Commonwealth v. Rosado
Commonwealth v. Rosado
Opinion
*654
**540
The issue on appeal concerns the scope of the doctrine of forfeiture by wrongdoing. In
Commonwealth
v.
Edwards
,
Specifically, as to the first element, a witness who has been served with out-of-State process and ordered to appear at a trial in Massachusetts is not unavailable simply because the witness has informed the prosecutor that he or she does not want to testify. As to the second element, the defendant was not involved in, or responsible for, procuring the unavailability of the witness where the defendant attempted, albeit unsuccessfully, to intimidate the witness from testifying against a friend of the defendant in a murder case, but did nothing to cause her to be unavailable in the witness intimidation case against himself. As to the third element, the defendant's intent to intimidate the witness to make her unavailable to testify against his friend in the earlier murder case, even if proved by a preponderance of the evidence, does not suffice to prove that the defendant acted with the intent to procure the witness's unavailability as a potential witness against the defendant regarding his acts of intimidation. Consequently, we affirm the motion judge's denial of the Commonwealth's motion in limine to admit in evidence the grand jury testimony of the witness and her transcribed interview with State police troopers.
1. Background . The following facts were either stipulated to by the parties or are undisputed.
The defendant, Joshua Rosado, is the former boy friend of the witness, Shakira Ortiz, and the father of her young daughter. On December 3, 2015, a Hampden County grand jury indicted Jean C. Mercado for murder and other crimes. Ortiz was a key witness for the prosecution in that case, and the defendant was a friend of Mercado.
On February 7, 2017, the day before Mercado's trial began, Ortiz was interviewed by two State police troopers regarding communications she had received from the defendant. Ortiz stated that a friend had privately sent her messages on Facebook, a social networking Web site, regarding certain public messages that the defendant had "posted" on Facebook about Ortiz. One posted message stated: "My baby mom is out here on the bracelet jumping from house to house with my daughter. And she's a rat at that. Like how you snitching on me, gonna shake my head. Can't trust nobody. Fact, had this trifling bitch around for so many years and I didn't know she was an undercover rat." A **542 second posted message stated: "I'll give someone 200 to beat the fuck out of my baby mom when y'all see her or I'll bring her to -- or I'll bring you to her right now." The defendant urged her not to testify against Mercado, and told her that she should lie to the police so that she would not have to testify. Ortiz stated that she had telephoned the defendant after she learned of these Facebook messages, and that he responded by threatening to hit her every time he saw her. She said that *655 these Facebook messages made her "[e]mbarassed" and "[s]cared," and that she was afraid to walk around Springfield and run the risk of encountering the defendant. Ortiz did testify at Mercado's trial, but the jury found Mercado not guilty on all charges.
On April 20, 2017, a Hampden County grand jury indicted the defendant on one count of intimidation of a witness (Ortiz), in violation of G. L. c. 268, § 13B. On November 13, 2017, the Commonwealth moved in limine to admit in evidence Ortiz's recorded interview with the State police troopers and her grand jury testimony under the doctrine of forfeiture by wrongdoing, in lieu of Ortiz's testimony at the defendant's trial.
The prosecutor attested that Ortiz now resides outside Massachusetts and had been subpoenaed and ordered to appear in court, pursuant to G. L. c. 233, § 13B, for the defendant's trial on November 14, 2017. 1 However, on October 31, 2017, Ortiz told the prosecutor during a telephone call that she was not going to testify at trial because she was fearful for the safety of herself and her daughter. Ortiz had informed a number of individuals, including the prosecutor, that the defendant had not "bothered" her since he was arrested on the witness intimidation charge, and that she was no longer afraid of the defendant. But Ortiz believed that the Facebook messages that the defendant had posted created a safety risk for her from known and unknown individuals, and that she feared retribution from Mercado and his associates if she returned to Springfield. At the motion hearing, the prosecutor informed the judge that he "was under the impression" that Ortiz, if forced to return to Springfield to testify, would refuse to testify and risk being held in contempt.
**543 On November 28, 2017, the motion judge issued a written memorandum of decision denying the Commonwealth's motion in limine. The judge, citing Edwards , noted that, "[h]ere, the Commonwealth must prove by a preponderance of the evidence that[,] through the defendant's intimidation of the witness to prevent her from testifying in a prior case against one of his associates, he also had the intent of procuring her unavailability in the present proceeding against him for those same acts of intimidation." The judge concluded that the Commonwealth had not met that burden, declaring that "[t]he Commonwealth has not presented evidence that the defendant intended to intimidate the witness in order to prevent her from testifying against him in the future for that same intimidation, or for any other future charges against him."
The Commonwealth petitioned for relief under G. L. c. 211, § 3, from the judge's order denying the Commonwealth's motion in limine. The single justice reserved and reported the matter to the full court. 2
*656
2.
Discussion
. The doctrine of forfeiture by wrongdoing balances a criminal defendant's rights under the Sixth Amendment to the United States Constitution and art. 12 of the Massachusetts Declaration of Rights to confront the witnesses against him or her, see
Commonwealth
v.
Greineder
,
**544
In 1878, the United States Supreme Court established the doctrine of forfeiture by wrongdoing, declaring, "The Constitution gives the accused the right to a trial at which he should be confronted with the witnesses against him; but if a witness is absent by his own wrongful procurement, he cannot complain if competent evidence is admitted to supply the place of that which he has kept away."
Reynolds
,
In 2005, we adopted the doctrine of forfeiture by wrongdoing and concluded that a defendant, by his or her wrongdoing, may also forfeit his or her right under art. 12 and our common-law rules of evidence to object to the admission of hearsay evidence. See
Edwards
,
"A defendant's involvement in procuring a witness's unavailability need not consist of a criminal act" -- the "wrongdoing" in the doctrine of forfeiture by wrongdoing is simply the intentional act of making the witness unavailable to testify or helping the witness to become unavailable. See
Edwards
,
A defendant does not forfeit his or her right to object to the admission of evidence on confrontation or hearsay grounds simply by causing a witness's unavailability; the defendant must also intend to prevent the witness from testifying against him or her. See
Giles
v.
California
,
*658
Here, the Commonwealth claims that the defendant's intent to
**546
prevent Ortiz from testifying in the murder trial against Mercado should suffice as the intent needed to invoke the doctrine of forfeiture by wrongdoing at the witness intimidation trial against the defendant. We decline to adopt such an expansion of the doctrine. A defendant forfeits his right to object to otherwise inadmissible hearsay solely as a result of his own wrongdoing in seeking to prevent a witness from testifying
against him
, not against a third party in another proceeding. See, e.g.,
Giles
,
The equitable principle at the heart of the doctrine of forfeiture by wrongdoing is that a defendant should not be able to benefit from the unavailability of a witness at his own trial where the defendant caused the witness to be unavailable. A defendant's attempt to make the witness unavailable at another trial that did not involve the defendant does not warrant forfeiting the fundamental "bedrock procedural guarantee" of an accused to be confronted with the witnesses against him, see
Crawford
,
The court in Gray , however, made clear that the Federal rule would apply only when "the defendant's wrongdoing was intended to, and did, render the declarant unavailable as a witness against the defendant " (emphasis added). Id . at 241. Indeed, the court specifically declared, "We emphasize that the intent requirement in Rule 804(b)(6) continues to limit application of the forfeiture-by-wrongdoing exception to those cases in which the defendant intended, at least in part, to render the declarant unavailable as a witness against him " (emphasis added). Id . at 242 n.9. Because there is no evidence in this case that the defendant intended to make Ortiz unavailable as a witness against him, we need not reach the issue whether our common-law doctrine of forfeiture by wrongdoing would apply where a defendant renders a declarant unavailable as a witness in "any proceeding" against that defendant. See id . at 242.
We therefore conclude that the judge did not err in ruling that the doctrine of forfeiture by wrongdoing did not apply in this case because the Commonwealth failed to prove by a preponderance of the evidence that the defendant intended to make Ortiz unavailable as a witness against him. Having found that the Commonwealth failed to prove the third element of forfeiture by wrongdoing required under
*660
Edwards
,
Forfeiture by wrongdoing requires the Commonwealth to demonstrate that the witness is unavailable. See
Edwards
,
Even if Ortiz were an unavailable witness, the Commonwealth failed to meet its burden of proving that the defendant was involved in, or responsible for, procuring her unavailability. See
**550
Edwards
,
3. Conclusion . For the foregoing reasons, we affirm the judge's order denying the Commonwealth's motion in limine to admit Ortiz's out-of-court statements in evidence, pursuant to the doctrine of forfeiture by wrongdoing.
So ordered .
The Commonwealth filed an impounded motion, pursuant to G. L. c. 233, § 13B, of the Uniform Law to Secure the Attendance of Witnesses from Without a State in Criminal Proceedings to secure the attendance of Shakira Ortiz. Following a hearing in a court in the State where Ortiz currently resides, Ortiz was ordered by that court to appear in Massachusetts for the defendant's trial, despite her testimony that she was afraid to return to Massachusetts.
The defendant contends that the Commonwealth has failed to establish exceptional circumstances sufficient to justify the extraordinary relief available under G. L. c. 211, § 3. "We bypass the issue, however, because where a single justice reserves decision and reports a case to the full court, we grant full appellate review of the matters reported."
Charbonneau
v.
Presiding Justice of the Holyoke Div. of the Dist. Court Dep't
,
In 2010, we added a fourth element for the admission of otherwise inadmissible hearsay -- the hearsay must be reliable. See
Commonwealth
v.
Szerlong
,
The Supreme Court noted, in a plurality opinion, that "[t]he manner in which the [forfeiture by wrongdoing doctrine] was [historically] applied makes plain that unconfronted testimony would
not
be admitted without a showing that the defendant intended to prevent a witness from testifying. In cases where the evidence suggested that the defendant had caused a person to be absent, but had not done so to prevent the person from testifying -- as in the typical murder case involving accusatorial statements by the victim -- the testimony was excluded unless it was confronted or fell within the dying-declarations exception. Prosecutors do not appear to have even
argued
that the judge could admit the unconfronted statements because the defendant committed the murder for which he was on trial." (Emphasis in original.)
Giles
v.
California
,
A plurality of the Court in
Giles
further noted that "[a]cts of domestic violence often are intended to dissuade a victim from resorting to outside help, and include conduct designed to prevent testimony to police officers or cooperation in criminal prosecutions."
Giles
,
We need not decide in this case whether our doctrine of forfeiture by wrongdoing may be invoked where a defendant causes a witness to be unavailable through murder or intimidation during a pending criminal investigation of the defendant, where the defendant intends to prevent the witness from testifying, and where it was "reasonably foreseeable that the investigation [would] culminate in the bringing of charges" against the defendant. See
United States
v.
Burgos-Montes
,
Rule 804(b)(6) of the Federal Rules of Evidence provides that "[a] statement offered against a party" is not excluded by the rule against hearsay where the party "wrongfully caused -- or acquiesced in wrongfully causing -- the declarant's unavailability as a witness, and did so intending that result."
A declarant is also considered unavailable as a witness where the declarant "cannot be present or testify at the trial or hearing because of death or a then-existing infirmity, physical illness, or mental illness." Mass. G. Evid. § 804(a)(4).
Under Fed. R. Evid. 804(a)(2), "[a] declarant is considered to be unavailable as a witness if the declarant ... refuses to testify about the subject matter despite a court order to do so."
Reference
- Full Case Name
- COMMONWEALTH v. Joshua ROSADO.
- Cited By
- 2 cases
- Status
- Published