Devincentz v. State
Devincentz v. State
Opinion
"[T]he trial of any case is a search for truth. The strength of each side of an issue rests upon the believability of the evidence offered as proof."
State v. Cox
,
FACTS AND LEGAL PROCEEDINGS
In 2008, Julius Devincentz, Jr. and Y.D. began a romantic relationship. Y.D., her daughter K.C., and her son S., moved into Devincentz's home in Elkton, Maryland from Pennsylvania. Devincentz's children, Brianna, Joshua, and Kenny also lived at the house. Devincentz and Y.D. lived together with their children as a blended family until the couple separated in November 2015.
In April 2015, K.C. left the Devincentz home and went to the Maryland Salem Children's Trust, a residential facility for juveniles. Some months into her stay, in September 2015, K.C. told her therapist that Devincentz had sexually abused her when she was six or seven years old. The therapist reported K.C.'s allegations.
The State charged Devincentz with one count of continuing course of conduct against a child, two counts of sexual abuse of a minor, one count of second-degree sexual offense, one count of third-degree sexual offense, one count of fourth-degree sexual offense, and one count of second-degree assault. In 2016, Devincentz was tried in the Circuit Court for Cecil County.
K.C. was the State's primary witness. She testified that, on multiple occasions, when she was about seven years old, and nobody else was home, Devincentz
would watch porn on our desktop computer in the living room, and he would ask me to come over and sit on his lap, and I would be scared and sometimes I would say no, and he would force me to sit on his lap, and he would touch me in my private area.
K.C. testified that Devincentz placed his hand underneath her clothes and underwear and touched the inside of her vagina for approximately 10 or 15 minutes. Afterward, Devincentz told her not to tell anyone. She also testified that Devincentz watched pornography on the computer while other members of the household were present. Two or three weeks after the first incident, Devincentz again digitally penetrated K.C. while she was in bed. K.C. told Devincentz that she did not like it, asked him to get away from her, and threatened to tell her mother. Devincentz gave K.C. a five-dollar bill and told her not to say anything.
K.C. also alleged that when she was around 10 or 12 years old, on several occasions, Devincentz offered her money to lift up her shirt. She always refused to do so. She testified that on one occasion he slapped and grabbed her bottom. K.C. explained that she did not report Devincentz's actions out of fear that she "was going to get physically hurt" and because she did not want to ruin her mother's relationship with Devincentz.
K.C. testified that she and Devincentz argued about her attitude, disputes with others in the household, her noncompliance with his requests to do chores, and her failure to do things the way he wanted. On cross-examination, K.C. acknowledged that she "was a very angry person," and that she "would butt heads a lot." K.C. explained that she clashed with Devincentz because "he was very demanding," she "didn't like the tone of voice he would use[,]" and "because he hurt" her. She attributed her difficulties with others in the house to the strain of keeping the abuse secret. K.C. stated that she did not get along with Joshua because he was "hardheaded," and he did not like her family. K.C. wanted to move back to Pennsylvania and live with her father. K.C. explained that she did not disclose the abuse earlier because she was afraid of Devincentz and Joshua. She stated that Joshua "posed a threat" to her, but that "nobody threatened [her]." Joshua would "scream at her and [get] in [her] face." 1
After the State rested, defense counsel called Joshua. The State objected because defense counsel had not provided prior notice of the witnesses he planned to call and refused to proffer the subject matter of their testimony. Defense counsel contended that the State received notice because both witnesses were issued subpoenas. The State explained that it sought a proffer "because if these witnesses are character witnesses, this may open the door for impeachment purposes." The trial judge overruled the State's objection and permitted the defense to call its witnesses.
Joshua testified consistently with K.C. about the composition of the Devincentz household. He explained that K.C. "never really liked [Devincentz]," she "didn't like [Devincentz's] rules ... [and s]he wanted to be able to do whatever she wanted ...." Joshua witnessed arguments between Devincentz and K.C. Defense counsel attempted to elicit testimony about an argument that occurred after K.C. stole a cell phone. The State objected on the grounds of relevance. Defense counsel proffered that Joshua witnessed the argument and that "[i]t goes to motive." The trial judge ruled that Joshua could testify about the argument, but not about K.C.'s alleged theft because he lacked first-hand knowledge. The following exchange occurred:
[ Defense Counsel ]: I asked you a question about the cell phone situation. Without characterizing how that came up, as a result of that argument, what occurred?
[ Joshua ]: [K.C.] was unhappy with [Devincentz]'s decision on the argument. And once it was resolved by a third party [, K.C.] was yelling and screaming and saying things that she could do that would get him in trouble.
[ Prosecutor 1 ]: Objection.
[ Prosecutor 2 ]: Objection.
The Court : Sustained.
[ Defense Counsel ]: Now, were those things that you heard?
[ Joshua ]: Yes.
(Emphasis added). Defense counsel did not make a proffer after the trial judge sustained the objection.
Joshua testified that he never saw anyone using the family computer to look at pornographic material and never saw such material stored on the computer. Defense counsel then asked about K.C.'s relationships with other family members.
[ Defense Counsel ]: Now, would it be fair to say that [K.C.] had problems not only with [Devincentz,] but with other people in the family?
[ Joshua ]: Yes.
[ Defense Counsel ]: Would you describe what you mean by that?
[ Joshua ]: [K.C.] had a problem with her mouth. [K.C.] would say things to people, about people, and then she would like to argue with you. And she would not tell the truth about certain things.
[ The State ]: Objection.
The Court : I'll sustain that. But [K.C.] would argue with people, right?
[ Joshua ]: Yes.
The Court : Okay.
[ Joshua ]: And [K.C.] would give her side[,] and then there would be the other person's side.
[ Defense Counsel ]: I have nothing further, Your Honor.
(Emphasis added). 2
The jury found Devincentz guilty of sexual abuse of a minor and second-degree assault, but acquitted him of the charge of a continuing course of conduct against a child. The trial court sentenced him to 25 years in prison for the sexual abuse of a minor, and a consecutive 10 years for second-degree assault.
3
Devincentz appealed. In an unreported decision, the Court of
Special Appeals affirmed his conviction.
See
Devincentz v. State
, No. 1297, Sept. Term 2016,
1. Whether Devincentz preserved the issues for review.
2. Whether the trial court erred by prohibiting a witness's testimony regarding the complainant's truthfulness.
3. Whether the trial court erred by prohibiting a witness's testimony about threats the complainant made during an argument with Devincentz.
We shall answer yes to all three questions.
DISCUSSION
Preservation
The State raises a recurrent appellate theme-preservation of issues. An appellate court will not "decide any other issue unless it plainly appears by the record to have been raised in or decided by the trial court ...." Md. Rule 8-131(a). The Court of Special Appeals concluded that Devincentz had not preserved either issue relating to Joshua's testimony for review because defense counsel did not make a proffer regarding
the relevance or substance of the excluded testimony.
Devincentz
,
The most common method of preserving a claim that the trial court erred is to proffer the substance and relevance of the excluded evidence.
Merzbacher v. State
,
But a proffer is not an absolute requirement for preservation. Before the Maryland Rules of Evidence were adopted, in
Peregoy v. Western Md. Ry. Co.
,
ordinarily a proffer is desirable and sometimes indispensable to indicate the significance of the question and of the court's action in sustaining the objection, nevertheless, where the tenor of the questions and the replies they were designed to elicit is clear, a proffer in the record is not a necessary prerequisite for a review of the ruling.
(Emphasis added). Maryland Rule 5-103(a)(2) retains this exception by permitting review if "the substance of the evidence ... was apparent from the context within which the evidence was offered."
We have examined the application of the preservation rule in Maryland. In
Merzbacher
,
Similarly, in
Conyers v. State
,
In
Peterson
,
Nor was it apparent that defense counsel had an adequate foundation to question the witness about an expected benefit.
But
Peterson
,
Conyers
, and
Merzbacher
do not stand for the proposition that a proffer is mandatory. Rather, they illustrate when the contents and relevance of excluded evidence are insufficiently clear to preserve an issue for appellate review. In
Conyers
and
Merzbacher
, we declined to speculate about the contents of the excluded testimony.
Conyers
,
Jorgensen v. State
,
The Court of Special Appeals held that defense counsel's failure to proffer was not a fatal omission because "[t]he questions to which objections were sustained clearly generated the issue-what the examiner was trying to accomplish was obvious."
The State views
Jorgensen
as inapposite because, there, the contents of the question and the opening statement clearly presented the issue. But the Court of Special Appeals did not require that counsel provide a detailed exposition in opening statements-rather, it pointed to a portion of the statement that discussed the
general theory
of the case.
Jorgensen
,
Unlike in Conyers , Merzbacher , and Peterson , we need not speculate as to what Joshua's testimony would have been. The State objected after Joshua answered each question. His answers clearly revealed the relevance of his testimony. Joshua's statement that K.C. "would not tell the truth about certain things" was obviously aimed at K.C.'s credibility-which defense counsel described as "the main issue in this case" during his opening statement. Joshua's testimony that, after an argument, K.C. was "saying things that she could do that would get [Devincentz] in trouble," was relevant to K.C.'s alleged motives and bias against Devincentz-and defense counsel, when addressing the admissibility of Joshua's testimony about the fight, argued that it was relevant to motive.
To be sure, counsel should make a proffer regarding excluded testimony.
See
Robinson v. State
,
But here, a proffer was not essential. The trial court heard Joshua's testimony
before
it sustained the State's objections, and the relevance was apparent from the context.
5
See
Md. Rule 5-103(a)(2) ;
Peregoy
,
We next address the substance of the trial court's rulings excluding two pieces of testimony, beginning with Joshua's testimony that K.C. "would not tell the truth about certain things."
Joshua's Testimony Regarding K.C.'s Truthfulness
We review a trial court's decision to admit or exclude a character witness's opinion for abuse of discretion.
See
Durkin v. State
,
Williams v. State
,
Devincentz argues that the trial court abused its discretion when it excluded Joshua's testimony that K.C. "would not tell the truth about certain things." He maintains that Joshua provided an opinion about K.C.'s character for truthfulness, which is relevant evidence admissible under Md. Code (1974, 2013 Repl. Vol.), § 9-115 of the Courts and Judicial Proceedings Article ("CJP") and Md. Rule 5-608(a)(1). Devincentz contends that Joshua had an adequate basis to form an opinion about K.C.'s character for truthfulness based on the length and nature of their relationship, and Joshua's testimony was relevant because credibility was central to the case.
The State defends the trial court's ruling on grounds that Joshua's testimony was not a suitably formulated opinion. The State insists that defense counsel also failed to establish how long Joshua and K.C. lived together, and that Joshua had personal knowledge of K.C.'s character for untruthfulness, thereby failing to prove an adequate basis. Further, the State asserts that Joshua lacked a current basis for an opinion about K.C.'s character for truthfulness.
Md. Rule 5-608(a)(1) permits a character witness to attack the credibility of another witness by testifying either that
the "witness has a reputation for untruthfulness," or "in the character witness's opinion, the witness is an untruthful person." A character witness may "give a reasonable basis" for his testimony, but may not, on direct examination, testify to specific instances.
CJP § 9-115 states:
[w]here character evidence is otherwise relevant to the proceeding, no person offered as a character witness who has an adequate basis for forming an opinion as to another person's character shall hereafter be excluded from giving evidence based on personal opinion to prove character , either in person or by deposition, in any suit, action or proceeding, civil or criminal, in any court or before any judge, or jury of this State.
(Emphasis added). CJP § 9-115 modified the traditional rule limiting a character witness's testimony about another witness's character for truthfulness to testimony about the "general reputation in the community for veracity of the witness under attack."
Durkin
,
We first consider whether Joshua's testimony was, in fact, an opinion about K.C.'s character. Although it concluded Devincentz had not preserved the issue for review, the Court of Special Appeals determined that Devincentz's counsel "sought to elicit-and indeed did elicit-[Joshua's] opinion about the victim's truthfulness."
Devincentz
,
In
Jensen
,
On appeal, we rejected the State's claim that permitting Goff to testify about the basis for her opinion violated Md. Rule 5-608(a)(3)(B) because her direct testimony impermissibly discussed specific instances of conduct by tying events together.
Like the witness in
Jensen
, Joshua testified to a "general behavior pattern."
To be sure, it is a better practice to frame opinion testimony with greater precision, but the State's insistence
that such testimony is
only
acceptable upon the use of formulaic phrases is inconsistent with the intent of CJP § 9-115. As we explained in
Kelley v. State
,
To assess when a witness has an adequate basis to offer a personal opinion about another witness's character, we draw a distinction between the foundation required for opinion testimony as opposed to reputation testimony. Reputation testimony requires showing that the witness is familiar with the individual's reputation in the relevant community.
See
Allison v. State
,
A witness, like Joshua, who offers a personal opinion has a different foundation requirement because he provides a personal assessment of another's character.
See
United States v. Watson
,
We have offered some guidance regarding an adequate basis to offer personal opinion testimony. Abbreviated encounters with an individual that do not furnish an opportunity to evaluate his or her credibility do not provide an adequate basis.
See
Durkin
,
A witness has an adequate basis for personal opinion character testimony when the witness has regular contact with the person whose character she is evaluating, and reason to believe that the person has not been truthful.
See
Jensen
,
In
Booth
,
Here, the evidence presented at trial established the length and nature of Joshua and K.C.'s acquaintance. Both Devincentz
and
the State presented testimony, from K.C., Y.D., and Joshua, establishing that Joshua and K.C. resided in the same home for over six years, and that Joshua had known K.C. since she was six or seven years old.
12
Both Joshua and K.C. testified about the household, that they argued with each other, and that K.C. had disagreements with other family members. As a member of the household, Joshua was reasonably familiar with the family dynamics and would have had first-hand knowledge of at least
some
of K.C.'s problems with family members-and his testimony was based on his observations.
See
United States v. Turning Bear
,
The State maintains that, despite the length of their acquaintance, defense counsel did not "elicit how current the basis for Joshua's opinion was." The State contends that any opinion Joshua formed about K.C.'s character for truthfulness would relate to at least a year before trial, if not more. Because Joshua's opinion was "relevant only to the extent that it informed the jury about [K.C.'s] veracity at the time of the June[ ] 2016 trial," the State reasons the trial court was within its discretion to exclude Joshua's testimony.
Neither party points to Maryland authority that offers guidelines for how current the basis for an opinion must be-or its relationship to relevance. Recently in
Fallin v. State
,
Professor McLain explains that opinion or reputation testimony about a witness's character for truthfulness "must concern a time pertinent to the witness's testimony at trial." 6 Lynn McLain, Maryland Evidence State and Federal § 608:2, at 591 (3d ed. 2016). But "pertinence" simply requires that the opinion be relevant to the impeached witness's testimony at trial. See The American Heritage Dictionary of The English Language 1312 (4th ed. 2006) ("Pertinent" means "[h]aving logical precise relevance to the matter at hand").
McCormick on Evidence
explains that although the "crucial time when a witness's character influences his truth-telling" is at the time of testimony, reputation and opinion "
take[ ] time to form and are the result of the witness's earlier conduct
." 1 Kenneth S. Broun et al.,
McCormick on Evidence
§ 43, at 282 (7th ed. 2013) (emphasis added). Thus, such testimony does not "reflect character precisely at the trial date."
Other jurisdictions have concluded that character evidence must be relevant to the time of trial, but "the sources of the information of the impeaching witness
must necessarily more or less extend back into the past and considerable latitude is allowed in regard to time
."
State v. Thomas
,
The admissibility of past character to prove present character depends on whether, "in the discretion of the trial court, the contacts on which the opinion is based are frequent enough
and
recent enough to have probative value to the testimony given in court."
State v. Maxwell
,
On the other hand, in
State v. Paniagua
,
The issue, as other courts have analyzed it, does not turn on
when
the witness formed his opinion about the individual's character for truthfulness. Instead, it centers on whether the witness had sufficient contacts with that individual to form a personal opinion, and if the
contacts
were recent enough to be probative of the individual's character for truthfulness. Applying a similar analysis here, we evaluate whether it was within the trial court's discretion to conclude that,
because K.C. last resided in the Devincentz home 14 months before trial,
13
Joshua's opinion was too distant to be probative of her character for truthfulness. We review the trial court's rulings on these matters for an abuse of discretion.
See
Durkin
,
the ruling under consideration appears to have been made on untenable grounds, when the ruling is clearly against the logic and effect of facts and inferences before the court, when the ruling is clearly untenable, unfairly depriving a litigant of a substantial right and denying a just result, when the ruling is violative of fact and logic, or when it constitutes an untenable judicial act that defies reason and works an injustice.
Id. at 13-14,
As we explained above, the testimony established the length and nature of Joshua
and K.C.'s relationship and that it was the kind of relationship that would lend itself to assessing the character of another for truthfulness.
See
Turning Bear
,
Decisions from Maryland and other jurisdictions reflect that character simply does not change so fast (if at all), that, for legal purposes, a year can be deemed too remote. For example, in
Jensen
,
In addition to an adequate basis,
CJP § 9-115 requires that character evidence be relevant to a proceeding
. Relevant evidence is evidence that has "any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence." Md. Rule 5-401. We have recognized that a witness's credibility is
always
relevant.
Smith v. State
,
King v. State
,
We reversed, holding that the trial court abused its discretion when it did not permit King to impeach Lagarde because the court did not consider significant aspects of the record in reaching its decision.
Here, the evidence at trial established that the length and nature of Joshua and K.C.'s acquaintance was one that would permit Joshua to form an opinion about K.C.'s character for truthfulness. As we
have discussed, living in the same household with K.C. for six years provided ample basis for Joshua's opinion. Devincentz was, under CJP § 9-115, entitled to "elicit the personal opinion of his witnesses to prove the character of the witness against him[,]" provided he satisfied the statute's conditions.
Void
,
We next consider whether the trial court erred in excluding Joshua's testimony about a fight between K.C. and Devincentz, and K.C.'s implied threat to do things that would get Devincentz in trouble.
Joshua's Testimony About the Fight and K.C.'s Implied Threat
Devincentz argues that the Circuit Court should not have sustained the State's objections to Joshua's testimony that K.C. "was yelling and screaming and saying things that she could do that would get him in trouble." Devincentz maintains that such testimony is admissible nonhearsay evidence of bias because it was not offered for the truth of the matter asserted, and bias is always relevant. 14 The State responds that Joshua's testimony was inadmissible hearsay because it was offered for the truth of the matter asserted-that K.C. would get Devincentz in trouble.
Although we ordinarily apply the abuse of discretion standard when reviewing evidentiary rulings, whether "evidence is hearsay is an issue of law reviewed
de novo
."
Bernadyn v. State
,
Joshua testified that he witnessed the dispute, and that "[K.C.] was unhappy with my father's decision on the argument. And once [the argument] was resolved by a third party, she was yelling and screaming and
saying things that she could do that would get him in trouble
."
15
(Emphasis
added). He had first-hand knowledge, based on his observations, about K.C.'s behavior during the fight.
See
Walker v. State
,
Devincentz's defense was that K.C. was not credible because she disliked Devincentz and the rules he imposed, and she used allegations of criminal conduct to leave his house and return to Pennsylvania. 16 Defense counsel contended that the argument "goes to her motive as to why we're here." He proffered that Devincentz told K.C. to return the phone, triggering an argument that Joshua witnessed. Ultimately, Devincentz sought to prove not that K.C. could, in fact, get him in trouble-that was hardly in dispute-but rather that her allegations stemmed from bias.
Maryland Rule 5-616(b)(3) permits impeachment by "[e]xtrinsic evidence of bias, prejudice, interest, or other motive to testify falsely ... whether or not the witness has been examined about the impeaching fact and has failed to admit it."
See
Pettie v. State
,
We have recognized that "[u]se of a statement for impeachment purposes is not hearsay, since
only the fact
that the statement was made is being offered
, not the truth of the statement."
Smith
,
In
Smith
,
Reversing the trial court, we explained that a witness's credibility is always relevant.
Id. at 157,
Similarly,
State v. Calabrese
,
Smith
and
Calabrese
demonstrate how a proffered statement containing apparent hearsay is not itself hearsay if offered to show bias of a witness, rather than the truth of the third-party statement.
Smith
,
"It is well established that the bias, hostility[,] or motives of a witness are relevant and proper subjects for
impeachment."
Pantazes v. State
,
Bias describes the relationship between a party and a witness which might lead the witness to slant, unconsciously or otherwise, his testimony in favor of or against a party. Bias includes prejudice against the plaintiff, partiality towards the defendant, or an interest in the litigation. A motive to lie or testify falsely is also included in the notion of bias. Proof of bias may be used to attack a witness'[s] veracity or the reliability of his or her testimony.
The State challenges the implied threat's relevance, claiming the defense failed to prove the timing between the threat and K.C.'s complaint of abuse. It highlights the nine-month gap between K.C. leaving the Devincentz household and making her abuse claim, which the State views as too distant to show K.C.'s bias at the time of the allegations. The State points to
Harmony v. State
,
The State's reliance on
Harmony
is misplaced. Harmony's 14-year-old niece accused him of sexual abuse taking place
over a period of approximately eight years, from 1980 to 1988.
Here, even the State agrees that "the alleged threat was made before the allegation of sexual abuse."
18
Unlike the timing of the statement in
Harmony
, the timing of K.C.'s statement rendered it relevant to Devincentz's defense.
See
Here, K.C.'s dislike of Devincentz and the intensity of their arguments was relevant to show that she was biased against him and could have motive to lie.
See
Md. Rule 5-401 ;
Pantazes
,
We hold that the Circuit Court erred in excluding Joshua's testimony. 21 Next we turn to the question of harmless error.
Harmless Error
Here, the State objected to-but did not move to strike-Joshua's testimony. When a trial court sustains such an objection without a motion to strike, the testimony has technically not been excluded from the record.
See
Mack v. State
,
To determine whether the exclusion of Joshua's testimony was harmless error, we apply the test set forth in
Dorsey v. State
,
[W]hen an appellant, in a criminal case, establishes error, unless a reviewing court, upon its own independent review of the record, is able to declare a belief, beyond a reasonable doubt, that the error in no way influenced the verdict, such error cannot be deemed 'harmless' and a reversal is mandated. Such reviewing court must thus be satisfied that there is no reasonable possibility that the evidence complained of-whether erroneously admitted or excluded-may have contributed to the rendition of the guilty verdict.
"[O]nce error is established, the burden falls upon the State ... to exclude this possibility beyond a reasonable doubt."
Dionas v. State
,
We apply the harmless error standard without encroaching on the jury's domain.
Maryland courts have recognized that "where credibility is an issue and, thus, the jury's assessment of who is telling the truth is critical, an error affecting the jury's ability to assess a witness'[s] credibility is not harmless error."
Dionas
,
The proper inquiry in applying the harmless error test is not to consider the sufficiency of the State's evidence, excluding Joshua's testimony, but "whether the trial court's error was unimportant in relation to everything else the jury considered in reaching its verdict."
Dionas
,
The State views the excluded evidence as cumulative and less compelling than the other evidence presented at trial from which the jury could have concluded that K.C. was not telling the truth, or that she was biased against Devincentz. But in its closing statement and rebuttal, the State argued that this evidence demonstrated that K.C. was "insightful and consistent" and corroborated her account.
The outcome of this case turned entirely on the relative credibility of the defendant and the accuser. As Devincentz points out, "the only task for the jury was to determine whether it believed [K.C.]." By excluding Joshua's testimony, the trial court limited the jury's ability to assess K.C.'s credibility and potential bias. For that reason, the exclusion of Joshua's testimony on those issues was not harmless error, and we reverse the decision of the Court of Special Appeals, vacate Devincentz's convictions, and remand for a new trial.
Dionas
,
CONCLUSION
We reject the State's preservation argument. We hold that the trial court erred in excluding Joshua's opinion about K.C.'s character for untruthfulness because character evidence was relevant to the proceeding, and Joshua had an adequate basis to offer the opinion. We also hold that the trial court erred in excluding Joshua's testimony that K.C. was saying things that she could do to get Devincentz in trouble during a fight because it was offered, not for the truth of the matter asserted, but as nonhearsay impeachment evidence offered for the fact that the statement was made. The exclusion of this testimony was not harmless because these errors affected the jury's ability to assess K.C.'s credibility.
JUDGMENT OF THE COURT OF SPECIAL APPEALS REVERSED. CASE REMANDED TO THAT COURT FOR ENTRY OF AN ORDER VACATING PETITIONER'S CONVICTIONS AND REMANDING THE CASE TO THE CIRCUIT COURT FOR CECIL COUNTY FOR A NEW TRIAL. COSTS TO BE PAID BY RESPONDENT.
Watts, J., concurs and dissents.
Watts, J.
Respectfully, I concur and dissent. Although I agree with the Majority that Julius Devincentz, Jr., Petitioner, preserved the instant issues for appellate review, I disagree with the Majority's resolution of the merits. See Maj. Op. at 533-35, 191 A.3d at 381-82. I would hold that the Circuit Court for Cecil County did not err or abuse its discretion in sustaining the prosecutors' objections to Joshua Devincentz ("Joshua")'s testimony-namely, that the alleged victim, K.C., "would not tell the truth about certain things[,]" and that K.C. was "saying things that she could do that would get [Devincentz] in trouble." In my view, both instances of Joshua's testimony were inadmissible.
Joshua's testimony-that K.C., "would not tell the truth about certain things"-was not admissible under Maryland Rule 5-608(a)(1) or Maryland Rule 5-405(a). Maryland Rule 5-608(a)(1) provides: "[A] character witness may testify (A) that the witness has a reputation for untruthfulness, or (B) that, in the character witness's opinion, the witness is an untruthful person." Maryland Rule 5-405(a) states: "In all cases in which evidence of character ... of a person is admissible, proof may be made by testimony as to reputation or by testimony in the form of an opinion." Joshua was not asked whether K.C. had a reputation for being untruthful, or whether, in his opinion, K.C. was an untruthful person, and he did not testify as such. To the contrary, in response to a question as to whether K.C. had "problems" with her family members other than Devincentz, Joshua testified, among things, that K.C. "would not tell the truth about certain things." At best, it is unclear whether Joshua intended to testify regarding specific instances of untruthfulness by K.C., was passing on hearsay information about K.C., or simply speculating for no reason at all that K.C. would not tell the truth about certain things. The contention that Joshua was attempting to give testimony about K.C.'s reputation for untruthfulness, or to give "personal opinion testimony" about K.C. being an untruthful person, is based wholly on conjecture and is without merit.
Devincentz's counsel did not attempt to elicit from Joshua that, in his opinion, K.C. was an untruthful person, or that K.C. had a reputation for untruthfulness. Such testimony would have been admissible under Maryland Rules 5-608(a)(1)(A) and (B) and 5-405(a). It is evident that Devincentz's counsel did not ask for, and Joshua did not give, testimony as to his opinion of K.C. as an untruthful person or her reputation. Instead, Devincentz's counsel asked Joshua to describe K.C.'s "problems" with her family members other than Devincentz; and, after being asked that question, Joshua testified, at the end of a list of other things, that K.C. "would not tell the truth about certain things." 1 The Majority improperly concludes that Joshua's testimony was "a personal opinion[.]" Maj. Op. at 544, 191 A.3d at 388. In reaching this conclusion, the Majority simply states:
As we explained in Kelley v. State ,288 Md. 298 , 302[,418 A.2d 217 , 219] (1980), [Md. Code Ann., Cts. & Jud. Proc. (1974, 2013 Repl. Vol.) ("CJ") ] § 9-115"permits the admission of a broad range of testimony[,] which may aid the jury in assessing the credibility of a witness ...." The State has not offered Maryland authority showing that it is necessary to phrase questions or opinions as it proposes. For that reason, we conclude that Joshua offered an opinion about K.C.'s character for truthfulness.
Maj. Op. at 543, 191 A.3d at 387 (footnotes omitted) (last alteration and ellipsis in original). To point out that the Majority's reasoning is flawed would be an understatement. CJ § 9-115 provides in pertinent part: "Where character evidence is otherwise relevant to the proceeding, no person offered as a character witness who has an adequate basis for forming an opinion as to another person's character shall hereafter be excluded from giving evidence based on personal opinion to prove character[.]" Contrary to the majority opinion's conclusions, CJ § 9-115 does not apply, given that it is not evident that Joshua was rendering an opinion; whether Joshua had an adequate basis for forming an opinion is not at issue.
Likewise, the Majority's attempt to use this Court's opinion in
Jensen v. State
,
In
Jensen
,
was not testifying as to a particular incident; she was testifying, as a general matter, to [the State's witness's] tendency to tell mutually inconsistent stories, i.e. , his general tendency to be untruthful. Nor was [the character witness's] testimony "no more than a number of specific events tied together." [The character witness] was not testifying as to several particular instances of conduct; she was testifying as to a general behavior pattern [that[ was the basis for her opinion that [the State's witness] was untruthful.
By contrast, here, Devincentz's counsel did not ask for, and Joshua did not give, testimony as to his opinion of K.C. as an untruthful person or her reputation. Nor did Joshua testify that K.C. had a "general behavior pattern" of being untruthful. Joshua simply testified that K.C. was untruthful "about certain things." Obviously, character testimony need not be given in specific or formulaic phrases. The problem with Joshua's testimony is not that he failed to use particular words; the problem is that, unlike the witness in Jensen , Joshua was never asked and never testified, in any way, about whether he had an opinion as to K.C.'s untruthfulness. Joshua's testimony-that "[K.C.] had a problem with her mouth. [K.C.] would say things to people, about people, and then she would like to argue with you. And [K.C.] would not tell the truth about certain things"-in no way satisfied the requirements of Maryland Rules 5-608(a)(1)(A) and (B) and 5-405(a).
Similarly, I would hold that the circuit court did not err or abuse its discretion in sustaining the prosecutors' objections to Joshua's testimony that K.C. was "saying things that she could do that would get [Devincentz] in trouble." Devincentz was not entitled to offer K.C.'s statement as evidence of alleged bias against him under Maryland Rule 5-616(b)(3).
Maryland Rule 5-616(b)(3) states: "Extrinsic evidence of bias, prejudice, interest, or other motive to testify falsely may be admitted whether or not the witness has been examined about the impeaching fact and has failed to admit it." Maryland Rule 5-616(b)(3) establishes that a witness need not be confronted with, and have failed to admit, evidence of bias, prejudice, interest, or other motive to testify falsely for such evidence to be found admissible. As such, Maryland Rule 5-616(b)(3) establishes only that such evidence may be admitted without the requirements set forth in Maryland Rule 5-613(a) and (b) that the evidence be disclosed to the witness, the witness have an opportunity to deny or explain same, and the witness failed to admit having made the alleged statement. Maryland Rule 5-616(b)(3) does not override Maryland Rule 5-802, which provides that hearsay is inadmissible "[e]xcept as otherwise provided by these rules or permitted by applicable constitutional provisions or statutes[.]" In other words, Maryland Rule 5-616(b)(3) does not provide that evidence of bias shall be automatically admitted, regardless of whether the evidence is hearsay or otherwise subject to exclusion under the Maryland Rules, i.e. , Joshua's testimony regarding K.C.'s statement was not exempt from the rule against hearsay simply because the alleged statement potentially pertained to K.C.'s bias against Devincentz.
K.C.'s statement was hearsay because Devincentz offered it to prove the truth of the matter asserted-namely, that K.C. could, in fact, do "things ... that would get [Devincentz] in trouble." At trial, Devincentz's theory of the case was that K.C. had falsely accused him of abuse because she wanted to leave his household. During Devincentz's opening statement, his counsel informed the jury that the reason that the charges were brought was that K.C. had an agenda, that she wanted to live with her biological father, and that Devincentz and her mother blocked her effort. Similarly, Devincentz's counsel stated during closing argument that: "[K.C.] wanted to live somewhere else. [K.C.] wanted away from this household. [K.C.] wanted away from [ ] Devincentz. And guess what. [K.C.]'s there. If [K.C.] hadn't made these allegations, she wouldn't be there." Clearly, Joshua's testimony that K.C. was "saying things ... that would get [Devincentz] in trouble" directly supported Devincentz's theory of the case. Specifically, Joshua's testimony was offered as proof of Devincentz's position that K.C.'s allegation of abuse was an attempt to get him "in trouble" so that she could leave his household. Simply put, Devincentz's counsel did not assert that K.C. fabricated her allegations of abuse because she disliked Devincentz or was biased against him. Devincentz's counsel set forth a theory of the case that K.C. falsely accused him of abuse because she wanted to leave his household, and introduced Joshua's testimony to prove the point. There is no Maryland case law that supports the proposition that, where a witness provides testimony in support of a defendant's theory of the case, the testimony may be interpreted not to be proof of the truth of the matter asserted, but rather evidence of the witness's bias.
The Majority opines that Devincentz offered K.C.'s statement not to prove that she could get him in trouble, but instead as impeachment evidence.
See
Maj. Op. at 559, 191 A.3d at 396-97. The Majority cites Lynn McLain,
Maryland Evidence, State & Federal
, 6A Maryland Evidence, § 801:13 (3d ed. 2013), which states in pertinent part: "A witness's out-of-court statements [that are] offered not as substantive proof[,] but for purposes of impeachment or rehabilitation of the witness's credibility[,] are not hearsay." Maj. Op. at 555, 191 A.3d at 394. The Majority also cites
Smith v. State
,
Devincentz did not offer K.C.'s statement to impeach her- i.e. , to show that she was generally untruthful. To the contrary, Devincentz's position was that K.C.'s statement was true-that she, in fact, did something to get him in trouble, in the form of falsely accusing him of abuse.
Similarly, I would conclude that K.C.'s statement is not subject to the then-existing mental, emotional, or physical condition hearsay exception, i.e. , the "statement of intent" hearsay exception, which generally applies to "[a] statement of the declarant's then[ ]existing state of mind ...
(such as intent, plan, motive, design, mental feeling, pain, and bodily health), offered to prove the declarant's then[-]existing condition or the declarant's future action[.]" Md. R. 5-803(b)(3). A statement is not subject to the "statement of intent" hearsay exception where the statement is too "remote[ ] in time" from the future action that the declarant stated that he or she would take.
McCray v. State
,
Like in
Robinson
,
Even if Devincentz is given the benefit of the doubt, and it is assumed that K.C.'s statement occurred right before she moved out of Devincentz's house in April 2015, that leaves approximately five months between April 2015 and September 17, 2015, when K.C. told her therapist that Devincentz had abused her. A statement of intent that a declarant makes approximately five months before the action that he or she stated that he or she would take is too remote in time to be subject to the "statement of intent" hearsay exception. If approximately one month is too long a timeframe,
see
Robinson
,
In addition to the significant timeframe between K.C.'s statement and her allegation of abuse, the circumstances under which K.C. first alleged abuse indicate that the "statement of intent" hearsay exception is inapplicable. Devincentz's theory of the case was that K.C. falsely accused him of abuse so that she could leave his household- i.e. , stop living with him. K.C.'s allegation of abuse, however, did not occur while K.C. was living in Devincentz's house. Instead, K.C.'s allegation of abuse occurred while K.C. was living at the residential program at the Maryland Salem Children's Trust. As such, K.C. no longer had the need to make an allegation of abuse to change her living arrangements with Devincentz. Additionally, K.C. made her allegation of abuse not to a law enforcement officer, but instead to a therapist. Thus, the method through which K.C. alleged abuse did not demonstrate an intent to get Devincentz "in trouble," but rather demonstrated that K.C. sought treatment for the alleged abuse. These circumstances, like the attenuation in time between the statement and K.C.'s report of Devincentz's alleged abuse to her therapist, lead to the conclusion that the "statement of intent" hearsay exception does not apply, and that the circuit court properly excluded Joshua's testimony that K.C. was "saying things that she could do that would get [Devincentz] in trouble."
In my view, the majority opinion effectively eviscerates the requirements of Maryland Rules 5-608(a)(1)(A) and (B) and 5-405(a), and leads to a situation in which any time a witness utters testimony referring to another witness, with whom he or she is familiar, as not truthful that testimony would be construed to be "a personal opinion" and admissible. And, the majority opinion disregards the rules with respect to hearsay evidence. Although, as the majority opinion states, "the trial of any case is a search for truth," Maj. Op. at 529, 191 A.3d at 379, fundamental fairness dictates that the rules of evidence be adhered to. Respectfully, for all of these reasons, I concur and dissent.
The State called three other witnesses: (1) Andrea Hollern, K.C.'s therapist at the Maryland Salem Children's Trust; (2) Detective Lindsey Ziegenfuss of the Elkton Police Department; and (3) K.C.'s mother, Y.D.
Brianna Farris, Devincentz's stepdaughter, was the only other witness the defense called. She testified that she lived with Devincentz and Y.D. at the beginning of their relationship. Farris corroborated Joshua's testimony about the family computer and arguments that K.C. had with family members.
The trial court suspended the consecutive sentence for second-degree assault.
Devincentz presented the following questions, which we have rephrased and re-ordered for brevity and clarity:
1. Did the trial court err by prohibiting a defense witness who satisfied the evidentiary foundation required to provide character evidence from testifying that the complainant, the step-sister with whom the witness had shared a home for eight years, was an untruthful person?
2. Did the trial court err by disallowing a defense witness's testimony that during an argument which he observed between the complainant and petitioner, the complainant threatened to get petitioner in trouble?
3. Did the Court of Special Appeals err in holding that petitioner was required to make a formal proffer regarding the substance and relevance of the evidence at issue in order to preserve for appellate review claims 1 and 2 above, and that the exception to the proffer requirement did not apply, despite it being clear from the record what the testimony of the defense witness would have established if it had been admitted?
The State complains that it was not clear that Joshua was testifying as a character witness because defense counsel "did not disclose what he planned to elicit from defense witnesses[,]" and did not give the State pretrial notice under Maryland Rule 4-263(e)(1).
The Rule does not require defense counsel to advise the State of the proposed subject matter of its witnesses' testimony. Defense counsel must provide the State's Attorney, "[w]ithout the necessity of a request," the "name and ... address of each defense witness ... together with all written statements of each such witness that relate to the subject matter of the testimony of that witness ." Md. Rule 4-263(e)(1) (emphasis added). Defense counsel is not required to disclose the "identity and statements of a person who will be called for the sole purpose of impeaching a State's witness ... until after the State's witness has testified at trial." Id. (emphasis added). Both Joshua and Brianna offered factual testimony. Joshua was not called solely to impeach K.C.'s testimony. Although defense counsel should have given the State notice of his witnesses in compliance with Md. Rule 4-263, he was under no obligation to proffer the subject matter of their testimony. See id. (e)(2)-(6) (identifying the types of witnesses and defenses that require defense counsel to furnish notice to the State). The State has not offered any other authority for this argument. As such, we do not find it persuasive.
Despite the flexibility this statute offers, a party may not use Md. Code (1974, 2013 Repl. Vol.), § 9-115 of the Courts and Judicial Proceedings Article ("CJP") to indirectly shepherd inadmissible evidence before a jury.
Kelley v. State
,
We determined that excluding Goff's testimony was harmless error.
See
Jensen v. State
,
The State relies on
United States v. Marshall
,
The State contends that Joshua's testimony was not responsive. Defense counsel asked Joshua if K.C. "had problems ... with other people in the family[.]" When Joshua affirmed that she did, counsel asked Joshua to "describe what [he] mean[t] by that[.]" Joshua testified that "[K.C.] had a problem with her mouth. She would say things to people, about people, and then she would like to argue with you. And she would not tell the truth about certain things." The State insists that only the first two sentences answered the question, but acknowledged before this Court, that the transcript
does not
indicate a pause or break in the testimony. First, "it is not a matter of right to have answers stricken out because [they are] not responsive, if otherwise unobjectionable, except at the instance of the questioner."
Standard Gas Equip. Corp. v. Baldwin
,
Specifically, he must have a "sufficient acquaintance" with the individual and the community to ensure that his testimony "adequately reflects the community's assessment."
United States v. Watson
,
Despite the
minimum
requirements, Maryland Rule 5-608 and CJP § 9-115 do not contemplate restricting testimony about the adequacy of the witness's basis
solely
to "the length and manner of acquaintance."
Jensen
,
At trial, K.C. estimated that she lived in Devincentz's home for "about eight years." She testified that she moved into the home in October 2008. She left for the Salem Children's Trust in April 2015. Thus, K.C. actually lived in Devincentz's home for approximately six and a half years, rather than eight.
K.C. testified that she went to the Salem Children's Trust in April 2015. Devincentz was tried in June 2016.
Secondarily, Devincentz argues that, even assuming K.C.'s statement was hearsay, it was admissible through the "statement of intent" exception.
The State maintains that this testimony was also unresponsive because it posits that defense counsel's question was "intended to elicit that K.[C.] was unhappy because she was forced to return the cell phone, not that K.[C.] made verbal threats." To support this position, the State points to defense counsel's proffer that Devincentz told K.C. to return the cell phone and that they had an argument about it. But defense counsel asked Joshua, "[A]s a result of that argument, what occurred?" This question encompasses the testimony Joshua provided in response because "what occurred" is a broad invitation to describe a set of circumstances. Accordingly, Joshua's testimony was responsive. See also note 9, supra .
In the initial discussion of the admissibility of Joshua's observation of the fight, the State objected to Joshua's statement that the fight originated over a stolen cell phone because references to an alleged theft were not appropriate.
Compare Md. Rule 5-616(b)(3) ("Extrinsic evidence of bias, prejudice, or other motive to testify falsely may be admitted whether or not the witness has been examined about the impeaching fact and has failed to admit it."), with Conn. Code Evid. § 6-5 ("The credibility of a witness may be impeached by evidence showing bias for, prejudice against, or interest in any person or matter that might cause the witness to testify falsely.").
Testimony from multiple witnesses established the timing of K.C.'s statements.
Stale evidence may lead to a conclusion that evidence of bias is too distant to be relevant under some circumstances. In
Biggs v. State
,
Because Joshua's testimony was not hearsay, we do not reach the parties' arguments about whether the statement satisfied the "state of mind" exception to the prohibition on hearsay set forth in Md. Rule 5-803(b)(3).
The State argued that any limited probative value of Joshua's opinion about K.C.'s truthfulness, as well as his testimony that she was "saying things that she could do that would get [Devincentz] in trouble[,]" was outweighed by the risk of undue prejudice, confusion, and unnecessary cumulative evidence. Maryland Rule 5-403 provides that otherwise relevant evidence may be excluded if its "probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay, waste of time, or needless presentation of cumulative evidence." Prejudice "means 'an undue tendency to persuade the jury to decide the case on an improper basis, usually an emotional one.' "
Parker v. State
,
In this part of Joshua's testimony, Devincentz's counsel asked Joshua whether K.C. "had problems not only with [Devincentz,] but [also] with other people in the family[.]" Joshua responded: "Yes." Devincentz's counsel asked Joshua: "Would you describe what you mean by that?" Joshua responded: "[K.C.] had a problem with her mouth. [K.C.] would say things to people, about people, and then she would like to argue with you. And [K.C.] would not tell the truth about certain things."
Nor was K.C.'s statement exempt from the hearsay rule under Maryland Rule 5-803(b)(3) as a statement of her then-existing state of mind. Just as K.C.'s alleged statement was too remote in time to be evidence of a future action consistent with the statement, the statement was made too long ago to be evidence of K.C.'s state of mind at the time that she first reported the alleged abuse to her therapist.
Reference
- Full Case Name
- Julius DEVINCENTZ, Jr. v. STATE of Maryland
- Cited By
- 38 cases
- Status
- Published