Roch v. Mollica
Roch v. Mollica
Opinion
The plaintiff, Caroline Roch, a New Jersey resident, sued defendants David and Donna Mollica, New Hampshire residents, in Superior Court for negligence. The claim arose out of an incident in Florida. A deputy sheriff served both defendants with in-hand process in Worcester. The defendants moved to dismiss for lack of personal jurisdiction pursuant to Mass. R. Civ. P. 12 (b) (2),
Background
. "When a defendant moves to dismiss for lack of personal jurisdiction, the plaintiff bears the burden of adducing facts on which jurisdiction may be found.... In considering a motion to dismiss for lack of personal jurisdiction, we accept as true the essential uncontroverted facts that were before the judge" (citation, alteration, and quotations omitted).
SCVNGR, Inc
. v.
Punchh, Inc
.,
The uncontested facts are as follows. 5 The plaintiff was a freshman member of the Worcester Polytechnic Institute softball team. The defendants are the parents of the team's head coach. During a spring training trip to Florida, the team and coaches visited with the defendants at a house the defendants had rented. The house had a swimming pool. As part of an initiation ritual, without warning, upperclassmen members of the team pushed the freshman members into the pool. The plaintiff hit and injured her shoulder on the edge of the pool. According to the complaint, the defendants "negligently allowed a dangerous act of initiation or hazing to be imposed upon" the plaintiff and "negligently failed to obtain or seek immediate medical attention and/or medical advice for" her. The defendants were served with process while attending a softball game at Worcester State College in Worcester.
The judge held a nonevidentiary hearing on the defendants' motion to dismiss. At the hearing, plaintiff's counsel contended that the Superior Court had personal jurisdiction over the defendants because the defendants were served in Massachusetts. The judge responded that service of process is conceptually distinct from personal jurisdiction, and suggested that personal jurisdiction was improper here because the plaintiff's case had no connection to Massachusetts. The judge allowed the defendants' motion to dismiss in a summary order, reasoning, "Personal service on the Defendants does not confer jurisdiction on the court."
Discussion
. Massachusetts courts have personal jurisdiction over any person "domiciled in" the Commonwealth, G. L. c. 223A, § 2, and, in certain circumstances, over nonresidents. The plaintiff argues that under the common-law rule of transient jurisdiction, a nonresident defendant's mere presence in the forum State when served with process confers personal jurisdiction over the defendant.
6
See
Burnham
v.
Superior Court of Cal
.,
However, we also have stated that, "[f]or a nonresident to be subject to personal jurisdiction in Massachusetts, there must be a statute authorizing jurisdiction and the exercise of jurisdiction must be 'consistent with basic due process requirements mandated by the United States Constitution.' "
Bulldog Investors Gen. Partnership
v.
Secretary of the Commonwealth
,
Caplan
v.
Donovan
,
The Appeals Court has implicitly addressed the tension between common-law transient jurisdiction, on the one hand, and the requirement that personal jurisdiction be conferred by statute, on the other, by stating that the long-arm statute does not apply when there is in-State service of process. See
Schinkel
v.
Maxi-Holding, Inc
.,
1.
Legislative intent
. We first consider whether the numerous statutes that address personal jurisdiction have supplanted the common-law rule of transient jurisdiction and conclude that they have not. "[W]e should not interpret a statute 'as effecting a material change in or a repeal of the common law unless the intent to do so is clearly expressed.' "
Brear
v.
Fagan
,
2.
The common-law rule
. We also decline to repeal our common-law rule as it applies to defendants who are intentionally, knowingly, and voluntarily in the Commonwealth. See
Burnham
,
"[T]he mere longevity of the rule does not by itself provide cause for us to stay our hand if to perpetuate the rule would be to perpetuate inequity. When the rationales which gave meaning and
coherence to a judicially created rule are no longer vital, and the rule itself is not consonant with the needs of contemporary society, a court not only has the authority but also the duty to reexamine its precedents rather than to apply by rote an antiquated formula."
Lewis
v.
Lewis
,
In addition, we are unwilling to repeal the common-law rule because, where personal jurisdiction is based solely on a defendant having been served with process while intentionally, knowingly, and voluntarily in the Commonwealth, a judge still has discretion to protect a defendant by dismissing the case under the doctrine of forum non conveniens, thereby allowing a case to be tried elsewhere. See
Oxford Global Resources, LLC
v.
Hernandez
,
Pulte Computer Corp.
vs
. Debus, Boston Mun. Ct., App. Div. No. 132666 (Dec. 14, 1990) (considering forum non conveniens after finding personal jurisdiction based on defendant's presence in Massachusetts when served with process). See also
Burnham
,
Furthermore, we are not persuaded by the argument that transient jurisdiction is an outdated vestige of the era in which personal jurisdiction was based solely on State control over people and property within its territory. Under this view, personal jurisdiction is now based on fairness, and transient jurisdiction is not "fair." Here, the defendants argue that "the plaintiff urges the Court to turn back the clock ... and bow to tradition, disregarding contemporary notions of due process requiring that litigation in the forum be foreseeable by the defendant." However, transient jurisdiction is no more onerous than the Massachusetts long-arm statute, the validity of which the defendants here do not question. A nonresident defendant who is subject to the jurisdiction of Massachusetts courts under the long-arm statute will suffer the same hardship as a nonresident defendant who must litigate in Massachusetts after being served with process in the Commonwealth.
Additionally, we adopt Justice Brennan's approach to "the fairness of the prevailing in-state service rule" in the
Burnham
case.
Burnham
,
On balance, the weakness of the arguments in favor of abolishing transient jurisdiction, our general reluctance to modify the common law, the United States Supreme Court's analyses of transient jurisdiction among the States, and the availability of forum non conveniens result in our decision to reaffirm the common-law rule of transient jurisdiction for defendants who are intentionally, knowingly, and voluntarily in the Commonwealth. See
Shiel
,
3.
Due process
. Finally, we address whether exercising personal jurisdiction over the defendants satisfies due process. See
SCVNGR, Inc
.,
Conclusion . Because personal jurisdiction over the defendants comports with both State law and due process, the order of the Superior Court allowing the defendants' motion to dismiss is reversed, and the matter is remanded to the Superior Court for proceedings consistent with this opinion.
So ordered .
Judgment on the defendants' motion to dismiss was entered on August 8, 2017. On August 15, 2017, the plaintiff served on the defendants a motion for reconsideration of defendants' motion to dismiss. On August 28, 2017, the plaintiff filed the motion for reconsideration of the motion to dismiss and a notice of appeal. The motion for reconsideration was decided in September 2017. Because the plaintiff did not file a new notice of appeal after the motion for reconsideration had been decided, she failed to comply with Mass. R. A. P. 4 (a), as amended,
Our holding applies only to individuals. We do not address whether presence in the forum State when served with process confers personal jurisdiction over corporations. Cf.
Daimler AG
v.
Bauman
,
We acknowledge the amicus brief submitted by the Massachusetts Defense Lawyers Association.
We take these facts from the complaint and, to the extent they are favorable to the plaintiff, from the defendants' memorandum in support of their motion to dismiss.
The plaintiff also contends that there is a statutory basis for transient jurisdiction here. We disagree. The Legislature has codified transient jurisdiction in the context of support orders and parentage disputes. See G. L. c. 209D, § 2-201 ( a ) (1). But other statutes that seem to confer jurisdiction over nonresident defendants present in Massachusetts are inapposite, as they pertain to venue or service of process. See G. L. c. 223, § 1 ("If neither party lives in the commonwealth, the action may be brought in any county"); G. L. c. 223, § 2 (district courts "shall have jurisdiction of a transitory action against a defendant who is not an inhabitant of the commonwealth, if personal service or an effectual attachment of property is made within the commonwealth; and such action may be brought in any of said courts in the county where the service or attachment was made"); G. L. c. 227, § 1 ("A personal action shall not be maintained against a person not an inhabitant of the commonwealth unless he or his agent ... has been served with process in the commonwealth ...").
Other statutes conferring personal jurisdiction over nonresident defendants are scattered throughout the General Laws. See, e.g., G. L. c. 104, § 9 (personal jurisdiction over nonresident wholesalers); G. L. c. 110A, § 414 ( h ) (personal jurisdiction over those who violate Uniform Securities Act); G. L. c. 159C, § 12 (personal jurisdiction over nonresidents who violate telemarketing solicitation laws); G. L. c. 201A, § 2 ( b ) (personal jurisdiction over custodians under Uniform Transfers to Minors Act); G. L. c. 203B, § 4 ( c ) (personal jurisdiction over custodial trustees under Uniform Custodial Trust Act); G. L. c. 209D, § 2-201 ( a ) (personal jurisdiction over nonresidents in support order and parentage proceedings).
Our personal jurisdiction cases, which address the due process clause but not the Massachusetts Constitution, indicate that the Massachusetts Constitution provides the same level of protection as the due process clause with regard to personal jurisdiction. See, e.g.,
Exxon Mobil Corp
. v.
Attorney Gen
.,
The Legislature has eliminated expressly transient jurisdiction in the context of modifying support orders. General Laws c. 209D, § 2-201 ( a ) (1), codifies transient jurisdiction with regard to support orders and parentage disputes. However, G. L. c. 209D, § 2-201 ( b ), states that "[t]he bases of personal jurisdiction set forth in subsection ( a ) or in any other law of the commonwealth may not be used to acquire personal jurisdiction ... to modify a child support order of another state unless" other statutory requirements are met. That the Legislature has limited the use of transient jurisdiction with regard to modifying support orders is evidence that it has not eliminated transient jurisdiction as a general matter.
The Legislature did not implicitly repeal common-law transient jurisdiction when it enacted the long-arm statute in 1968. See St. 1968, c. 760. The long-arm statute established a list of ways to exercise personal jurisdiction over nonresident defendants, and presence in Massachusetts was not included on that list. However, statutes conferring personal jurisdiction through implied consent and presence already existed when the Legislature enacted the long-arm statute. See, e.g., G. L. c. 90, § 3B, inserted by St. 1923, c. 431, § 2 (implicitly appointing in-State agent for service of process for any driver involved in an "accident or collision" in Massachusetts); G. L. c. 223, § 38, inserted by St. 1906, c. 269 (discussing service of process on foreign corporations). If the Legislature intended the long-arm statute to be comprehensive, it would have been effectively abolishing these other statutes. But the Appeals Court has held, and we agree, that at least one of these laws continues to provide a basis for personal jurisdiction. See
Campbell
v.
Frontier Fishing & Hunting, Ltd
.,
Justice Scalia's opinion of the Court was joined by two Justices in whole and by Justice White in part. Justice White wrote his own concurring opinion, as did Justice Stevens. Justice Brennan wrote a concurring opinion joined by three other Justices.
The defendants here argue for dismissal on grounds of forum non conveniens. But they did not raise this issue below, and the forum non conveniens inquiry is fact-intensive. See
W.R. Grace & Co
. v.
Hartford Acc. & Indem. Co
.,
Because Justice Stevens did not base his conclusion on any particular doctrinal framework, we do not address his analysis. See
Burnham
,
Although not necessary to our decision, other undisputed connections between the defendants and Massachusetts are apparent from the record. The defendants hosted the softball team of the Worcester Polytechnic Institute (WPI), which is located in Massachusetts, at the defendants' property in Florida, and the alleged tort occurred during the team's visit. The WPI team had traveled to Florida during a "similar" trip in the past, although it is unclear whether they visited the defendants on that earlier trip. The defendants' daughter coached the WPI team at the time of the alleged tort. And the defendants were served with process while attending a softball game at Worcester State College.
Reference
- Full Case Name
- Caroline ROCH v. David J. MOLLICA & Another.
- Cited By
- 18 cases
- Status
- Published