Commonwealth v. Fredette
Commonwealth v. Fredette
Opinion
**75 In 2014, a Superior Court jury convicted the defendant, John Fredette, of murder in the first degree on a theory of felony-murder, with aggravated kidnapping as the predicate felony.
**76 1 The jury based their finding of aggravated kidnapping on the third paragraph of the current version of the kidnapping statute, which punishes a kidnapping committed "while armed with a dangerous weapon and inflict[ing] serious bodily injury thereby upon another person." G. L. c. 265, § 26, third par.
The defendant appealed and, after his appeal was entered in this court, he filed a motion for a new trial, arguing that the trial judge erred in not providing a merger doctrine instruction to the jury sua sponte. As discussed infra , the merger doctrine limits the application of the felony-murder rule by requiring the Commonwealth to prove that the defendant committed or attempted to commit a felony that is independent of the conduct necessary to cause the victim's death. This prevents every assault that results in a homicide from serving as the predicate *281 for felony-murder. The defendant claimed that because a single act of violence (a shooting) caused the victim's death and satisfied an element of the aggravated kidnapping, the felony of aggravated kidnapping merged with the killing and could not serve as the predicate for felony-murder. The motion judge, who was also the trial judge, agreed. The judge concluded that a new trial was required because the omission of an instruction on merger created a substantial risk of a miscarriage of justice. The Commonwealth appealed from that ruling, which is the matter presently before us. 2 We conclude that because the underlying predicate felony-kidnapping-has an intent or purpose separate and distinct from the act causing physical injury or death, aggravated kidnapping is sufficiently independent of the resulting homicide and, therefore, the merger doctrine is inapplicable. Accordingly, the omission of a merger instruction was not an error, and the defendant's motion for a new trial should not have been granted on that ground.
In the course of deciding the Commonwealth's appeal, however, we discovered that the current version of the kidnapping statute, G. L. c. 265, § 26, under which the defendant was prosecuted, is materially different from the version that was in effect when the killing occurred in 1994. Specifically, in 1994, G. L. c. 265, § 26, did not include the form of aggravated kidnapping that the Commonwealth relied on as the predicate for **77 murder in the first degree on a theory of felony-murder (i.e., kidnapping aggravated by being armed with a dangerous weapon and inflicting serious bodily injury on the victim). 3 Moreover, G. L. c. 265, § 26, as it existed in 1994, carried a maximum sentence of ten years in prison and, as it relates to the defendant's case, could not have supported a conviction of murder in the first degree on a theory of felony-murder because it was not a felony punishable by up to life imprisonment (i.e., a life felony). The Commonwealth now acknowledges that, because of this error, the defendant's conviction of murder in the first degree cannot stand. Accordingly, we also vacate the defendant's conviction of murder in the first degree and remand the case to the trial judge to determine whether, on this record, a conviction of murder in the second degree should enter or whether the defendant is entitled to a new trial. 4
Background . 1. Facts . We summarize the facts the jury could have found as set forth by the judge in her written decision on the defendant's motion, supplemented with uncontroverted testimony from trial. On the evening of February 15, 1994, the victim walked out of a bar in Worcester, leaving behind his favorite Boston Celtics jacket, house keys, a package of cigarettes, and an unfinished beer. He was never seen again. The victim's disappearance remained unsolved for eighteen years. On February 15, 2012, a Worcester County grand jury returned an indictment charging the defendant with murder. Matteo Trotto and Elias Samia, two of the defendant's *282 cohorts in his illegal drug operation, were also indicted for the murder. 5
The defendant had been arrested for trafficking in cocaine a few months before the victim disappeared, following an undercover investigation into the defendant's drug operation. The defendant and Trotto believed that the victim might have been the informant who provided the police with information leading to the defendant's arrest. To evade conviction, the defendant and Trotto concocted a scheme to have the victim testify on the defendant's behalf **78 and offer an exculpatory, perjured story. According to this plan, the victim would testify that he was the confidential informant who provided the information to the police that established probable cause to arrest the defendant, and explain that the information he provided was false. To ensure that the victim would testify, the defendant and Trotto gave him copious amounts of cocaine, while also threatening his life.
On the day of the defendant's trial, the victim never appeared in court to testify. As a result, on February 14, 1994, the defendant pleaded guilty to a reduced offense. He was sentenced to a State prison sentence, but execution of that sentence was stayed.
On the evening of February 15, 1994, the victim was sitting in the bar when Trotto appeared, coaxed the victim outside, and ushered him into a motor vehicle occupied by the defendant and Samia. Soon after the victim entered the vehicle, the defendant and Samia began severely beating him. In the course of the beating, Samia shot and killed the victim. The defendant, Samia, and Trotto buried the victim's body in a shallow grave. The victim's body was never recovered.
2. The jury instructions . Insofar as relevant here, the judge instructed the jury on murder in the first degree as a joint venturer on the theories of deliberate premeditation and felony-murder, with aggravated kidnapping as the predicate felony. 6 Specifically, she instructed the jury that the Commonwealth had the burden to prove beyond a reasonable doubt that
"the defendant committed the kidnapping while armed with a dangerous weapon and inflicted serious bodily injury against [the victim], or knowingly participated with Matteo Trotto and Elias Samia in doing so, with the knowledge that Elias Samia possessed a weapon and that the defendant knew Elias Samia would or could use that weapon in the commission of the crime."
See G. L. c. 265, § 26, third par. 7
**79 The judge also instructed the jury that the Commonwealth had to prove beyond a reasonable doubt that the defendant committed the kidnapping while armed with a dangerous weapon and that a firearm was *283 a dangerous weapon. 8 The defendant did not request a merger instruction, and the judge did not provide such an instruction sua sponte. The jury convicted the defendant of murder in the first degree on a theory of felony-murder.
3. The defendant's motion for a new trial . Although the defendant did not request a merger instruction at trial, he contended in his motion for a new trial that the trial judge's failure to provide the instruction, sua sponte, created a substantial risk of a miscarriage of justice. Specifically, he claimed that because a single act of violence (the shooting) caused the victim's death and thus completed an element of aggravated kidnapping (inflicting serious bodily injury), the felony of aggravated kidnapping merged with the killing and could not have served as the predicate for felony-murder. As mentioned, the judge agreed, and the Commonwealth appealed from that ruling.
Discussion
. We review the disposition of a motion for a new trial to determine whether there has been "a significant error of law or other abuse of discretion."
Commonwealth
v.
Grace
,
Before we explain the reasons for our conclusion, we reiterate the analytical framework required to determine whether a felony merges with a subsequent killing, as it applies to cases tried prior to
Commonwealth
v.
Brown
,
As detailed
infra
, determining whether a predicate felony merges with the homicide depends on the resolution of two distinct inquiries. First, if the underlying predicate felony has an intent or purpose separate and distinct from the act causing physical injury or death, the merger doctrine is inapplicable, and the felony may serve as the predicate for felony-murder; no further analysis is required. See
Holley
,
a.
First inquiry: whether there is an independent felonious purpose
. Determining whether a felony is capable of merging with the resulting homicide appears to be a source of confusion in our case law. Compare
Commonwealth
v.
Christian
,
Determining whether a felony has an intent or purpose separate and distinct from the act causing physical injury or death requires an objective analysis of the predicate felony, which is not influenced by the defendant's subjective motivation or intent to commit the underlying felony. See
ibr.US_Case_Law.Schema.Case_Body:v1">id
The felony of armed robbery, which this court has analyzed on several occasions, further elucidates the importance of analyzing the intent or purpose of the underlying felony to determine whether the merger doctrine is applicable. See
Holley
,
We do not deviate from analyzing the intent or purpose of the underlying felony where the crime at issue is an aggravated felony and the aggravating element embodies assaultive conduct. See
Wade
,
Thus, where a predicate offense has an independent felonious purpose separate and distinct from the intent to cause physical injury or death, the merger doctrine is inapplicable and the felony may serve as the predicate for felony murder.
b.
Second inquiry: whether the conduct constituting the felony was separate from the conduct necessary to cause the homicide
. If the underlying predicate
*287
felony does not have an independent felonious purpose, the court must then undertake a second step in the analysis, to determine whether the felony merges with the killing as a matter of fact. See, e.g.,
Kilburn
,
Not all felonies lacking an independent felonious purpose necessarily merge with the resulting homicide. See
id
. at 358-360,
We have determined that armed assault in a dwelling, a crime without an independent felonious purpose from the intent to cause physical injury or death, may serve as the predicate for felony-murder so long as the conduct that constitutes the armed assault (the underlying felony) is separate and distinct from the conduct necessary to kill the victim.
Kilburn
,
*288 In sum, where the felony at issue does not have an independent purpose from the intent to cause bodily injury or death, the court must examine whether the act that constituted the felony is separate and distinct from the act causing the homicide. If the underlying felony was separate and distinct from the homicide, the felony does not merge and may serve as the predicate for felony-murder. In contrast, if the same act accomplished both the **86 felony and the killing, the felony merges with the killing.
2.
The motion for a new trial: whether aggravated kidnapping implicates the merger doctrine
. In this case, the predicate crime of kidnapping required the Commonwealth to prove beyond a reasonable doubt that the defendant, "without lawful authority, forcibly or secretly confine[d] or imprison[ed] another person within this commonwealth against his will." G. L. c. 265, § 26, first par. Kidnapping itself is not a life felony, however, and thus could not have served as the predicate for a finding of felony-murder in the first degree. But kidnapping becomes aggravated kidnapping, which is a life felony, when the defendant commits the kidnapping, among other things, "while armed with a firearm, rifle, shotgun, machine gun or assault weapon," § 26, second par., or "while armed with a dangerous weapon and inflicts serious bodily injury thereby upon another person," § 26, third par. Neither form of aggravated kidnapping implicates merger because the "essential element of kidnapping is not the level of violence [or assaultive element] but rather the defendant's forcible or secret confinement or imprisonment of the victim against his will."
Commonwealth
v.
Oberle
,
3.
Defendant's improper conviction of murder in the first degree on a theory of felony-murder based on aggravated kidnapping
. As discussed
supra
, the Commonwealth relied on aggravated kidnapping as the predicate felony to support the defendant's
**87
conviction of murder in the first degree based on a theory of felony-murder. The Commonwealth proved aggravated kidnapping under G. L. c. 265, § 26, third par. (i.e., kidnapping "while armed with a dangerous weapon and inflict[ing] serious bodily injury thereby upon another person"), as the statute existed at the time of the defendant's trial in 2014. However, this theory of aggravated kidnapping ( G. L. c. 265, § 26, third par.) did not exist when the defendant committed the killing in 1994. An amendment in 1998 added what are now the second and
*289
third paragraphs of § 26. Compare G. L. c. 265, § 26, as amended through St. 1979, c. 465, § 1, with G. L. c. 265, § 26, as amended by St. 1998, c. 180, § 63. Thus, it was not until 1998 that either form of aggravated kidnapping discussed herein first appeared in the statute. G. L. c. 265, § 26, as amended by St. 1998, c. 180, § 63. Simply stated, the defendant's conviction of murder in the first degree was based on a predicate felony that did not exist when the killing took place in 1994. Kidnapping under G. L. c. 265, § 26, as it existed in 1994, could not serve as the predicate for a murder in the first degree conviction because kidnapping by itself, i.e., absent any aggravated form, was not then and is not now a life felony and carries a maximum sentence of only ten years in State prison.
11
See
Commonwealth
v.
Licciardi
,
We raised this concern on our own initiative, while the Commonwealth's appeal from the order granting a new trial was under advisement, and we asked the parties to brief it. The Commonwealth concedes that the defendant's conviction of murder in the first degree cannot stand. The defendant's conviction is based on a predicate felony that did not exist when the defendant committed the killing in 1994. Since the defendant committed the crime in 1994, applying G. L. c. 265, § 26, third par., as it existed in 2014, would give ex post facto effect to the subsequent law. See
Commonwealth
v.
Cory
,
We also asked the parties to brief the question of how best to dispose of the matter if we were to conclude, as we now do, that the conviction of murder in the first degree cannot stand. After careful consideration of their suggestions, we conclude that the best course is to vacate the verdict of murder in the first degree at this time, as if we had discovered the issue in the course of considering the defendant's direct appeal pursuant to G. L. c. 278, § 33E. It makes little sense, and would require an unnecessary expenditure of time and resources, to wait for the direct appeal to be briefed and argued before we reach what the parties now agree is this inevitable result. We thus remand the case to the trial judge, who is in the best position to determine the appropriate next step. She may order the entry of a finding of a lesser degree of guilt, i.e., murder in the second degree based on the predicate felony of kidnapping as it existed at the time of the homicide, if the record supports it, or she may grant a new trial if that is necessary and appropriate in the circumstances. Neither side will be prejudiced by this approach. The defendant, who has not yet briefed his *290 direct appeal in this court, will be able to pursue a direct appeal to the Appeals Court if the judge orders the entry of a verdict of murder in the second degree, and the Commonwealth may of course appeal to the Appeals Court if the judge orders a new trial.
Conclusion . The order granting a new trial on the basis of merger is reversed, and an order shall enter in the Superior Court denying the motion on that ground. Further, as discussed, we vacate the defendant's conviction of murder in the first degree, because it was predicated on a theory of aggravated kidnapping ( G. L. c. 265, § 26, third par.) that did not exist at the time of the homicide. We remand the case to the trial judge to determine whether a finding of murder in the second degree is supported by the record and should be entered, or whether a new trial is necessary and appropriate in these circumstances. The docket of the defendant's direct appeal in this court will be closed, and each **89 side will be free to proceed in the Appeals Court with any appeal it may have from the judge's order on remand.
So ordered .
The jury did not find the defendant guilty of murder in the first degree on a theory of deliberate premeditation.
At our request, the parties submitted additional briefing concerning whether the merger doctrine is applicable to the predicate felony of aggravated kidnapping.
At our request, the parties submitted additional briefing concerning whether this discrepancy constituted an ex post facto violation and, if so, what would be the appropriate disposition for the defendant's appeal.
If the Superior Court judge determines that a new trial is warranted, we note that, as discussed in note 9,
infra
,
Commonwealth
v.
Brown
,
Matteo Trotto and Elias Samia were tried separately and were both convicted. Their appeals are currently pending.
Although the defendant was not charged separately with aggravated kidnapping, likely because the statute of limitations had expired, the Commonwealth relied on it as the predicate felony for the prosecution of murder in the first degree on a theory of felony-murder.
The Commonwealth did not request an instruction on aggravated kidnapping under G. L. c. 265, § 26, second par., and such an instruction was not provided. In contrast to aggravated kidnapping under the third paragraph of G. L. c. 265, § 26, aggravated kidnapping under the second paragraph of G. L. c. 265, § 26, would have been required the Commonwealth to prove beyond a reasonable doubt only that the defendant committed a kidnapping "while armed with a firearm, rifle, shotgun, machine gun or assault weapon," or knowing that Elias Samia was so armed.
The jury also were instructed on murder in the second degree as a lesser included offense of murder in the first degree committed by deliberate premeditation and felony-murder in the second degree as a lesser included offense of felony-murder in the first degree.
After
Brown
,
Were we to assume, without deciding, that the merger doctrine is generally obsolete after Brown, a vestige of the doctrine would nevertheless apply to certain cases. Where a murder occurred prior to our decision in Brown , but the defendant's trial were to begin after our decision in Brown , and the Commonwealth were to proceed on a theory of felony-murder where the predicate felony did not have an independent purpose from the intent to cause physical injury or death (e.g., armed assault in a dwelling), the jury should be instructed on the merger doctrine-i.e., that the conduct constituting the felony must be separate from the acts of personal violence necessary to commit the killing. A merger instruction in those circumstances would protect against possible disparate outcomes, e.g., if the case had been tried prior to our decision in Brown . If, after having been provided the merger instruction, the jury should conclude that the felony merged with the killing, the defendant could be found guilty of, at most, murder in the second degree (assuming there were no other theories of murder in the first degree presented by the Commonwealth). In those circumstances, the defendant could be found guilty only of murder in the second degree, but not on a felony-murder theory because Brown eliminated felony-murder in the second degree.
Because the crime of aggravated kidnapping has an independent felonious purpose from the intent to cause physical injury or death, the merger doctrine is inapplicable and we need not proceed to the second inquiry.
The Commonwealth did not proceed, and on these facts could not have proceeded, at trial on a theory that the defendant kidnapped the victim "with intent to extort money or other valuable[s]," which was an offense punishable by up to life imprisonment at the time the offense was committed, see G. L. c. 265, § 26, as amended through St. 1979, c. 465, § 1, and which was retained in the current version of the statute.
Reference
- Full Case Name
- COMMONWEALTH v. John FREDETTE.
- Cited By
- 10 cases
- Status
- Published