Commonwealth v. Buckley
Commonwealth v. Buckley
Opinion of the Court
*770**862In this appeal we are asked to reconsider one tenet of our search and seizure jurisprudence: that a traffic stop constitutes a "reasonable" "seizure" for purposes of art. 14 of the Massachusetts Declaration of Rights where a police officer has observed a traffic violation, notwithstanding the officer's underlying motive for conducting the stop. See Commonwealth v. Santana,
Facts. We recount the facts found by the motion judge, supplemented by uncontroverted testimony at the motion hearing. Commonwealth v. Cordero,
When the detectives arrived, Nelson was standing at the vehicle's driver's side. Bombardier likewise approached the driver, and in doing so he noticed a strong odor of marijuana emanating from inside the vehicle. Bombardier asked the driver if she had any marijuana in the vehicle.
Prior to trial, the defendant moved to suppress the evidence seized during the traffic stop. The motion judge held an evidentiary hearing, and thereafter, he denied the defendant's motion. In April, 2015, a jury convicted the defendant on the lesser included offense of cocaine possession, and he was sentenced to one year in jail. The defendant timely filed this appeal from the judgment of conviction, and on appeal, he challenges only the denial of his pretrial motion to suppress.
Discussion.
Second, the defendant argues that the police impermissibly expanded the scope of the stop when detectives Bombardier and Campbell approached the vehicle during Nelson's traffic inquiry and asked the driver about the smell of marijuana. Last, the defendant challenges the motion judge's finding that the driver's consent to the search of the vehicle was freely and voluntarily given.
We review these arguments in turn. In doing so, "we adopt the motion judge's subsidiary findings of fact absent clear error, but we independently determine the correctness of the judge's application of constitutional principles to the facts as found." Commonwealth v. Catanzaro,
1. Pretext. The parties dispute, as a threshold matter, whether the defendant adequately raised this issue before the motion judge. We conclude that he did. The first section of the defendant's memorandum of law in support of his motion to suppress **865asserted that "[t]he car stop was effectuated so that the occupants could be identified and the car searched." The motion judge's written opinion likewise acknowledged "[t]he defendant['s] argu[ment] that the stop for the traffic offense was a pretext." The fact that the defendant did not specifically state that he challenged the continued viability of Santana does not preclude our review of this issue, given both its treatment below and the fact that the motion judge was bound to apply Santana regardless of the defendant's position. See generally Commonwealth v. Vasquez,
Article 14, like the Fourth Amendment to the United States Constitution, guarantees "a right to be secure from all unreasonable searches[ ] and seizures."
In Santana,
**86614 as long as there is a legal justification for it. We have long held that an observed traffic violation is one such justification. See, e.g., Commonwealth v. Bacon,
In the defendant's view, however, evaluating the reasonableness of a traffic stop on the basis of legal justification alone is not enough, because this creates the risk that the police might use an observed traffic violation as a pretext for investigating other suspected wrongdoing.
Santana is predicated on the general constitutional principle, reflected in both art. 14 and Fourth Amendment jurisprudence, that "police conduct is to be judged 'under a standard of objective reasonableness without regard to the underlying intent or motivation of the officers involved.' " Santana,
**868See, e.g., United States v. Arra,
The authorization test avoids this often-speculative probing of the police's "true"
*775motives, while at the same time providing an administrable rule to be applied by both law enforcement in the field as well as reviewing courts. Like its Federal counterpart, art. 14 must often "be applied on the spur (and in the heat) of the moment, and the object in implementing its command of reasonableness is to draw standards sufficiently clear and simple to be applied with a fair prospect of surviving judicial second-guessing months and years after an arrest or search is made." Atwater v. Lago Vista,
Moreover, this rule also ensures that the same constitutional protections under art. 14 are afforded to all Massachusetts drivers where the same factual circumstances are present. As we observed in Santana, "the defendants' contention might yield the illogical result of allowing stops of nonsuspect drivers who violate motor vehicle laws, but forbidding stops of suspected criminals who violate motor vehicle laws." Santana,
Beyond these legal and practical justifications, Santana 's authorization test is grounded in sound policy. We have noted that "allowing police to make [traffic] stops serves [the] significant government interest" of ensuring public safety on our roadways. Rodriguez,
"[M]any of our traffic violation statutes regulate moving cars and relate directly to the promotion of public safety; even those laws that have to do with maintaining a vehicle's equipment in accordance with certain standards may also be safety-related.... Permitting stops based on reasonable suspicion or probable cause that these laws may have been violated gives police the ability to immediately address potential safety hazards on the road. Thus, although a vehicle stop does represent a significant intrusion into an individual's privacy, the government interest in allowing such stops for the purpose of promoting compliance with our automobile laws is clear and compelling" (citation omitted).
Id. at 776-777,
Still, the defendant urges that we overturn Santana on the ground that the authorization test countenances pretextual stops **870-and more specifically, stops motivated by the race of the driver (i.e., racial profiling). In the defendant's view, this court's previous attempt to address the problem of racial bias in traffic stops, Lora,
First, to the extent the defendant appeals to our consideration of the motivations underlying a traffic stop in the racial profiling context as a basis for doing so in this and similar cases, he ignores any distinction between art. 14 and the equal protection principles of arts. 1 and 10 of the Massachusetts Declaration of Rights. In Lora we observed that racial profiling "is at base a claim that [the police] selectively enforced the laws in contravention of the Fourteenth Amendment and arts. 1 and 10." Lora,
This brings us to the more obvious deficiency in the defendant's appeal to the racial profiling context: the fact that racial profiling is not an issue in this case. Unlike the Lora defendant, the defendant here has raised no allegation of impermissible **871discrimination, and he does not challenge the traffic stop on equal protection grounds. To the contrary, he acknowledges in his brief that he is "is not arguing (and has never argued) that he was racially *777profiled"
At the same time, the defendant and the concurring Justice raise considerable, legitimate concerns regarding racial profiling and the impact of such practices on communities of color. We share these sentiments, which echo those expressed by past members of this court. See, e.g., Lora,
As an alternative basis for his request that we overturn Santana, the defendant cites cases from "other areas of criminal law" where he contends Massachusetts courts "identify pretext"-namely, searches conducted for the purposes of inventory or administrative regulation. But the defendant's conclusion that "there is no good reason for the distinction" between the constitutional analysis in these cases versus traffic stops ignores at least one reason. Inventory and administrative searches-as distinct from traffic stops, which involve only a temporary seizure, see Rodriguez,
Having considered the defendant's arguments, we decline to disturb our general rule that the reasonableness of a traffic stop under art. 14 is evaluated according to the authorization test articulated in Santana. Outside of the racial profiling context-as this case is-the reasonableness of a traffic stop does not depend upon the particular motivations underlying the stop. For the sound legal and practical reasons previously described, legal justification alone, such as an observed traffic violation, is sufficient.
Applying that principle here, the motion judge credited Nelson's testimony that before conducting the traffic stop at issue, Nelson observed the vehicle traveling above the speed limit. We therefore affirm the judge's conclusion that "the stop was warranted by the observed traffic violation." "The fact that the [police] may have believed that the defendants were engaging in illegal drug activity does not limit their power to make an authorized stop." Santana,
2. Scope of the stop. In addition to challenging the legality of the stop itself, the defendant argues that the Whitman police exceeded the permissible scope of the stop when the plainclothes detectives joined Nelson at the scene and asked the driver about the odor of marijuana emanating from the vehicle. "In evaluating whether the police exceeded the permissible scope of a stop, the issue is one of proportion." Commonwealth v. Sinforoso,
As discussed, the stop at issue was justified based on Nelson's observation of the vehicle speeding. This defines the permissible scope of the officers' inquiry. The defendant fails to cite any authority suggesting that it was impermissible for the plainclothes detectives to join Nelson at the location of the stop. The stop remained constitutional so long as the officers did not exceed its permissible scope. There is nothing in the record to indicate that **874the "tasks tied to the traffic infraction ... [were already] complete [ ]," Rodriguez v. United States, --- U.S. ----,
We also reject the defendant's argument that Bombardier's question to the driver about the smell of marijuana fell beyond the permissible scope of the stop. That argument is foreclosed by this court's opinion in Commonwealth v. Cruz,
3. Consent. The defendant argues that the evidence should be suppressed because the driver did not voluntarily consent to the search of the vehicle. See Commonwealth v. Podgurski,
We discern no error here. The motion judge, who "was in the best position to assess the weight and credibility of the testimony given at the [suppression] hearing," Carr, supra, concluded that the driver freely and voluntarily consented to the search of the vehicle. This was based in part on the judge's finding that when **876Bombardier "asked [the driver] if she had any marijuana in the car. She told him she did not think so and said that he could check." The fact that the driver affirmatively offered the search naturally supports the judge's conclusion that her consent was voluntary. See Commonwealth v. Sanna,
Conclusion. For the foregoing reasons, we affirm the denial of the defendant's motion to suppress the evidence against him. We also affirm the judgment of conviction of unlawful possession of a controlled substance.
So ordered.
Detective Joseph Bombardier had received complaints from one of the apartment's residents concerning heavy foot traffic going in and out of the building at all hours. Bombardier determined that another of the building's residents had previously been charged with drug-related offenses. He therefore decided to conduct surveillance of the building, and suspected, based on his training and experience, that drug activity was being conducted out of the building.
Officer Gary Nelson testified that he measured the vehicle traveling forty-two miles per hour in a thirty mile per hour zone. There is no testimony indicating that the vehicle's lights were still off at the time of the traffic stop.
This stop occurred after the decriminalization of marijuana possession under State law and this court's opinion in Commonwealth v. Cruz,
The defendant does not challenge the officer's testimony that he saw a firearm.
We acknowledge the briefs submitted by the following amici curiae: Lawyers' Committee for Civil Rights and Economic Justice, Urban League of Eastern Massachusetts, Charles Hamilton Institute for Race and Justice, Massachusetts Law Reform Institute, Union of Minority Neighborhoods, Boston Police Camera Action Team, GLBTQ Legal Advocates & Defenders, MassEquality, The Network/La Red, Interact: Advocates for Intersex Youth, Theater Offensive, Greater Boston PFLAG, Centro Presente, Brazilian Worker Center, Justice at Work, Justice Resource Institute, Jewish Alliance for Law and Social Action, Massachusetts Associate of Hispanic Attorneys, and Massachusetts Black Lawyers Association; Committee for Public Counsel Services and Massachusetts Association of Criminal Defense Lawyers; American Civil Liberties Union of Massachusetts, Inc.; and the District Attorney for the Suffolk District.
The Commonwealth conceded that the Whitman police did not have reasonable suspicion of criminal activity justifying an investigatory stop. We do not address whether this was a necessary concession and focus exclusively on the asserted legal basis for the stop, an observed traffic violation.
This is not to say that challenges to established law need not be raised during trial court proceedings in order for them to be entertained on appeal. Such arguments still must be raised below. See, e.g., Commonwealth v. Barnes,
Article 14 of the Massachusetts Declaration of Rights and the Fourth Amendment to the United States Constitution are distinct sources of this right to be free from arbitrary government action, and in some circumstances, "art. 14 provides more substantive protection to criminal defendants than does the Fourth Amendment in the determination of probable cause." Commonwealth v. Upton,
One year after Santana, the United States Supreme Court decided Whren v. United States,
The defendant's general position against pretextual traffic stops mirrors that of the petitioners in Whren,
We have applied this same standard of objective reasonableness when assessing, for instance, the validity of a Terry-type investigatory stop, Commonwealth v. Smigliano,
The United States Court of Appeals for the First Circuit also noted that a rule of reasonableness that hinges on the purity of law enforcement intentions may be all too easily manipulated: "As law enforcement personnel learn that a particular motivation is improper because it will render an otherwise valid search invalid, they may not have difficulty convincing themselves that their conduct was prompted not by the improper reason but the proper one." United States v. Arra,
We have also recognized that "[a]n arrest or prosecution based on probable cause is ordinarily cloaked with a presumption of regularity." Lora,
The defendant is an African-American male; the driver is a Caucasian female.
The defendant quotes extensively from Commonwealth v. Ortiz,
See G. L. c. 94C, § 32N (directing police departments to "enforce [G. L. c. 94C, § 32L,] in a manner consistent with the non-criminal disposition provisions of [G. L. c. 40, § 21D ]").
Effective December, 2016, the Regulation and Taxation of Marijuana Act states, in pertinent part, that adults shall not be penalized or sanctioned "under the laws of the commonwealth in any manner" for possessing an ounce or less of marijuana. See G. L. c. 94H, § 7 (a ) (1).
Concurring Opinion
I join the opinion of the court because I agree that it is unworkable to strike down the authorization rule articulated in Commonwealth v. Santana,
Years of data bear out what many have long known from experience: police stop drivers of color disproportionately more often than Caucasian drivers for insignificant violations (or provide **877no reason at all). In 2017, the Stanford Open Policing Project found that police stopped African-American drivers more than Caucasian drivers, controlling for population makeup, both nationally and in Massachusetts.
In effectuating traffic stops, most officers act in good faith. Even where they do, to a Caucasian driver a traffic stop may be annoying or embarrassing, but for a driver of color, such a stop can be humiliating and painful.
*782**878It goes without saying that this is not a new phenomenon. Almost twenty years ago, then-Associate Justice Ireland noted statistics from multiple jurisdictions showing that African-American and sometimes Hispanic drivers were stopped more often than Caucasian drivers, even though Caucasian drivers were the majority group. Commonwealth v. Gonsalves,
The reasons for pretextual stops of people of color stem from explicit bias (i.e., racial profiling), unconscious bias,
The solution, however, is not clear cut. For the reasons outlined by the court, the answer is not to overrule the authorization rule articulated in Santana,
In Commonwealth v. Lora,
"[a]t a minimum, that evidence must establish that the racial composition of motorists stopped for motor vehicle violations varied significantly from the racial composition of the population of motorists making use of the relevant roadways, and who therefore could have encountered the officer or officers whose actions have been called into question."
Id. at 442,
Thus, the court attempted to provide a means of combatting pretextual stops based on race with statistics. We noted that a similar approach had been somewhat successful in New Jersey. Id. at 440-441,
In a concurring opinion, then-Justice Ireland pointed out some of the difficulties involved in collecting the necessary data, even with the act in place. Id. at 449,
Justice Ireland's concerns were prescient: the act required governmental data collection for only a limited amount of time, and the Legislature has not renewed the necessary funding. See St. 2000, c. 228, § 8 (assigning financial responsibility to State agencies);
Concerns about bias in pretextual traffic stops are well founded, as are concerns about the practical ability of defendants to show racial bias by way of statistics as suggested by Lora. Because this is not a "driving while black" equal protection case, the issue is not squarely before us. However, it is worth noting that it has been seventeen years since the Legislature required State agencies to collect data on racial profiling. We are not aware of the data ever being used to mount a challenge under Lora, and it is now woefully outdated. The time has come for the Legislature to address the problem once more. Publicly available data would not only assist litigants, but would also inform the public about this ongoing problem.
*784In the meantime, our recent holding in Commonwealth v. Cordero,
I note that although most of the data focuses on people of color, other marginalized communities, i.e., groups of people who have historically experienced some form of oppression or exclusion, are also the target of heightened police attention. Transgendered people, for example, have reported facing disproportionate harm by encounters with law enforcement. Activists Say Police Abuse of Transgender People Persists Despite Reforms, New York Times, Sept. 6, 2015.
In Commonwealth v. Warren,
The following are a few recent examples that have gained national attention. A police officer in Minnesota stopped Philando Castile for a broken taillight. During the encounter, the officer shot him four times, killing him in front of his fiancée and four year old daughter. Woman Streams Aftermath of Fatal Officer-Involved Shooting, Cable News Network, July 8, 2016, http://www.cnn.com/2016/07/07/us/falcon-heights-shootingminnesota/index.html [https://perma.cc/4P5A-YY28]. In Ohio, the police stopped Samuel DuBose for failing to display a front license plate, and fatally shot him during the stop. The Shooting of Samuel DuBose, New York Times, July 29, 2015. The South Carolina police stopped Walter Scott for a broken taillight, and shot him to death as he fled. Carbado, From Stopping Black People to Killing Black People: the Fourth Amendment Pathways to Police Violence,
Massachusetts is not immune from traffic stop violence. Wakeelah Cocroft, an African-American woman, was a passenger in a vehicle that the police stopped for speeding in Worcester. Cocroft v. Smith,
It is also important to note that these examples are not meant to diminish the fact that police officers are at risk during traffic stops as well. Auburn police officer Ronald Tarentino, for example, was shot to death during a traffic stop. Obituary for Fallen Police Officer Ronald Tarentino, Jr., Boston Herald, May 24, 2016, http://www.bostonherald.com/news/local_coverage/herald_bulldog/2016/05/obituary_for_fallen_police_officer_ronald_tarentino_jr [https://perma.cc/8GNT-KQRU].
Unconscious or implicit bias is a discriminatory belief or association likely unknown to its holder. Multiple studies confirm the existence of implicit bias, and that implicit bias predicts real-world behavior. See Kang & Banaji, Fair Measures: A Behavioral Realist Revision of "Affirmative Action,"
As the court points out, the defendant did not bring a claim under the equal protection provisions of the Massachusetts Constitution, another fatal blow to mounting a challenge to pretextual stops. Ante at 870-871, 90 N.E.3d at 776-777.
Reference
- Full Case Name
- COMMONWEALTH v. Rogelio R. BUCKLEY.
- Cited By
- 43 cases
- Status
- Published