Commonwealth v. Puleio
Commonwealth v. Puleio
Opinion of the Court
After a jury trial, the defendant was convicted of murder in the first degree and was sentenced to life imprisonment. The defendant alleges five errors. He argues that the trial judge (1) impermissibly restricted his efforts to impeach a key Commonwealth witness; (2) admitted in evidence inadmissible hearsay; (3) erroneously failed to define for the jury the word “malice” during his charge; (4) incorrectly instructed the jury on transferred intent; and (5) should have instructed the jury on voluntary manslaughter. Finally, the defendant requests that this court use its power under G. L. c. 278, § 33E, to order a new trial or to direct the entry of a verdict of a lesser degree of guilt. We affirm the judgment.
We summarize the Commonwealth’s evidence. On the evening of June 25, 1980, the defendant and his brother, Richard Puleio, arrived at the Pinederosa Bar in Amesbury and found Bonnie Eaton, Richard Puleio’s girl friend, socializing with Wayne Subatch and two of Subatch’s friends. The defendant spent about thirty to forty-five minutes at the bar and, in that time, had two altercations, during one of which he threatened to “blow [that person’s] . . . head right of.” Subatch, his friends, and Eaton left the bar, followed closely by the defendant and his brother. An argument ensued, with the defendant and his brother on one side and Subatch on the other. The defendant pulled out a gun, aimed it at Subatch’s head, and fired one shot. Subatch ducked. Sharon Ann Snow was standing behind Subatch, and the defendant’s bullet struck her in the chest and killed her. The defendant fled from the scene, and the next night a Virginia State trooper arrested him as he was traveling south, on Interstate Highway 95. The defendant had shaved his beard and had repainted his motorcycle, and the motorcycle bore a registration plate not assigned to him by the Registry of Motor Vehicles.
The defendant and his witnesses testified, among other things, that Subatch — not the defendant — fired the fatal shot.
On the day following that voir dire, during defense counsel’s cross-examination of Subatch before the jury, defense counsel requested that the judge suspend the proceedings so that counsel’s assistant might obtain certified copies of Subatch’s convictions. Counsel had not subpoenaed court personnel with the appropriate records, nor had he procured certified copies of those records. The prosecutor objected that defense counsel had known for several months that the Commonwealth would call Subatch as a witness, and that counsel had had sufficient information to have obtained certified copies of the records prior to trial. The judge refused to suspend the trial, but he expressed his understanding that the prosecutor had agreed the day before that, without offering official records or certified copies, defense counsel could prove those convictions shown on the blue sheet with respect to which Subatch had admitted having representation. Defense counsel proved those convictions but no others.
The defendant argues that by excluding evidence of Subatch’s convictions while unrepresented the judge violated the defendant’s right to confront the adverse witness and his right to due process of law, rights guaranteed to him by the Sixth and Fourteenth Amendments to the United States Constitution,
2. Admission of hearsay evidence. Jacqueline LaMothe, the bartender, testified that while in the bar she heard a shot and then a scream, and that then someone ran into the bar and told her to telephone for an ambulance. She testified that after making the telephone call she went outside and “asked who had shot the gun once, and nobody answered me.” Over the defendant’s objection, LaMothe testified that Bonnie Eaton then “yelled out” a response to her inquiry. The defendant again objected, and counsel approached the bench. Defense counsel stated that he based his objection on the rule against hearsay. The prosecutor indicated that she relied on the “spontaneous utterance” exception to that rule. See Commonwealth v. Hampton, 351 Mass. 447 (1966). The judge allowed the prosecutor to ask LaMothe, “What did Bonnie Eaton say?” LaMothe responded, “Joe Puleio.”
“With respect to spontaneous utterances the guiding principles have been stated — and in our view correctly — by Prof. Wigmore: ‘The utterance must have been before there has been time to contrive and misrepresent . . . . It is to be observed
The defendant argues that LaMothe’s testimony that no one initially answered her inquiry about who had fired the gun indicated “that a substantial period of time had elapsed” between LaMothe’s question and Eaton’s utterance. However, the record does not demonstrate how much time elapsed between the inquiry and the response. We cannot say that the utterance lacked the spontaneity required to meet the test of admissibility. In allowing LaMothe’s testimony, the judge did not abuse his discretion.
The defendant also argues that the judge should have excluded the hearsay statement because the Commonwealth presented no evidence that Eaton had observed the shooting. LaMothe testified that just minutes before the shooting Eaton left the bar with Subatch and the two other men. That testimony sufficiently placed Eaton at the scene of the shooting.
3. Definition of “malice.” In his instructions, the judge defined for the jury murder in the first degree, murder in the second degree, and involuntary manslaughter: “[I]f a defendant has an unexcused intent to injure somebody, not necessarily to kill, but to injure somebody, under such circumstances known to the defendant that common experience shows to present a plain and strong likelihood that death will follow the defendant’s contemplated act, and death does result, then that person, that defendant would be guilty of murder in the second degree. That is to say, if there is an intent to injure, under
“Now, to deal with the step down from murder in the second degree, namely, involuntarily manslaughter. If there is no intent to injure but the defendant’s conduct involves a high degree of likelihood that substantial harm will result to some person; that is, if the defendant disregards the probable harmful consequences to some person and death results, then that is involuntary manslaughter. It is not necessary that the defendant have a given individual in mind.”
After giving that general explanation, the judge “[brought] the principles that [he had] been discussing a little closer to this case.” He told the jury: “If you are not convinced beyond a reasonable doubt that the defendant fired the pistol, you will return a verdict of not guilty. If you are convinced beyond a reasonable doubt that the defendant fired the pistol intending to kill Wayne Subatch, you will return a verdict of guilty of murder in the first degree. If you are convinced beyond a reasonable doubt that the defendant fired the pistol intending to injure Mr. Subatch, in such circumstances known to the defendant that, according to common experience, there was a plain and strong likelihood that death would follow the firing, then even though you are not convinced beyond a reasonable doubt that the defendant intended to kill Wayne Subatch, you will return a verdict of guilty of murder in the second degree. Finally, if you are convinced beyond a reasonable doubt that the defendant fired the pistol not intending to injure Mr. Subatch, but for any other purpose, and you find beyond a reasonable doubt that a reasonable person in the defendant’s position would have realized that the firing of the pistol would involve
When the judge finished his charge, the prosecutor requested that the judge further instruct the jury that in order to convict the defendant of murder in the first degree they must find deliberate premeditation. Defense counsel objected, saying “I think that you have given a proper instruction on it.” In response to the judge’s inquiry whether defense counsel had any objection to the charge as given,
The defendant argues that the judge erred by failing to define for the jury the word “malice.” We agree that the judge’s instructions were erroneous. It was clearly incorrect to say that, to establish murder in the first degree, the Commonwealth had to prove that the defendant intended to kill Subatch. The judge placed too heavy a burden on the Commonwealth. However, as basic as the error was, it was harmless to the defendant beyond a reasonable doubt, and therefore it was not reversible.
Murder in the first degree includes “[mjurder committed with deliberately premeditated malice aforethought . . ..” G. L. c. 265, § 1. “Murder is the unlawful killing of a human being with malice aforethought.” Commonwealth v. Campbell,
Had the judge properly instructed the jury, they could have found the defendant guilty of murder in the first degree if they found that the defendant, with deliberate premeditation, intended to kill Subatch, or intended to injure him grievously, or intended to do an act creating a plain and strong likelihood that Subatch would suffer death or grievous bodily harm. But, under the instruction given, the jury could only find the defendant guilty of murder in the first degree if they found that he intended, with deliberate premeditation, to kill Subatch. The judge’s instruction erroneously deprived the Commonwealth of the ability to satisfy the mens rea requirement for murder in the first degree by establishing, in addition to deliberate premeditation, an intent to grievously injure Subatch or to act in a way that would create a plain and strong likelihood of his death or grievous bodily harm. The defendant cannot legitimately complain of an error that only could have benefited him. The instruction that the judge gave — that an intent to kill, coupled with deliberate premeditation, could supply the requisite mental element of murder in the first degree — correctly described one possible mental state for murder in the first degree, and the jury ’ s verdict demonstrates that they found that the defendant had that mental state.
4. The judge’s instruction as to transferred intent. The judge instructed the jury as follows: “The theory of the Commonwealth’s case ... is something called transferred intent. It sounds like a complicated concept, but it is really very simple. If a person intends to harm Smith and goes about harming Smith, but instead of harming Smith harms Jones, the law considers that the person started out to harm Jones. That’s all that transferred intent means. If I aim at a person there but hit a person in the other direction, the law assumes that I intended to hit the second person. That is what transferred intent means. Now, observe that there has to be a proof of intent to injure the first person before we even get to the question of the second person. But once there has been proved beyond a reasonable doubt an intent to injure person No. 1, the fact that it was person No. 2 who got hurt is immaterial.”
The defendant argues that that instruction relieved the Commonwealth of its burden of proving every element of the defendant’s crime beyond a reasonable doubt, and therefore violated the principles of Sandstrom v. Montana, 442 U.S. 510 (1979). We disagree. The judge correctly stated our law of transferred
5. Voluntary manslaughter. The defendant argues that the judge erred by failing to instruct the jury on the theory of voluntary manslaughter. The defendant’s trial counsel did not request such an instruction. Citing Commonwealth v. Schnopps, 383 Mass. 178 (1981), the defendant argues in his brief, that “[tjhere was evidence produced at trial upon which the jury could find voluntary manslaughter, — provocation causing the accused to lose his self-control in the heat of passion and a killing which occurred before time for tempers to cool.” The defendant points to none of that evidence. None appears in the record.
6. General Laws c. 278, § 33E. Finally, the defendant requests that, pursuant to G. L. c. 278, § 33E, this court order a new trial or reduce the verdict to a lesser degree of guilt. “[0]ur power to mitigate verdicts under § 33E is to be used sparingly.” Commonwealth v. Watson, 393 Mass. 297, 301 (1984), quoting Commonwealth v. Dalton, 385 Mass. 190, 197 (1982). Nothing in the record suggests that the defendant’s conviction of murder in the first degree was inappropriate.
Judgment affirmed.
The prosecutor had told the judge that she had no objection to “the charge as given,” except for the omission of an instruction concerning deliberate premeditation. According to the transcript, the judge then asked defense counsel if he had any objections to “the charges given.” It seems clear that the judge asked, “[D]o you have any objections to the charge as given?”
Dissenting Opinion
(dissenting, with whom Liacos, J., joins). A fundamental proposition of our system of criminal justice is that a defendant cannot be convicted of a crime absent a proper instruction to the jury on the elements of the crime with which he stands charged. The duty to instruct properly falls on the trial judge. Commonwealth v. Porter, 10 Met. 263, 285-286 (1845). An essential element of the crime of murder is proof of malice aforethought. One who kills another, either with the intent to kill or with the intent to injure, is not necessarily
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- Commonwealth vs. Joseph A. Puleio
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