Vasquez v. Commonwealth
Vasquez v. Commonwealth
Opinion
**747 In this appeal we review and apply the legal standards for bail decisions in cases where the defendant has been charged with murder in the first degree and the judge must decide whether the defendant should be admitted to bail, or held without bail to assure the defendant's appearance at future court proceedings. The **748 defendant, 1 Pedro Vasquez, has been in pretrial detention since his arrest on January 5, 2015, for the murder of his girlfriend. Following the defendant's indictment and arraignment for murder in the first degree and related charges, a judge of the Superior Court ordered him to be held without *722 right to bail, and the defendant's four subsequent requests for admission to bail in the Superior Court were all denied. The defendant then challenged the denial of his bail requests in a petition for relief under G. L. c. 211, § 3, which was also denied by a single justice of the county court. In this appeal from the judgment of the single justice, the defendant contends that, under the constitutional and other legal standards applicable to bail decisions, the Commonwealth's anticipated evidence against him was not strong enough to justify his pretrial detention without bail, given his local family ties and lack of past court defaults or "meaningful" prior convictions. We conclude that a defendant charged with murder in the first degree has no right to bail, but may be admitted to bail in the discretion of the judge. The judge's exercise of discretion should not rest solely on a presumption against bail, but should be based on a careful review of the specific details of the case and the defendant's history. The judge should consider the nature and circumstances of the offense and weigh the defendant's risk of flight in light of the strength or weakness of the Commonwealth's case and the potential penalty of a sentence to life in prison. Further appropriate considerations include the defendant's family ties, financial resources, length of residence in the community, character and mental condition, and record of convictions and appearances at court proceedings or of any previous flight to avoid prosecution or any failure to appear at any court proceedings, along with the other factors listed in G. L. c. 276, §§ 57 and 58, insofar as they are relevant. The defendant is entitled to representation by counsel at a hearing 2 and the opportunity to present argument concerning the relevant bail factors.
Pretrial detention without bail is appropriate where the judge concludes, based on a preponderance of the evidence and the relevant factors for bail, that it is necessary to assure the defendant's appearance at future court proceedings. The decision must be accompanied by a statement of findings and reasons, either in writing or orally on the record. Finally, when a bail order comes **749 before a judge for reconsideration, the judge should also consider, among other factors, the length of the defendant's pretrial detention and the equities of the case, including the extent of the prosecution's responsibility for the delay, and the strength of the Commonwealth's case, especially if the character of the evidence has changed.
Applying these standards in the present case, we conclude that the bail judge did not abuse his discretion or commit an error of law in denying the defendant's bail request, and therefore affirm the single justice's judgment denying the defendant's petition.
Background . We summarize the facts based on the record available to the bail judge, reserving certain details for further discussion below. Early in the morning of January 5, 2015, police officers responding to a 911 call discovered the body of a woman slumped over in the passenger seat of a sport utility vehicle (SUV) parked on the side of the road in Springfield. She had suffered a single gunshot wound to the head and was bleeding profusely. Attempts to revive her failed, and she was declared dead at the scene. The victim was later identified as the defendant's girlfriend.
Detectives discovered that a home across the street from the crime scene maintained a video security system. The detectives viewed the videotape footage from this system and found that it included *723 the sequence of events surrounding the shooting. The videotape shows the SUV stopping and parking on the street. The vehicle's rear passenger door on the driver's side opens, and an argument between a man and a woman in Spanish can be heard. The woman demands that the man return her keys and threatens to call the police. A single gunshot can then be heard as the male leaves the vehicle and runs away.
Police also interviewed the victim's family and friends, including the victim's son, her brother, and her brother's girlfriend. The officers learned that the defendant and the victim had been romantically involved and had lived together for four or five years, along with the victim's son. The officers also learned that there had been a history of domestic violence between the defendant and the victim. The victim's son, her brother, and her brother's girlfriend were all familiar with the defendant due to his relationship with the victim. At the police station, the officers played the security videotape separately for each of them, first playing only the audio portion and then showing the video portion to each witness. In each case, they identified the voices of **750 the man and the woman as the defendant and the victim; the victim's brother also noted that the victim had used the defendant's name twice. After being shown the video recording, they also identified the man who fled the vehicle as appearing to be the defendant, although they could not make a positive identification because the man's face was not visible.
Based on this information, a warrant was issued for the defendant's arrest, and he was taken into custody later that evening. Following the defendant's indictment and arraignment on charges of murder in the first degree, G. L. c. 265, § 1 ; unlawful possession of a firearm, G. L. c. 269, § 10 ( a ) ; and unlawful possession of a loaded firearm, G. L. c. 269, § 10 ( n ), a Superior Court judge ordered him to be held without right to bail in May 2015. Judges of the Superior Court also denied the defendant's four subsequent requests for admission to bail after hearings in July 2016, December 2016, December 2017, and May 2018. Following the December 2017 and May 2018 decisions of a judge (bail judge) to deny bail, the defendant then filed a petition for review under G. L. c. 211, § 3, in the county court, which was denied by a single justice without hearing in June 2018. 3
Discussion
. 1.
Standard of review
. As we explain further
infra
, bail decisions concerning defendants charged with murder in the first degree are subject to the discretion of the bail judge, and therefore the bail judge's decision is reviewed for abuse of discretion or error of law. See
Commonwealth
v.
Marshall
,
*724
Commonwealth
v.
Baker
,
As a general matter, we review decisions of the single justice under G. L. c. 211, § 3, for clear error of law or abuse of discretion. See
Brangan
v.
Commonwealth
,
Insofar as the bail judge's decision involved an exercise of discretion, we must accord it great deference, and we will not overturn his decision for abuse of discretion merely because we would have reached a different result.
L.L
. v.
Commonwealth
,
**752
The defendant urges us to go further, asking us to conduct a de novo review of the Commonwealth's evidence against him and, in particular, of the bail judge's statement that the Commonwealth had a "strong case" against the defendant. We decline to do so. The defendant argues that the bail judge's characterization of the Commonwealth's case as "strong" should be reviewed de novo because it is analogous to a factual finding made by a motion judge based on documentary evidence when a defendant has moved to suppress evidence, citing
Commonwealth
v.
Melo
,
2.
Legal standards for bail decisions where the defendant has been charged with murder in the first degree
. a.
Judicial discretion
. Whether to grant bail to a defendant who has been charged with murder in the first degree is a matter for the bail judge's discretion. In
Commonwealth
v.
Baker
,
Although there have been significant developments in the law of bail and pretrial release during the one-half century since
**753
Baker
was decided, the court's conclusion -- that whether to grant bail to a defendant charged with murder in the first degree is a matter for the judge's discretion -- remains sound. Notably, in 1971 the Legislature rewrote G. L. c. 276, § 58, to establish a presumption of release on personal recognizance pending trial. See St. 1971, c. 473;
Commonwealth
v.
Ray
,
Certain aspects of the nature and circumstances of the offense charged merit special attention in a case involving murder in the first degree. The potential penalty that the defendant faces, a factor listed in both § 57 and § 58, and the related "possibility of a defendant's flight to avoid punishment,"
Querubin
v.
Commonwealth
,
While this inherent risk may prove significant in the judge's denial of bail in a particular capital case, a generic risk of flight should not be treated as automatically dispositive. See
Baker
,
**756
Blackstone, Commentaries *299 ("there are cases, though they rarely happen, in which it would be hard and unjust to confine a man in prison, though accused even of the greatest offence"). Cf.
Stack
v.
Boyle
,
In weighing the risk that the defendant will flee to avoid a lifetime sentence to prison without parole, the judge should also consider the strength or weakness
*728
of the Commonwealth's evidence against the defendant. See former Fed. R. Crim. P. 46(a)(1), cited in
Baker
,
In sum, in deciding whether to admit a defendant charged with murder in the first degree to bail, the judge's exercise of discretion should not rest solely on a presumption against bail; it should be based on a careful review of the specific details of the case and the defendant's history. The judge should consider the nature and circumstances of the offense, and weigh the defendant's risk of flight in light of the strength or weakness of the Commonwealth's case and the potential penalty, taking into consideration as well the defendant's family ties, financial resources, length of residence in the community, character and mental condition, record of convictions and appearances at court proceedings or of any previous flight to avoid prosecution or any failure to appear at any court proceedings, along with the other factors listed in G. L. c. 276, §§ 57 and 58, insofar as they are relevant.
c.
Constitutional considerations in the exercise of discretion
. The judge's exercise of discretion is also constrained by the due process guarantees of the Fourteenth Amendment to the United States Constitution and arts. 1, 10, and 12 of the Massachusetts Declaration of Rights, which establish the fundamental principle
**757
that "in our society liberty is the norm, and detention prior to trial or without trial is the carefully limited exception."
Brangan
,
There are two prongs to the due process analysis -- substantive due process and procedural due process. "Under the test of substantive due process, '[w]here a right deemed to be fundamental
*729
is involved, courts must examine carefully the importance of the governmental interests advanced and the extent to which they are served by the challenged [procedure], and typically will uphold only those [procedures] that are narrowly tailored to further a legitimate and compelling governmental interest' " (quotations and citations omitted).
Brangan
,
In
Querubin
,
We have also held, in
Lavallee
v.
Justices in the Hampden Superior Court
,
Where the requirements set out in
Querubin
and
Lavallee
are followed, a defendant charged with murder in the first degree may be properly held without bail
*730
to assure his or her future appearance without violating due process. Due process demands additional safeguards, however, where the Commonwealth asks for pretrial detention of a defendant due to the danger that he or she may pose to another person or the community. In
**759
Aime
v.
Commonwealth
,
More recently, in
Brangan
,
supra
, we discussed the due process and other constitutional requirements applicable to a defendant who is detained because he or she cannot afford to post the bail set by the court as a condition of his release. We principally focused on the requirement that, in setting the amount of bail, a judge must consider the defendant's financial resources, although the judge is not required to set a bail amount that the defendant can afford to pay. See
Brangan
,
But some of the due process conditions stated in
Brangan
also apply in this case. We held that "[a] statement of findings and
**760
reasons, either in writing or orally on the record, is a minimum requirement [of due process] where a defendant faces a loss of liberty."
11
See
id
. at 708,
3. Analysis of the challenged bail decisions . With this legal framework in mind, we now review the bail proceedings in the Superior Court and the ruling of the single justice in the county court. 14
Various Superior Court judges conducted five separate bail proceedings in the defendant's case, in May 2015, July 2016, December 2016, December 2017, and May 2018. We focus our review on the December 2017 and May 2018 proceedings, as these were the most recent, and present the most extensive record. 15
*732
On December 14, 2017, the bail judge conducted a hearing on the defendant's request for bail and his motion to suppress information obtained from his cell phone service provider. During the course of this hearing, defense counsel had an opportunity to present arguments concerning the factors for bail we have cited
Defense counsel also stated that the defendant had not attempted to flee and that his ex-wife, daughter, and neighbors all placed him as being at or near his home at the time of the crime. And he pointed out that the available forensic evidence did not connect the defendant to the crime: a fingerprint found on the rear window of the vehicle where the victim was shot was not the defendant's fingerprint, and deoxyribonucleic acid (DNA) evidence found under the victim's fingernails belonged to another man with whom she had had a relationship. Defense counsel asserted that the police nevertheless pursued the defendant because they were influenced by members of the victim's family who assumed that the defendant was the perpetrator.
In response, the prosecutor made the following arguments. With regard to the nature and circumstances of the crime, he described the murder as an "execution ... a point-blank gunshot to the back of [the victim's] head." As for the strength of the Commonwealth's case, he represented that, in addition to the victim's son and brother and her brother's girlfriend, two other persons had identified the male voice in the videotape as that of the defendant. He noted that twice in the videotape, the victim called the perpetrator "Pedro" -- the defendant's first name. 16 The prosecutor also observed that the fingerprint referenced by defense counsel was on the exterior of the rear window vehicle and the security video recording did not show the perpetrator touching there, so it was not relevant. He acknowledged that the DNA evidence under the victim's fingernails belonged to another man, not the defendant, but noted that this other person had been in a sexual relationship with the victim. The prosecutor also presented arguments on the other factors for bail. He noted the defendant's incentive to flee in light of the severe penalty for murder in the first degree, and pointed out that the defendant had spent part of his life in Puerto Rico and had not worked for three years before the crime. He represented that the defendant had been the subject of **763 two restraining *733 orders issued under G. L. c. 209A, one protecting the victim and one protecting the defendant's ex-wife, each arising out of his threats to kill the women by shooting them. He also stated that the defendant had been convicted of violating the order protecting his ex-wife, and that the defendant was on probation for that violation at the time of the crime. 17 And with regard to the delay in trying the defendant, the prosecutor observed that it had been to the defendant's "benefit as well as to his potential detriment."
In addition to these arguments, the bail judge also considered an affidavit by a Springfield police officer in support of an application for a search warrant to obtain information from the defendant's cell phone service provider. This affidavit corroborated the prosecutor's description of the security videotape and the witnesses' identifications based on their review of that videotape. 18
Following the December 14, 2017, hearing, the judge ordered the defendant held without bail. Using a Superior Court form, the judge checked boxes citing the following factors for his decision:
• "The nature and circumstances of the offense charged."
• "The potential penalty the defendant faces."
• "The defendant's financial resources and employment record."
• "The defendant's record."
• "The fact that the defendant's alleged acts involve 'abuse'
**764 as defined in G. L. c. 209A, § 1."
• "The defendant's history of orders issued against him/her under the aforementioned sections."
• "The defendant's status of being on probation, parole, or other release pending completion of sentence for any conviction."
The judge also checked a statement reciting that he had "considered alternative nonfinancial conditions and a lesser bail amount, but ... concluded that they would not be sufficient to assure the defendant's appearance at future proceedings for the following reasons," and then wrote: "The court recognizes that a person charged [with] 1st degree murder may be admitted to bail[;] however, after hearing, the court exercises its discretion and orders the def[endant] held [without] bail. See [
Querubin
,
Five months later, defense counsel filed a new motion for the defendant's admission to bail, supported by a memorandum of law and affidavits. Among other information, defense counsel's affidavit averred that four alibi witnesses who listened to *734 the videotape did not identify the male voice as the defendant's voice; that the defendant had lived in Massachusetts for twenty years, that he had four daughters and a grandson living in Massachusetts, and that his parents and two brothers lived in Springfield.
The motion was heard on May 8, 2018, by the same judge who had presided over the December 14, 2017, hearing. At the May 2018 hearing, defense counsel represented that the defendant's trial would likely be delayed for another twelve to eighteen months due to his appeals from the denial of his motions to suppress evidence. Defense counsel and the prosecutor also repeated many of the same points that they had previously made at the December 2017 bail hearing.
The following day, the judge issued an order holding the defendant without bail. The judge cited the same factors as in his December 2017 order, and again indicated that he had considered alternative conditions but had concluded that they would not be sufficient to assure the defendant's appearance at future proceedings. He then stated the following rationale for his decision:
"This is the [defendant's] 4th request to be admitted to bail. The def[endant] argues that he faces at least an additional **765 year in pretrial detention as a result of interlocutory appeals. After consideration of all submissions, the [defendant's] request is denied. He is charged w[ith] 1st degree murder. This judge heard one of the [defendant's] motions to suppress. It is a strong case for the Commonwealth. It was an execution style killing."
We agree with the single justice that the bail judge's December 2017 and May 2018 orders did not constitute an abuse of discretion or error of law. At both hearings, the bail judge afforded defense counsel a full and fair opportunity to contest the strength of the Commonwealth's case and argue why the defendant should be admitted to bail. The bail judge's orders make it clear that he was aware that he had discretion to decide whether to admit the defendant to bail, and that he was exercising that discretion to deny the defendant's bail requests based on the arguments and submissions presented to him. The judge's orders also indicate that he appropriately considered the relevant bail factors in making that decision, and the factors he cited are all supported by the prosecutor's presentations at the hearings. In particular, we note that the bail judge's May 2018 order shows that he specifically weighed the strength of the Commonwealth's case and the prospect of the defendant's continuing detention for another year.
The defendant contends that the bail judge failed to consider adequately the anticipated evidence described by his counsel, including witnesses who would dispute the identification of the defendant as the perpetrator appearing in the videotape and testify that the defendant was elsewhere at the time of the crime, the alleged bias of the victim's family members when they made those identifications, and the lack of forensic evidence tying the defendant to the crime. The defendant also argues that the bail judge ignored his personal attributes, including his twenty-year residency in Springfield with numerous family members, the absence of any court defaults in his record, and his lack of any "meaningful" prior convictions. But these arguments weighing in the defendant's favor were counterbalanced by other points presented by the prosecution, including the nature of the offense charged; the identifications of the defendant on the videotape by witnesses; the prior restraining orders taken out against him, his violation of one of *735 those orders, and the fact that he was on probation at the time of the alleged offense; his lack of employment; and his connections to Puerto Rico. Finally, although the **766 defendant's pretrial detention has been lengthy, he does not argue that it has resulted from any undue delay by the Commonwealth, and defense counsel acknowledged below that the prospective additional delay in his trial has been caused by his interlocutory appeals from the Superior Court's suppression rulings.
On this record, we cannot say that the bail judge made a clear error of judgment in weighing the factors relevant to his decision, such that the decision falls outside the range of reasonable alternatives, and accordingly, we conclude that the bail judge did not abuse his discretion. See
L.L
.,
Conclusion . The judgment of the county court is affirmed.
So ordered .
Although Pedro Vasquez commenced this action by filing a petition in the county court, for convenience, we refer to him as "the defendant."
There is no requirement that there be an evidentiary hearing.
In addition to these bail proceedings, the defendant was heard on various motions to suppress evidence. After evidentiary hearings in April and June 2017, a judge issued orders denying the defendant's motions to suppress certain identifications (including the voice and video identifications described above) and evidence obtained from a search of the defendant's cell phone, but allowing his motion to suppress his postarrest statement to the police. A different judge denied the defendant's motion to suppress cell site location information evidence from his cell phone service provider after a nonevidentiary hearing in December 2017. Single justices of the county court allowed the defendant's and the Commonwealth's respective requests for leave to appeal from these orders and, following our grant of direct appellate review, their appeals are now pending before us in a separate docket.
We have previously indicated that the single justice of the county court has the discretionary power to make de novo bail decisions in certain circumstances. See
Commesso
v.
Commonwealth
,
For a discussion of these factors, see
Brangan
v.
Commonwealth
,
General Laws c. 276, § 57, second par., as amended through St. 2018, c. 69, § 167, states in part:
"Any person authorized to take bail for such violation may impose conditions on a person's release in order to ensure the appearance of the person before the court and the safety of the alleged victim, any other individual or the community; provided, however, that the person authorized to take bail shall, prior to admitting the person to bail, modifying an existing order of bail or imposing such conditions, have immediate access to all pending and prior criminal offender record information, board of probation records and police and incident reports related to the person detained, upon oral, telephonic, facsimile or electronic mail request, to the extent practicable, and shall take into consideration the following: the nature and circumstances of the offense charged, the potential penalty the person faces, the person's family ties, the person's financial resources and financial ability to give bail, employment record and history of mental illness, the person's reputation, the risk that the person will obstruct or attempt to obstruct justice or threaten, injure or intimidate or attempt to threaten, injure or intimidate a prospective witness or juror, the person's record of convictions, if any, any illegal drug distribution or present drug dependency, whether the person is on bail pending adjudication of a prior charge, whether the acts alleged involve abuse, as defined in [G. L. c. 209A, § 1 ], a violation of a temporary or permanent order issued pursuant to [G. L. c. 208, § 18 or 34B ; G. L. c. 209, § 32 ; G. L. c. 209A, § 3, 4, or 5 ; or G. L. c. 209C, § 15 or 20 ], whether the person has any history of issuance of such orders pursuant to the aforesaid sections, whether the person is on probation, parole or other release pending completion of sentence for any conviction and whether the person is on release pending sentence or appeal for any conviction."
General Laws c. 276, § 58, first par. as amended through St. 2018, c. 69, § 171, states in part: "In his determination under this section as to whether release will reasonably assure the appearance of the person before the court, said justice ... shall, on the basis of any information which he can reasonably obtain, take into account the nature and circumstances of the offense charged, the potential penalty the person faces, the person's family ties, financial resources and financial ability to give bail, employment record and history of mental illness, his reputation and the length of residence in the community, his record of convictions, if any, any illegal drug distribution or present drug dependency, any flight to avoid prosecution or fraudulent use of an alias or false identification, any failure to appear at any court proceeding to answer to an offense, whether the person is on bail pending adjudication of a prior charge, whether the acts alleged involve abuse as defined in [G. L. c. 209A, § 1 ], or violation of a temporary or permanent order issued pursuant to [G. L. c. 208, § 18 or 34B ; G. L. c. 209, § 32 ; G. L. c. 209A, § 3, 4, or 5 ; or G. L. c. 209C, § 15 or 20 ], whether the person has any history of orders issued against him pursuant to the aforesaid sections, whether he is on probation, parole, or other release pending completion of sentence for any conviction, and whether he is on release pending sentence or appeal for any conviction."
Persons serving a life sentence for murder in the first degree who had attained the age of eighteen at the time of the murder are not eligible for parole. Persons under the age of eighteen at the time of the offense must be, after serving some mandatory period of incarceration, eligible for parole. See G. L. c. 265, §§ 1, 2 ; G. L. c. 127, § 133A.
The United States Supreme Court and this court have rejected the argument that the prohibitions against "excessive bail" in the Eighth Amendment to the United States Constitution and art. 26 of the Massachusetts Declaration of Rights extend so far as to bar pretrial detention in all cases. See
United States
v.
Salerno
,
In the present case, the Commonwealth did not move to have the defendant held under G. L. c. 276, § 58A, nor did the Commonwealth argue that the defendant should be held without bail because he posed a danger to the community.
We recognize that it is often not realistic for the judge to reduce his or her findings to writing in the midst of presiding over a criminal session. Oral findings in most instances are not only permissible, but also to be expected.
In
Brangan
, we also required that, where the defendant cannot afford to pay the amount of bail set by the judge, likely resulting in the defendant's long-term pretrial detention, the statement of findings and reasons should explain why no less restrictive condition would suffice to assure the defendant's presence at future court proceedings. See
Brangan
,
The length of a defendant's pretrial detention is also effectively limited by Mass. R. Crim. P. 36, as amended,
As discussed supra , the single justice did not exercise his discretion in this case, and consequently our review of his decision only involves our independent consideration of his legal ruling that there was no abuse of discretion by the bail judge.
The only information presented to us concerning the first three bail proceedings is contained in the docket entries. According to the docket, the defendant was "[h]eld without right to bail/without prejudice," without any reason being stated, after his arraignment on May 18, 2015. The docket entries for July and December 2016 state that the defendant was "committed without bail" because he was "charged with 1st degree murder." We cannot tell from these entries whether the judges knew that they had discretion to release the defendant on bail and exercised that discretion, or whether they automatically denied the defendant's bail request because of the offense charged, without exercising their discretion. If the latter is what occurred, then those decisions were tainted by an error of law. See
Commonwealth
v.
Baker
,
Defense counsel argued in rebuttal that his expert linguist denied that the name "Pedro" was used in the videotape and represented that one of the Commonwealth's witnesses had heard other names, not "Pedro," on the audio recording.
In rebuttal, defense counsel challenged some of the prosecutor's representations concerning the restraining orders against the defendant. He stated that the defendant had obtained a restraining order against the victim, that the victim had in turn taken out a restraining order against the defendant, and that both restraining orders had expired because neither the defendant nor the victim appeared to testify. He stated that two other restraining orders involving the defendant concerned another woman and arose from a telephone call that the defendant made to visit his child.
The bail judge later issued a January 8, 2018, memorandum and order denying the defendant's motion to suppress the cell phone service provider information. In that memorandum and order, he incorporated by reference the factual findings and rulings in a September 25, 2017, memorandum and order issued by another judge after an evidentiary hearing on the defendant's previous motions to suppress. Among other rulings, the September 25, 2017, memorandum and order denied the defendant's motion to suppress the voice and visual identifications of the defendant that had been made by the victim's son, her brother, and her brother's girlfriend.
Reference
- Full Case Name
- Pedro VASQUEZ v. COMMONWEALTH.
- Cited By
- 6 cases
- Status
- Published