In re Adoption/Guardianship of Cross H.
In re Adoption/Guardianship of Cross H.
Dissenting Opinion
Dissenting opinion by
which GREENE, J. joins.
We are asked to decide, in this case, whether, when the propriety of the order, entered in a child in need of assistance (CIÑA) case, and pursuant to which the termination of paren
I.
The petitioners, Virginia H. and Aaron R., are the parents of Cross H., who was born on August 28, 2007 at Johns Hopkins Hospital. Cross H. was born prematurely, and with several health complications, including prenatal exposure to the HIV virus. Virginia H., who was homeless at the time of Cross H.’s birth, has been diagnosed with, and hospitalized for, multiple psychiatric conditions. She also has a history of drug and alcohol use, which likely exposed Cross H., prenatally, to those substances. Shortly after her son’s birth, Virginia H. was admitted to the psychiatric unit of Johns Hopkins Hospital. She left treatment prematurely due to a disagreement with the medical staff concerning the proper course of treatment for her. The other petitioner, Aaron R., also has a substance abuse problem, and has been convicted on more than one occasion for drug-related crimes.
Cross H. was transferred to Mt. Washington Hospital on September 10, 2007, and remained there until October 3, 2007. On the day of his release, he was determined, by the Circuit Court for Howard County, to be a child in need of assistance (“CIÑA”), and, as a result, committed to the legal custody of the Howard County Department of Social Services (“the Department”). He was subsequently placed in foster care, with a permanency plan of non-relative adoption.
Only Virginia H. filed exceptions to the permanency plan, pursuant to which the Circuit Court conducted an exceptions hearing, spanning 4 days, on December 7 and 16, 2009, and on February 17 and 18, 2010. Following the hearing, on March 26, 2010, the juvenile court entered an order overruling the mother’s exceptions, and affirming the juvenile master’s recommendation for a permanency plan of non-relative adoption. Virginia H. timely noted an appeal of this order to the Court of Special Appeals.
Although the Circuit Court terminated the petitioners’ parental rights, it did not, upon doing so, file an order closing the CINA case, opting to defer filing such an order until Mrs. H.’s
The petitioners, as we have seen, in the TPR case, noted timely appeals to the Court of Special Appeals. In a reported opinion, the intermediate appellate court concluded, inter alia, that the pendency of an appeal in the CINA case did not preclude the Circuit Court from proceeding to try the termination of parental rights case. In re Adoption/Guardianship of Cross H., 200 Md.App. 142, 151, 24 A.3d 747, 753 (2011). We granted the petitioners’ petition for writ of certiorari, In re Adoption of Cross H., 422 Md. 352, 30 A.3d 193 (2011), to decide whether
“the circuit court [may] proceed with a termination of parental rights hearing when the parents’ appeal of the*376 CINA order changing the permanency plan from reunification to non-relative adoption is still pending in the Court of Special Appeals.”3
The majority declines to address this issue, dismissing it as moot, since, after the Court of Special Appeals affirmed the CINA order changing the permanency plan to non-relative adoption, and this Court denied the petitioners’ petition for writ of certiorari to review that ruling, a live controversy ceased to exist. I agree that the case is moot. I do not agree that, given the unique procedural posture presented by this case, we should refuse to decide it. It is my opinion that this is an issue that is likely to recur, but will often do so within a time frame that will render it moot and, therefore, this Court, in order to provide much needed guidance on the effect of a TPR proceeding on a CINA appeal, must decide the issue. In that regard, in addressing the merits of the issue, I would conclude that proceeding with the adjudication of the parental rights of parties who have timely and properly appealed an order, which is still pending, that, while ostensibly separate, is, in fact, the effective predicate for such adjudication, would frustrate the right of such parties meaningfully and effectively to prosecute their appeal. Accordingly, I would hold that it is improper for a circuit court to adjudicate the parental rights of parents while a CINA case challenging the change in the permanency plan is pending on appeal.
II.
Statutory Framework
A child in need of assistance (CINA) is one who requires court intervention because: “(1) The child has been abused, has been neglected, has a developmental disability, or has a
“[t]he permanency plan is an integral part of the statutory scheme designed to expedite the movement of Maryland’s children from foster care to permanent living, and hopefully, family arrangement. It provides the goal toward which the parties and the court are committed to work. It sets the tone for the parties and the court and, indeed, may be outcome determinative. Services to be provided by the local social service department and commitments that must be made by the parents and children are determined by the permanency plan.”
362 Md. at 436, 765 A.2d at 627-28. Indeed, the juvenile court has several placement options when permanency planning in the best interest of the child: “reunification with the parent or guardian,” “placement with a relative,” “adoption by a non-relative,” “custody and guardianship by a nonrelative,” or: “[ajnother planned permanent living arrangement that:
“A. Addresses the individualized needs of the child, including the child’s educational plan, emotional stability, physical placement, and socialization needs; and
“B. Includes goals that promote the continuity of relations with individuals who will fill a lasting and significant role in the child’s life.... ”
An appeal to the intermediate appellate court, for review of the juvenile court’s order regarding the CINA permanency plan, must be filed “within 30 days after entry of the judgment or order from which the appeal is taken.” Md. Rule 8-202(a). Rule 8-207(a)(l) provides that such appeals be expedited. Accordingly, the appellant must file a brief within 40 days after the filing of the record, and the appellee must file a brief within 30 days of the filing of the appellant’s brief. Md. Rule 8-502(a)(l) & (2). Oral argument in the appeal must be heard within 120 days after the transmission of the record, and the court must render a decision within 60 days “after oral argument or submission of the appeal on the briefs filed.” Md. Rule 8-207(a)(5). The clerk of the Court of Special Appeals is then required to issue the mandate 15 days after the filing of the court’s opinion or order. Md. Rule 8-207(a)(6). The non-prevailing party then has 15 days to file a petition for writ of certiorari with this Court. Md. Rule 8-302(a).
A.
It is a longstanding principle that “[ajppellate courts do not sit to give opinions on abstract propositions or moot questions.” State v. Ficker, 266 Md. 500, 506-7, 295 A.2d 231, 235 (1972). As a result, “[a]n appeal is subject to dismissal if the case has become moot,” Potts v. Governor of Md., 255 Md. 445, 449, 258 A.2d 180, 182 (1969), that is, when “past facts and occurrences have produced a situation in which, without any future action, any judgment or decree the court might enter would be without effect.” Hayman v. St. Martin’s Evangelical Lutheran Church, 227 Md. 338, 343, 176 A.2d 772, 775 (1962). See also Coburn v. Coburn, 342 Md. 244, 250, 674 A.2d 951, 954 (1996) (“A case is moot when there is no longer an existing controversy between the parties at the time it is before the court so that the court cannot provide an efféctive remedy.”).
There is, however, a limited exception to the mootness doctrine, which we have recognized. See In re Joseph N., 407 Md. 278, 303-04, 965 A.2d 59, 74 (2009); In re Justin D., 357 Md. 431, 444-45, 745 A.2d 408, 415-16 (2000). Pursuant to this exception,
“if the public interest clearly will be hurt if the question is not immediately decided, if the matter involved is likely to recur frequently, and its recurrence will involve a relationship between government and its citizens, or a duty of government, and upon any recurrence, the same difficulty which prevented the appeal at hand from being heard in time is likely again to prevent a decision, then the Court may find justification for deciding the issues raised by a question which has become moot, particularly if all these factors concur with sufficient weight.”
Lloyd v. Bd. of Supervisors of Elections of Baltimore County, 206 Md. 36, 43, 111 A.2d 379, 382 (1954). I believe that it is clear that this exception is applicable to the case before us.
The question posed by the petitioners is whether a circuit court may proceed with a TPR hearing while an appeal from a
As we have seen, a TPR proceeding that proceeds in the normal manner, where a motion to stay is either not filed, or, as here, filed but denied, will last for under 180 days. FL § 5 — 319(a)(1). The process for an appeal arising out of a permanency planning hearing, however, can go on for up to 7 months, even before a petition for writ of certiorari is filed in this Court. Md. Rule 8-207. This means that a TPR determination often will be made while a CINA appeal is still pending. This also means that the fact scenario currently before us, where parental rights are terminated while a CINA appeal is still pending in the same matter, is likely to recur. It is, thus, permissible for us to “exercise our discretion to decide the issue raised in the instant case because it is likely to recur frequently but will escape judicial review” due to the nature of the procedural timelines involved.
B.
The petitioners’ argument is straight-forward and succinct: a juvenile court may not proceed with a termination of parental rights hearing during the pendency of an appeal from a
The respondent argues, conversely, that the juvenile court properly denied the motion for a stay of the TPR proceedings. It explains that the trial court’s actions were permissible because that court is bound, by FL § 5 — 319(a)(1), to make a guardianship determination within 180 days of a TPR petition being filed. Since no statute or rule requires the juvenile court to grant a stay in a TPR case pending resolution of a CINA appeal, the respondent submits that the Circuit Court would have violated the 180-day limit prescribed by the statute had the stay been granted. In addition, the respondents distinguish this case from In re Emileigh F., asserting that, while that case involved an action by the Circuit Court that directly impacted the appeal, the juvenile court’s decision to proceed with the TPR hearing in this case did not directly interfere with the CINA appeal. The respondent emphasizes, in that regard, and reiterates that the TPR proceeding and the appeal from the permanency planning order are two separate matters and should be treated as such.
We have long recognized that “in a proper case a court may stay proceedings pending the determination of another proceeding that may affect the issues raised.” Coppage v. Orlove, 262 Md. 665, 666, 278 A.2d 587 (1971) (quoting Restivo v. Princeton Constr. Co., 223 Md. 516, 521, 165 A.2d 766, 769 (1960)); accord Noel v. Noel, 173 Md. 147, 151, 195 A. 322, 323 (1937). To be sure, the decision whether to grant or deny a stay of proceedings falls within the discretion of the trial court, and is thus governed, on review, by the “abuse of discretion” standard. We are always mindful, therefore, that “in the absence of an allegation or proof of an abuse of discretion, [the Court] will not disturb the exercise by the trial court of its discretion.” Dodson v. Temple Hill Baptist Church, Inc., 254 Md. 541, 546, 255 A.2d 73, 75 (1969); Vaughn v. Vaughn, 146 Md.App. 264, 279, 806 A.2d 787, 796 (2002). Nonetheless, in light of the facts before us, I am inclined to disagree with the intermediate appellate court, and, thus, to conclude that the trial court abused its discretion when it refused to stay the termination of parental rights proceedings during the pendency of the CINA appeal. Our holding in In re Emileigh F., 355 Md. 198, 733 A.2d 1103, is particularly instructive and dispositive.
“In the instant case, the action taken by the juvenile court addressed matters that were clearly involved in the pending appeal. The court’s action in closing the CINA case and thereby terminating that court’s jurisdiction, if permitted, would in essence defeat the right of [the appellant] to prosecute her appeal with effect. We hold that the juvenile court’s actions were inconsistent with the pending appeal and were prohibited.”
Id., 355 Md. at 204, 733 A.2d at 1105.
While the procedural posture in In re Emileigh F. was different, the effect on the pending appeal of the juvenile
It has been our consistent position that “[ajfter an appeal is filed, a trial court may not act to frustrate the actions of an appellate court.” In re Emileigh F., 355 Md. at 202, 733 A.2d at 1105. As such, while a trial court may continue to act even after an appeal is taken, it may only do so “with reference to matters not relating to the subject matter of, or matters not affecting, the appellate proceeding.” Peterson, 315 Md. at 80, 553 A.2d at 676. “Post-appeal orders which affect the subject matter of the appeal are prohibited.” In re Emileigh F., 355 Md. at 202-03, 733 A.2d at 1105. See also Ditmars v. Camden Trust Co., 131 N.J. Eq. 85, 86-87, 24 A.2d 213, 214 (N.J.Ch. 1942) (“[T]he substance of a right of appeal should not be demolished and thus render the ultimate decision of the appellate tribunal purely hypothetical.”).
While the TPR and CINA proceedings are and were separate, the TPR proceedings addressed matters that were so inextricably linked to those involved in the appeal arising out of the change in permanency plan, that it would be inaccurate to characterize them as two entirely distinct actions. Not only did both cases involve custody arrangements for the same child, but also, the parental and guardianship rights of the very same parents. Indeed, the very initiation of TPR proceedings depended on the outcome of the permanency planning hearing in the trial court. The result of the CINA case in the juvenile court was also what prompted, and was the basis of, the CINA appeal. The CINA appeal arose directly from a determination, by the juvenile court, following the permanency planning hearing, that the most appropriate permanency plan for Cross H. would not involve reunification with his parents but, rather, should consist of non-relative adoption. The guardianship petition, which resulted in the
As we have seen, where a case on appeal involves the same matters presented in the Circuit Court, the Circuit Court is prohibited from acting in a manner that frustrates the appellate procedure, or renders its outcome moot. That is precisely what occurred in this case. The juvenile court’s termination of the petitioners’ parental rights impermissibly interfered with the CINA appeal, because, thereafter, any decision by the appellate court regarding the permanency plan would have been rendered meaningless, and would have been purely hypothetical. Indeed, once the juvenile court terminated the petitioners’ parental rights, there was no meaningful remedy that could have resulted from the CINA appeal; even a favorable holding in that case would have been, in reality and effect, a nullity. This is the very kind of abrogation of appeal rights which we cautioned against in In re Emileigh F., 355 Md. at 204, 733 A.2d at 1105. The appeal rights associated with CINA matters are rendered empty if the State may simply beat defendants to the punch by terminating their parental rights before they can obtain review of the juvenile court’s permanency plan determination. The Circuit Court’s decision to proceed resulted in a clear interference with the petitioners’ right to prosecute the CINA matter effectively on appeal.
While I am cognizant of the statutorily imposed time limits on termination of parental rights proceedings, it is this very fact that causes me to disagree with the intermediate appellate court. The 180-day deadline of FL § 5 — 319(a)(1) is what makes it likely that parental rights often will be extinguished while a CINA appeal is still pending. This 180-day limit, in
Not only is the question before this Court one that is likely to recur, yet evade review, it is one that significantly affects the public interest, and thus, requires this Court to provide guidance, to lower courts, on the proper way to proceed in the future. Lloyd, 206 Md. at 43, 111 A.2d at 382. Indeed, we have recognized the centrality of “a parent’s Fourteenth Amendment liberty interest in raising his or her children as he or she sees fit, without undue interference by the State.” In re Yve S., 373 Md. at 565, 819 A.2d at 1038. Quoting Justice Blackmun’s dissenting opinion in Lassiter v. Dept. of Social Servs. of Durham County, N.C., 452 U.S. 18, 38, 101 S.Ct. 2153, 2165, 68 L.Ed.2d 640, 656-57 (1981), we also have acknowledged that “the interest of a parent in the companionship, care, custody, and management of his or her children” is one which “occupies a unique place in our legal culture, given the centrality of family life as the focus for personal meaning and responsibility.” In re Adoption/Guardianship No. 10941, 335 Md. 99, 113, 642 A.2d 201, 208 (1994) (internal quotation marks omitted). “When the State initiates a parental rights termination proceeding, it seeks not merely to infringe that fundamental liberty interest, but to end it.” Id., 335 Md. at 112-13, 642 A.2d at 208 (quoting Santosky v. Kramer, 455 U.S. 745, 759, 102 S.Ct. 1388, 1397, 71 L.Ed.2d 599, 610 (1982)). Given the importance of a parent’s constitutional right to raise his or her children, and the interference that a TPR proceeding potentially presents to that right, it is our duty, if it be within our authority, to ensure that those proceedings are conducted properly, and in such a manner that those rights
Accordingly, not only do I believe that we should have decided the issue presented, but should have, upon reviewing it, held that a circuit court may not adjudicate TPR/guardianship proceedings while an appeal of the CINA order changing the permanency plan from reunification to non-relative adoption, by the very parties whose parental rights are at stake, is still pending in an appellate court.
I dissent.
Judge GREENE has authorized me to state he joins in this opinion.
. As a general principle, appellate courts are limited, by statute, to hearing only those appeals that proceed from final judgments. CJ § 12-301; Smith v. Taylor, 285 Md. 143, 146, 400 A.2d 1130, 1132 (1979); U.S. Fire Ins. Co. v. Schwartz, 280 Md. 518, 521, 374 A.2d 896, 898 (1977), overruled on other grounds, Dep't of Pub. Safety & Corr. Servs. v. LeVan, 288 Md. 533, 544, 419 A.2d 1052, 1057 (1980). See also Rohrbeck v. Rohrbeck, 318 Md. 28, 41, 566 A.2d 767, 773 (1989) (defining an appealable judgment as one which is “so final as to either determine and conclude the rights involved or to deny the appellant the means of further prosecuting or defending his or her rights and interests in the subject matter of the proceeding."). Though we have recognized that court orders arising from permanency planning hearings do not meet the finality requirements, In re Billy W., 386 Md. 675, 689, 874 A.2d 423, 431 (2005), this Court has articulated a limited exception to the rule. Specifically, in In re Damon M., 362 Md. 429, 438, 765 A.2d 624, 628 (2001), we held that "an order amending a permanency plan calling for reunification to foster care or adoption is immediately appealable.” Id. We clarified this exception in In re Samone H., making clear that appealability was limited to those CINA orders which adversely affect the parental rights of a party, or change
There is no question regarding the appealability of the CINA order as to Mr. Aaron R. Upon confirmation of his paternity, Cross H.’s permanency plan was changed to reflect a goal of reunification with Mr. R. ”[W]hen the plan is reunification, there necessarily is, on the part of the court and, certainly, the parent, an expectation — more than a hope— that the parent will regain custody.” In re Damon M., 362 Md. at 436, 765 A.2d at 628. It is thus clear that the change in permanency plan to non-relative adoption was to his detriment, since it essentially served to extinguish the expectation of regaining custody. Mr. Aaron R. did not appeal the CINA ruling and, thus, was not a party in the CINA appeal. The appeal was filed by Virginia H. alone, as to whom the matter of appealability is less straightforward. Virginia H. never had custody of Cross H., and, in light of the fact that the permanency plan was for reunification with Mr. R., and not her, as to her, the permanency planning goal remained the same, before and after the change of permanency plan from reunification to non-relative adoption. In In re Samone H., supra, we made it clear that we do not consider a permanency planning order to be appealable when it does nothing to alter a parent’s custody rights in a detrimental fashion, even when the terms of the parent’s custody are unfavorable prior to the hearing, and remain just as unfavorable thereafter. 385 Md. at 313, 869 A.2d at 388.
. Virginia H., in her petition for writ of certiorari in the CINA case, presented the following question for our review:
“Where there is a preference for placing a child in the care of relatives, did the Court of Special Appeals err in affirming the lower court’s denial of a request for custody and guardianship with a fit relative in favor of non-relative adoption?’’
. The petitioners sought review of two additional questions:
"II. Did the circuit court err in refusing to consider placement of the minor child with his paternal grandmother?
"III. Did the circuit court err in terminating appellant’s parental rights?”
We denied certiorari as to those questions.
. “Out-of-home placement” is defined, by Md.Code (1984, 2006 Repl. Vol., 2011 Supp.) § 5-50 l(m) of the Family Law article ("FL”), as the "placement of a child into foster care, kinship care, group care, or residential treatment care.”
. FL § 5 — 525(f), which provides guidelines for a local department's creation of a permanency plan, provides:
"(1) In developing a permanency plan for a child in an out-of-home placement, the local department shall give primary consideration to the best interests of the child, including consideration of both in-State and out-of-state placements. The local department shall consider the following factors in determining the permanency plan that is in the best interests of the child:
"(i) the child’s ability to be safe and healthy in the home of the child's parent;
"(ii) the child’s attachment and emotional ties to the child's natural parents and siblings;
"(iii) the child’s emotional attachment to the child’s current caregiver and the caregiver's family;
"(iv) the length of time the child has resided with the current caregiver;
"(v) the potential emotional, developmental, and educational harm to the child if moved from the child's current placement; and
"(vi) the potential harm to the child by remaining in State custody for an excessive period of time.
"(2) To the extent consistent with the best interests of the child in an out-of-home placement, the local department shall consider the following permanency plans, in descending order of priority:
"(i) returning the child to the child's parent or guardian, unless the local department is the guardian;
"(ii) placing the child with relatives to whom adoption, custody and guardianship, or care and custody, in descending order of priority, are planned to be granted;
"(iii) adoption in the following descending order of priority:
"1. by a current foster parent with whom the child has resided continually for at least the 12 months prior to developing the permanency plan or for a sufficient length of time to have established positive relationships and family ties; or
"2. by another approved adoptive family; or
"(iv) another planned permanent living arrangement that:
"1. addresses the individualized needs of the child, including the child's educational plan, emotional stability, physical placement, and socialization needs; and*379 "2. includes goals that promote the continuity of relations with individuals who will fill a lasting and significant role in the child's life.
"(3) Subject to paragraphs (1) and (2) of this subsection and to the extent consistent with the best interests of the child in an out-of-home placement, in determining a permanency plan, the local department shall consider the following in descending order of priority:
"(i) placement of the child in the local jurisdiction where the child’s parent or guardian resides; or
“(ii) if the local department finds, based on a compelling reason, that placement of the child as described in item (I) of this paragraph is not in the best interest of the child, placement of the child in another jurisdiction in the State after considering:
"1. the availability of resources to provide necessary services to the child;
"2. the accessibility to family treatment, if appropriate; and
"3. the effect on the local school system.”
. " 'Guardianship' means an award by a court, including a court other than the juvenile court, of the authority to make ordinary and emergency decisions as to the child's care, welfare, education, physical and mental health, and the right to pursue support.” Md.Code (1974, 2006 Repl.Vol., 2011 Supp.) § 3-801(o) of the Courts and Judicial Proceedings Article (“CJ”).
Opinion of the Court
ORDER.
The Court having granted the petition for writ of certiorari and upon consideration of the briefs, record, oral arguments, the motion for issuance of order of affirmance and mandate filed by the State and the answer to the motion filed thereto, in the above entitled matter, it is this 29th day of April, 2013
ORDERED, by the Court of Appeals of Maryland, a majority of the Court concurring, that the writ of certiorari and the motion be, and they are hereby, dismissed as moot.
BELL, C.J., and GREENE, J., dissent.
Reference
- Full Case Name
- In re ADOPTION/GUARDIANSHIP OF CROSS H.
- Cited By
- 3 cases
- Status
- Published