Commonwealth v. Wright
Commonwealth v. Wright
Opinion
**125
The defendant, Joseph Wright, appeals from two convictions of murder in the first degree. He urges the reversal of his convictions on four grounds. First, he contends that the pretrial motion judge erroneously denied his motion to suppress statements he made to Canadian law enforcement officers. Second, he argues that the trial judge committed a reversible error in ordering the pretrial disclosure of the defendant's mental health expert's report regarding the defendant's mental condition at the time of the crimes, which the prosecution had in its possession during its subsequent cross-examination of the defendant. Third, the defendant argues that the evidence at trial demonstrates his lack of criminal responsibility for the murders, and relatedly, that his trial counsel's failure to argue a lack of criminal responsibility defense before the jury constitutes ineffective assistance of counsel. Fourth, he argues that State police investigators failed to collect certain evidence relevant to his intoxication at the time of the crimes, thereby denying the defendant his right to a "complete defense." Having considered
*1178
the defendant's arguments, and, more broadly, "the whole case on the law and the facts" pursuant to our duty under G. L. c. 278, § 33E,
Commonwealth
v.
Howard
,
Factual and procedural background . We recite the facts the jury could have found in the light most favorable to the Commonwealth, but we reserve certain details of the facts and proceedings for discussion of the individual issues.
The defendant does not dispute that he killed his mother, Donna Breau, and his grandmother, Melba Trahant, at their residence in **126 Lynn on April 30, 2012. Following the killings, the defendant drove to the Canadian border at Belleville, New Brunswick, where he arrived at approximately 6 P.M. on May 1, 2012. After hesitating in responding to questions posed by a Canadian border services officer about his presence in Canada, the defendant fled across the border, and was quickly apprehended by a member of the Royal Canadian Mounted police. The defendant subsequently confessed to the murders of his mother and grandmother during an interview with two Canadian border officers. The defendant told the officers that he had slit the victims' throats and left their bodies behind a local elementary school. 1 (Unbeknownst to the Canadian officers, the victims' bodies had been found at 6:45 A.M. that day on the grounds of the elementary school; both women appeared to have suffered "pretty severe" neck wounds.)
Custody of the defendant was transferred to United States authorities, and in June, 2012, a grand jury returned two indictments charging the defendant with murder in the first degree of his mother and grandmother. Before trial the defendant moved to suppress his statements to the Canadian authorities on the grounds that they were involuntary and that he had not been given his Miranda warnings, but his motion was denied. The defendant was then tried before a jury in the Superior Court between June 10 and 23, 2014. The prosecution proceeded under the theories of deliberate premeditation and extreme atrocity or cruelty. The defense's theory was that, although the defendant admitted to the killings, they did not constitute murder in the first degree because the defendant had a "diminished capacity" due to drugs and alcohol, and therefore he could not have deliberately premeditated or acted with extreme atrocity or cruelty.
The defendant took the stand as the sole defense witness. 2 Although the defense had, before trial, provided notice of the testimony of an expert psychologist who would testify as to the defendant's mental condition at the time of the killings, the defense ultimately chose not to call the expert, who had prepared a report, appeared on the witness list, and was available to testify.
From an early age the defendant heavily abused drugs and alcohol. At ten years old he began smoking marijuana, and at thirteen **127 he started drinking hard alcohol. At fifteen, and for approximately the next two years, the defendant was in a residential program for marijuana and alcohol abuse. His habitual drug abuse continued into adulthood, as the defendant ingested (in his words) "anything [he] was able to [stick] in [his] face," including mushrooms, *1179 "Ecstasy," cocaine, "crack" cocaine, and heroin. He also abused a variety of over-the-counter and prescription drugs.
At age twenty-two the defendant became unemployed and moved in with his mother in her second-floor apartment in Lynn. His grandmother, who was in her eighties and had a close relationship with the defendant, lived in the apartment on the first floor. The defendant had only intermittent contact with his mother throughout his childhood because she was in Florida and in and out of jail with her own drug problems. She eventually returned to Lynn when the defendant was sixteen or seventeen, but he avoided contact with her until he was eighteen or nineteen because "she wasn't there when [he] was a kid." Upon moving in with her, the defendant testified, "things just started getting out of hand" in terms of the pair's substance abuse, and it was "pretty much a big party." The defendant's mother gave him her prescribed Klonopin, Ativan, and Wellbutrin medications. The defendant was also regularly smoking marijuana, snorting and injecting heroin, and smoking crack cocaine.
The defendant testified to the details of the killings. He had been abusing his mother's Klonopin virtually "nonstop" since his birthday on April 9. Also, after having a cyst removed from his forehead four or five days before April 30, the defendant began hearing a voice inside his head. On the evening of April 30, the defendant recalled going to the liquor store and purchasing two forty-ounce containers of beer, which he brought home and drank with his mother at about 6 or 7 P.M. Before leaving the apartment to purchase marijuana, the defendant ingested a "handful" of Klonopin. He brought home the marijuana and smoked it with his mother. His grandmother was downstairs in her apartment, and at some point his mother went to bed.
While the defendant sat on a recliner in the living room of his mother's apartment, he heard a voice inside his head, and the thought of killing his mother entered his mind. He began walking to the entranceway of his mother's bedroom, and the voice he heard was telling him to kill her. He recalled being at the doorway, seeing his mother asleep on the bed, and walking away. The defendant then obtained a knife from the kitchen, went into his **128 mother's bedroom while she slept, and slashed her throat. He did not remember if she asked for help, but did recall she told him he was "fucked" and admitted to watching her "bleed[ ] out" on the bed.
At some point during the night, the defendant took the same knife he used to kill his mother and went downstairs to his grandmother's apartment, where he found her in the living room. The defendant was not hearing any voice inside his head telling him to kill his grandmother, but he thought she saw blood on him and that she was going to call the police. The defendant walked up to her from behind, put a pillow over her face, and slashed her throat. She asked the defendant why he had done that, and died in front of him.
The defendant awoke at some point in the early morning on May 1, 2012. Not immediately recalling what had occurred, he was shocked to find blood on the kitchen floor; he walked into his mother's bedroom and found her dead with a "lot of blood," and went downstairs and found his grandmother "dead on her couch." The defendant "freaked out" and took more drugs and alcohol. He left the bodies at a nearby elementary school and fled to Canada . Following deliberations, the jury found the defendant guilty of the murders of both victims on the theory of extreme atrocity or cruelty, and the defendant was *1180 sentenced to consecutive life terms. Forgoing a motion for a new trial, the defendant filed a timely notice of appeal in June, 2014, and the case was entered in this court the following year.
Discussion
. 1.
Defendant's statements to Canadian authorities
. The defendant first challenges his convictions on the ground that his statements to Canadian border officers were involuntary and therefore inadmissible. The voluntariness of the defendant's statements was not a live issue at trial, so the issue was not submitted to the jury. See, e.g.,
Commonwealth
v.
Sheriff
,
We briefly recount the relevant facts concerning the defendant's statements to the Canadian authorities, as found by the motion judge following an evidentiary hearing. 4 At approximately 8 P.M. on May 1, 2012, the defendant was apprehended after illegally crossing the border into Canada-specifically, the port of entry at Woodstock, New Brunswick, which borders Houlton, Maine. He was arrested by a member of the Royal Canadian Mounted police (RCMP), who read the defendant a "caution" that stated: "[Y]ou need not say anything, you have nothing to hope from any promise or favor and nothing to fear from any threat whether or not you say anything. Anything you say may be given in evidence. Do you understand?" The defendant indicated he understood, and said he wished to speak to an attorney. This information was relayed to Canadian border officers at the Woodstock crossing, where the RCMP officer brought the defendant. Upon his arrival, the border officers asked the defendant, who was in custody, to disrobe, because there was blood on the defendant's clothing that the officers wished to preserve as potential evidence. The defendant did not appear to be under the influence of any drugs or alcohol, but informed the officers that he had smoked "a little" marijuana that day.
The defendant was then taken by two border officers to an interview room. The defendant was not handcuffed and appeared "fully oriented." One of the officers read the defendant a "secondary caution," similar to the one read to him by the RCMP officer, and informed him of his right under the Vienna Convention to speak with a member of the United States government. The officer also informed the defendant of his right to speak with "duty counsel," an attorney paid for by Canada to represent someone who does not have *1181 his or her own attorney, and the defendant indicated he would like to speak with duty counsel. The officer explained the charge the defendant was facing so that the defendant could inform duty counsel why he was being held (i.e., failing to stop and speak to immigration officers at the border). **130 At that point the defendant began to laugh and said, "That's nothing, jail here or jail there, it doesn't make any difference." He then asked the officers, "[D]o you want to know why I ran[?]" One of the officers interrupted the defendant and advised him for a third time that he did not have to say anything and that anything he did say might be used in evidence. The officer then asked the defendant why he ran. The defendant responded that he had killed his mother and grandmother by slitting their throats, and informed the officers what he had done with the murder weapon (the knife), where he had placed their bodies, and why he had committed the crimes. After these responses, the defendant "slumped down in his chair, stopped speaking, and appeared relieved." Throughout the confession the defendant "was relaxed, calm, [and] never agitated," and understood what he was doing and what he was being asked. The defendant's statements were not recorded.
Before trial, the defendant argued that his statements should have been suppressed because they were not voluntary and the police did not give the defendant Miranda warnings before questioning him. The motion judge held first that because the defendant's statements were given to foreign police officers,
Miranda
v.
Arizona
,
We discern no error in these conclusions. First, we have previously held that
Miranda
does not govern interrogations "carried out by foreign officials in a foreign country," and that statements made to foreign police are admissible if they were voluntary.
Commonwealth
v.
Wallace
,
2.
Disclosure of expert report to the prosecution
. Defense counsel clarified before trial that the defense theory would be based on the defendant's "diminished capacity" due to drug and alcohol
**132
abuse. Six weeks before jury selection, the defense offered its notice of expert witness, stating that it would call a psychologist, Robert H. Joss, to testify about the defendant's mental condition at the time of the crimes.
8
By this time Joss had already prepared a report on the defendant's behalf, which included descriptions of "statements made by the defendant relevant to the issue of [his] mental condition" at the time of the killings, along with Joss's "opinions as to the defendant's mental condition." Mass. R. Crim. P. 14 (b) (2) (B) (iii), as appearing in
The Commonwealth responded a week later by filing a motion for reciprocal discovery regarding the defense expert, seeking, in pertinent part, "[n]otice as to whether ... Joss intends to rely upon any statements of the defendant as the basis of his opinion or testimony at trial," and stating that if so, "the Commonwealth is entitled to an independent examination of the *1183 defendant" pursuant to Mass. R. Crim. P. 14 (b) (2) (B). The motion was "allowed as to whether ... Joss intends to rely upon statements of the defendant"; the ruling further stated that "[i]f [the defendant] provides notice that he intends to offer expert testimony as to his mental state based in part on his statements[,] the Commonwealth may request a [ rule] 14 (b) (2) (B) examination" of the defendant by a court-appointed examiner.
The record does not reflect that the defense responded to the motion judge's order, however, and the prosecution did not ultimately seek an independent examination of the defendant. Before jury selection, on the first day of trial proceedings, the defense repeated to the trial judge its intention to call Joss as an expert witness. The judge then asked the prosecution, "[A]re you going to have somebody?"-presumably referring to an expert of its own-to which the prosecution responded, "No." Joss appeared on the witness list read to potential jurors. Following jury empanelment and just before opening statements, the prosecution said that while it did not seek an independent examination of the **133 defendant, it did seek access to Joss's report. Over the defendant's objection, the judge "order[ed] that the report be turned over now, where there has been a commitment by the defense to the diminished capacity [of the defendant]."
The defendant argues that this order violated Mass. R. Crim. P. 14 (b) (2), which governs discovery related to expert testimony on the issue of the defendant's "mental condition." The prosecution should never have received Joss's report, the defendant contends, because it never sought an independent, court-ordered examination of the defendant under rule 14 (b) (2) (B), which, he argues, is a prerequisite to the rule's requirement that a defendant provide his expert report to the prosecution. The defendant concludes that the prosecution's later use of Joss's report during its cross-examination of him violated his State and Federal rights against self-incrimination, and warrants reversal of his convictions. 9
"As our task is to interpret a rule of criminal procedure, we begin with the plain language of the rule."
Commonwealth
v.
Hanright
,
*1184 requires a defendant to notify the prosecution if he "intends at trial to raise as an issue his or her **134 mental condition at the time of the alleged crime, or ... intends to introduce expert testimony on [his or her] mental condition at any stage of the proceeding." The next subdivision, (b) (2) (B), states that where it appears (based on [1] the defendant's notice of expert testimony, [2] "subsequent inquiry by the judge," or [3] "developments in the case") that the defendant's expert will rely on "statements of the defendant as to his or her mental condition ..., the court, on its own motion or on motion of the prosecutor, may order the defendant to submit to an examination" consistent with the detailed provisions of Mass. R. Crim. P. 14 (b) (2) (B) and (C). 11
The same subdivision, (b) (2) (B)-specifically, part (iii)-also establishes a regime for the disclosure of mental health expert reports. This disclosure occurs, in pertinent part, "after the defendant expresses the clear intent to raise as an issue his or her mental condition, [and] the judge is satisfied that (1) the defendant intends to testify, or (2) the defendant intends to offer expert testimony based in whole or in part on statements made by the defendant as to his or her mental condition at the relevant time." Mass. R. Crim. P. 14 (b) (2) (B) (iii) (c). While the paragraph in which this language appears refers to the disclosure of the court-appointed "examiner's report," the next paragraph clarifies that "[a]t the time [the examiner's report] is disclosed to the parties, the defendant shall provide the Commonwealth with a report of the defense psychiatric or psychological expert(s) as to the mental condition of the defendant at the relevant time."
**135
The defendant argues that because rule 14 (b) (2) (B) (iii) contemplates
*1185
an exchange of reports from both sides' experts-one by the defense ("a report of the defense psychiatric or psychological expert") and another by the court-ordered examiner ("examiner's report")-in a case where the prosecution has not sought a court-ordered examination, as here, a defendant has no independent duty to disclose his or her expert's report. We disagree. The fact that the rule discusses a defendant's disclosure obligation in tandem with that of the court-appointed examiner simply reflects the typical course in cases where a defendant pursues a mental health defense: after the defendant expresses his or her intent to pursue that defense, the prosecution will seek an independent examination regarding the defendant's mental condition at the time of the crime. Such was the sequence of events in
Sliech-Brodeur
, 457 Mass. at 310,
Mental health defenses like the instant one represent "complex issues for which the prosecutor should have time to prepare." Reporter's Notes (2012) to Rule 14 (b) (2), Massachusetts Rules of Court, Rules of Criminal Procedure, at 197 (Thomson Reuters 2016). See
Sliech-Brodeur
, 457 Mass. at 325,
3. Lack of criminal responsibility and ineffective assistance of counsel . The defendant also seeks reversal of his convictions on the grounds that he lacked criminal responsibility for the murders; relatedly, he argues that trial counsel's failure to present this argument to the jury constitutes ineffective assistance of counsel. In support of these positions the defendant relies exclusively on Joss's report, which he contends "contains clear evidence that [the defendant] lacked criminal responsibility" for the murders.
We reject both arguments for essentially the same reason: having reviewed Joss's report, which is impounded, we simply find no support for the defendant's position that he lacked criminal responsibility. To the contrary, Joss concluded that the defendant did
not
have a mental disease or defect-an essential element of a defense based on lack of criminal responsibility. See
Commonwealth
v.
McHoul
,
We similarly reject the defendant's contention that trial counsel was ineffective for failing to present a lack of criminal responsibility defense. "The defendant did not file a motion for a new trial and therefore rests his claim of ineffective assistance of counsel solely on the trial record. Such ineffective assistance of counsel claims are 'the weakest form of such a challenge' because they
**139
lack 'any explanation by trial counsel for his actions.' "
Commonwealth
v.
Griffin
,
There were clear reasons for not pursuing a lack of criminal responsibility defense at trial. Compare
Commonwealth
v.
LaCava
,
4.
Alleged substandard evidence collection
. Last, the defendant contends that he was denied his constitutional right to a "meaningful opportunity to present a complete defense,"
California
v.
Trombetta
,
We reject the defendant's argument, primarily because the potentially exculpatory value of this evidence was not apparent at the time of the State police investigation. See
Trombetta
,
Moreover, the jury were not, as the defendant suggests, entirely precluded from considering this evidence, as those photographs were submitted to the jury as exhibits. And as was the defendant's right under
Commonwealth
v.
Bowden
,
5. Review under G. L. c. 278, § 33E . We have carefully reviewed the entire record pursuant to our duty under G. L. c. 278, § 33E, and we discern no reason to order a new trial or to reduce the convictions of murder in the first degree to a lesser degree of guilt.
Judgments affirmed .
We save our discussion of the details of the defendant's arrest and interrogation by Canadian law enforcement officers, as well as the defendant's pretrial motion to suppress those statements, for our analysis of that issue.
Before testifying, the defendant affirmed in a colloquy with the judge that his decision to take the stand was his own and that he was not pressured into doing so.
The defendant testified on direct examination that the Canadian authorities allowed him to rest before the interview, and did not yell, threaten, or otherwise coerce him during the interview. Following the close of evidence, defense counsel specifically asked "not to give the voluntariness" instruction (also known as a "humane practice" instruction), based on his concern that it might "water down" the requested
DiGiambattista
jury instruction, which applies where there is no recording of a defendant's interrogation, as here.
Commonwealth
v.
DiGiambattista
,
"In reviewing a ruling on a motion to suppress, we accept the judge's subsidiary findings of fact absent clear error but conduct an independent review of his ultimate findings and conclusions of law" (citation and quotations omitted).
Commonwealth
v.
Weaver
,
Wallace
, like this case, involved a defendant's statements made to Canadian law enforcement officers.
Commonwealth
v. Wallace,
While "courts recognize two exceptions to the general rule regarding the application of
Miranda
... in a foreign jurisdiction"-(1) "where the investigatory conduct is so inconsistent with our notions of due process that it 'shocks the conscience' of a [United States] court," and (2) "when a foreign officer acts as an agent of [United States] law enforcement" (citation omitted),
Fisher
v.
United States
,
Hence, there was no error in the motion judge's conclusion that "the fact that [the defendant] had not yet talked to a lawyer does not in [any way] undermine [the] findings that ... the evidence shows beyond a reasonable doubt that he made these statements voluntarily."
The notice advised that the defendant would call Robert H. Joss to testify that "at the time of the offenses [the defendant] was undergoing an unusual pattern of indiscriminate substance abuse ... and if not for this long history of drug abuse the killing of his mother and grandmother would not have happened." Joss would further testify that "[the defendant] was experiencing the effects of a drug induced psychosis and dissociative experiences related to his mother[']s abandonment of him at the age of two at the time of the killings." The notice did not clarify, as it was required to, whether Joss "intend[ed] to rely in whole or in part on statements of the defendant as to his ... mental condition." Mass. R. Crim. P. 14 (b) (2) (A) (iii), as appearing in
As mentioned, the defendant took the stand in his own defense at trial. On direct examination he did not recount the details of the killings themselves. He testified that he did not immediately remember what happened between the time that he returned to his mother's apartment with marijuana, and when he woke up to find his mother and grandmother dead. The defendant stated that "about a week later" he "started really thinking hard," and remembered that he had been awake for "two days straight without sleeping," and that he heard a voice in his head "telling [him] to just kill [his] mother." He also recalled getting rid of the victims' bodies.
Before cross-examining the defendant, the prosecution sought permission to impeach the defendant with statements he made to Joss, which were incorporated into Joss's report. The judge ruled that while the prosecution could not introduce the statements themselves to impeach the defendant, it could use its knowledge of the content of those statements when formulating its cross-examination. While it is not entirely clear to what extent the prosecutor's knowledge of the contents of Joss's report guided his cross-examination of the defendant, the defendant did more fully recount the details of the killings during cross-examination.
As a preliminary matter, we are satisfied that the defendant's "diminished capacity" defense, which was to include expert testimony from a psychologist stating that the defendant was experiencing "a drug induced psychosis" at the time of the crime, implicates the defendant's "mental condition" such that it is subject to the "[s]pecial [pretrial discovery] [p]rocedures" of Mass. R. Crim. P. 14 (b) (2), as appearing in
"As a practical matter, it is the prosecutor who recommends the expert psychiatrist for appointment as the examiner. We have recognized the court-appointed examiner as an agent of the prosecution."
Sliech-Brodeur
,
This provision ordering the disclosure of a defense expert's report was inserted as part of the 2012 amendments to the rule, following this court's opinion in
Sliech-Brodeur
,
That the court-appointed examiner is an optional, not mandatory, component of a prosecutor's trial strategy is bolstered by the plain language of the rule, which states that the court " may order the defendant to submit to an examination," not that it "shall" always do so (emphasis added). Mass. R. Crim. P. 14 (b) (2) (B).
We disagree with the defendant that the required disclosure of his mental health expert's report to the prosecution implicates his right against self-incrimination. As Chief Justice Gants (then Associate Justice) observed in his dissent in
Sliech-Brodeur
,
Rule 14 (b) (2) (B) (iii) vests a trial judge with discretion when making this determination, given that it conditions disclosure of the defense expert's report on the "the judge [being] satisfied" that the defense will include either the defendant's testimony or an expert's testimony based on the defendant's statements (emphasis added). Such discretion is necessary in cases such as this, where despite being ordered to do so twice-first, pursuant to Mass. R. Crim. P. 14 (b) (2) (A) (iii), in the defendant's notice of a mental health defense, and again by the court order granting the prosecution's motion for reciprocal discovery regarding the defense expert-the defense apparently failed to clarify before trial whether Joss would be relying on the defendant's statements regarding his mental condition.
In light of Joss's conclusion that the defendant's drug consumption was the source of his impairment, it is immaterial that Joss erroneously relied on the definition of "mental illness" under 104 Code Mass. Regs. § 27.05(1), which relates to involuntary commitment.
We also reject the defendant's suggestion that it was the prosecution's burden to demonstrate that the defendant was criminally responsible. Only where a defendant "asserts a defense of lack of criminal responsibility and there is evidence at trial that ... would permit a reasonable finder of fact to have a reasonable doubt whether the defendant was criminally responsible" does the prosecution "bear[ ] the burden of proving beyond a reasonable doubt that the defendant was criminally responsible."
Commonwealth
v.
Lawson
,
Reference
- Full Case Name
- COMMONWEALTH v. Joseph WRIGHT.
- Cited By
- 5 cases
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- Published