Lopez v. State
Lopez v. State
Opinion
"The screen is a magic medium. It has such power that it can retain interest as it conveys emotions and moods that no other art form can hope to tackle."
Stanley Kubrick (1970).
Does this "magic medium" by its very nature convey such overpowering emotion to warrant a permanent ban from the courtroom? Does the "magic medium" in the form of a victim impact video with background music constitute "irrelevant information or inflammatory rhetoric" that would "stir strong emotions that might overcome the restraints of reason" of the sentencing judge? These questions underscore the two opposing interests in this appeal: first, a criminal defendant's interest in a fair sentencing proceeding in which the sentencing judge is not diverted from his or her objective role; and second, a victim's interest in conveying the impacts of the defendant's crimes to the sentencing judge. This Court is once again called upon to balance these opposing interests in light of the law. In this instance, this Court must also strike a balance in light of this "magic medium" of technology that has become ever-present in Maryland courtrooms.
In short, we are asked to determine whether victim impact evidence in the form of a video, displaying more than one hundred photographs of the victims, with accompanying music ("the video" or "victim impact video") is impermissible at a sentencing hearing. Specifically, this Court must decide if such victim impact evidence violates any of the following statutory or constitutional provisions: § 11-402 of the Criminal Procedure Article ("CP") of the Maryland Code, which governs victim impact statements; a defendant's Eighth Amendment right to be free from cruel and unusual punishment; or a defendant's due process rights under the Fourteenth Amendment.
For the reasons that follow, we first conclude that a sentencing judge has discretion to permit any additional form of victim impact evidence outside the constraints of CP § 11-402, governing written victim impact statements, and CP § 11-403, governing victim impact testimony. We also hold that all prepared victim impact evidence, not including victim impact testimony, must be limited to the content prescribed under CP § 11-402(e), listing the subject matters permitted in victim impact statements. This Court further holds that the Eighth Amendment does not prohibit a sentencing judge from considering victim impact evidence at a defendant's noncapital sentencing proceeding. Lastly, we hold that the defendant's Fourteenth Amendment due process rights were not violated in this case because the disputed victim impact evidence did not inflame the passions of the sentencing judge more than the facts of the crime. Accordingly, we affirm the judgment of the Court of Special Appeals.
BACKGROUND
A grand jury in the Circuit Court for Montgomery County indicted the Petitioner, Curtis Maurice Lopez ("Mr. Lopez"), with two counts of first degree murder, one count of kidnapping, one count of child kidnapping, and one count of robbery. 1 On January 4, 2013, Mr. Lopez entered an Alford plea 2 as to both first degree murder counts, the robbery count, and one merged count of child kidnapping. 3 During the plea hearing, the parties presented the court with an agreement that both the State and Mr. Lopez would be free to argue the appropriate sentence at a separate hearing. The State reminded the court that it intended to request a sentence of life imprisonment without the possibility of parole. After accepting the agreement as to sentencing, the circuit court questioned Mr. Lopez about his rights, his understanding of the elements of the charged crimes, and his understanding of the plea. The court found that Mr. Lopez was proceeding by way of an Alford plea freely, voluntarily, and intelligently.
In support of the plea, the State presented the following proffer of facts 4 in connection with the murders of Jane McQuain ("Jane") and William McQuain ("William"). Mr. Lopez and Jane were married on April 23, 1988, in a Pennsylvania prison while Mr. Lopez was serving a sentence for attempted murder in a separate case. Though Jane and Mr. Lopez kept in contact and visited occasionally, the two did not live as husband and wife. Jane gave birth to a non-marital son, William, while Mr. Lopez was still serving his sentence in prison. Jane and William lived in Germantown, Maryland, and Jane worked as a receptionist at an accounting firm in Gaithersburg. When he was released from prison, Mr. Lopez moved to North Carolina.
In September 2011, Jane used inherited money from her deceased uncle to purchase a new car and a flat-screen television. After learning of the inheritance, Mr. Lopez contacted Jane and informed her of his plans to visit on September 16, 2011. Mr. Lopez stayed with Jane and William in their condominium on Briarcliff Terrace during his visit. On Friday, September 30, 2011, Jane took William to his friend's residence for a sleepover. That night, Mr. Lopez bludgeoned Jane with a thirty-pound weight and stabbed her multiple times, leaving her body wrapped in blankets in her condominium. On the morning of Saturday, October 1, 2011, Mr. Lopez used Jane's cell phone to text William that he should come downstairs to be picked up from the sleepover. Mr. Lopez drove William from the sleepover to a storage facility, where Mr. Lopez retrieved a baseball bat among other items. After driving William around for four to five hours, making multiple trips to and from the storage facility, Mr. Lopez proceeded to drive to the woods off of Clarksburg Road. Mr. Lopez then killed William by swinging the baseball bat at William's head at least four times, splitting William's skull into thirty-six pieces. Mr. Lopez then discarded William's body slightly off the road. Mr. Lopez drove Jane's new car back to North Carolina with several of Jane's and William's belongings, including the flat-screen television. Based on this sequence of events, the Montgomery County police obtained an arrest warrant for Mr. Lopez. Police located Mr. Lopez at an Econo Lodge in North Carolina, found Jane's new car parked outside of the Econo Lodge, and retrieved Jane's bank card in the hotel room. After the State's proffer, the circuit court concluded that the State had set forth sufficient facts to sustain a guilty finding as to all counts in the plea.
On June 10, 2013, the court held a sentencing hearing, during which Mr. Lopez requested that the court impose concurrent life sentences, concurrent term-of-year sentences, and the possibility of parole. Preliminarily, Mr. Lopez moved to exclude a video with photographs of the two victims set to background music, which the victims' representative, Mr. William McQuain ("Mr. McQuain"), Jane's brother, intended to play at sentencing. Mr. Lopez contended that the video did not constitute permissible victim impact evidence and violated Mr. Lopez's constitutional rights. The defense also argued that another judge should conduct an in camera review of the video to determine whether it should be excluded or redacted. The State countered that the sentencing judge has discretion to allow victim impact evidence, and that all judges are able to rule on evidentiary matters and proceed to consider only the permitted evidence. Counsel for Mr. McQuain argued that the video was completely appropriate for sentencing because it showed the identity and characteristics of the victims. Ultimately, the sentencing judge denied Mr. Lopez's request for another judge to conduct an in camera review as well as his motion to exclude the video. The sentencing judge concluded:
I have discretion to allow whatever I like or whatever is appropriate in this kind of sentencing proceeding. I'm told that it is just pictures, that it is six minutes. This is their one-the victims' family's one opportunity to show me, or anyone else, the extent of the impact upon them. And so I know you don't like it but this is what they would like to do and in some respects it would be cathartic to, for the last time, be able to fully discuss their sister and their nephew. So I'm going to allow the video to be played.
The State summarized the facts of the crime, showed a PowerPoint depicting pictures of the crime scenes, submitted written victim impact statements, and presented nine witnesses who gave victim impact testimony. Mr. McQuain, the victims' representative, testified about his sister, Jane, and his nephew, William, as well as the struggles he faces as a result of the death of his family members. At the end of his testimony, Mr. McQuain requested that he be able to play the video of photographs of the two victims. The video begins with the title, "The Story of Jane and William," which appears on the screen while church bells are playing in the background. The video footage then displays childhood photographs of Jane set to the song "Sort of (Instrumental)" by Ingrid Michaelson, which is fittingly characterized as instrumental music. As the song slows down, photographs of Jane during her adult life are shown while the angle zooms in on Jane's image. After approximately one minute, the video displays photographs of Jane holding William as a baby while the instrumental music continues. The video then depicts two-and-one-half minutes of photographs of Jane and William spending time together as well as photos of William engaging in childhood activities, during which the same instrumental music plays in the background. When the first song ends, the song "Yeah, Yeah" by Sam Means plays for approximately two minutes of additional family photos and childhood photographs of William. The last photograph of Jane and William embracing is shown for approximately twenty seconds while the sound of church bells again plays in the background. The video then shows a list of credits for people who shared photographs, the music, and the video production. The credits are set to the sound of the first song, "Sort of (Instrumental)" by Ingrid Michaelson. The footage ends with a graphic displaying the words "All Memories By Jane & William" as the instrumental music fades out. The video lasts a total of six minutes and twelve seconds, contains approximately 115 photographs, and includes two songs along with the sound of church bells.
After the video was played, defense counsel moved to have the sentencing judge recused because of the video's prejudicial nature. Specifically, counsel for Mr. Lopez stated:
Your Honor, we've [ ] previously objected to this video being shown. Certainly the State has a right to put on its presentation, but this is so unduly prejudicial [ ] in this matter, that Your Honor we would ask the [c]ourt to possibly recuse[.] I mean, this obviously just appeals to emotions, which something like this goes [to], but this is just, this is over the top.
The sentencing judge denied the motion to recuse, concluding that the victims' representative was entitled to show photographs. The defense then requested that the court make a copy of the video for the appellate record, which the sentencing judge granted.
At the conclusion of the hearing, the sentencing judge gave her oral ruling:
There's not much more I can say other than the eloquent words we have heard from all of the victims here today and in their victim impact statements, which were submitted to the [c]ourt last week.
* * *
[T]he monstrous nature of this crime cannot convert this case into concurrent time or any prospect of parole. You stabbed Jane McQuain and crushed her skull with a 30-pound dumbbell. You took William from a sleepover, got a baseball bat out, took him into the woods, and crushed his skull into many pieces, and this was a person who called you "Dad."
* * *
Frankly, it is too bad the death penalty is no longer available, as the circumstances of this case and your criminal history truly would warrant that penalty.
Ultimately, the court sentenced Mr. Lopez to life imprisonment without the possibility of parole for the first degree murder of Jane, a consecutive term of life imprisonment without the possibility of parole for the first degree murder of William, a consecutive term of thirty years for child kidnapping, and a concurrent term of twelve years for robbery.
Mr. Lopez filed an application for leave to appeal on July 9, 2013, asserting that the video was inadmissible at sentencing. 5 The Court of Special Appeals granted the leave to appeal on December 22, 2014. In a reported opinion filed on February 2, 2017, the Court of Special Appeals affirmed the judgment of the sentencing judge, holding that the court did not abuse its discretion in admitting the video at sentencing and the video did not violate Mr. Lopez's constitutional rights. 6
Lopez v. State
,
DISCUSSION
The State of Maryland has expressed a clear public policy throughout the last thirty-five years to provide broad rights to crime victims. In 1982, the Maryland General Assembly enacted the primary statute in pursuit of that public policy goal: Maryland's first victim impact evidence statute. 1982 Md. Laws, ch. 494. This victim impact legislation required a presentence investigation report to include a victim impact statement if the defendant committed certain crimes that caused injuries to a victim.
In order to provide victims with the right to present their viewpoint in all cases, the General Assembly enacted Senate Bill 132 the following year, requiring the sentencing court to consider a presentence investigation report with victim impact statements in death penalty cases. 1983 Md. Laws, ch. 297. "It is apparent that the legislature intended that victim impact statements be admissible in capital case sentencing proceedings."
Lodowski v. State
,
In addition to the growing statutory recognition, Maryland afforded victims constitutional protection when the Maryland General Assembly passed and the people ratified Article 47 of the Maryland Declaration of Rights. 1994 Md. Laws, ch. 102. The constitutional right for victims specifically provides:
(a) A victim of crime shall be treated by agents of the State with dignity, respect, and sensitivity during all phases of the criminal justice process.
(b) In a case originating by indictment or information filed in a circuit court, a victim of crime shall have the right to be informed of the rights established in this Article and, upon request and if practicable, to be notified of, to attend, and to be heard at a criminal justice proceeding, as these rights are implemented and the terms "crime", "criminal justice proceeding", and "victim" are specified by law.
Md. Const. Decl. of Rts. Art. 47. In discussing the constitutional provision, this Court described " Article 47 [as] 'the strong public policy that victims should have more rights and should be informed of the proceedings, that they should be treated fairly, and in certain cases, that they should be heard.' "
Hoile v. State
,
Following the ratification of the victims' constitutional right, the General Assembly enacted the Victims' Rights Act of 1997. 1997 Md. Laws, ch. 311. The overall purposes of the Victims' Rights Act of 1997 were to "expand[ ] victims' rights laws to include juvenile proceedings," to require enhanced notifications to victims "relating to parole and mandatory supervision," as well as to allow victims "to request that offenders be prohibited from having contact with the victim as a condition of release or supervision." Dep't Legis. Servs., Fiscal and Policy Note, Senate Bill 173 , at 1 (1997 Session). 8 The trend of expanding victims' rights continued as recently as 2015 when the legislature enacted "Alex's Law." 2014 Md. Laws, ch. 151. 9 Specifically, Alex's Law requires sentencing courts to hear from a victim or the victim's representative before imposing a sentence, unless deemed impracticable, even in cases in which the prosecuting attorney does not request that the court consider such testimony. See Dep't Legis. Servs., Fiscal and Policy Note, Senate Bill 272 , at 1 (2014 Session). 10 These statutes, as well as Article 47 of the Maryland Declaration of Rights, demonstrate the State's desire to implement broad victims' rights in criminal proceedings, including sentencing. However, the legislature and this Court have also made clear that victims' rights are not without limitation. In fact, the original victim impact evidence statute in Maryland included a list of the acceptable content in a victim impact statement. See 1982 Md. Laws, ch. 494. Specifically, the original bill prescribed:
(3) A victim impact statement shall:
(i) identify the victim of the offense;
(ii) itemize any economic loss suffered by the victim as a result of the offense;
(iii) identify any physical injury suffered by the victim as a result of the offense along with its seriousness and permanence;
(iv) describe any change in the victim's personal welfare or familial relationships as a result of the offense;
(v) identify any request for psychological services initiated by the victim or the victim's family as a result of the offense; and
(vi) contain any other information related to the impact of the offense upon the victim that the court requires.
1982 Md. Laws, ch. 494. 11 Therefore, the very first Maryland statute recognizing the importance of victim impact evidence also demonstrated the legislature's intent to confine the victim impact statements to relevant information for purposes of sentencing.
Parallel to the boundaries placed by legislation, the Maryland courts also placed proper limitations on victim impact evidence. This Court aptly explained that " Article 47 and related legislation have created a class of specific,
but narrow
, rights for victims with regard to certain aspects of the criminal proceedings against the perpetrators of the crimes committed against victims or their property."
Hoile
,
This Court is now tasked with reviewing a sentencing proceeding and determining whether the victims' rights were appropriately granted pursuant to the legislative mandate or whether certain limitations as to "application and context" were necessary.
Hoile
,
Mr. Lopez first urges this Court to hold that all prepared victim impact evidence is confined to the permissible content for victim impact statements listed under CP § 11-402(e). Failing to do so, Mr. Lopez asserts, will result in a statutory violation as well as an "impermissible consideration[ ]."
Sharp v. State
,
A. Permissible Victim Impact Evidence
A sentencing judge " 'is vested with virtually boundless discretion' in devising an appropriate sentence."
Cruz-Quintanilla v. State
,
The Maryland victim impact statutes, codified at CP §§ 11-402 and 11-403, discuss two types of victim impact evidence: victim impact statements and victim impact testimony. The former requires the court to "consider the victim impact statement in determining the appropriate sentence[.]" CP § 11-402(d). The latter statute mandates that the sentencing judge, "if practicable, shall allow the victim or the victim's representative to address the court under oath before the imposition of sentence or other disposition[.]" CP § 11-403(b). Neither provision of the Maryland Code governs additional forms of victim impact evidence, such as the video disputed in this appeal. However, Mr. Lopez asks this Court to apply the requirements listed under CP § 11-402(e) to the victim impact video submitted at the sentencing. This section of the statute reads:
[a] victim impact statement for a crime or delinquent act shall:
(1) identify the victim;
(2) itemize any economic loss suffered by the victim;
(3) identify any physical injury suffered by the victim and describe the seriousness and any permanent effects of the injury;
(4) describe any change in the victim's personal welfare or familial relationships;
(5) identify any request for psychological services initiated by the victim or the victim's family;
(6) identify any request by the victim to prohibit the defendant or child respondent from having contact with the victim as a condition of probation, parole, mandatory supervision, work release, or any other judicial or administrative release of the defendant or child respondent, including a request for electronic monitoring or electronic monitoring with victim stay-away alert technology; and (7) contain any other information related to the impact on the victim or the victim's family that the court requires.
CP § 11-402(e). Mr. Lopez contends that the victim impact video is more comparable to victim impact statements than oral victim impact testimony. For justification, Mr. Lopez asserts that applying the restrictions listed under CP § 11-402(e) to all prepared victim impact evidence would prevent the sentencing judge from impermissibly considering irrelevant content when imposing a sentence.
In contrast, the State asserts that the video was properly considered during the sentencing hearing because only victim impact statements and victim impact testimony are limited by §§ 11-402 and 11-403 of the Criminal Procedure Article ; any victim impact evidence outside of those statutes lies within the sound discretion of the sentencing judge. The State suggests that the sentencing judge did not abuse her discretion because the video depicts the true impact of the crime on the family. In a similar vein, the victims' representative contends that the video was properly admitted as part of the victim impact testimony. The victims' representative points out that Maryland jurisprudence does not apply the limitations under CP § 11-402(e) to the victims' rights to be heard at sentencing. Therefore, the victims' representative urges this Court to find that the sentencing judge did not abuse her broad discretion in permitting the video as part of the victim impact testimony.
Maryland appellate courts have not yet addressed the specific issue of whether victim impact evidence outside of a victim impact statement or victim impact testimony should be limited in content or form. However, there are Maryland cases instructive to this question. In 1985, this Court reviewed a sentencing hearing in which the court sentenced the defendant, Gregory Reid, to life imprisonment for first degree rape with a consecutive twenty-year sentence for first degree sexual offense and a ten-year consecutive sentence for robbery.
Reid
, 302 Md. at 814,
In response, this Court first determined that the "legislative history suggests an intent to establish minimum standards for the information to be provided to judges and to make this information available in as many cases as fiscal constraints allowed."
The proper interpretation then of Art. 41, § 124(c) is that it sets a minimum standard for what the sentencing judge in a circuit court must consider as far as the effects of the crime on the victim. Section 124(c) does not prevent additional statements or comments from being offered whether by the victim, his family or the State's Attorney. The only difference between the presentence investigation's Victim Impact Statement and any additional statements offered is that with regard to the latter it is within the judge's discretion whether to consider them at sentencing .
Similarly, in
Whittlesey v. State
, the petitioning defendant contended that showing a ninety-second videotape of the victim playing the piano to the sentencing jury was impermissible as cumulative evidence.
It is now a well established principle of law that the introduction of victim impact evidence is constitutionally permissible, and includes any evidence which the court deems probative and relevant to sentencing. Nevertheless, such evidence is dangerous because of its tendency to act as a super-aggravating factor. I believe, therefore, that great care must be taken to insure that such evidence does not have that effect; it should not be characterized, or be used in such a way as to trump any mitigating circumstance proven by the appellant. It ought not, in other words, be the decisive factor in determining an accused's fate.
Id.
at 112,
A few years later in
Ball v. State
, this Court considered whether a sentencing judge properly considered certain victim impact testimony during a capital sentencing hearing.
[I]t would be difficult to conform oral testimony to the requirements of this statute. Because written victim impact statements are prepared and reviewed prior to the commencement of the sentencing proceeding, their content can be effectively delineated by statute. Oral victim impact testimony, in contrast, cannot be controlled with such precision. Victim impact witnesses testify under great emotional strain and, in venting their pain and frustration, may make an occasional reference to the impact of the crime on individuals beyond the victim's family.
Overall, these precedents establish three guiding principles for purposes of victim impact evidence in Maryland. First, any victim impact evidence not strictly permitted by statute is within the sentencing judge's discretion to consider.
See
Reid
, 302 Md. at 821,
The federal and state cases cited by Mr. Lopez address significant questions related to victim impact evidence; however, none of the cases analyzed the first issue in this appeal. Several of the cases cited by Mr. Lopez analyzed whether a victim impact video should be excluded at a sentencing hearing because such evidence is more prejudicial than probative.
See, e.g.,
United States v. Sampson
,
In addition to varying questions presented, these federal cases are also distinct in another significant way: the sentencing bodies considering the victim impact evidence consisted of sentencing juries rather than sentencing judges.
See, e.g.
,
Salazar
,
Because the federal and sister state cases cited by Mr. Lopez cannot serve as guidance for our decision here, this Court must thoroughly analyze our leading precedent. In
Ball
, this Court reasoned that the content requirements for victim impact statements, as enumerated by CP § 11-402(e), could serve as guidance for victim impact evidence.
As such, this Court holds that a sentencing judge has broad discretion to admit and consider victim impact evidence in forms outside of the bounds of victim impact statements and victim impact testimony. We further hold that all prepared victim impact evidence submitted at sentencing, including victim impact videos, needs to meet at least one of the very broad content requirements listed under CP § 11-402(e). Limiting any prepared victim impact evidence to matters deemed probative by the legislature will prevent sentencing bodies from undertaking impermissible considerations.
See
Reid
, 302 Md. at 820,
Given that our holding here involves interpreting statutes, we review the sentencing judge's decision to admit the victim impact video
de novo
.
See
Ball v. State
,
B. The Extent of the Eighth Amendment's Application to Victim Impact Evidence
In his second argument, Mr. Lopez contends that admitting the victim impact video at his sentencing hearing
violated his Eighth Amendment right against cruel and unusual punishment. In analyzing this second contention, this Court will make an independent constitutional appraisal.
See
Riddick v. State
,
The Eighth Amendment to the United States Constitution provides: "Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted." U.S. Const. amend. VIII. This Amendment applies to the States as incorporated by the due process clause of the Fourteenth Amendment.
See
Robinson v. California,
The State contends that the Court of Special Appeals properly determined that the Eighth Amendment either does not apply to a noncapital sentencing hearing or was not violated in this case because the video did not contain opinions about the crime, the defendant, or the appropriate sentence. The victims' representative characterizes Mr. Lopez's Eighth Amendment argument as requesting this Court to impose a per se bar on any victim impact evidence that contains background music. As such, the victims' representative contends that the Eighth Amendment imposes no bar to victim impact evidence in non-death penalty cases.
The Supreme Court first applied the Eighth Amendment to the admission of victim impact evidence to a sentencing jury at capital sentencing in
Booth v. Maryland
,
Turning to the second type of information provided in the victim impact statement, the Supreme Court concluded that a family's opinions about a defendant's crimes "can serve no other purpose than to inflame the jury and divert it from deciding the case on the relevant evidence concerning the crime and the defendant. As we have noted, any decision to impose the death sentence must 'be, and appear to be, based on reason rather than caprice or emotion.' "
The Supreme Court revisited the interaction between victim impact evidence at a capital sentencing and the protections of the Eighth Amendment in
Payne v. Tennessee
,
Booth [was] based on two premises: that evidence relating to a particular victim or to the harm that a capital defendant causes a victim's family do not in general reflect on the defendant's 'blameworthiness,' and that only evidence relating to 'blameworthiness' is relevant to the capital sentencing decision. However, the assessment of harm caused by the defendant as a result of the crime charged has understandably been an important concern of the criminal law[.]
We thus hold that if the State chooses to permit the admission of victim impact evidence and prosecutorial argument on that subject, the Eighth Amendment erects no per se bar. A State may legitimately conclude that evidence about the victim and about the impact of the murder on the victim's family is relevant to the jury's decision as to whether or not the death penalty should be imposed. There is no reason to treat such evidence differently than other relevant evidence is treated.
In 2016, the Supreme Court again considered the appropriateness of victim impact evidence at a sentencing proceeding given the right against cruel and unusual punishment. Specifically, the Supreme Court issued a
per curiam
opinion in
Bosse v. Oklahoma
, deciding whether the State's request for the victim's family to recommend a sentence at a capital proceeding violated the Eighth Amendment. --- U.S. ----,
As Mr. Lopez acknowledges, none of these three key Supreme Court precedents regarding victim impact evidence examine whether the restriction against cruel and unusual punishment prohibits such evidence in
noncapital
cases. Instead, each of the opinions examined above specifically tailored its analysis to whether a sentencing jury should consider
victim impact evidence in deciding whether to impose the death penalty. For example, the initial discussion of a defendant's Eighth Amendment rights as related to victim impact evidence in
Booth
began with the recognition that "the
death sentence
must be 'suitably directed and limited so as to minimize the risk of wholly arbitrary and capricious action.' "
In addition, these cases all analyze whether showing a sentencing jury victim impact evidence violates a defendant's Eighth Amendment rights. The original discussion of victim impact evidence under the Eighth Amendment in
Booth
recognized that "the question presented is
whether the Constitution prohibits a jury from considering
a victim impact statement."
Mr. Lopez did not cite to any case law, and this Court has found none, that involve a noncapital defendant successfully arguing that the presentation of victim impact evidence to a sentencing judge violated his rights under the Eighth Amendment. Therefore, it becomes significant that the issue before us is distinct from the questions addressed in
Booth
and
Payne
. In Mr. Lopez's case, there was no possibility that the sentencing judge could arbitrarily impose the death penalty. The State in this case sought only a sentence of life imprisonment without parole. As this Court made clear in
Woods v. State
: "We do not agree with the notion that a life sentence without the possibility of parole is, even relatively, the equivalent of death itself. The death penalty cases cited by [the Petitioner] to support this view are simply inapposite."
After conducting our independent constitutional appraisal, we find that there is no legal support for the proposition that the Eighth Amendment's protection extends to claims that victim impact evidence presented at noncapital sentencing proceedings injected an arbitrary factor into the sentencing decision. We hold that a noncapital defendant's Eighth Amendment right against cruel and unusual punishment is not violated when victim impact evidence is introduced at sentencing. As Mr. Lopez is inarguably a noncapital defendant, we conclude that Mr. Lopez's Eighth Amendment rights were not violated when the sentencing court admitted the victim impact video at his sentencing hearing.
C. Victim Impact Videos under the Fourteenth Amendment
Mr. Lopez's third and final contention is that admitting the victim impact video at his sentencing hearing violated his Fourteenth Amendment due process rights. As this is another question of whether a constitutional right was violated, we will make a constitutional appraisal by independently reviewing the law and applying the law to the facts of the case.
See
Riddick
,
As the parties and the Court of Special Appeals correctly observed, the Supreme Court held that defendants have an alternative recourse under the Fourteenth Amendment when victim impact evidence is presented at sentencing.
Payne
,
This Court subsequently adopted the standard that Justice O'Connor enunciated in her concurring opinion.
See
Evans
,
Like Justice O'Connor in Payne, we cannot conclude that these brief statements inflamed the passion of the jury more than did the facts of the crime. Here, the jury had been presented with evidence that Evans carefully planned his crime, patiently waited in the lobby of the hotel for his opportunity, calmly fired nineteen bullets with a MAC-11 machine pistol at Scott Piechowicz and Susan Kennedy, and used the proceeds of his crime to go shopping at a mall with his girlfriend later that evening. The jury had also been presented with the autopsy reports and photographs of Scott Piechowicz, depicting six gunshot wounds to the abdomen, and of Susan Kennedy, depicting four gunshot wounds to the chest. In light of the jury's extensive knowledge about the facts of these murders, we cannot say that the jury's additional knowledge about Cheryl Piechowicz's natural feelings of grief and guilt or about a young child's understandable trauma concerning the loss of her father deprived Evans of due process.
This Court recognizes that Payne and Evans analyzed whether providing capital sentencing juries with certain victim impact evidence was unconstitutional. In this case, Mr. Lopez, a noncapital defendant, was sentenced by a judge.
Indeed, this Court has previously stressed that Maryland law is "somewhat more restrictive as to the admissibility of evidence at the sentencing proceedings of death penalty cases than is normally the case in a sentencing proceeding in a nondeath penalty case."
Johnson v. State,
Even Justice O'Connor in her concurring opinion in Payne recognized that in some states, a sentencing judge, as opposed to a jury, considers victim impact evidence and renders a sentence. Specifically, Justice O'Connor emphasized:
Most States have enacted legislation enabling judges and juries to consider victim impact evidence. The possibility that this evidence may in some cases be unduly inflammatory does not justify a prophylactic, constitutionally based rule that this evidence may never be admitted. Trial courts routinely exclude evidence that is unduly inflammatory; where inflammatory evidence is improperly admitted, appellate courts carefully review the record to determine whether the error was prejudicial.
Payne
,
As such, we are persuaded that a noncapital sentencing hearing could be rendered "fundamentally unfair" when the victim impact evidence inflames the passion of the sentencing judge more than the facts of the crime.
Payne
,
At Mr. Lopez's sentencing hearing, the State first indicated to the court that it intended to "present a slide show or PowerPoint that shows some of the history of the defendant along with the victims in this case. I've already told people here, but there's going to be some very difficult pictures presented. This is a very horrific crime and some of these pictures that are going to be shown are going to be such." (Cleaned up). After briefly introducing the victims and the defendant's criminal history with the supporting PowerPoint, the State presented a synopsis of the facts of the case. Specifically, the State summarized that "the defendant planned to murder Jane and William McQuain before he even traveled to Maryland. He came and he stayed in Maryland with them for two weeks, knowing the entire time that he planned to kill them." Detailing each movement the defendant took in planning the murders, the State ultimately discussed how the defendant murdered Jane McQuain.
At some point during the middle of the night and the early morning hours of October 1st, 2011, the defendant murdered Jane McQuain in her bed. The photographs we're going to present are from the crime scene. The defendant used a 30-pound metal weight, which you can see in this picture, your honor, to your right that he brought from North Carolina....
The defendant takes that 30-pound weight, he sneaks up on Jane McQuain while she's lying in her bed, he smashed the weight into the back of her head at least two times. Jane was suffering from massive head trauma but was still alive. The defendant threw extra blankets over Jane at that point. The defendant then went and got a large butcher knife. He stabbed Jane through all three comforters, twice in her back. One of those puncture wounds injured her rib and punctured her lung.
This is how officers found Jane McQuain when they broke into her house on October 12th. The defendant had stabbed Jane McQuain so hard that the knife was actually bent.
The sentencing judge, therefore, heard the gruesome description of the murder of Jane as she slept and saw pictures of the murder victim as the police found her, beaten and stabbed.
The State continued to describe the method in which the defendant murdered his second victim, William.
The defendant waited around the entire morning to pick up William after he went to the bank. He drove around with William for hours, from 9:30 until 1:30 p.m., hours, knowing what he was going to do, just looking for a place to murder William and dump his body. The defendant continues making phone calls throughout that time to his girlfriend. The only time there's no phone use from the defendant is 1:30 to 1:51 p.m. when he was murdering William McQuain. That's a shot of where the Liberty gas station is and where William's body was later found.
These photos are also graphic from the crime scene. When William was found on October 18th, this is how William was found: with some debris covering him; once the debris is removed; the baseball bat that was found feet away from William McQuain's body.
The defendant struck William McQuain at least four times in the head, shattering his skull into pieces, 36 pieces to be exact.
* * *
Jane and William McQuain loved and trusted the defendant, and he used that love and trust to murder both of them.
While recounting the horrific details of how the defendant murdered William, the State showed the sentencing judge pictures of the young victim's body left in the woods. After the State described and showed the crimes in detail, the State asked the court to hear testimony from various friends and family of the murder victims. Mr. McQuain, the victims' representative and Jane's brother, testified last, after which he asked the court to view the victim impact video. As such, the sentencing court heard the detailed facts of the murders before viewing the video.
This Court does not deny that the victim impact video is capable of evoking emotions. However, we conclude that the video did not inflame the passions of the sentencing judge more than the facts of the crime.
See
Payne
,
CONCLUSION
The parameters of victim impact statements and victim impact testimony at sentencing proceedings are governed by CP § 11-402 and § 11-403. However, we hold today that judges have discretion to admit any form of victim impact evidence, beyond statements and testimony, at sentencing hearings. We further hold that all prepared victim impact evidence, regardless of form, is required to convey at least one of the types of contents enumerated under CP § 11-402(e). This limitation in content does not, however, apply to victim impact testimony due to the emotional and spontaneous nature of live testimony.
See
Ball
, 347 Md. at 197,
We also hold that a defendant's Eighth Amendment right against cruel and unusual punishment is not violated when victim impact evidence is presented at a noncapital sentencing proceeding. As the State requested a sentence of life imprisonment without parole, Mr. Lopez is not a capital defendant. As such, Mr. Lopez's Eighth Amendment rights were not violated when the sentencing judge admitted the victim impact video at the sentencing proceeding. Finally, in applying Justice O'Connor's test from her concurring opinion in Payne , we conclude that the victim impact video did not inflame the passions of the sentencing judge more so than the facts of the crime. As such, we hold that showing the video at the sentencing hearing did not violate Mr. Lopez's rights under the Fourteenth Amendment Due Process Clause. Accordingly, we affirm the judgment of the Court of Special Appeals.
JUDGMENT OF THE COURT OF SPECIAL APPEALS AFFIRMED. COSTS TO BE PAID BY PETITIONER.
See
The term "
Alford
plea" comes from the case
North Carolina v. Alford
,
Count Three for kidnapping in the original indictment was merged into Count Four for child kidnapping for purposes of the plea.
The defense's minor additions are included throughout this summary of the State's proffer.
Mr. Lopez also contended that the State violated pre-sentencing discovery by failing to provide the defense with a specific statement of what information it intended to present at the sentencing hearing. Mr. Lopez did not assert this argument in his petition for writ of certiorari; therefore, this issue is not before this Court.
The Court of Special Appeals also held that the State's notice to Mr. Lopez did not meet the requirements of Md. Rule 4-342(d), but such failure did not unfairly prejudice Mr. Lopez at sentencing. This issue is not before this Court. See supra note 5.
In his petition for writ of certiorari, Mr. Lopez phrased the question presented as follows: Is a music video/slide show depicting the lives of the victims a permissible form of victim impact evidence, and does its admission violate a criminal defendant's rights under the Eighth and Fourteenth Amendments to the United States Constitution?
http://mgaleg.maryland.gov/1997rs/fnotes/bil_0003/sb0173.PDF [https://perma.cc/2FS6-RBXX].
This piece of legislation, which was first introduced to the Maryland General Assembly in 2013 as House Bill 1382, was enacted with the name "Alex's Law" after a young man who was severely injured in a traffic accident. After speeding and running a red light, a driver crashed into Alex's car, causing Alex serious body and brain damage; thus, Alex was unable to speak for himself as a victim. Alex's mother was responsible for caring for Alex after the car crash. However, Alex eventually passed away as a result of his injuries. Alex's mother appeared before the district court for the driver's disposition hearing. Alex's mother asked the court if she could read a victim impact statement; however, the district court judge denied her request. In response to the events involving Alex and his mother, as well as similar experiences statewide, the Maryland General Assembly enacted Alex's Law to require courts, if practicable, to consider a request from victims or a victim's representative to address the court before the imposition of a sentence. See Hearing on House Bill 1382 Before the Judiciary Comm. of the H.D., 2013 Leg., 438th Sess. (Md. 2013) (verbal testimony of Del. Michael A. McDermott) http://mgaleg.maryland.gov/webmga/frmMain.aspx?id=hb1382 & stab=01 & pid=billpage & tab=subject3 & ys=2013rs [https://perma.cc/BA4R-UYY7].
http://mgaleg.maryland.gov/2014RS/fnotes/bil_0002/sb0272.pdf [https://perma.cc/U6BZ-RRUU].
This statute was subsequently repealed and replaced by 2001 Md. Law, ch. 10 without substantive changes and is now codified at CP § 11-402.
Then codified at Md. Code Ann., Art. 41 § 124. The current CP § 11-402 includes similar language: "If the court does not order a presentence investigation or predisposition investigation, the prosecuting attorney or the victim may prepare a victim impact statement to be submitted to the court and the defendant or child respondent in accordance with the Maryland Rules."
Both this Court and the Court of Special Appeals have recently used the parenthetical "cleaned up" as a way to simplify quotations.
See
Lamalfa v. Hearn
,
Reference
- Full Case Name
- Curtis Maurice LOPEZ v. STATE of Maryland
- Cited By
- 13 cases
- Status
- Published