Doe, SORB No. 76819 v. Sex Offender Registry Board
Doe, SORB No. 76819 v. Sex Offender Registry Board
Opinion
*952
In this companion case to
Noe, Sex Offender Registry Bd. No. 5340
v.
Sex Offender Registry Bd
., 480 Mass. ----,
The plaintiffs, sex offenders seeking reclassification or termination of their duty to register, sought relief from a single justice of this court, challenging both the board's allocation of the burden of proof in these proceedings and the board's failure to timely conduct offender-initiated reclassification and termination hearings. The board moved to dismiss the petition and complaint, arguing that the single justice did not have jurisdiction to hear the matter. The board further contended that its delay was justified by its duty to prioritize other cases, pursuant to G. L. c. 6, § 178K (3), and its interest in the resolution of the pending Noe No. 5340 litigation.
The single justice reserved and reported to the full court so much of the case as involved the board's motion to dismiss. Additionally, the single justice reserved and reported the following question: "What is the quantum of proof required at a hearing where a sex offender requests reclassification or termination of his or her status as a registered sex offender?"
For the reasons discussed below, the motion to dismiss is denied. Additionally, for substantially the reasons discussed in
Noe No. 5340
, 480 Mass. at ----,
1. Background . a. Statutory scheme . Under the sex offender registry law, an individual convicted of an enumerated sex offense may be required to register as a sex offender in the Commonwealth. See G. L. c. 6, § 178E. Offenders are classified in one of three levels depending on their risk *953 of reoffense and degree of dangerousness. See G. L. c. 6, § 178K (2). A sex offender is classified as level one where "the board determines that the risk of reoffense is low and the degree of dangerousness posed to the public is not such that a public safety interest is served by public availability" of registration information. G. L. c. 6, § 178K (2) ( a ). A sex offender is classified as level two where "the board determines that the risk of reoffense is moderate and the degree of dangerousness posed to the public is such that a public safety interest is served by public availability of registration information." G. L. c. 6, § 178K (2) ( b ). A sex offender is classified as level three where "the board determines that the risk of reoffense is high and the degree of dangerousness posed to the public is such that a substantial public safety interest is served by active dissemination" of registration information. G. L. c. 6, § 178K (2) ( c ).
Pursuant to the sex offender registry law, the board prepares a recommended classification for each sex offender. G. L. c. 6, § 178L (1). If an offender objects to the board's recommendation, he or she is entitled to request an evidentiary hearing for a final determination as to his or her registration and classification. See G. L. c. 6, § 178L (1) (
a
), (2). The sex offender registry law requires that the hearing officer "determine by a preponderance of evidence such sex offender's duty to register and final classification." G. L. c. 6, § 178L (2). In
Doe, Sex Offender Registry Bd. No. 380316
v.
Sex Offender Registry Bd
.,
No sooner than three years after initial classification, an offender may seek to be reclassified at a lower level. See G. L. c. 6, § 178L (3) ; 803 Code Mass. Regs. § 1.31(2)(a) (2016). After our decision in
Doe No. 380316
, the board amended its regulations to require that offenders prove the appropriateness of downward reclassification by clear and convincing evidence, rather than a preponderance of the evidence. See 803 Code Mass. Regs. § 1.31(2)(c). Today, in
Noe No. 5340
, 480 Mass. at ----,
At least ten years after initial classification, an offender may seek to have his or her duty to register terminated. See G. L. c. 6, § 178G. Here, we are confronted with the question of the appropriate quantum and burden of proof in the context of such termination hearings. Pursuant to G. L. c. 6, § 178G :
"A person required to register with the sex offender registry board may make an application to said board to terminate the obligation upon proof, by clear and convincing evidence, that the person has not committed a sex offense within ten years following conviction, adjudication or release from all custody or supervision, whichever is later, and is not likely to pose a danger to the safety of others."
*954 To answer the reported question from the single justice, we must determine whether placing the burden of proof on an offender in termination hearings, by clear and convincing evidence, is in violation of procedural due process.
2.
Discussion
. a.
Reported question
. For substantially the same reasons outlined in our decision in
Noe No. 5340
, we now conclude that the appropriate quantum of proof in termination proceedings is also clear and convincing evidence and that the burden is imposed on the board. We further conclude, as we did in
Noe No. 5340
, that the offender retains an initial burden of production to provide new evidence. In so doing, we balance "the private interests affected, the risk of erroneous deprivation, the probable value of additional or substitute safeguards, and the governmental interests involved."
Doe No. 380316
,
i.
Private interests
. As we stated in
Doe No. 380316
,
Although an offender who is already registered is in a different position from that of an individual who has not yet registered, the private interests at stake remain significant. See
Noe No. 5340
, 480 Mass. at ----,
ii.
Risk of erroneous deprivation
. As we stated in
Noe No. 5340
, 480 Mass. at ----,
*955
We further concluded, however, that there is a burden of production on the offender seeking reclassification to demonstrate some change in his or her circumstances indicating a reduced risk of reoffense or degree of dangerousness, as he or she is in the best position to provide such evidence.
Noe No. 5340
,
supra
at ----,
Termination, like reclassification, is not "a mere continuation of the original classification" proceedings, designed to verify the board's initial determination.
By including a decade-long waiting period for initial termination requests, the Legislature recognized that an offender may no longer pose a danger to others after the passage of such a significant period of time. See G. L. c. 6, § 178G. See also 803 Code Mass. Regs. § 1.33(29), (30), (31) (2016) (recognizing that likelihood of recidivism and dangerousness decreases with additional offense-free time in community, advanced age, and debilitating illness). This ten-year waiting period is significantly longer than the three-year reclassification waiting period that we concluded amounted to a "significant passage of time and thus a meaningful waiting period" in
Noe No. 5340
, 480 Mass. at ----,
Given that passage of time, the production of new evidence by the sex offender, and the difficulty of assessing an offender's degree of dangerousness, there is a risk of erroneous classification. See
Noe No. 5340
, 480 Mass. at ----,
Offenders do have a burden of production to show a change in circumstances indicating that they do not pose a risk to reoffend or a danger to the public. See 803 Code Mass. Regs. § 1.30(1). Placing the burden of proof on the board and the burden of production on the offender seeking termination further minimizes the risk of error. See
Noe No. 5340
, 480 Mass. at ----,
iii.
Government interests
. The State has a public safety interest in protecting "children and other vulnerable people from recidivistic sex offenders."
Doe No. 380316
,
In
Noe No. 5340
, 480 Mass. at ----,
iv.
Balancing
. Balancing the factors specified above, we conclude that the significant private interests at stake, the need to avoid erroneous classification, and the government's own overarching interest in accurate classification require that the burden of proof remain with the board in termination hearings. In balancing these factors in
Doe No. 380316
,
An individual's ongoing duty to register as a sex offender implicates significant liberty and privacy interests for as long as the individual is required to register as a sex offender. Applying a clear and convincing evidence standard, with the burden on the board, throughout the classification, reclassification, and termination process provides "greater certainty that the burdens placed on [the offender] ... are warranted," by providing greater protection against erroneous classification.
Doe No. 380316
,
Accordingly, we conclude that G. L. c. 6, § 178G, unconstitutionally places the burden of proof in termination hearings on the sex offender. Procedural due process requires that the burden of proof remain with the board to demonstrate the continued appropriateness of the offender's duty to register, by clear and convincing evidence. See
Noe No. 5340
, 480 Mass. at ----,
For the reasons discussed above, and for the reasons stated in our decision in
Noe No. 5340
, 480 Mass. at ----,
b.
Motion to dismiss
. In addition to the reported question, the single justice also reported this case to the full court on the motion to dismiss. "Factual allegations are sufficient to survive a motion to dismiss if they plausibly suggest that the plaintiff is entitled to relief."
A.L. Prime Energy Consultant, Inc
. v.
Massachusetts Bay Transp. Auth
.,
i.
Subject matter jurisdiction
. Although the parties disagree over the grounds on which this court has subject matter jurisdiction, there is no question that this case is properly before us. Pursuant to G. L. c. 231A, § 1, this court "may on appropriate proceedings make binding declarations of right, duty, status and other legal relations sought thereby." See generally
Moe
v.
Sex Offender Registry Bd
.,
*958 ii. Failure to state a claim . Under the sex offender registry law, reclassification hearings must be conducted "in a reasonable time." G. L. c. 6, § 178L (3). The board's regulations further require that sex offenders must be provided with notification of the board's reclassification or termination decision "as soon as practicable." See 803 Code Mass. Regs. §§ 1.30(8)(a), 1.31(7)(a). General Laws c. 6, § 178K (3), also creates a specific prioritization scheme for conducting initial classifications that the board must follow. 4
Subsequent to our decision in
Doe No. 380316
,
On appeal, the board argues that the plaintiffs' claims for equitable relief must be dismissed because the board was lawfully acting within its own discretion in prioritizing initial classification hearings and awaiting the outcome of Noe No. 5340 before resuming reclassification or termination hearings.
We recognize the practical constraints placed on the board by our decision in Doe No. 380316 , as well as the board's interest in awaiting the outcome of Noe No. 5340 before reinitiating reclassification and termination hearings, which may otherwise *959 have to be remanded to the board to apply a different quantum or burden of proof. Further, we recognize the board's statutory mandate to prioritize particular hearings under G. L. c. 6, § 178K (3). However, Noe No. 5340 has now been decided and the board properly conceded at oral arguments that it has worked through the backlog generated by Doe No. 380316 , with only a "handful" of those cases left. Thus, the reasons cited by the board for failing to conduct offender-initiated reclassification and termination hearings no longer exist. More importantly, a significant backlog of such hearings has been created with lengthy delays for individual offenders, some of whom have waited over four years for a hearing. Given this backlog, and the lengthy delays for individual offenders, we conclude that the motion to dismiss is properly denied.
We do not consider the "reasonable time" standard to be a rigid one; rather, it requires a "fair consideration of the total circumstances of the case."
School Comm. of Boston
v.
Board of Educ
.,
3. Conclusion . The motion to dismiss the plaintiffs' claims is denied. The case is remanded to the single justice for further proceedings consistent with this opinion, as appropriate.
So ordered .
We acknowledge the amicus brief submitted by the Committee for Public Counsel Services in support of the plaintiffs.
While the amended complaint focuses largely on declaratory and injunctive relief, the plaintiffs continue to argue for relief under G. L. c. 211, § 3, as well as for mandamus under G. L. c. 249, § 5, both in their opposition to the board's motion to dismiss and in their brief to the full court. The board argues on appeal that the plaintiffs are foreclosed from seeking relief under G. L. c. 211, § 3, or G. L. c. 249, § 5. We agree. Our superintendence authority under G. L. c. 211, § 3, "is to be used sparingly, and 'should be exercised only in exceptional circumstances and where necessary to protect substantive rights in the absence of an alternative, effective remedy.' "
MacDougall
v.
Commonwealth
,
General Laws c. 6, § 178K (3), provides in relevant part:
"The sex offender registry board shall make a determination regarding the level of risk of reoffense and the degree of dangerousness posed to the public of each sex offender listed in said sex offender registry and shall give immediate priority to those offenders who have been convicted of a sex offense involving a child or convicted or adjudicated as a delinquent juvenile or as a youthful offender by reason of a sexually violent offense or of a sex offense of indecent assault and battery upon a mentally retarded person pursuant to [G. L. c. 265, § 13F ], and who have not been sentenced to incarceration for at least [ninety] days, followed, in order of priority, by those sex offenders who (1) have been released from incarceration within the past [twelve] months, (2) are currently on parole or probation supervision, and (3) are scheduled to be released from incarceration within six months."
Downward reclassification hearings constituted 12.8 per cent of the total number of hearings conducted by the board in 2014; 23.7 per cent of the hearings conducted in 2015; and 1.8 per cent of the hearings conducted in 2016.
Reference
- Full Case Name
- John DOE, Sex Offender Registry Board No. 76819 & Others v. SEX OFFENDER REGISTRY BOARD.
- Cited By
- 7 cases
- Status
- Published