State v. Clements
State v. Clements
Opinion
In 1989, Respondent Phillip James Clements was convicted of three counts of first-degree murder, two counts of attempted first-degree murder, and other crimes arising from the same incident. He was seventeen years old at the time of the murders, trial, and sentencing. He was sentenced to five consecutive life sentences with the possibility of parole for each of the three counts of murder and the two counts of attempted murder, plus a total of 23 years on the lesser counts, to be served concurrently with the life sentences. Clements's direct appeal and petition for post-conviction relief were unsuccessful.
Twenty-seven years later, in 2016, Clements filed a Motion to Correct Illegal Sentence under Maryland Rule 4-345(a) based on recent United States Supreme Court precedent involving life sentences for juvenile offenders. The Circuit Court for Prince George's County granted Clements's motion and vacated the entirety of the sentence originally imposed. The court scheduled a new sentencing hearing some months ahead to allow the court time to review the exhibits offered at the hearing on the motion, review the Supreme Court cases on the subject, and receive an updated presentence investigation report.
The State appealed within 30 days of the court's ruling. Clements filed a Motion to Dismiss in the Court of Special Appeals. He argued that the mere grant of a motion to correct an illegal sentence, without imposition of a new sentence, is not an appealable final judgment from which the State has the right to appeal. The Court of Special Appeals granted Clements's motion and dismissed the State's appeal for want of a final judgment. We agree and affirm the judgment of the Court of Special Appeals.
I.
Facts and Procedural History
On the morning of January 21, 1989, then-seventeen-year-old Phillip Clements went to Kathryn Gatlin's apartment intending to rob her for money to buy crack cocaine. He previously lived in the home of Ms. Gatlin, who was the grandmother of Clements's former girlfriend. When Clements arrived after a night of consuming multiple drugs including cocaine and PCP, he found Ms. Gatlin at home. Also present were Ms. Gatlin's adult daughters, Nancy Barowski and Toni Adams; Ms. Gatlin's developmentally disabled adult son, John Brian Barowski; and Nancy's son, Donald Thomas "Tommy" Hughes, who was fourteen years old at the time of trial.
Ms. Gatlin gave Clements breakfast but refused to give him money. Clements then repeatedly struck each of the five family members in the head with a barbell pole. He left the apartment with money taken from Ms. Gatlin's and Ms. Adams's purses and fled in Ms. Adams's car. Nancy and John Barowski were pronounced dead on the scene, and Ms. Gatlin died from her injuries one week later in the hospital. Toni Adams and Tommy Hughes suffered serious injuries.
Later on the day of the crime, Clements gave a full confession to the police. He was charged as an adult in the Circuit Court for Prince George's County with three counts of first-degree murder, two counts of attempted first-degree murder, three counts of armed robbery, and three counts of openly carrying a deadly weapon, among other crimes.
After his motion to be removed to the jurisdiction of the juvenile court was denied, Clements waived his right to a jury trial. He was tried before the court in August 1989. The court found Clements guilty on all counts and sentenced him to five life sentences with the possibility of parole-one for each count of murder and attempted murder-to be served consecutively, with additional sentences for robbery and openly carrying a deadly weapon to run concurrently with the life sentences.
On direct appeal, the Court of Special Appeals affirmed the judgment of the circuit court, and this Court denied Clements's petition for writ of certiorari. A three-judge panel of the circuit court reviewed the sentence and left it unchanged. Clements's subsequent motion for modification of the sentence also was denied. Clements's post-conviction petition was denied in the circuit court in 1998, and his federal habeas corpus claim was denied on the merits in the U.S. District Court. Clements v. Corcoran , No. CA-98-2086-CCB (D. Md. Mar. 11, 1999).
The Motion to Correct an Illegal Sentence and the Procedural Aftermath
In 2016, Clements filed in the Circuit Court for Prince George's County a Motion to Correct Illegal Sentence pursuant to Maryland Rule 4-345(a). On December 2, 2016, the circuit court conducted a hearing on the motion, at which Clements argued that his sentence was unconstitutional under
Graham v. Florida
,
In support of the motion to correct the sentence, Clements contended that the five consecutive life sentences, in the aggregate, constitute a de facto sentence of life without parole in violation of Graham , Miller , and Montgomery . 1 He further contended that he does not have a meaningful opportunity for release consistent with those Supreme Court cases, given the regulations and processes governing parole consideration for juvenile offenders serving life sentences in Maryland. The court heard arguments of Clements's counsel and the State, and then informed the parties that the court would take the motion "under advisement to look at all of the cases that were cited as well as the exhibits that have been admitted."
The parties returned to circuit court on January 6, 2017, at which time the court resumed the hearing, granted Clements's Rule 4-345(a) motion, and explained the reasons for doing so. The court stated that the sentencing judge had failed to undertake the particularized analysis required by Miller and Montgomery when sentencing juveniles to life without parole, thereby rendering illegal the five consecutive life sentences that were imposed in 1989. Consequently, the court vacated the original sentence and scheduled a resentencing hearing, which later was deferred pending resolution of the State's appeal to the Court of Special Appeals.
Clements filed a motion to dismiss the appeal. He argued that the State did not have the right to appeal from the circuit court's order granting his motion to correct an illegal sentence and vacation of the sentence. Without the imposition of a new sentence, Clements argued, the order was not yet a final judgment for purposes of Maryland Code, Courts and Judicial Proceedings Article ("CJP") § 12-302(c)(3). The intermediate appellate court agreed with Clements.
State v. Clements
, No. 2607, Sept. Term 2016,
We granted the State's petition for writ of certiorari,
State v. Clements
,
1. Did the Court of Special Appeals err in dismissing the State's appeal?
2. Did the circuit court err in considering, and granting, Clements's motion to set aside an "illegal" sentence?
For reasons that follow, we hold that the Court of Special Appeals did not err in dismissing the State's appeal. We therefore do not reach the second question presented.
II.
Standard of Review
The question whether a circuit court's order is appealable is a question of
law that this Court considers
de novo
.
Monarch Acad. Balt. Campus, Inc. v. Balt. City Bd. of Sch. Comm'rs
,
The Parties' Contentions
The State contends that the circuit court's order granting Clements's Motion to Correct Illegal Sentence was a final, appealable order. The State lifts from
Ruby v. State
,
Alternatively, the State asserts that even if the circuit court's order were considered part of a criminal proceeding, CJP § 12-302(c) entitles the State to appeal the circuit court's grant of Clements's motion. For that proposition, the State points to subsection (c)(3)(ii). That subsection provides that "[t]he State may appeal from a final judgment if the State alleges that the trial judge: ... (ii) Imposed or modified a sentence in violation of the Maryland Rules." Because the circuit court vacated Clements's sentence, the State argues, the circuit court's order purports to grant Clements the right to a new, different sentence, and, by that ruling alone, "modified" the sentence previously imposed. Thus "modified," the State's argument goes, the sentence was a final judgment subject to a direct appeal.
Clements counters that the Court of Special Appeals correctly dismissed the State's appeal of the circuit court's order granting his Motion to Correct Illegal Sentence. Clements first contends that a motion to correct an illegal sentence and subsequent order granting or denying the motion are part of the underlying criminal proceedings. Clements directs us to
State v. Kanaras
,
Because the underlying case was a criminal case, Clements continues, the State may appeal only as authorized by statute. Clements argues that CJP § 12-302(c)(3)(ii) is the only statutory provision that could "conceivably" apply in this case, but it does not authorize this appeal. As noted above, that provision allows the State to appeal from a final judgment if the State alleges that the trial judge imposed or modified a sentence in violation of the Maryland Rules.
Clements then argues that the circuit court's grant of the Rule 4-345(a) motion was not itself a final judgment because the resentencing has not yet occurred. Clements adds that, contrary to the State's view of
Ruby
, the circuit court did not "impose[ ] or modif[y]" the sentence but, instead, merely vacated the
original sentence that the motions court ruled was substantively illegal. Clements reminds us that "[r]estrictions on the State's ability to appeal ... have been strictly construed against the State."
State v. Manck
,
IV.
Discussion
The Nature of a Motion to Correct an Illegal Sentence
We shall address the appealability of a Rule 4-345(a) motion to correct an illegal sentence. First, however, we must determine whether the circuit court's order granting Clements's Rule 4-345(a) motion and vacating the life sentences are part of the underlying criminal proceeding, as Clements argues, or, as the State maintains, a collateral challenge that is civil in nature and therefore appealable under CJP § 12-301. We are informed by pertinent cases of this Court and appeal provisions of the Courts and Judicial Proceedings Article. We begin with the cases.
Ruby v. State
As noted, the State makes much of our decision in
Ruby
. The proceedings in
Ruby
are somewhat convoluted. For our purposes, it is enough to note that our decision ultimately involved the question of whether the issuance of a writ of error
coram nobis
is appealable as a final civil judgment.
Ruby
,
In due course, Ruby, exercising the remedy provided by the writ, filed an appeal in the underlying criminal case.
A writ of error coram nobis , like a habeas corpus proceeding and a proceeding under the [Post Conviction Procedure] Act, still may be used to collaterally challenge a criminal judgment.... Because collateral challenges are separate from the underlying judgment, the filing of such an action typically initiates an entirely new action in which the defendant sets forth his or her claims. If the defendant prevails in the civil court where he or she sought collateral relief, that court then issues the writ directing the criminal court pursuant to the terms of the writ.
We held that the State was precluded from challenging in the Court of Special Appeals the issuance of the writ of
coram nobis
in Ruby's case because once the writ issued and the time for appellate challenge ran its course, "[t]he correctness of the
trial court's grant of the writ of error
coram nobis
was, after the time for appeal had passed, no longer appealable."
The State in this case, seizing upon our language in Ruby concerning the civil nature of collateral attacks, argues that any court action on a motion to correct an illegal sentence is a civil proceeding that is appropriately deemed a challenge collateral to the underlying criminal case. If the proceedings are civil, the State argues, the State is not restricted in its opportunity to appeal the trial court's order.
State v. Kanaras
Several months after deciding
Ruby
, we issued our opinion in
State v. Kanaras
,
Kanaras filed a petition for relief under the Maryland Post Conviction Procedure Act and, separately, a motion under Rule 4-345(a).
2
We addressed whether the text of the Post Conviction Procedure Act, which bars appeals "in habeas corpus or coram nobis cases, or from other common-law or statutory remedies which have heretofore been available for challenging the validity of incarceration," precludes an appeal from a circuit court's ruling on a Rule 4-345(a) motion.
Id.
at 178,
The Present Case
The State's argument creates an apparent tension between
Ruby
and
Kanaras
where none exists. On the one hand,
Ruby
directs that certain collateral causes of action, such as writs of error
coram nobis
and habeas corpus, are civil
proceedings separate and distinct from the underlying criminal proceedings. On the other,
Kanaras
instructs that a Rule 4-345(a) motion is not a civil proceeding separate from the criminal case. These two statements are not inconsistent with one another. We remain doubtful, as we were in
Kanaras
,
"that this Court's rule-making authority would extend to the creation of a separate cause of action."
Ruby does not apply here. Motions to correct an illegal sentence under Rule 4-345(a) are part of the underlying criminal proceedings.
Appealability
Under Maryland law, the State's right of appeal in a criminal case is governed by statute.
State v. Rice
,
(c)(1) In a criminal case, the State may appeal as provided in this subsection.
(2) The State may appeal from a final judgment granting a motion to dismiss or quashing or dismissing any indictment, information, presentment, or inquisition.
(3) The State may appeal from a final judgment if the State alleges that the trial judge:
(i) Failed to impose the sentence specifically mandated by the Code; or
(ii) Imposed or modified a sentence in violation of the Maryland Rules.
These "[r]estrictions on the State's ability to appeal ... have been strictly construed against the State."
Manck
,
We agree with Clements and the Court of Special Appeals that CJP § 12-302(c) does not authorize the State's appeal in this case. The only subsection that could have authorized this appeal, had it come to us after resentencing, would have been CJP § 12-302(c)(3)(ii). But the circuit court's order was not a "final judgment" that "imposed or modified a sentence" as required for the State to appeal under that subsection.
See
Clements
,
A final judgment in a criminal case resulting in a guilty verdict necessarily requires the imposition of a sentence.
Hoile v. State
,
V.
Conclusion
We hold that the circuit court's grant of Clements's Rule 4-345(a) motion to correct an illegal sentence and vacation of the sentence imposed in 1989 was an interlocutory order that will not become a final judgment triggering the State's right to appeal pursuant to CJP § 12-302(c)(3)(ii) until such time as the circuit court imposes a new sentence.
We therefore affirm the judgment of the Court of Special Appeals that reaches the same result.
JUDGMENT OF THE COURT OF SPECIAL APPEALS AFFIRMED; COSTS TO BE PAID BY PRINCE GEORGE'S COUNTY.
The Division of Correction's Commitment Unit confirmed in a November 16, 2016 letter to Clements's then-counsel that, as of October 31, 2016, Clements was eligible for parole on July 19, 2047, but this date could be shortened by earned diminution credits or lengthened by the revocation of credits for institutional infractions.
Kanaras also sought relief under Rule 4-345(b) (providing for a motion to revise a sentence in cases of fraud, mistake, or irregularity). That provision is not relevant to the case before us.
The State relies upon
Hoile
in arguing that the grant of the motion was an appealable final order for purposes of CJP § 12-302(c)(3)(ii).
Hoile
does not assist the State. In that case, Hoile was sentenced; the sentence was then reduced on Hoile's motion; and the court subsequently vacated the reduced sentence on the victim's motion, effectively reinstating the original sentence.
Reference
- Full Case Name
- STATE of Maryland v. Phillip James CLEMENTS
- Cited By
- 3 cases
- Status
- Published