Blair v. Department of Conservation & Recreation
Blair v. Department of Conservation & Recreation
Opinion of the Court
The Watershed Management Act, G. L. c. 92Aih, §§ 1-20 (Act), is designed to protect certain water systems that are critical to the public water supply. The plaintiffs
The plaintiffs sought judicial review, asserting that the denial of the variance was a regulatory taking of a portion of their property, and that they were entitled to compensation by art. 10 of the Massachusetts Declaration of Rights
1. Background and prior proceedings. The essential facts are not disputed. In 1977, the plaintiffs purchased a 2.87 acre parcel on Demond Pond in Rutland.
In 1997, the plaintiffs further modified a portion of the property within the buffer zone. They cut down trees; extended the lawn by 6,000 square feet; excavated topsoil along the shoreline and imported sand to lengthen the beach by sixty feet (8,000 square feet); installed an eighty-foot long by thirty-inch high retaining wall; and built a three-foot wide brick path across the lawn to the beach. Although the plaintiffs obtained a building permit from the town to make these enhancements, they did not seek a variance from the department.
Pursuant to G. L. c. 92A1A, § 8, the department instituted enforcement proceedings, alleging that, by making the modifications without obtaining a variance, the plaintiffs had violated the terms of G. L. c. 92A1 A, § 5. A Superior Court judge rejected the plaintiffs’ takings claim, determined that the plaintiffs had violated the Act, and ordered the property restored to the condition that it was in prior to the 1997 modifications. The plaintiffs appealed and the Appeals Court determined that, since the plaintiffs had not applied for and been denied a variance, their claims were not ripe for review. See Commonwealth v. Blair, 60 Mass. App. Ct. 741, 749 (2004).
The plaintiffs then entered into an agreement with the department whereby they removed portions of the beach and the retaining wall and replanted their property in accordance with the department’s requirements. They applied subsequently for a variance to restore the improvements that had been removed pursuant to the agreement with the department. The department denied that application and the plaintiffs again sought review in the Superior Court, claiming that the denial of the variance constituted an unconstitutional taking without compensation in violation of art. 10 and art. 49. A second Superior Court judge denied the plaintiffs’ claims and the plaintiffs appealed to the Appeals Court. We transferred the case on our own motion.
3. Takings claims. The plaintiffs argue that the Act is facially invalid under both art. 10 and art. 49, because it grants the department a de facto property interest in their real estate without compensation. Thus, they urge us to declare the Act unconstitutional on its face. In addition, the plaintiffs contend that provisions of the Act, as applied to them through the denial of the variance, represent a taking without compensation. The plaintiffs assert that the denial of the variance was a physical taking because it granted an easement or the equivalent of an easement to the department, including the right to enter onto the property. They claim further that we should interpret art. 10 (requiring that “no part of the property of any individual” may be taken without compensation) to provide more expansive protection than the just compensation clause of the Fifth Amendment to the United States Constitution (“nor shall private property be taken for public use, without just compensation”), and that, under this more expansive reading, the denial of their application for a variance was a regulatory taking without compensation and was thus unconstitutional.
a. Facial invalidity. The plaintiffs claim that the Act is facially unconstitutional because it grants the equivalent of an easement
A statute does not, on its face, effect an unconstitutional taking when there are any circumstances in which an owner retains an economically viable use of his or her property. See Hodel v. Virginia Surface Mining & Reclamation Ass’n, 452 U.S. 264, 295-297 (1981). The Act provides a variance procedure pursuant to which landowners may seek exemption from the prohibition on building in the buffer zone. G. L. c. 92AV2, § 5 (/)■ In addition, the Act sets forth a number of explicit exceptions, among them uses lawfully existing prior to July 1, 1992, and the construction of a new single-family home on any lot existing prior to July 1, 1992. See G. L. c. 92Alh, § 5 (c), (h). Moreover, the Act authorizes the department to take by eminent domain, see G. L. c. 92AV2, § 17, necessarily invoking the right to obtain compensation pursuant to G. L. c. 79, § 10.
Because the Act includes explicit exceptions as well as a variance procedure, the Act does not, on its face, establish an interest in land without compensation under every possible circumstance. See Hodel v. Virginia Surface Mining & Reclamation Ass’n, supra. See also Gilbert v. Cambridge, 932 F.2d 51, 64 (1st Cir. 1991). Therefore, the Act is not facially invalid and we turn to the plaintiffs’ as applied claims.
b. Physical taking. A physical or per se taking necessitating compensation under the Fifth Amendment requires a permanent physical intrusion on, or outright acquisition of, an interest in the property by the government for public use. See Yee v. Escondido, 503 U.S. 519, 522 (1992); Philip Morris, Inc. v. Reilly, 312 F.3d 24, 33 (1st Cir. 2002). See discussion in Tahoe-Sierra Preservation Council, Inc. v. Tahoe Regional Planning Agency, 535 U.S. 302, 321-326 (2002) (.Lake Tahoe), and cases cited. A physical taking comes about when there is a permanent intrusion even on a very small piece of the property, notwithstanding that the owners retain title to that portion. See Loretto v. Teleprompter Manhattan CATV Corp., 458 U.S. 419,426-437 (1982).
The plaintiffs point out, correctly, that the Act authorizes the department to purchase property to further its purposes. The Act does not, however, require that such purchases be made. Furthermore, art. 49 provides that enjoyment of the land, air, water, and “natural, scenic, historic, and esthetic qualities of [the] environment” are a “public purpose” and that compensation may be paid to allow the acquisition of land for this purpose; it does not require the acquisition of private property, nor does it provide a separate right to compensation for the enforcement of land use
c. Regulatory takings. In addition to their per se takings claims, the plaintiffs argue that the denial of their application for a variance constitutes a regulatory taking. A regulatory taking, a concept adopted by the United States Supreme Court for the first time in 1922, arises not from the acquisition of an interest in property by the government, but rather from a regulation enacted under the State’s police power that severely limits the property’s use.
Additionally, in limited circumstances, a regulatory taking may be deemed a “categorical taking.” A “categorical taking” arises where a regulation is such that the owner retains no viable economic use of the property. See Lucas v. South Carolina Coastal Council, 505 U.S. 1003, 1015-1016 (1992) (Lucas); Lopes v. Peabody, supra at 304 n.9.
(i) Relevant parcel. To determine whether a regulatory taking has occurred, it is first necessary to decide the “relevant parcel” to which the regulation is applicable. See Giovanella v. Conservation Comm’n of Ashland, 447 Mass. 720, 726-731 (2006). Under the just compensation clause of the Fifth Amendment, which prohibits the taking of “private property ... for public use, without just compensation,” the “relevant parcel” has consistently been held to be the “parcel as a whole,” and whether a regulatory taking has occurred has been determined by considering the effect of a regulation as applied to an entire parcel. See Lake Tahoe, supra at 327. Treatment of the impact of a regulation on a portion of a parcel as a taking has been squarely rejected. See Penn Central, supra at 130-131 (“ ‘Taking’ jurisprudence does not divide a single parcel into discrete segments and attempt to determine whether rights in a particular segment have been entirely abrogated. In deciding whether a particular governmental action has effected a taking, this Court focuses rather both on the character of the action and on the nature and extent of the interference with rights in the parcel as a whole”). See also Moskow v. Commissioner of Envtl. Mgt., 384 Mass. 530, 533 & n.3 (1981).
To date, we have interpreted art. 10 consistently to provide property owners the same protection afforded under the just compensation clause of the Fifth Amendment. See, e.g., Daddario v. Cape Cod Comm’n, 425 Mass. 411, 415-418, cert, denied, 522 U.S. 1036 (1997); Lopes v. Peabody, supra at 304; Steinbergh v. Cambridge, 413 Mass. 736, 741-744 (1992), cert, denied, 508 U.S. 909 (1993). The plaintiffs ask us to decide that, contrary to our long-standing precedent, art. 10 is more expansive. The plaintiffs argue that the language “no part of the property of any individual” in art. 10 should be interpreted to define the “relevant parcel” under art. 10 more broadly than the “relevant parcel” under the Fifth Amendment. They contend that art. 10 applies to the taking of any part of a landowner’s property, and that, rather
The Massachusetts Declaration of Rights was adopted before the United States Constitution, when concepts such as zoning and regulatory takings had yet to emerge. At the time of its adoption, the taking of land referred to the government’s condemnation of land and the assumption of title to it. See Opinion of the Justices, 308 Mass. 619, 626 (1941); Callender v. Marsh, 1 Pick. 418, 429 (1823). See also Journal of the Convention for Framing a Constitution of Government for the State of Massachusetts Bay 36, 38, 225 (1832); Treanor, The Original Understanding of the Takings Clause and the Political Process, 95 Colum. L. Rev. 782, 790-791 (1995). The framers could not have intended the phrase “no part of the property of any individual” to refer to a regulatory taking, because regulatory takings were not recognized until 1922. Since the adoption of the Federal Constitution, we have consistently followed Federal takings analysis in considering the effect of a regulation only on an entire parcel. See Moskow v. Commissioner of Envtl. Mgt., supra at 533, and cases cited. See also Daddario v. Cape Cod Comm’n, supra at 415-417; Steinbergh v. Cambridge, supra at 741-744. We have been shown no reason to change that interpretation in this case.
To adopt the interpretation proposed by the plaintiffs, and consider only that portion of a parcel affected by a regulation rather than the parcel as a whole, would upset the balance between
The multifactor Penn Central balancing test provides property owners with an adequate remedy if a regulation does “go too far.” See Gove v. Zoning Bd. of Appeals of Chatham, 444 Mass. 754, 763-767 (2005). Because the test considers the effect of a regulation on the property as a whole, if a regulation deprives a plaintiff of a sufficiently substantial economic benefit that otherwise could have been derived from that property, application of the multifactor test may result in a determination that the regulation, as applied to that plaintiff, in fact requires compensation. See, e.g., Giovanella v. Conservation Comm’n of Ashland, supra at 733-735. We reject the plaintiffs’ contention that art. 10 affords greater protection than the Fifth Amendment in this context, and consider whether the denial of the variance in this case has brought about a regulatory taking of their entire parcel.
(ii) Application of regulatory takings analysis in this case. Notwithstanding the plaintiffs’ claims to the contrary, the denial of their application for a variance was plainly not a categorical taking. The plaintiffs retain title to the property and inhabit a single-family house on it. They concede, as they must, that they have not been deprived of all viable economic use of the property. Therefore, we consider whether the denial of the variance constituted a regulatory taking under the Penn Central analysis.
Nonetheless, the plaintiffs continue to derive significant economic benefit from their property as a whole. The property is zoned for single-family residential use. The plaintiffs have constructed a single-family house, a three-car detached garage, and a driveway on the locus; they retain also the use of the preexisting small sandy beach and dock. See Moskow v. Commissioner of Envtl. Mgt., supra at 533, citing Lovequist v. Conservation Comm’n of Dennis, 379 Mass. 7, 20 (1979). The eight to eleven per cent reduction in the amount of land that the plaintiffs can use may result in a diminution in value of their property,
Finally, turning to the character of the governmental action, the plaintiffs do not dispute that the regulations implementing the provisions of the Act, see 350 Code Mass. Regs. §§ 11.00 et seq. (1994), pursuant to which the variance was denied, were adopted for the public purpose of ensuring a clean water supply under the State’s police power. See Moskow v. Commissioner of Envtl. Mgt., supra at 534-535, citing Penn Central, supra at 133. The requirement that a portion of the plaintiffs’ land be left in its natural state, to prevent pesticides and fertilizers from entering the public water supply, is the type of limited regulation designed to mitigate public harm from private use of land that does not require compensation. See Gove v. Zoning Bd. of Appeals of Chatham, 444 Mass. 754, 767 (2005). Therefore, there was no regulatory taking, and no compensation is required.
Judgment affirmed.
For convenience, we refer to Clealand and Nancy Blair, and the real estate trust that owns the locus, as the plaintiffs. Clealand Blair is the primary beneficiary of the trust.
Article 10 of the Massachusetts Declaration of Rights provides, in relevant part, that “no part of the property of any individual can, with justice, be taken from him, or applied to public uses, without his own consent, or that of the representative body of the people. . . . And whenever the public exigencies require that the property of any individual should be appropriated to public uses, he shall receive a reasonable compensation therefor.”
Article 49 of the Amendments to the Massachusetts Constitution, as amended by art. 97 of the Amendments (art. 49), provides in relevant part:
“The people shall have the right to clean air and water, freedom from excessive and unnecessary noise, and the natural, scenic, historic, and esthetic qualities of their environment; and the protection of the people in their right to the conservation, development and utilization of the agricultural, mineral, forest, water, air and other natural resources is hereby declared to be a public purpose. <<
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“In the furtherance of the foregoing powers, the general court shall have the power to provide for the taking, upon payment of just compensation therefor, or for the acquisition by purchase or otherwise, of lands and easements or such other interests therein as may be deemed necessary to accomplish these purposes.”
Although the plaintiffs initially sought additional relief under the Fifth Amendment to the United States Constitution, they have abandoned their Federal constitutional claims on appeal.
None of the plaintiffs’ other takings arguments, see part 3, infra, provide any ground for granting them relief.
We acknowledge the briefs of amici curiae the Conservation Law Foundation and the Massachusetts Association of Conservation Commissions in support of the defendant; and the amicus brief of the Town Council and City Solicitors Association.
In 1999, Clealand and Nancy Blair transferred title to the property to Clealand Blair, who conveyed it to a real estate trust; Clealand Blair is the primary beneficiary of that trust and retains control of the trust.
The Quabbin Reservoir and its watershed provide drinking water for over 2 million residents of the Commonwealth.
We reject the argument of the Department of Conservation and Recreation (department) that the plaintiffs’ claims under art. 49 are barred by the doctrine of res judicata. We agree with the Superior Court judge, who concluded that the claims presented in this appeal are different from those the plaintiffs made in the prior litigation.
A State’s police power extends to the regulation of land use for the public health, safety, or welfare. See Caires v. Building Commr. of Hingham, 323 Mass. 589, 593-595 (1949).
Recently, courts have considered also the claim of a “partial regulatory taking,” a moratorium on building on a property, but for a limited period of time. See Tahoe-Sierra Preservation Council, Inc. v. Tahoe Regional Planning Agency, 535 U.S. 302, 341-342 (2002) (thirty-two month moratorium on
This approach has been adopted in other jurisdictions under specific, limited circumstances. See Quirk v. New Boston, 140 N.H. 124, 130-131 (1995) (using “parcel as a whole” approach absent “compelling” reason to focus on smaller portion of larger parcel); Burrows v. Keene, 121 N.H. 590, 600-601 (1981) (taking occurred where zoning regulation prohibited “all normal private development” on portion of plaintiff’s land).
We do not decide here whether there may be other areas in which art. 10 provides greater protection than the just compensation clause of the Fifth Amendment.
The variance sought to install a beach and lawn on 10,000 to 14,000 square feet (depending on the testifying witness) of the 125,017 square foot parcel (43,560 square feet per acre multiplied by 2.87 acres).
Nothing in the record establishes whether there was such a diminution.
The plaintiffs recite the evidence before the department at some length both in their principal and reply briefs. It is unclear whether the plaintiffs are attempting to assert that the denial of the variance was error because it was not supported by substantial evidence. See G. L. c. 30A, § 14. They do not make this argument specifically. To the extent that the plaintiffs intend such an argument, we conclude that the department’s findings are warranted.
Reference
- Full Case Name
- Clealand B. Blair & others v. Department of Conservation and Recreation
- Cited By
- 10 cases
- Status
- Published