In re E.C.
In re E.C.
Opinion of the Court
**113In this appeal, we consider whether the dismissal of the criminal charge pending against the respondent, E.C., required his release from commitment to Bridgewater State Hospital (Bridgewater), where the charge was dismissed after the period of commitment had expired, and a petition to extend the commitment had yet to be decided.
E.C. was charged in the Boston Municipal Court Department with malicious destruction of property. Following a hearing pursuant to G. L. c. 123, § 16 (b ), a judge of that court found E.C. not **114competent to stand trial and ordered him committed to Bridgewater for a period of six months. After that period had expired, Bridgewater filed a petition in the District Court Department to extend the commitment for an additional period of one year, pursuant to G. L. c. 123, § 16 (c ). While the petition for an extension was pending, the criminal charge against E.C. was dismissed. Bridgewater moved to file an amended petition to modify its pending G. L. c. 123, § 16 (c ), petition to a petition for civil commitment pursuant to G. L. c. 123, §§ 7 and 8. E.C. opposed the motion and argued that Bridgewater was required to release him because the criminal charge had been dismissed. A District Court judge concluded that Bridgewater had no authority to hold E.C. pursuant to G. L. c. 123, § 16 (c ), after the criminal charge had been dismissed and his original commitment had expired; denied Bridgewater's petition to amend; and ordered E.C. discharged.
We conclude that the dismissal of criminal charges does not require the immediate release from commitment of an incompetent defendant, and that Bridgewater retained the statutory authority to hold E.C. while the G. L. c. 123, § 16 (c ), petition was pending. See G. L. c. 123, § 6.
**1151. Background. The following facts are not disputed. In May, 2012, E.C. was arraigned in the Boston Municipal Court on one count of malicious destruction of property over $250.00. In July, 2012, a psychologist testified that E.C. was not competent to stand trial. A Boston Municipal Court judge ordered E.C. transferred to Bridgewater for further evaluation of his competency, pursuant to G. L. c. 123, § 15 (b ). In August, 2012, Bridgewater reported that E.C. was not competent to stand trial; the Commonwealth stipulated to his incompetency. The judge ordered E.C. returned to Bridgewater for a thirty-five day hospitalization, pursuant to G. L. c. 123, § 16 (a ). Bridgewater then petitioned the court to commit E.C. for a period of six months, pursuant to G. L. c. 123, § 16 (b ). The petition was allowed, and E.C.'s commitment to Bridgewater was authorized until March, 2013.
Shortly prior to the expiration of the six-month commitment period, Bridgewater filed a petition in the Brockton Division of the District Court Department to extend E.C.'s involuntary commitment for a period of one year, under G. L. c. 123, § 16 (c ).
One week later, the scheduled hearing was held in the District Court on Bridgewater's petition pursuant to G. L. c. 123, § 16 (c ), to continue the commitment. A judge of that court allowed E.C.'s motion for funds for an independent medical examiner *728and continued the hearing for approximately three weeks. The day after the hearing, immediately after learning that E.C.'s criminal charge had been dismissed, Bridgewater filed a motion to amend the petition for an extension of commitment from a G. L. c. 123, § 16 (c ), petition to a petition for civil commitment under **116G. L. c. 123, §§ 7 and 8.
Bridgewater filed a motion for reconsideration of the denial of its motion to amend; the motion was denied in March, 2013. The Appellate Division of the District Court affirmed that decision in November, 2014. In August, 2016, the Appeals Court reversed the decision of the Appellate Division. We allowed E.C.'s petition for further appellate review.
2. Discussion. a. Statutory background. When a criminal defendant is suspected of being incompetent to stand trial, a court may order the defendant to be evaluated by a court-appointed medical professional for an initial determination of competency. See G. L. c. 123, § 15 (a ). If the initial determination is that the defendant appears to be incompetent and further examination is necessary, a judge may order the defendant committed to a mental **117health facility
During the period of observation, or within sixty days of a determination that a defendant is not competent to stand trial, the district attorney or the medical director of Bridgewater may petition for the individual to be committed to Bridgewater for an initial treatment period of six months. See G. L. c. 123, § 16 (b ). The petition will be granted if the judge finds that the standard for involuntary civil commitment under G. L. c. 123, § 8 (b ), has been met: "(1) such person is mentally ill; (2) such person is not a proper subject for *729commitment to any facility of the department; and (3) the failure to retain such person in strict custody would create a likelihood of serious harm." If the criminal charges are dismissed after commitment, an untried defendant may continue to be held under G. L. c. 123, § 16 (b ).
At the end of the six-month period, the medical director of Bridgewater may file a petition under G. L. c. 123, § 16 (c ), seeking to have the individual committed for an additional period of one year under the procedures of G. L. c. 123, § 7 ; as with the petition for an initial treatment period, the petition for this additional period may be allowed where there is a finding under G. L. c. 123, § 8 (b ), that "(1) such person is mentally ill; (2) such person is not a proper subject for commitment to any facility of the department; and (3) the failure to retain such person in strict custody would create a likelihood of serious harm."
b. Analysis. E.C. argues that, upon dismissal of the criminal charges, a petition for an extension of commitment under G. L. c. 123, § 16 (c ), must be dismissed immediately, because the predicate for holding a former defendant-to determine if the defendant may be returned to competency and stand trial-has evaporated. Bridgewater contends that the over-all statutory scheme of G. L. c. 123 supports a conclusion that the authority to hold an untried former defendant, who has been found incompetent, does not evaporate when criminal charges are dismissed, and that it should have been allowed to amend its G. L. c. 123, § 16 (c ), petition to a petition for commitment under G. L. c. 123, §§ 7 and 8.
**118"Our primary duty in interpreting a statute is 'to effectuate the intent of the Legislature in enacting it.' " Sheehan v. Weaver,
We begin with the statutory language. "Ordinarily, where the language of a statute is plain and unambiguous, it is conclusive as to legislative intent." Malloch v. Hanover,
To determine the Legislature's intent with respect to the specific provisions of G. L. c. 123, 16 (c ), we consider more generally the legislative history of G. L. c. 123, which was enacted to protect individuals with mental illness. "Prior to [c. 123's] enactment, it was not uncommon for incompetent defendants charged with minor crimes to be confined in maximum security facilities, such as Bridgewater ... , for anywhere from a decade to a lifetime." Foss v. Commonwealth,
An individual who is committed to Bridgewater as an incompetent defendant is guaranteed regular review of his status, "with the presumption favoring competence."
We turn, first, to the denial of Bridgewater's motion to amend its petition for an extension of commitment, filed under G. L. c. 123, § 16 (c ), to a petition for civil commitment under G. L. c. 123, §§ 7 and 8. The judge's decision to deny Bridgewater's motion to amend is reviewed under an abuse of discretion standard. See Castellucci v. United States Fid. & Guar. Co.,
We conclude that, here, the judge abused her discretion in declining to allow Bridgewater to amend its petition for an extension of commitment to a petition under G. L. c. 123, §§ 7 and 8, a motion that Bridgewater filed immediately upon learning **120that E.C.'s criminal charge had been dismissed.
Once Bridgewater had filed its petition for an extension of commitment under G. L. c. 123, § 16 (c ), Bridgewater had the statutory authority to hold E.C. under G. L. c. 123, § 6, which provides: "No person shall be retained at a facility or at [Bridgewater] ... except under a court order or except during the pendency of a petition for commitment..." (emphasis supplied). In light of the entirety of the statutory scheme for commitment of untried defendants, we conclude that the dismissal of criminal charges does not require immediate release from commitment under G. L. c. 123, § 16 (c ). Therefore, Bridgewater retained authority to hold E.C. under G. L. c. 123, § 6, while its G. L. c. 123, § 16 (c ), petition was pending.
General Laws c. 123, § 7 (b ), grants the medical director of Bridgewater the authority to "petition the [D]istrict [C]ourt ... for the commitment to [Bridgewater] of any male patient at said ... hospital when it is determined that the failure to hospitalize in strict security would create a likelihood of serious harm by reason of mental illness." Therefore, following the dismissal of the criminal charge against him, Bridgewater had the authority to hold E.C. under G. L. c. 123, § 6, while the G. L. c. 123, § 16 (c ), petition was pending. The medical director's authority to petition for E.C.'s commitment under G. L. c. 123, § 7, remained intact following the dismissal of the criminal charge.
Another provision of G. L. c. 123, § 16, supports our reading that Bridgewater had authority to hold E.C. pending a hearing on its petition under G. L. c. 123, §§ 7 and 8. General Laws c. 123, § 16 (f ), requires that criminal charges against a committed person who is incompetent to stand trial be dismissed after the date when a competent defendant would have been eligible for parole;
**121it does not state, however, that the person immediately must be released from commitment. Similarly, G. L. c. 123, § 16 (e ), envisions continuing commitment at a facility following the dismissal of criminal charges. See
This continuing authority of Bridgewater to hold E.C. briefly pending a hearing on its motion to amend did not, as E.C. contends, constitute a violation of due process. Significantly, the procedures that Bridgewater would be required to follow in pursuing a petition under G. L. c. 123, § 16 (c ), to extend an incompetent defendant's commitment are the same as those that must be followed in pursuing a petition under G. L. c. 123, §§ 7 and 8. Due process and the statutory provisions would require Bridgewater to provide an incompetent individual with notice and a hearing on a G. L. c. 123, § 16 (c ), petition, just as it would for a petition under G. L. c. 123, §§ 7 and 8, and all of the same rights, such as the rights to an attorney, to cross-examine witnesses, and to introduce evidence, *732are applicable at each of those hearings. Cf. Coffin v. Superintendent, Mass. Treatment Ctr.,
E.C. is correct that, in contrast to a petition for an extension of commitment under G. L. c. 123, § 16 (c ), incompetency to stand trial would no longer be an issue, or a necessary preliminary finding, in a petition pursuant to G. L. c. 123, §§ 7 and 8. While the statutory protections of G. L. c. 123, § 16 (c ), are not applicable where no criminal charges are pending, an individual's due process rights also are protected at a hearing under G. L. c. 123, §§ 7 and 8. The Commonwealth is required to prove, beyond a reasonable doubt, that (1) the individual has a mental disorder that grossly impairs the individual's "ability to meet the ordinary demands of life"; (2) failure to retain the individual in strict security at Bridgewater would create a likelihood of serious harm to the person or others; and (3) no less restrictive alternative than confinement at Bridgewater would be sufficient to protect the individual and others. Commonwealth v. Nassar,
**122None of the due process protections that G. L. c. 123 was adopted to protect is offended by Bridgewater's authority to pursue a petition for commitment under G. L. c. 123, §§ 7 and 8, of an individual who formerly had been committed under G. L. c. 123, §§ 15 and 16. Here, E.C. was committed properly under G. L. c. 123, §§ 15 and 16 (a ), his hospitalization was extended properly under G. L. c. 123, § 16 (b ), and he was held appropriately under G. L. c. 123, § 6 (a ), after the criminal charge had been dismissed. He could not have been held indefinitely; G. L. c. 123, § 7 (c ), requires a hearing to be conducted within fourteen days of a petition being filed,
E.C.'s argument that the dismissal of the criminal charge terminated Bridgewater's authority to hold him under G. L. c. 123, § 16, is unavailing. Because G. L. c. 123, § 16 (c ), does not address the procedure to follow if criminal charges are dismissed while a petition for recommitment is pending, we look to other provisions in the statute for guidance. See Phillips v. Pembroke Real Estate, Inc.,
Given this, E.C.'s suggestion that immediate release from commitment is mandated if criminal charges are dismissed during the pendency of a G. L. c. 123, § 16 (c ), petition would be inconsistent with the Legislature's stated understanding, as evidenced *733in G. L. c. 123, § 16 (b ), that untried criminal defendants whose charges are dismissed may require further treatment because they present a danger to the community. Moreover, E.C.'s proposed reading of the statute would create an absurd and inconsistent **123result; reading the statute under his view, if charges against a defendant are dismissed while the defendant is committed on a G. L. c. 123, § 16 (b ), petition, Bridgewater could petition for an extended commitment under G. L. c. 123, §§ 7 and 8, while, if the charges were dismissed during a commitment pursuant to a G. L. c. 123, § 16 (c ), petition, a defendant would have to be released immediately. Nothing in the structure or purposes of G. L. c. 123, § 16 (b ) and (c ), supports this conclusion; to the contrary, both provisions allow for commitment of incompetent defendants, under specific circumstances.
Allowing amendment of a pending G. L. c. 123, § 16 (c ), petition to a petition under G. L. c. 123, §§ 7 and 8, does not offend an individual's fundamental right to due process. Where a petition under G. L. c. 123, § 16 (c ), is pending, that individual necessarily has been found incompetent to stand trial at a proceeding under G. L. c. 123, § 16 (a ), where due process protections were provided.
3. Conclusion. The judgment of the District Court judge is reversed, and the matter is remanded for entry of an order consistent with this opinion.
So ordered.
Although the issues in this case are moot as to E.C., who was released before this case was argued, we consider the matter because the case involves an important question of statutory interpretation and is "capable of repetition, yet evading review." See Guardianship of Doe,
"No person shall be retained at a facility or at the Bridgewater [S]tate [H]ospital except under the provisions of [G. L. c. 123, §§ 10 (a ), 12 (a ), (b ), and (c ), 13, 16 (e ), and 35,] or except under a court order or except during the pendency of a petition for commitment or to the pendency of a request under section fourteen. A court order of commitment to a facility or to the Bridgewater [S]tate [H]ospital shall be valid for the period stipulated in this chapter or, if no such period is so stipulated, for one year. A petition for the commitment of a person may not be issued except as authorized under the provisions of this chapter." G. L. c. 123, § 6 (a ).
The Brockton Division of the District Court Department is designated to hear all civil commitment proceedings involving a commitment to Bridgewater State Hospital (Bridgewater). See G. L. c. 123, § 5 ; G. L. c. 218, § 43. See also G. L. c. 123, §§ 8 (f ), 13.
Bridgewater also filed a new petition for commitment under G. L. c. 123, §§ 7 and 8, but withdrew that petition after its motion for amendment was denied.
"After the expiration of a commitment under paragraph (b ) of this section, a person may be committed for additional one year periods under the provisions of [§§ 7 and 8 ] of this chapter, but no untried defendant shall be so committed unless in addition to the findings required by [§§ 7 and 8 ] the court also finds said defendant is incompetent to stand trial. If the person is not found incompetent, the court shall notify the court with jurisdiction of the criminal charges, which court shall thereupon order the defendant returned to its custody for the resumption of criminal proceedings. All subsequent proceedings for the further commitment of a person committed under this section shall be in the court which has jurisdiction of the facility or hospital." G. L. c. 123, § 16 (c ).
General Laws c. 123, § 1, defines "[f]acility," for purposes of G. L. c. 123, §§ 2 to 37, as "a public or private facility for the care and treatment of mentally ill persons, except for the Bridgewater State Hospital".
Had Bridgewater delayed in filing its motion to amend, due process might require a different result; we leave that question for another day, when the situation is before us.
We note that both G. L. c. 123, § 16, and G. L. c. 123, § 7, impose strict limits on the time during which a petition may be pending before a hearing must be conducted, and any violation of those limits would risk running afoul of due process protections. Here, Bridgewater timely filed its motion to amend within one day of receiving notice of dismissal of the charge. Any delay in filing a motion to amend, regardless whether due to a delay of "notification" of the dismissal, would risk due process violations; Bridgewater, as custodian of an incompetent individual, bears the burden of prompt filing of a motion to amend a G. L. c. 123, § 16 (c ), petition, or a motion for civil commitment.
Reference
- Full Case Name
- In the MATTER OF E.C.
- Cited By
- 21 cases
- Status
- Published