Commonwealth v. Wilbur W., a juvenile
Commonwealth v. Wilbur W., a juvenile
Opinion
**398
The crime of statutory rape, G. L. c. 265, § 23, is a strict liability offense. To prove statutory rape, the Commonwealth is required to establish that the accused had sexual intercourse with a person who was less than sixteen years old at the time. See
Commonwealth
v.
Bernardo B
.,
In 2009, a delinquency complaint issued against the juvenile, charging him with two counts of rape of a child by force, G. L. c. 265, § 22A, and dissemination of child pornography, G. L. c. 272, § 29B. At the time of the alleged offenses, the juvenile was twelve years old and the victim was eight years old. Following a trial in the Juvenile Court, a jury found the juvenile delinquent on the lesser included offenses of statutory rape. The juvenile filed a notice of appeal from the adjudication of delinquency, and we allowed his motion for direct appellate review.
The juvenile contends that enforcement of the strict liability statutory rape charge against him violates his Federal and State constitutional rights to due process and equal protection. He argues that imposition of criminal liability on a child for a strict liability offense, where the premise of the offense is that a child **399 under sixteen lacks the capacity to understand and consent to the conduct, is fundamentally unfair. The juvenile maintains that a child under sixteen cannot be deemed to understand and assume the legal risks of engaging *264 in sexual activity with another child under the age of sixteen, as the statute requires of an adult, and that the imposition of criminal responsibility for peer-aged sexual experimentation is contrary to the statutory purpose of protecting children from sexual abuse. He also argues, for the first time on appeal, that he should have been considered a victim of statutory rape, and that the government wrongfully singled him out for prosecution. The issues the juvenile raises as to experimentation among consenting juveniles are not before us in this case, where the victim testified that he was afraid and felt compelled to comply with the juvenile's demands. Accordingly, we conclude that, as applied in these circumstances, enforcement of the statutory rape charge is constitutional, and affirm the adjudication of delinquency. 1
1.
Background
. To determine whether statutory rape is constitutional, as applied to the juvenile's conduct, we examine the evidence in the light most favorable to the Commonwealth. See
Commonwealth
v.
Oakes
,
On August 10, 2009, as he had on previous occasions, the juvenile visited the victim for a sleepover while the victim's father was working a late shift. During the evening, the victim and the juvenile went into the victim's bedroom to play a video **400 game. While both boys were on the bed taking turns using the video game controller, the juvenile told the victim to stand next to a bureau. The bureau, which was "the same height as [the victim], maybe a little bit taller," was positioned on an interior wall adjacent to the bedroom door, such that, when standing in the space next to the bureau, the two boys were not visible from the doorway. The victim did not want to do this, but complied because the juvenile told him to do it.
The juvenile instructed the victim to "pull down [his] pants" so that he could put his "penis" in the victim's "butt." The victim was "shivering" and "scared." He testified:
Q .: "And what did you think or feel when he told you that?
A .: "Like, I was kinda like shivering, like, scared."
Q .: "Okay. And why were you scared?"
A .: " Because I didn't, like-because I was, like, I didn't like, like-like, I was scared because-"
Q .: "Did you want to do that?"
A .: "No."
The juvenile pulled down his own pants, and told the victim to put his mouth on the juvenile's penis. The victim complied for "two seconds" because the juvenile was "bigger," and he was afraid of what the *265 juvenile would do to him. The juvenile then inserted his penis in the victim's "butt." The victim testified that it hurt, and he almost cried. 3
Because the boys were too quiet, Carol announced she was entering the room to check on them. The juvenile told the victim **401 to get on the bed. Both boys pulled up their pants and sat on the bed. When Carol entered the room , she found them sitting on the bed playing the video game. The victim did not say anything to Carol that night because he did not want the juvenile to punch him.
The victim's father drove the victim to day camp the next morning. Before leaving for camp, the victim ran into Carol's room to say goodbye, and she took his cellular telephone. Later, she found a photograph of a boy's penis on the cellular telephone. When Carol picked up the victim from camp, she asked him about the photograph. The victim told her that the juvenile had taken it. Carol initially scolded the victim for having inappropriate photographs on his telephone, and told him that he "could get into a lot of trouble." During the drive home, the victim asked, "Well, what does it mean when someone tries to put their private into your butt?" Carol asked if someone had done that to him. The victim "shook his head yes." Carol asked, "Who?" The victim answered that it was the juvenile. Carol reported the victim's statements to the victim's father and the police.
At the close of the evidence, the judge instructed the jury on rape of a child with force, pursuant to G. L. c. 265, § 22A, including the theory of constructive force, and the lesser included offense of statutory rape. He also instructed the jury on dissemination of child pornography. The jury returned delinquency findings on the lesser included offense of statutory rape, and found the juvenile not delinquent on the charge of dissemination of child pornography. The judge sentenced the juvenile to three years of probation with special conditions. Following an evidentiary hearing, the judge allowed the juvenile's motion for relief from the obligation to register as a sex offender, pursuant to G. L. c. 6, § 178E ( f ), finding that the juvenile did not pose a risk of reoffending or a danger to the public.
2. Discussion . The juvenile raises three arguments concerning the constitutionality of statutory rape where both the victim and the individual charged with the offense are juveniles. 4 First, he contends *266 that his adjudication of delinquency violates his right to **402 the due process of law because the Legislature did not intend to impose strict liability on a person below the age of sixteen. Second, he contends that statutory rape fosters arbitrary and discriminatory enforcement and is therefore void for vagueness. Third, the juvenile contends that he was unfairly selected for prosecution in violation of his right to equal protection under the law. 5
a.
Due process challenge
. General Laws c. 265, § 23, as appearing in St. 1974, c. 474, § 3, provides: "Whoever unlawfully has sexual intercourse or unnatural sexual intercourse, and abuses a child under [sixteen] years of age, shall be punished ...." In
Commonwealth
v.
Gallant
,
The juvenile contends that the imposition of strict liability for statutory rape, as applied to his case, violates due process rights secured by the United States Constitution and the Massachusetts Declaration of Rights.
6
He maintains that the Legislature's decision to impose strict liability in cases of statutory rape rests on
**403
two related policies: that vulnerable children need to be protected from the dangers of sexual abuse, and that adults assume the risk inherent in having sexual relations with a child who is younger than the statutory age of consent. See
Murphy
,
i.
Standard of review
. Substantive due process prohibits governmental conduct that "shocks the conscience" or infringes on rights "implicit in the concept of ordered liberty" (citation omitted).
Commonwealth
v.
Fay
,
When a statute is not subject to strict scrutiny in considering a substantive due process challenge, it is subject to rational basis review.
Gillespie
,
The juvenile has not argued that imposition of strict liability for statutory rape violates a fundamental right, 7 or that he *268 was subject to a suspect classification. We therefore examine his claim that the legitimate purposes of statutory rape strict liability are not served by his adjudication of delinquency under the rational basis standard of review.
ii.
Whether imposition of strict liability for statutory rape where the perpetrator is under sixteen offends due process
. Although statutes that do not require proof of mens rea are disfavored, see
Staples
v.
United States
,
We do not agree with the juvenile's argument that the Legislature did not intend to prohibit anyone from having sexual intercourse with a person below the age of sixteen. The Legislature established an age of consent because children lack the maturity to "understand the physical, mental, and emotional consequences of intercourse." See
Commonwealth
v.
Dunne
,
Moreover, the facts in this case, considered in the light most favorable to the Commonwealth, do not support the view, as the juvenile suggests, that this was a case of juvenile experimentation among peers rather than a case of sexual abuse. To the contrary, the record at trial indicates that the juvenile was the aggressor, who arranged the victim's position behind a dresser in order to avoid detection. The jury were warranted in finding that the victim, a boy four years younger than the juvenile, complied with the juvenile's commands to stand next to the bureau, pull down his pants, and perform oral sex on the juvenile because he was frightened and did not want to risk disobeying the juvenile's instructions. On the day after the incident, the victim displayed his immaturity by asking, "Well, what does it mean when someone tries to put their private into your butt?" Given this, the juvenile's characterization of the incident as that of consensual sexual experimentation is unavailing.
The juvenile's arguments are unable to overcome the presumption that the Legislature acted reasonably and rationally in imposing strict liability for anyone who has *269 sexual intercourse with a child under the age of sixteen. There is a rational basis for protecting all children from sexual abuse, whether the offender is an adult or a juvenile under the age of sixteen.
b.
Arbitrary enforcement challenge
. The juvenile argues also that G. L. c. 265, § 23, is unconstitutionally vague within the
**406
meaning of the due process clause of the Fourteenth Amendment to the United States Constitution. "The principles of the vagueness doctrine are well settled in our law."
Commonwealth
v.
Reyes
,
In
Commonwealth
v.
Williams
,
The juvenile's challenge on vagueness grounds focuses on the potential for arbitrary enforcement of the statutory rape statute. He points out that, in instances of peer-aged, consensual sexual experimentation, the line between victim and offender is blurred. He argues that, because this case involved an incident of sexual experimentation, the Commonwealth's decision only to charge one of the willing participants with a criminal offense "is the very definition of discriminatory enforcement."
The Commonwealth points out, correctly, that the juvenile is unable to demonstrate arbitrary enforcement in this case, involving a frightened eight year old being compelled by the commands of an individual four years his senior. As the Commonwealth puts it, the juvenile's labeling of himself as both offender and victim "is belied by the inconvenient facts of the case." We discern no hint of arbitrary enforcement here, because the prosecutor reasonably could have concluded that the juvenile was not a victim of a sexual assault. Not only was there a four-year age gap between the juvenile, a seventh grader, and the victim, a third grader , but the juvenile initiated the encounter by instructing the victim to go where they would not be seen from the doorway. The juvenile then ordered the victim to pull down his pants and to engage in oral and then anal intercourse. The victim testified at different points that, although he complied with the juvenile's commands, he did not want to "do that," he was afraid of what the juvenile would do to him if he did not comply, he was "scared," and he was "shivering."
We are not persuaded by the cases from other jurisdictions upon which the juvenile relies. See
B.B
. v.
State
,
Although we agree with the juvenile's observation that it is possible that a juvenile under the age of sixteen could be both a victim and an offender in a statutory rape case, those circumstances are not presented here.
c.
Selective enforcement challenge
. In addition, the juvenile also raises an equal protection claim. He argues that he and the victim were similarly situated as children under the age of sixteen engaged in consensual acts of sexual experimentation. In this view, the Commonwealth's decision to single him out for prosecution violated his equal protection rights secured by the Federal and State Constitutions. See
**409
Commonwealth
v.
Franklin Fruit Co
.,
A district attorney is vested with "wide discretion in determining whether to prosecute an individual."
Commonwealth
v.
Washington W
.,
Nonetheless, a prosecutor does not possess unbridled authority to charge a citizen with a crime.
Wayte
,
In
Bernardo B
.,
The juvenile raises his argument regarding selective prosecution for the first time on appeal. Based on the evidence presented at trial, we conclude that he has not overcome the presumption that the prosecution was initiated in good faith. See
Commonwealth
v.
Franklin
,
Judgment affirmed .
GANTS, C.J. (concurring in the judgment).
Under G. L. c. 265, § 23, "[w]hoever unlawfully has sexual intercourse or unnatural sexual intercourse, and abuses a child under [sixteen] years of age, shall be punished by imprisonment in the [S]tate prison for life or for any term of years or, except as otherwise provided, for any term in a jail or house of correction." Sexual intercourse with a child is a strict liability life felony that requires registration as a sex offender unless the sentencing judge relieves the defendant or delinquent child of the obligation to register. See
**411
G. L. c. 6, § 178C (defining "sex offense" as, inter alia, "rape and abuse of a child under [§] 23"); G. L. c. 6, § 178E (
f
) (allowing judge to waive sex offender registration requirement where circumstances of offense and offender's criminal history indicate that offender "does not pose a risk of reoffense or a danger to the public"). In the absence of evidence of marriage,
1
statutory rape
*273
requires proof of only two elements: "(1) sexual intercourse or unnatural sexual intercourse with (2) a child under sixteen years of age."
Ante
at ----, 95 N.E.3d at 266, quoting
Commonwealth
v.
Bernardo B
.,
Where a sixteen year old has sexual intercourse with a fifteen year old, there is no uncertainty in the law as to who has committed the rape and who is the victim of the rape, regardless of the circumstances of the sexual intercourse. Even if the fifteen year old encouraged the sixteen year old to have sexual intercourse, only the sixteen year old has committed the crime; the law would not permit the fifteen year old to be charged with aiding and abetting the rape. See
Gebardi
v.
United States
,
The power of a prosecutor to determine who is a rapist and who is a victim in such circumstances is truly vast. A survey conducted by the United States Centers for Disease Control and Prevention found that 24.1 per cent of ninth graders and 35.7 per cent of tenth graders reported having engaged in sexual intercourse. See United States Centers For Disease Control and Prevention, United States Department of Health and Human Services, Youth Risk Behavior Surveillance-United States, 2015, at 26 (2016), https://www.cdc.gov/healthyyouth/data/yrbs /pdf/2015/ss6506_updated.pdf [https://perma.cc/EH88-VFCZ]. Another study commissioned by the United States Department of Health and Human Services found that 8.1 per cent of females and 12.5 per cent of males between the ages of fifteen and seventeen reported having engaged in oral sex but not sexual intercourse. See Copen, Chandra, & Martinez, United States Department of Health and Human Services, Prevalence and Timing of Oral Sex with Opposite-Sex Partners Among Females and Males Aged 15-24 Years: United States, 2007-2010, Nat'l Health Statistics Reports, no. 56, at 5 fig. 2 (2012), https://www.cdc.gov/nchs /data/
*274
nhsr/nhsr056.pdf [https://perma.cc/47QX-MXBD]. In Massachusetts, a 2015 report surveying middle and high school students found that 14.2 per cent of ninth graders and 30.6 per cent of tenth graders reported having had sexual intercourse. See Department of Elementary and Secondary Education & Department of Public Health, Health & Risk Behaviors of Massachusetts Youth, Executive Summary, at 60 (2015), http://www.mass.gov/eohhs/docs/dph/behavioral-risk/youth-health-risk-report-2015.pdf [https://perma.cc/XC68-B4Y6]. Notably, 23.8 per cent of the surveyed tenth graders reported having had sexual intercourse in the last three months. See
**413 To be sure, some ninth and tenth graders are older than sixteen, and these studies are silent as to whether the sexual partners of these students were under or over sixteen years of age. But we need not determine the precise percentage of Massachusetts children under sixteen years of age who have had sexual intercourse with another child who is under sixteen years of age to recognize that, conservatively estimated, prosecutors potentially have the ability to prosecute at least one in five ninth and tenth graders for rape and abuse of a child.
The court, in evaluating whether § 23 is unconstitutionally vague in violation of the due process clause of the Fourteenth Amendment to the United States Constitution, appropriately recognizes that the void-for-vagueness doctrine encompasses two separate concerns: (1) fair notice, and (2) arbitrary and discriminatory prosecutions. "To satisfy due process, 'a penal statute [must] define the criminal offense [1] with sufficient definiteness that ordinary people can understand what conduct is prohibited and [2] in a manner that does not encourage arbitrary and discriminatory enforcement."
Skilling
v.
United States
,
Generally, the concerns about fair notice and arbitrary and discriminatory enforcement go "hand in glove." For example,
**414
where a statute made it a crime to fail to give a " 'credible and reliable' identification" to a police officer,
Kolender
,
Historically, the crime of statutory rape used gender to distinguish the perpetrator of the rape (the male) from the victim of the rape (the female); until 1974, when G. L. c. 265, § 23, was amended, only sexual intercourse with "a female child under 16 years of age" was a crime. Compare St. 1974, c. 474, § 3, with St. 1966, c. 291. The 1974 amendment removed the word "female" and thereby eliminated any reference to the gender of the victim in order to further the Legislature's interest in protecting all children from sexual abuse. See
Bernardo B
.,
I emphasize the phrase "as it is currently interpreted" because the language of § 23
does
provide a means clearly to distinguish the perpetrator of the rape from the victim, in that § 23 provides that "[w]hoever unlawfully has sexual intercourse or unnatural sexual intercourse,
and abuses a child
under [sixteen] years of
**415
age, shall be [guilty of a life felony]." (emphasis added). Generally, it is a "cardinal principle" of statutory construction that courts "must give effect, if possible, to every clause and word of a statute" (citation omitted).
Loughrin
v.
United States
, --- U.S. ----,
I recognize that we have not followed this "cardinal principle" with respect to this crime, and have not required proof of "abuse" as an element of the crime. Our case law makes clear that, where the accused is over the age of sixteen, the prosecution need prove only the elements of sexual intercourse and the age of the victim, and need not prove a separate element of abuse. See, e.g.,
Commonwealth
v.
Knap
,
This interpretation of the statute is permissible where the defendant is over sixteen years of age and the victim is under sixteen, because it is plain then who is the perpetrator of the rape and who is the victim. But this interpretation cannot survive where both participants in the sexual intercourse are under sixteen, because that would mean that, as a matter of law, both are deemed to have been abused. Where the Legislature explicitly provides that the crime of statutory rape requires the abuse of a child, and where such abuse is not implicit in the act of sexual intercourse when both participants are under the age of sixteen, it is reasonable in these circumstances to require a finding of abuse as a separate and distinct element of the crime of statutory rape. With such an element, the risk of arbitrary enforcement that *277 arises from the absence in § 23 of even minimal guidelines to govern law enforcement when both participants in the sexual intercourse are under sixteen would be eliminated and the statute would be saved from constitutional infirmity.
Because this would be a new interpretation of § 23, I would require proof of the element of "abuse" only prospectively, applying this requirement only to trials or pleas commenced after the date of this opinion. I note that, although this is a new interpretation of the elements of proof required to prove a violation of § 23 where both participants in the sexual intercourse are under the age of sixteen, I am aware of no statutory rape case in Massachusetts where both participants in the sexual intercourse were under the age of sixteen in which we were asked to consider **417 whether abuse is implicit in the act of intercourse or must separately be proved under § 23. The interpretation of the statute that treats the phrase "abuses a child" as meaningless surplusage or as implied as a matter of law has never before been analyzed by this court in this context.
I concur in the judgment rather than dissent because I agree with the court that, based on the facts of this case, there is "no hint of arbitrary enforcement here, because the prosecutor reasonably could have concluded that the juvenile was not a victim of a sexual assault." Ante at ----, 95 N.E.2d at 270. The prosecutor charged the twelve year old juvenile with forcible rape of an eight year old. Although the jury did not find the juvenile to be delinquent on that charge, and instead found him delinquent on the lesser included charge of statutory rape, the evidence was sufficient to support a finding of forcible rape. I do not suggest that proof of force would be necessary for a finding of abuse. But, where there is substantial evidence of the use of physical or constructive force, the evidence would be more than sufficient to prove abuse.
It is worth noting that the court's analysis regarding arbitrary enforcement is inconsistent with an interpretation of § 23 that would conclude as a matter of law that both children have been abused solely because they engaged in the sexual intercourse. By distinguishing between the perpetrator and the "victim," the court is essentially recognizing that, where both children who engaged in sexual intercourse were under the age of sixteen, the prosecutor may only charge with rape the child who was not abused and may not prosecute the child who was abused. In essence, using the rubric of the "victim," the court is requiring something akin to substantial evidence of abuse as a necessary predicate for a prosecution in these circumstances, but is not requiring a finding of abuse as an element of the offense that must be found by a jury.
In sum, I agree with the court that, where both participants in the sexual intercourse are under the age of sixteen, the due process obligation to avoid arbitrary and discriminatory enforcement requires more than mere proof of sexual intercourse, which the court characterizes essentially as reasonable grounds to believe that the juvenile is the perpetrator rather than the victim. I differ with the court insofar as I would acknowledge that, in doing so, the court is essentially recognizing that § 23 requires some finding of abuse where both participants in the sexual intercourse are under the age of sixteen, and that such a finding cannot be implied as a matter of law in such circumstances. And, where **418 abuse cannot be reasonably implied as a matter of law, I would make abuse an element of the crime that must be found by a jury beyond a reasonable doubt, rather than ask a judge to determine whether a "prosecutor reasonably *278 could have concluded that the juvenile was not a victim of a sexual assault." 3
For all these reasons, I concur only in the judgment.
We acknowledge the amicus briefs submitted by the youth advocacy division of the Committee for Public Counsel Services; the Juvenile Law Center and the Children and Family Justice Center; GLBTQ Legal Advocates & Defenders and the American Civil Liberties Union of Massachusetts; and Yale Yechiel N. Robinson.
A pseudonym.
The juvenile points out that the victim's testimony on cross-examination was not entirely consistent with his testimony on direct examination, or during an earlier sexual abuse intervention network (SAIN) interview, and the victim agreed on cross-examination that he had described certain events differently from how he had described them at the SAIN interview. During cross-examination, specific portions of the victim's SAIN interview were introduced as prior inconsistent statements. The juvenile notes that, in addition to testifying that he was scared because the juvenile was "bigger," and because the victim thought that the juvenile "might do something" if the victim did not comply, the victim also testified that the reason he complied was "to get [the juvenile] to stop asking"; that the juvenile did not hit or threaten the victim; and did not push the victim behind the dresser. On cross-examination, the victim also testified somewhat differently about the juvenile's actions with his "butt," and whether the juvenile's act "hurt."
The juvenile did not assert these constitutional claims in the Juvenile Court. As a general rule, we "decline to consider constitutional issues raised for the first time on appeal in order to avoid an unnecessary constitutional decision" (quotation omitted).
Commonwealth
v.
Guzman
,
The juvenile also asserts error in the judge's decision to deny his motion for a required finding of not delinquent on the charge of rape of a child by force. In denying the juvenile's motion for a required finding, the judge stated, "As to the forcible rape of a child, I will concede that the issue of constructive force is a close one, but based on the testimony I find that there is sufficient evidence to at least put that issue before the jury." The juvenile argues that the evidence, considered in the light most favorable to the Commonwealth, was insufficient to prove the element of physical or constructive force. Because the juvenile was acquitted of the charge, the issue whether the Commonwealth proved constructive force is not properly before us.
A facial challenge, by contrast, would have required the juvenile to prove that no set of circumstances exists under which the statute would be valid. See
United States
v.
Salerno
,
Two of the amicus briefs do urge application of a strict scrutiny standard of review in this case. The youth advocacy division of the Committee for Public Council Services (CPCS) urges this court to apply strict scrutiny to its due process analysis based on the theory that enforcement of statutory rape liability implicates a minor's fundamental right of privacy. To support this argument, the brief cites
Lawrence
v.
Texas
,
The reasoning in another case cited by the juvenile,
In re D.B.
,
A minor under the age of eighteen may lawfully marry in Massachusetts with the approval of a judge where the child's parents or legal guardian consent to the marriage. See G. L. c. 207, § 25. The word "unlawfully" in G. L. c. 265, § 23, suggests that sexual intercourse may be lawful where the defendant is legally married to the child under sixteen years of age. See
Commonwealth
v.
Chretien
,
See
J.H
. v.
Commonwealth
,
I do not address the defendant's argument regarding selective enforcement because I agree with the court that there is no evidence of it in this case. The risk of arbitrary and discriminatory enforcement under the void-for-vagueness doctrine is a due process claim; a claim of selective enforcement asserts an equal protection claim, and is subject to equal protection analysis. See
Commonwealth
v.
Bernardo B
.,
Reference
- Full Case Name
- COMMONWEALTH v. WILBUR W., a Juvenile.
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