Mercer v. Hopkins
Mercer v. Hopkins
Opinion of the Court
delivered the opinion of the Court.
This appeal brings before us for construction several clauses of the will of the late Johns Hopkins of Baltimore City.
Neither the validity of the will nor of any part of it is assailed. But it is alleged that doubts have been suggested as to its true construction in so far as it relates to that portion of the testator’s estate devised to the trustees in trust for James Monro.e Mercer, and the children of Samuel Hopkins, a deceased brother of the testator, and their issue.
The testator devised to the trustees valuable property in the city of Baltimore in the following terms: “ In trust nevertheless for the children . of my deceased brother, Samuel Hopkins,, and for the benefit of James Monroe Mercer, the husband of my niece, Ella W. Mercer, in manner and form following, that is to say, In trust to collect the rents, issues and profits thereof, and to apply the same in the first place to the payment
In a later part of the will provision is thus made for the contingency of any child or children of Samuel Hopkins dying without leaving any child or children and for other contingencies.
“ If any of the children of my deceased brother, Samuel Hopkins . . . should die without leaving any child, or children, or if any child, or children, of any one of the children of my said deceased brother . . . shall depart this life after the death of his, her, or their parent (such parent being a child of my said deceased
The three sons of Samuel Hopkins died leaving no issue. Arundel died in the lifetime of the testator, March 17th, 1873; John J. on July 22nd,. 1875; and Mahlon on the 26th of August, 1879. Samuel Hopkins’ only daughter, Ella W. Mercer, died April 12th, 1879, and her husband, James M. Mercer, June 22nd, 1878. Four children survived them, namely, George D., Samuel E., and Mary M., who is the wife of Charles H. Harding, and Margaret W., who is the wife of Salo Shapiro. George D. and Samuel H. Mercer both died without leaving issue, the former May 15th, 1887, and the latter January 27th, 1897, but the two daughters, Mrs. Shapiro and Mrs. Harding, are both living, and are the only surviving grandchildren of Samuel Hopkins. They with their husbands were defendants below and are appellees in this Court. Mrs. Shapiro has two children — both infants, who are also defendants in this suit. At the time of filing the bill of complaint twenty years had elapsed since the death of Arundel and John J. Hopkins, two of the children of Samuel.
The Court below, after hearing the testimony and arguments of counsel, adopted by its decree the construction of the clauses we are to consider, set forth in the bill, and so ably supported in their argument before this Court by counsel representing the appellees. From this decree four separate appeals have been taken — that of Mrs. William T. Howard, the widow of John J. Flop-kins; Mrs. Jennie M. Mercer, the widow of George D. Mercer and executrix under his will; the Johns Hopkins Hospital claiming as residuary devisee and legatee, and Mrs. Henrietta Mercer, the widow of Samuel M. Mercer and as devisee under his will.
While it might be interesting and perhaps instructive to consider the several, and to a large extent, conflicting views or theories of the appellants, perhaps both brevity and clearness will be promoted if we proceed at once to the consideration of the controlling questions presented by these appeals.
In the first place, then, it would seem to be too clear for controversy that in the several clauses of his will providing for the children of his brother, Samuel Flop-kins, the testator intended to devise and did devise to each of such children an equitable life estate, during the continuance of which the legal title was vested in the trustees whose duty it was to pay the net income of his or her share to each of the beneficiaries.
Some of the appellants earnestly contend that under the Rule in Shelley’s case this life estate becomes an absolute estate, and some of them deny this proposition with quite as much earnestness. We may as well dispose of this question here. It is well settled that in order to coalesce and form one absolute estate under this rule, the two estates must be of the same quality — both must be equitable or both legal. Ware v. Richardson,
Assuming, then, that there is an equitable life estate given to Samuel Hopkins’ children, what is the next succeeding estate created by the will? The will provides that after the death of the equitable life tenant, the trustee shall hold the estate in trust to apply so much -of the income ... as may be necessary to the education and maintenance ... of any child or children of ■such life tenant who may be living at the death of such life tenant until the expiration of twenty years after the •death of such tenant. At the end of this period of twenty years after the death of the life tenant, the trust as to his -or her share of the trust estate ceases, and the share, together with any surplus of income or property proportionably arising therefrom, vests absolutely in the child •or children of such life tenant, as tenants in common. .'So far there would seem to be little room to raise a 'question as to the meaning of the language of the will apart from its application to the share of Arundel who •died during the life of the testator, and apart from what is called in the bill the elliptical and obscure language by which the testator subjected or attempted to subject the •devises made in case any of Samuel Hopkins’ children ■should die without leaving any child or children, to the other limitations which he had made in case any of them should die leaving a child or children, in so far as the
The learned counsel who so ably presented the appeal of Mrs. Howard conceded that up to this point the will was free from ambiguity, and they contended, as do some of the other appellants, that the heirs and distributees who are to take in default of child or grandchild surviving within the twenty year period, are to take the estate absólutely, upon such default, without waiting for the expiration of such twenty year period. To this view we cannot assent. For, however obscure the so-called elliptical clause may be, it is evident that the testator intended to make the estate devised to the heirs and distributees subject to the same limitations which are provided for the estates devised to the children and grandchildren of his brother Samuel, so far as they are applicable. The two marked limitations appointed in reference to the latter are first, the twenty year period, and second, the absolute vesting of the estate at the end of that period. How, then, can we, in the face of this express direction of the testator, say that he intended the “ heirs ” and “ distributees ” to take an absolute estate during and before the end of the twenty years? The provision as to the time of vesting is as applicable in the one case as in the other — and it follows therefore that the estate given to the heirs and distributees must vest, not during the twenty year period, but at the end thereof. It also necessarily follows that only those can take who at that time answer to the description of the
3. It will be remembered that wills were made by John J. Hopkins and Mahlon Hopkins. But it is evident that, as they took only equitable life estates, no interest in the trust estate passed by these wills. Lavinia Hopkins claimed only as devisee under them, and, therefore, her will can have no effect upon said trust estates under Johns Hopkins’ will. Nor did the will of George D. Mercer affect it in any way, because he died in 1887 before the expiration of twenty years after the death of any child of Samuel Hopkins, before which
4. It only remains to discuss briefly the claim of the Johns Hopkins Hospital, based upon the contention that the devise of the share of the trust estate created by the. will of Johns Hopkins to Arundel, one of the children of Samuel Hopkins failed to take effect or lapsed because the devisee, Arundel, died without child or children before the death of the testator.
There is a general provision in the will that in case any devise or legacy shall fail to take effect, the property therein mentioned shall go to the Johns Hopkins Hospital, but the testator also made provision for the case of any devisee or legatee who should dispute the validity of his will, declaring that “ all dispositions ... in favor of such person or persons shall cease and be void,” and that such forfeited devises shall go to the hospital for its corporate uses.
There is also a general residuary clause in the first codicil in favor of the hospital and the university. It is upon the “ fail to take effect clause,” applied to the fact of Arundel’s death without child or children during the lifetime of the testator that the hospital bases its claim to one-eighth of the trust estate.
It is to be observed that Arundel’s estate was only a life estate,' and, therefore, so far as his interest is concerned, it matters not whether he died before or after the death of the testator. If, as is the fact, he died before the testator, his life estate never commenced, the will taking effect only from and after the testator’s death. Therefore, inasmuch as Arundel took nothing under the will, neither the hospital nor the university can take any thing through or from him. Nor do we understand that such is the claim; but the contention is that because Arundel died during the life of the testator without child, etc., the devise over contained in the will, providing for the case of any child of Samuel Hopkins so dying does not apply to Arundel. It must be conceded, of course, that the provision of the Code, Art. 93, sec. 313, relating to lapsed legacies, has no applica
But again, it seems to us that this contention ignores the necessary result and effect of the second codicil, which was executed .nearly a year after the death of Arundel. What was, the effect of this codicil on the devises and legacies to the children of his brother Samuel? We must, as was urged by counsel for the, hospital, assume that the testator knew his nephew Arundel was dead when the second codicil was executed. If so, the testator deliberately, and doubtless with this knowledge of his nephew’s, death, advisedly confirmed his will. He then and there substantially declared: “ I know that my nephew Arundel died without issue, but I confirm my will. It is true neither he nor any child of his can take anything under my will, but his heirs and distributees will get what I intended for him and his children, and after all, those who will get Arundel’s share are the very persons I have been so careful to provide for, namely the children and grandchildren of my brother Samuel or their heirs and distributees.”
What we have said disposes of the controlling questions presented by these four appeals now before us. It follows, without further discussion of the many questions presented and numerous authorities cited, that the decree appealed from must be affirmed, and that the several estates and interest are vested in the parties to this suit as particularly set forth in the several provisions of that decree.
The cause will be remanded in order that accounts may be stated and proceedings had in accordance with the views expressed in this opinion.
Decree, affirmed and cause remanded, costs in this Court and in the Court below to be paid by the trustees out of the trust estate.
Reference
- Full Case Name
- JENNIE W. MERCER v. LEWIS N. HOPKINS, Trustee ELIZABETH W. HOWARD v. THE TRUSTEES
- Cited By
- 14 cases
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- Construction of Will — Acceleration of Remainder — Equitable Life Interest — Rule in Shelley's Case. J. H., by his will, gave certain real and personal property to trustees in trust to pay three-eighths of the rents,1 etc., to testator’s niece, E., for her life, and after her death to apply the income to the education and maintenance of E.’s children then living until the expiration of the period of twenty years after the death of E., at which period said three-eighths of the property, together with any surplus income, shall vest absolutely in the children of E. The trustees were directed to pay and hold upon similar terms two-eighths of the property for J. for life, etc.; one-eighth thereof for M. for life; one-eighth thereof for A. for life, etc.; one-eighth for J. M. M. All of these parties except J. M. M., who was the husband of E., were nephews and niece of the testator and children of his brother Samuel. By a subsequent clause of the will it was provided that “ if any of the children of my deceased brother Samuel should die without leaving any child or children, or if any child of any one of the children of my said deceased brother, shall depart this life after the death of his or her parent, and before the expiration of the period of 20 years after the death of his or her parent (such parent being a child of my said deceased brother), then it is my will that the share of the child or children of my said brother, so dying, and of the grandchild or grandchildren of my said brother, so dying, shall be held by my said trustees in trust as to the realty, for the heirs at law of said deceased child or grandchild, and in trust as to the personalty, for such persons as under the laws of this State would be entitled to be the distributees of the personal estate of such deceased child or grandchild; subject, however, in all respects, to the other limitations appointed by this, my last ' will, in reference to the shares of the children of my said deceased brother in so far as such limitations are applicable.” The will contained a later clause, providing that in case any devise or legacy should fail to take effect for arly reason whatsoever, then the property therein included should go to the J. H. Hospital. A codicil gave the residue of the testator’s estáte not otherwise disposed of, to the J. H. Hospital and the J. H. University. Upon a bill filed for thé construction of the will, Held: 1st. That upon the death of any nephew after the testator, the trustees held the legal estate in his share until the expiration of the above mentioned twenty year period, while the beneficial interest was vested in the child of such nephew, and that, consequently, the estate of such child did not become absolute under the Rule in Shelley’s case. 2d. That in the case of the death of a nephew without leaving children, the income of his share was payable to his heirs or distributees for twenty years after his death, and vests finally in those who, at the end of that period, answer the description of his heirs and distributees. 3d. That the fact that some of the persons who may be entitled to the income derived from the share of a nephew dying without issue, might be too far advanced in life to be “ educated and maintained ” during the twenty year period, does not conflict with this construction of the will, but the income from such share would accumulate in the hands of the trustees until the estate is to vest in the heirs and distributees, namely, at the end of the twenty year period. 4th. That the estates devised to the nephews could not pass under their wills since they took only equitable life estates, and that the estate of a child of a nephew who died before the expiration of the twenty year period could not be devised by him, because until the end of that period he did not have an indefeasible vested estate. 5th. That the share given to A., the testator’s nephew who pre-deceased him, unmarried and without issue, does not pass to the J. H. Hospital under the “ fail to take effect ” clause, but the same goes to the heirs and distributees of A. at the end of the twenty years from his death, the vesting of the remainder being thereby accelerated, and before the end of such period the income of A.’s share was payable to his heirs and distributees for the time being. S., a child of E. above mentioned, whom he survived, executed before the end of the twenty year period, a deed of trust, conveying his property to be held in trust for himself for life, then for his widow for her life, and at her death for S.’s right heirs. Held, that the Rule in Shelley’s case did not operate to give back to S. a fee subject to the widow’s life estate, because the two estates are not of the same quality, one being equitable and the other legal. •