and to be fully heard in his defence by himself or his counsel, at his election” (emphasis supplied). Compare the less explicit language of the Sixth Amendment to the Federal Constitution: “In all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him . ...” As I have stated earlier, the issue of the constitutionality of the court’s new rule under the State Constitution has not been briefed, or decided. We have stated on many occasions that our State Constitution may give greater protection than those provided by the Federal Constitution. See, e.g. Commonwealth v. Aponte, 391 Mass. 494, 506 (1984); Attorney Gen. v. Colleton, 387 Mass. 790, 796, 801 (1982); Moe v. Secretary of Admin. & Fin., 382 Mass. 629, 651 (1981).
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