Payton v. State
Payton v. State
Opinion
After a four-day jury trial in the Circuit Court for Baltimore City, appellant Brandon Payton was convicted of first-degree murder, second-degree murder, and use of a firearm in the commission of a felony. Appellant timely appealed and presents three questions for our review, which we have reordered:
1. Was [a]ppellant deprived of a fair trial when the trial judge departed from a position of neutrality, directing the prosecutor to reopen the case after the State had rested to introduce critical evidence?
2. Is the evidence legally insufficient to sustain [a]ppellant's convictions?
3. Did the trial judge err by permitting Detective Riker to narrate a video recording while it was being played for the jury?
While the evidence was sufficient to sustain appellant's convictions, we hold that the trial court abused its discretion when it departed from a position of neutrality and sua sponte reopened the State's case, and remand for a new trial.
FACTUAL AND PROCEDURAL BACKGROUND
At approximately 6:00 p.m. on June 12, 2015, in West Baltimore, several eyewitnesses watched a man dressed in brightly-colored women's clothing and a floppy hat chase down and shoot another man. The victim, identified as Steven Bass, died from multiple gunshot wounds. The shooter fled into an alley by a nearby liquor store, whose security footage corroborated testimony about an individual wearing a floppy hat and floral blouse in the vicinity of the shooting. Police officers searched the scene and alley, but were unable to recover any bullets, shell casings, or articles of clothing belonging to the shooter. However, they were later able to lift a palm print from the car of a witness who believed the shooter may have touched the hood of his vehicle while passing by. A search for the print on an automated database returned a "hit," and an arrest warrant for appellant was eventually issued on July 15, 2015.
Appellant was tried in September 2016 before a jury in the Circuit Court for Baltimore City. During the trial, the State introduced testimony from two expert witnesses from the Latent Fingerprint Unit at the Baltimore City Police Department: Sean Dorr and Elizabeth Patti. Mr. Dorr testified that he examined three fingerprint lift cards taken from the witness's vehicle, and found one-a partial latent print-suitable for comparison. That lift card was uploaded to an automated system that compares unknown prints against Maryland's state database of known prints. After examining the results, Mr. Dorr testified from his report that "the partial latent print ... has been identified as an impression of the left palm of Brandon Payton, SID number 2476078." 1 Mr. Dorr further testified that he personally fingerprinted appellant on August 9, 2016, and that he was able to verify that the prints he took were also linked to SID number 2476078. Mr. Dorr, however, did not compare those August 2016 prints directly to the lift card taken from the witness's vehicle. Ms. Patti testified that she used magnifiers to physically compare the lift card to known prints in the system belonging to appellant. She also verified that the prints Mr. Dorr took from appellant in August 2016 were linked to SID number 2476078.
When the State rested, appellant made a motion for judgment of acquittal, asserting simply that "the State has not proven its case at this point." Perhaps due to the State's confusing explanation regarding SID numbers, 2 the trial court immediately began to question the State about whether its experts had testified that the unknown print (on the lift card) had ever actually been compared to known prints of appellant.
Despite replaying portions of Mr. Dorr's testimony, the State was unable to provide the trial court with a satisfactory explanation. During the following colloquy, the trial court sua sponte reopened the State's case and offered the State the opportunity to put on further evidence:
THE COURT: I am more than frustrated. Right this minute I don't think you've made your case. So my question is, do I simply grant the motion to dismiss which I could easily do based on what I have heard of this testimony, because you have not convinced me that your client, that you have put this man at the scene of this crime.
Now, if you want me to allow you to reopen your case to call your expert back in-and Ms. Zeit [defense counsel] I'm sure is going to object to that-and ask that question, in your judgment, to a reasonable degree of certainty, is the print that was taken off of that car Mr. Brandon Payton's print, if you want to call your witness back for five minutes of testimony with whatever cross-examination, I am going to permit that, because I think justice needs to be done and I-generally speaking, I am generally speaking, not inclined to punish clients-in your case, the public is your client-for something that a lawyer may or may not have done. But I don't think you've made your case at this moment. I'm going to permit you to do that.
And Ms. Zeit, you're going to object, I'm assuming?
[DEFENSE]: Absolutely, yes.
THE COURT: Yeah, I thought so, and I don't blame you.
But right this minute, I'm going to let you reopen your case Friday morning for brief testimony to fill in the gap in your case-
[THE STATE]: Yes, Your Honor.
THE COURT: -because I think you intended to do it and I don't think you did it, and the fact that you can't point to me right now-I mean, I've listened to what you're talking about here and it is not convincing me at all. I think you got lost in the weeds, quite frankly. And so, I'm going to let you do it, but you know, right this minute, I'm not seeing it. You're not convincing me that you've made your case because you haven't put this man on the scene of the crime. And-
[THE STATE]: Yes, Your Honor.
THE COURT: -again, if you can't do it on Friday, that's fine, then I will grant the motion.
Two days later, Mr. Dorr was called back to the witness stand and testified that he had examined the palm print from the witness's car, prepared a report identifying the print as belonging to appellant, and that the associated SID number was 2476078. Mr. Dorr also testified that he personally took fingerprints from appellant on August 9, 2016, and that those prints were associated with SID number 2476078. Mr. Dorr explained that whenever a person is fingerprinted, those prints are tested against an automated database of known prints. If the prints are found to have an existing match within the system, they will be associated with the same SID number. Mr. Dorr explained that an individual may have two SID numbers, one for prints taken as a juvenile and one for prints taken as adult, but that appellant was only associated with SID number 2476078.
After the cross-examination of Mr. Dorr, the State rested. Appellant produced no evidence, and the case proceeded with jury instructions and closing arguments. Later that afternoon, the jury found appellant guilty of first-degree murder, second-degree murder, and use of a firearm in the commission of a felony. On December 5, 2016, appellant received a life sentence for first-degree murder and a consecutive twenty-year sentence for use of a firearm in the commission of a felony. 3 Appellant noted this timely appeal.
DISCUSSION
I.
Trial Court's Reopening of the Case
Appellant argues that the trial court abandoned its position of impartiality when it declined to rule on the motion for judgment of acquittal, sua sponte reopened the State's case-in-chief, and told the State exactly what it needed to do to survive the motion for acquittal. We agree, and hold that the trial court abused its discretion by abandoning its neutral role and sua sponte reopening the State's case for further testimony. 4
Generally, trial judges have broad discretion to reopen a case to receive additional evidence, and such decisions will not be overturned on appeal absent an abuse of discretion.
Hunt v. State
,
The instant case, however, does not involve a trial court granting the State's motion to reopen its case. Instead, the trial court here
sua sponte
reopened the State's case for additional evidence, in a jury trial, based on its belief that the State had not adequately proved its case. While we are not aware of any Maryland case directly on point, we addressed this type of scenario through dicta in
Cason v. State
,
In
Cason
, we held that a trial judge did not abuse his discretion when he
sua sponte
reopened the evidentiary portion of a suppression hearing to admit additional evidence that the prosecution had neglected to introduce during its case-in-chief.
Whether good cause is shown; whether the new evidence is significant; whether the jury would be likely to give undue emphasis, prejudicing the party against whom it is offered; whether the evidence is controversial in nature; and, whether the reopening is at the request of the jury or a party.
Applying some of these factors, we noted that the additional evidence was not new, but merely corroborated and clarified earlier testimony.
Id.
at 392,
Because
Cason
involved a suppression hearing with a judge, rather than a jury, acting as a finder of fact, it is distinguishable from the case at bar. Nevertheless, the
Cason
Court reviewed cases which Cason relied upon in arguing that the trial court had "assumed the role of the prosecutor."
All but one of the cases that [Cason] relies upon in support of his argument that the suppression hearing judge "assumed the role of prosecutor" in reopening the evidence involved situations in which, after the State failed to produce legally sufficient evidence, the judge reopened the State's case in order to allow the prosecution to cure this defect. These cases are inapposite. The remaining case relied upon by [Cason] involved a trial judge's "suggesting that the prosecutor should impeach [the defendant's] testimony by proof of a prior conviction," and reopening cross examination for him to do so. In those circumstances, it was clear that the trial judge had abandoned his neutral role and had acted as an advocate by assisting the prosecution in the presentation of its case.
In
Wisneski v. State
, we applied the factors enumerated in
Cason
and held that the trial court did not err in reopening a criminal jury trial for illegal possession of a handgun.
We affirmed the trial court's decision, noting that there was no evidence that the State withheld the stipulation for tactical advantage.
While
Cason
and
Wisneski
provide important guidance in resolving the case at bar, there does not appear to be any Maryland appellate decision addressing the propriety of a trial judge
sua sponte
reopening the State's case for additional evidence to cure a perceived flaw in the prosecution's case. Courts from other states, however, have addressed this issue. In
J.F. v. State
,
Here, the trial court assumed the role of the prosecutor by directing a witness for the state to obtain additional evidence and sua sponte continuing the hearing pending the results when the state never gave any indication that it intended to admit the fingerprint evidence. The judge's actions can easily be seen as giving the state an unrequested second chance to prove its case. Indeed, the trial judge even suggested that he was not convinced beyond a reasonable doubt regarding appellant's guilt until the fingerprint results were admitted into evidence. After finding appellant guilty, he said "I just can't get around the fingerprint."
Nebraska's intermediate appellate court reached a similar result in
State v. Gray
,
In the instant case, the court did more than suggest a pleading. Instead, he assessed the State's evidence, found it insufficient, advised the State of the insufficiency, and then over objection allowed the State to put in more evidence to attempt to plug the gaps in its proof. Regardless of the judge's intention, we cannot avoid the conclusion that the judge assisted the State, which compromised his duty to be impartial.
Other courts have reached a similar conclusion.
State v. Brock
,
State v. Finley
,
We recognize the existence of decisional law to the contrary.
See
Lebedun v. Commonwealth
,
A criminal defendant has the right to a fair trial, and it is well-settled in Maryland that an impartial and disinterested judge is fundamental to this right.
Jackson v. State
,
In the instant case, despite stating that the motion for acquittal could be granted, the trial court declined to rule on the motion as Rule 4-324(b) dictates. 5 Although the State made no motion to reopen, the trial court elected to sua sponte reopen the case for further testimony, and advised the State on how to avoid a judgment of acquittal.
As noted
supra
, when deciding whether the trial court has abused its discretion in reopening a party's case, relevant factors include: the significance of the additional evidence, whether it is controversial, and whether the jury will be unduly influenced, thereby prejudicing the party against whom it is offered.
Dyson
,
To be clear, the bench and bar should not construe our opinion as a per se rule prohibiting the trial court from sua sponte reopening the evidence in a jury trial. Such a decision, however, should be made cautiously and with a vigilant eye to ensure that the court does not cross the line of impartiality.
II.
Sufficiency of the Evidence 6
We next address appellant's contention that the evidence was not legally sufficient to sustain his convictions. Appellant claims that the State failed to prove that the victim of the shooting was the same person who was autopsied, and argues that the State therefore failed to prove that a crime occurred.
The standard of review for the sufficiency of the evidence is "whether, after viewing the evidence in the light most favorable to the prosecution,
any
rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt."
Hobby v. State
,
(citations and internal quotation marks omitted).
Here, eyewitnesses testified that an individual dressed in women's clothing used a handgun to shoot the victim multiple times. Detective Jonathan Riker, the lead investigator on the case, identified the victim as Steven Bass, and testified that Mr. Bass died at the scene of the crime. The assistant medical examiner who performed the autopsy of Mr. Bass testified that the manner of death was homicide. Finally, the jury heard evidence that the shooter may have touched an eyewitness's car, and two fingerprint experts testified that a palm print taken from that same vicinity of the eyewitness's car matched prints taken from appellant. Simply put, the evidence was sufficient to sustain appellant's convictions.
III.
Narration of Surveillance Video
During trial, the State introduced surveillance footage from a nearby liquor store. Detective Riker narrated while the video played, identifying the locations depicted and explaining which way the suspect was traveling. According to appellant, Detective Riker prejudiced the jury by describing the suspect in the video as a man, because while some of the witnesses described the shooter as a man dressed in women's clothing, one of the witnesses identified the shooter as a woman. 7 Appellant also asserts that Detective Riker should not have been permitted to highlight for the jury that the suspect was not wearing a glove on his left hand. 8
In the event the State attempts to have Detective Riker narrate the video at appellant's re-trial, we encourage the trial court to be mindful of Md. Rule 5-701 when ruling on appellant's objection to that testimony:
Opinion testimony by lay witnesses. If the witness is not testifying as an expert, the witness's testimony in the form of opinions or inferences is limited to those opinions or inferences which are (1) rationally based on the perception of the witness and (2) helpful to a clear understanding of the witness's testimony or the determination of a fact in issue.
(Emphasis added). We also commend to the trial court
Ragland v. State
,
JUDGMENTS OF THE CIRCUIT COURT FOR BALTIMORE CITY VACATED. CASE REMANDED TO THAT COURT FOR A NEW TRIAL. COSTS TO BE PAID BY MAYOR AND CITY COUNCIL OF BALTIMORE.
Ms. Patti testified that an SID number (State Identification Number) is unique to an individual, and one person will not have multiple SID numbers. Mr. Dorr later clarified that because juvenile records are uploaded to a separate database, it is possible for one person to have two SID numbers.
It appears from the record that the trial court may have confused SID numbers, which are unique to an individual, with transaction numbers, which are attached to prints rather than people. In response to the State's insistence that the prints had all been linked to the same SID number, the trial court responded that "the same SID number frankly doesn't matter. They don't know what an SID number [is] except it's an identifier.... The SID number simply associates with a print."
At sentencing, appellant's conviction for second-degree murder was merged into his first-degree murder conviction.
We reject the State's preservation argument. An appellate court generally will not decide any issue "unless it plainly appears by the record to have been raised in or decided by the trial court[.]" Md. Rule 8-131(a). Here, the trial judge explicitly recognized that reopening the State's case could "very well ... be grounds for appeal[.]" Appellant's objection to the trial court's action included, among other grounds, that the reopening was "unfair" and "extremely prejudicial." We conclude that appellant properly challenged the trial court's decision on this issue, thereby affording the parties and the trial judge an opportunity to respond to the challenge.
Rule 4-324(b) provides:
Action by the court. If the court grants a motion for judgment of acquittal or determines on its own motion that a judgment of acquittal should be granted, it shall enter the judgment or direct the clerk to enter the judgment and to note that it has been entered by direction of the court. The court shall specify each count or degree of an offense to which the judgment of acquittal applies.
We address appellant's sufficiency of evidence claim because, if the evidence were legally insufficient, appellant would be entitled to a reversal of his convictions with no remand for retrial.
Two witnesses described the shooter as male: Rhonda Berkley said she knew the shooter was male because he had facial hair on his chin, and Leah Rossman described the shooter as a man wearing a floppy hat and shorts. Another witness, Christopher Brinker, testified that he saw a man pass behind his car through his rear-view mirror, and then saw what he perceived to be a woman wearing a big hat run past the front of his car in pursuit of the man.
Investigators were able to link appellant to the shooting based on a left hand palm print lifted from the hood of a witness's car.
Reference
- Full Case Name
- Brandon PAYTON v. STATE of Maryland
- Cited By
- 4 cases
- Status
- Published