State v. Thomas
State v. Thomas
Opinion
The past twenty years have seen a dramatic increase in heroin use, abuse, and accessibility. 1 Unsurprisingly, Maryland has experienced a correlating spike in heroin and opioid-related deaths. 2 Our State, and Marylanders alike, seek tools to combat this epidemic. We are asked to consider under what circumstances the dangers of heroin would justify holding a dealer liable for involuntary manslaughter for supplying the means by which his customer fatally overdoses. The issue is fraught. The perception of an epidemic cannot solely dictate its legally recognized danger. As our role requires, we address the issue in the specific context of this sale of heroin to determine where the act falls on the continuum of culpability.
The question presented is at once straightforward and weighty: whether the evidence in the trial court was sufficient to sustain Patrick Joseph Thomas' ("Thomas") conviction for involuntary manslaughter. 3 We resolve this case in favor of Petitioner, holding that there was sufficient evidence to convict Thomas of gross negligence involuntary manslaughter.
BACKGROUND
The State charged Thomas with three counts: distribution of heroin, reckless endangerment, and involuntary manslaughter. Thomas entered, what we have termed before, a "hybrid plea," wherein the parties "agree to the ultimate facts," while "maintain[ing] the ability to argue legal issues, as well as sufficiency."
Bishop v. State
,
As an initial matter, Thomas objects to the State's citation of "at least ten journal articles, newspaper reports, and internet websites" to support its argument, because, he asserts, we are confined to the record "as presented to the lower court." Moreover, Thomas states that he "does not agree to the facts identified by the State" in its brief, particularly considering that they are not placed in the context of the time in which this incident occurred, 2015.
We agree with Thomas that newspaper articles-excepting those referenced in the agreed statement of facts-play no role in consideration of this case. Still, this Court is able to take judicial notice of facts "not subject to reasonable dispute" and "capable of accurate and ready determination by
resort to sources whose accuracy cannot reasonably be questioned." Maryland Rule 5-201(b). We may take such notice on request or
sua sponte
,
see
Agreed Findings of Fact 4
[O]n June 26th of 2015, at approximately 3:19 in the morning, Worcester Central received a 911 call from Tammy Colleen Matrey [ ("Tammy") ], who resides ... [in] Ocean Pines, Worcester County, Maryland. Tammy advised that she had located her son, Colton Lee Matrey [ ("Colton") ], locked in her bathroom. Colton was unresponsive, had no pulse and was not breathing. Tammy would testify that she had previously seen Colton earlier that day, alive and well, and had found him at this particular time of evening or early morning hours of the 26th of June unresponsive.
At 3:27 in the morning Ocean Pines Emergency Medical Services and Ocean Pines Police Officer Kerrigan arrived at the residence and located Colton seated on the toilet in the bathroom with his head propped on the vanity top. They pronounced Colton deceased. Because of the scene, it was determined that Colton died of a probable heroin overdose. And, therefore, the Worcester County Criminal Enforcement Team was contacted and asked to respond to conduct a criminal investigation of the circumstances surrounding Colton's death.
At approximately 4:30 in the morning, Detective Jeff Johns [ ("Johns") ] of the Ocean City Police Department, assigned to the Worcester County Criminal Enforcement Team, arrived at the residence. Without objection, Johns would have been offered and accepted as an expert in the valuation and identification of controlled dangerous substances [ ("CDS") ], the common practices of users and dealers of [CDS] and [CDS] investigations generally.
Johns arrived at the residence, went into the bathroom of the residence, observed Colton, determined that Colton's body had not been moved....
Johns located one white wax paper bag inside of Colton's right hand. There were three additional identical white wax paper bags on the ground directly beneath Colton between the toilet and the vanity. Each one of these bags was stamped ["banshee"] in blue, with a blue-colored emblem. Those packages contained trace amounts of suspected contraband [and] are what Johns knows is commonly used to contain heroin.
* * *
[State's exhibits] reflect the photograph of Colton's right hand which contained the one empty package of banshee and the other photograph depicts what was found in Colton's pants pocket, which was a syringe.
* * *
Colton's bedroom was searched with the consent of his mother. And located in Colton's bedroom were four additional hypodermic syringes, a spoon and a Q-tip inside of a folded pair of Colton's jeans in the closet. These were identified by Johns as heroin paraphernalia. There was also a prescription pill bottle with the label torn off that contained six 50-milligram tramadol pills, which is a Schedule IV [CDS]. It was determined that Colton did not have a prescription for the tramadol pills and possibly had taken these pills, unknowingly, from his mother.
* * *
Johns spoke with the individuals who were present in the residence at the time [of Colton's death]. In addition to Tammy, ... there was also James Godino [ ("Godino") ], who was the boyfriend of Tammy, and Carissa Koons [ ("Koons") ], who was the girlfriend of Colton.
It was determined ... by interrogating or questioning those three individuals that Colton had been abusing heroin for approximately four[-]and[-]a[-]half years. He resided in Pennsylvania up until February of 2015, when he moved to Ocean Pines, Maryland to live with his mother....
Koons had been in a relationship with Colton for four years. She advised that Colton had always had a heroin addiction. Approximately two[-]and[-]a[-]half years ago Colton had overdosed after being released from a halfway house where he had become clean of opiates. Narcan, or naloxone, was administered, and he had survived that overdose. However, Koons advised that he continued to abuse heroin after that overdose.
In February of 2015[,] Colton moved out of the Pennsylvania area and into his mother's home in an attempt to isolate himself from the lifestyle of heroin abuse in Pennsylvania....
[O]n June 25th[,] Colton had asked his mother to borrow her debit card. Tammy allowed Colton to have her debit card so that he could rent a couple of movies.
After his death, she checked her bank transactions. She observed that Colton had rented two movies and then withdrew $ 40 in U.S. currency. This $ 40 in U.S. currency was withdrawn at 11:59 in the evening on the 25th of June ....
On June 25th of 2015[,] at approximately 11:50[,] Koons woke up from her sleep and observed that Colton had her car keys.... He then left the residence....
Approximately five minutes after Colton left the residence, Koons called Colton. He did not answer. She woke up at approximately [1:00] in the morning, noticed that Colton was not in the bedroom with her and called him again. He did not answer, and she fell back asleep.
At approximately 3:10 to 3:15 in the morning[,] Koons woke up again. Colton was still not back in the bedroom. She then checked the bathroom and noticed that the door was locked, looked under the door crack and observed Colton's shoes. She then woke up Colton's mother, Tammy, and Godino. Godino removed the door hinges, at which time they were able to locate Colton's body in the bathroom. He was checked for a pulse. It was determined that he was not breathing and that's when 911 had been called.
Johns, as part of the investigation, seized Colton's black in color cellular telephone.... Tammy granted Johns permission to search the contents of the phone in an attempt to identify Colton's supplier of heroin....
Later in the day[,] Tammy contacted Johns and advised that she had found a piece of paper inside Colton's wallet that had two names and phone numbers written down....
The names and numbers written down on this piece of paper was [ sic ] the name Pat, with the number ..., and also the name G - G ... and his number ....
Johns, utilizing the LInX Law Enforcement database, input the number that corresponded with the name of Pat. The database search identified Patrick Joseph Thomas [ ("Thomas") ], with a date of birth of 8/16/56, a 58-at the time-year old white male as the owner of the phone.
* * *
[Koons] indicated [to Johns] that when she woke up at approximately 11:50 on June 25th of 2015, and Colton was still in the house, she heard Colton complaining that Pat was not answering the phone. This was right before Colton left the residence in Koon's car. There was no real familiarity with Pat. Koons had never met Pat.
* * *
A physical examination of Colton's phone ... shows that an individual by the name of Pat was saved as one of his contacts. And the phone number ... corresponded with the number found in Colton's wallet.
Johns then looked through the ... call log on Colton's phone and observed the following: On June 25, 2015, starting at 11:45 in the evening, [23:45] hours, Colton called Thomas 27 times ... between 11:45 and 12:07 a.m. All of those call durations, except for the last one, were zero seconds, indicating no answer, no contact. That last call was 27 seconds long, indicating contact.
Additionally, there were text messages sent from Colton's cellular telephone sent to the number associated with Thomas. Those text messages were sent on June 25, 2015, at [23:46] hours, which stated, "I got $ 30, man, call me, please." June 25, 2015, at [23:48] hours, "Call me." June 25, 2015, [23:48], "I'll come to you." June 26, 2015, at two minutes past midnight, ... "I'm here, I need 4." ... June 26, 2015, at [00:05] hours, "Yo, I'm here."
Johns would testify, based on his training, knowledge, and experience ... that these were outgoing cell phone calls and text messages reaching out to Thomas, inquiring about purchasing five 5 [ sic ] bags of heroin during those several minutes....
[F]rom Colton's last communication until the time he's pronounced dead, the only person he attempted to communicate with was Thomas.
Based on that information, a search and seizure warrant was authored by Johns. And on July 2nd of 2015, a search and seizure warrant was executed on the person of Thomas and [his residence.]
* * *
Johns located a total of 60 individual white wax paper bags. These bags were stamped ["banshee"] in blue, with a blue emblem. These bags were identical in appearance to the bags recovered from Colton from the date that he expired. These bags were on a table that was directly next to the chair where Thomas was seated during the warrant execution.
Each of these bags contained a light brown powdery substance that was suspected heroin.... [E]ight bags were loose on the table, and there were another 52 bags that were packaged in four bundles.
* * *
There were several hundred empty ... wax paper bags[ ] on the floor directly next to the chair where Thomas was seated and on the table next to Thomas.... Johns noticed a combination of the following: ... wax paper bag[s] stamped "banshee" in blue with a blue emblem[;] ... white wax paper bags stamped "banshee" in blue with no emblem[;] ... white wax paper bags stamped "New York" in black with a black mask emblem[;] ... blue wax paper bags stamped "Gucci" in red with a red emblem[;] ... [and] blue wax paper bags stamped "slam" ... in red with no emblem.
* * *
Also seized from Thomas was an LG brand cellular telephone that was on the table next to where he was seated.
* * *
[Johns examined Thomas' phone.] [A] screen shot of the LG phone ... identified as Thomas' identif[ied] an individual logged ... as a contact. The name is "Colton".... [The number] corresponds with Colton's cellular telephone.
* * *
Toll records show that the cellular telephone that was in Thomas' possession received 28 incoming phone calls from Colton's phone number, starting as [23:45] hours, or 11:45, on the evening of June 25th of 2015, and continued through seven minutes after midnight on June 26th of 2015....
Johns would testify that the inconsistency, meaning there was 27 versus 28 [calls], would be that one of those calls would have been deleted by Colton accidentally.
* * *
The 60 bags recovered from Thomas' residence [were] ... submitted ... for testing and analysis.... [T]hat report reflects that the gross weight was 13.10 grams.... Five specimens were analyzed separately, resulting in the conclusion that those items contained the substance of heroin, a Schedule I [CDS].
* * *
[H]ad this matter gone to trial, ... the State would have introduced the postmortem examination of the Office of the Chief Medical Examiner.... [The] autopsy [was] performed by [Theodore M. King, M.D. ("King") ].... [T]he toxicology report and findings [stated:]
"This 23-year-old white male, Colton Lee Matrey, died of alcohol and narcotic (free morphine ) intoxication. The manner of death could not be determined. Autopsy detected increased levels of alcohol and a drug (free morphine ) in the heart blood of the deceased and also showed evidence of heart disease and injuries to the head, neck, back, upper extremities and lower extremities. The additional finding in the prostate gland was incidental to the man's death. The deceased had been consuming alcoholic beverages and heroin (a drug) a [ sic ] prior to death. Post mortem testing for additional drugs was negative."
* * *
During Johns' testimony, ... inquiry would have been made regarding the general public awareness regarding the dangers of heroin. It would be his testimony that Worcester County, this particular region, and the State of Maryland has been consumed with heroin overdoses, some resulting in deaths, and that these overdoses have resulted in an acute awareness of the dangers of heroin. Simply put, he would say, heroin kills, and everyone knows it.
* * *
He would also testify that even ... outside of the drug use or abuse realm, it is still commonly known. He would testify that one local paper is currently running a weekly series of articles regarding the dangers of heroin use ....
He would testify that the community itself has come together and formed groups in order to address the opioid and heroin problems facing this particular community. 6 It would be his testimony ... that anyone in Thomas' situation would understand the dangers of heroin, and its propensity to harm physically, if not kill, individuals who are ingesting it.
Following Thomas' arrest, he was transported to the Worcester County Sheriff's Office.... Corporal Wells [ ("Wells") ] and [other officers] ... met with Thomas at the sheriff's office in the processing room. Wells advised Thomas of his Miranda rights .... [T]here is no argument as to the voluntariness of [Thomas'] statement.
* * *
Wells asked Thomas, "How many bags of heroin do you use a day?" Thomas replied, "About 12." Wells asked Thomas, "How many bags do you use in a single shot?" Thomas replied, "Four."
Wells advised Thomas that investigators were aware that he was travelling to Delaware to get his supply of heroin. Wells asked Thomas, "How often do you go to Delaware to get heroin?" Thomas replied, "Every two to three days." Wells asked Thomas, "How many bundles do you get at a time?" Thomas replied, "Five." Wells asked Thomas, "How much ... did you pay today for the five bundles?" Thomas replied, "Three hundred dollars."
A bundle ... would be testified by Johns as [being] ... anywhere from ten to thirteen ... individual bags of heroin. They are rubber-banded together and sold as a bundle....
Wells asked Thomas, "When did you last go to Delaware to get heroin?" Thomas replied, "Today." ... Wells asked Thomas, "How much do you sell a bag of heroin for?" Thomas replied, "Ten to fifteen dollars." Wells asked Thomas, "So out of the five bundles you got today, how many bags would you normally sell?" Thomas replied, "About 30."
Wells asked Thomas, "What is the best heroin out there now?" Thomas replied, "Banshee." Wells asked Thomas, "How long have you been selling the banshee bags?" Thomas replied, "A month or a month and a half."
Wells advised Thomas, "We saw you sell some heroin to a boy named Colton, or something like that, the other week." Thomas replied, "Yeah, you mean Colt." Wells asked Thomas, "What do you know about Colt?" Thomas replied, "He is a young boy. He told me he did some prison time in Pennsylvania." Wells asked Thomas, "How many times have you sold heroin to Colt?" Thomas advised, "A few times."
Wells told Thomas, "When we saw you sell to Colt, it was like midnight. Do you remember that?" Thomas replied, "Yeah, it was late." Wells asked Thomas, "Is that what time you normally meet with Colt?" Thomas replied, "No, that was weird. I usually met him earlier." Wells asked Thomas, "So that was the only time you sold heroin to Colt at around midnight?" Thomas replied, "Yeah." Wells advised Thomas, "Do you remember how many bags you sold him?" Thomas replied, "Four."
* * *
Wells asked Thomas, "Where did you meet with Colt on this night?" Thomas replied, "I can't remember where I met him. It could have been the Food Lion parking lot. No, I think I met him on the street in Ocean Pines." Wells asked Thomas, "Was Colt driving a car?" Thomas replied, "No, he was walking." Wells asked Thomas, "What kind of bag did you sell Colt?" Thomas replied, "Banshee bags."
Wells then showed Thomas a photograph taken of Colton. This photograph depicted Colton deceased in the bathroom of Colton's mother's house. Wells asked Thomas, "Is this the person you know as Colt?" Thomas looked at the photograph and replied, "Yeah, that's him."
Thomas has a puzzled look on his face. Thomas asked Wells, "Is he dead in that picture?" Wells replied, "Yes. This picture was ... taken just hours after [Colton] met with you and bought heroin." Thomas replied, "He couldn't have overdosed off what I sold him. I only sold him four bags."
Wells then showed Thomas a picture of four banshee bags of heroin that were recovered from the bathroom that Colton was found deceased in. Wells asked Thomas, "You mean these four bags?" Thomas' eyes opened widely.
* * *
Wells asked Thomas, "Do you know how old Colt was?" Thomas replied, "I think he was like 19." [ 7 ] Wells and Thomas sat quietly for a moment. Wells asked Thomas, "What do you think?" Thomas said, "I feel bad." Detective Trader [ ("Trader") ] advised Thomas, "You got to live with this on your conscience." Thomas replied, "I know." ...
Trader then began walking Thomas to a holding cell.... Thomas stated to Trader that he felt bad about Colt's death. Trader advised, "Who wouldn't?" And Thomas replied, "Someone without a conscience."
* * *
By agreement, if this case were to go to trial, Thomas would testify ... and his testimony would include the fact that he personally had used the same product, the banshee heroin, [prior to Colton's use,] and had not overdosed and, obviously, had not died from his use of it.
Procedural Posture
The trial court found Thomas guilty of distribution of heroin, reckless endangerment, and involuntary manslaughter. The State presented two possible theories for an involuntary manslaughter conviction: unlawful act manslaughter and gross negligence manslaughter. The court determined that Thomas could be convicted under either theory. Specifically, the judge concluded that Thomas was grossly negligent because the testimony would have shown that "it is well known that, in fact, the use of heroin can cause death," and Thomas' statement to police demonstrated that he was so aware. Alternatively, the judge stated that he reached the same result under an unlawful act analysis.
Thomas appealed the trial court's ruling to the Court of Special Appeals, challenging the sufficiency of the evidence to sustain his involuntary manslaughter conviction.
Thomas v. State
,
DISCUSSION
Standard of Review
The trial court convicted Thomas of manslaughter under both an unlawful act and gross negligence theory. It is our task only to review that court's determination for whether there was sufficient evidence in the record to support it. While it is typically cautioned that we must not "undertake a review of the record that would amount to, in essence, a retrial of the case,"
State v. Albrecht
,
Gross Negligence Involuntary Manslaughter
In Maryland, involuntary manslaughter is a common law felony, though punishments are doled out in accordance with Maryland Code (2002, 2012 Repl. Vol.), § 2-207(a) of the Criminal Law Article ("CR"). Involuntary manslaughter is the unintentional killing of a human being, irrespective of malice.
See
Albrecht
,
The State must also demonstrate a "causal connection between such gross negligence and death ... to support a conviction, although it is not essential that the ultimate harm which resulted was foreseen or intended."
Albrecht
,
The State has made clear that its "sole argument before this Court is that the evidence was sufficient to convict Thomas of grossly negligent involuntary manslaughter." Consequently, we do not review the Court of Special Appeals' determination regarding unlawful act involuntary manslaughter. Instead, we focus only upon whether the evidence introduced in the trial court was sufficient to convict Thomas of gross negligence involuntary manslaughter-in other words, to vault Thomas' conduct over the theoretical bar separating ordinary negligence from criminal gross negligence.
The Gross Negligence Standard
As Judge Charles Moylan, a venerated scholar of Maryland criminal law, explained, "[f]rom the beginning, the Maryland caselaw describing the 'gross negligence' necessary to support a conviction for involuntary manslaughter equated 'gross negligence' with a 'wanton or reckless disregard for human life.' " Charles E. Moylan, Jr.,
Criminal Homicide Law
§ 12.4, at 226 (2018);
see also
Albrecht
,
In general, the "gross negligence"
mens rea
is established by asking "whether the accused's conduct, 'under the circumstances, amounted to a disregard of the consequences which might ensue and indifference to the rights of others ....' "
Albrecht
,
It is difficult to draw an exact line dividing gross negligence from the lower ordinary negligence standard, or from the higher depraved-heart standard. Although, as recognized by Judge Moylan, these mentes reae exist one-after-the-other on a continuum of culpability. See Moylan, Criminal Homicide Law § 12.3, at 225. The definitional difficulty lies in the fact that culpability, by its nature, is dependent on the observable forces at play in a given scenario. Our courts have discussed gross negligence involuntary manslaughter in four main contexts: automobiles, police officers, failure to perform a duty, and weapons. None of these provide a perfect analogue for heroin distribution, but, together, they create a helpful tableau depicting how we assess a defendant's level of negligence. We review the most impactful of these cases below.
In 1941, the General Assembly enacted a law specifically defining "manslaughter by vehicle" as causing the death of another by "driving, operating, or controlling a vehicle ... in a grossly negligent manner." CR § 2-209(b). Although this statute preempts any prosecution for such conduct as common law gross negligence manslaughter,
see
State v. DiGennaro
,
Duren v. State
may provide a useful low-water mark for successful manslaughter by vehicle prosecutions. The defendant, driving in a "heavily congested residential and business area" of Baltimore City, drove his car at 7:00 p.m. on a Sunday in December at a speed of at least 60 miles per hour, approximately
30 miles per hour over the speed limit.
Id. at 588-89,
Concluding that the evidence was sufficient to convict the defendant of manslaughter by vehicle, the Court reasoned it was "plain that the environment in which
speed is indulged must determine whether it does or does not show gross negligence at a given time."
Id. at 591,
Duren
was not an outlier. In
State v. Kramer
,
[T]he jury, weighing the speed in the light of the surrounding circumstances, could, again in the words of Duren, have found "such a lack of control, whether by reason of speed or otherwise, in a place and at a time when there [was] constant potentiality of injury as a result ...." In addition to speed and lack of control, the factor of lack of attention was present. In his brief, Kramer concedes that it could be inferred from the evidence that Kramer "failed to keep a proper lookout and thus came upon the Lee vehicle so suddenly that he had to swerve to avoid it." Thus, the evidence was legally sufficient for the jury to find on Kramer's part a wanton and reckless disregard of the rights and lives of others and so a state of mind amounting to criminal indifference to consequences.
In a similar case with a divergent outcome,
Johnson v. State
,
The central issue was "whether or not, in the circumstances existing at the time and place of the accident, the defendant was operating the automobile at such an excessive rate of speed as to constitute gross negligence within the meaning of [the statute]."
Id. at 531,
See
id.
at 533,
These cases turn on whether, as judged by a holistic view of the risk factors at play, the defendant's conduct was "likely at any moment to bring harm to another." While any one factor alone might not be enough to constitute gross negligence, the convergence of multiple factors creates an unacceptable threat of harm to others-with an emphasis on the one most likely to kill: speed-making an inference of wanton and reckless disregard for human life permissible.
Compare
Goldring v. State
,
Common law gross negligence involuntary manslaughter also appears in cases involving negligent police officer conduct resulting in death. Importantly, such cases are evaluated under a heightened "reasonable police officer under the circumstances" standard, rather than a reasonably prudent person standard.
Albrecht
,
In
State v. Albrecht
,
State v. Pagotto
,
These distinguishing factors are not unlike those provided in
Duren
and
Johnson
, above. Though not phrased this way in the opinions, Albrecht's conduct created a situation "likely at any moment to bring harm to another," whereas Pagotto's conduct-as judged by a reasonable officer standard-was not as unwarranted, unsafe, or likely to cause injury or death. These environmental risk factors "elevated Albrecht's behavior from ordinary civil negligence to gross criminal negligence."
Id. at 554,
Finally,
Mills v. State
,
Significantly, in each of the above-enumerated cases, there is no scientific test or quantifiable probability of death that converts ordinary negligence to criminal gross negligence. Rather, the inherent dangerousness of the act engaged in, as judged by a reasonable person-or reasonable officer-is combined with environmental risk factors, which, together, make the particular activity more or less "likely at any moment to bring harm to another."
Johnson
,
Another analogue useful in defining the requisite conduct required for gross negligence involuntary manslaughter is the crime of depraved-heart murder. We again turn to Judge Moylan, who noted that "gross negligence manslaughter is the junior varsity manifestation of depraved-heart murder." Moylan,
Criminal Homicide Law
§ 12.1, at 223. The
actus reus
-the
killing-is identical, and the
mens rea
-the negligence-differs only as a matter of degree. Again, there is no "precise line" between the two offenses.
Dishman v. State
,
The
Maryland Pattern Criminal Jury Instructions
distinguish the two offenses, describing second-degree depraved-heart murder as involving one whose conduct
amounts to "extreme disregard" and a "very high degree of risk" to human life. § 4:17.8, at 699 (2018). The pattern instructions describe gross negligence involuntary manslaughter as consisting of "reckless disregard" and a "high degree of risk" to human life.
In sum, when determining whether an individual has acted with the requisite grossly negligent
mens rea
to be found guilty of involuntary manslaughter, the State must demonstrate wanton and reckless disregard for human life. This requires a gross departure from the conduct of an "ordinarily careful and prudent person" and a disregard or indifference to the rights of others.
Albrecht
,
Thomas' Involuntary Manslaughter Conviction
The matter of whether distribution of heroin can be the basis of a gross negligence involuntary manslaughter conviction is one of first impression in Maryland. To address it, we rely on the principles enumerated above, as well as relevant out-of-state case law, to determine whether sufficient evidence exists in the record to permit the trier of fact to conclude that Thomas was grossly negligent and that his conduct caused Colton's death. But first, we address Thomas' curious contention that a conviction for gross negligence manslaughter cannot be premised upon the commission of a malum in se criminal act.
(i) Gross Negligence Manslaughter and Malum in Se Offenses
Thomas proposes that Maryland should not recognize gross negligence manslaughter when the defendant is accused of committing a malum in se offense, 9 as opposed to a malum prohibitum offense. 10 Distribution of heroin, says Thomas, is a malum in se offense and, consequently, may only be tried under the unlawful act theory of manslaughter. Thomas contends that allowing malum in se crimes to be charged as gross negligence manslaughter "hybridizes" the two involuntary manslaughter crimes, making them easier to prove. In other words, Thomas argues that charging malum in se crimes as gross negligence manslaughter allows the State to take advantage of the less stringent causation showing of gross negligence manslaughter, while benefiting from the higher culpability presumed in a malum in se offense.
The State disagrees, providing that "whether distribution of heroin is a malum in se or malum prohibitum only matters if the State is proceeding on the unlawful act variety of involuntary manslaughter," which it is not. Whenever a party is charged with gross negligence manslaughter, according to the State, the prosecution must prove that the act was grossly negligent, regardless of whether the crime at issue is malum in se or malum prohibitum . Moreover, the State characterizes Thomas' argument as "nonsensical," maintaining that it allows some perpetrators to escape criminal liability when they commit a malum in se offense in a grossly negligent manner-the gross negligence manslaughter mens rea -but death does not occur in the commission of, or escape from, the crime-a causation requirement for unlawful act manslaughter.
We agree with the State. First, we think Thomas is too eager to rely on lines that our cases have yet to clearly draw. In
Schlossman v. State
,
Moreover, even if there was such a distinct line, it would only keep
malum prohibitum
offenses from being charged under unlawful act manslaughter, and not the reverse. In
Schlossman
, the intermediate appellate court stated that "homicide resulting from the perpetration of a
malum in se
unlawful act not amounting to a felony is manslaughter, regardless of whether the unlawful act was 'dangerous to life.' "
(ii) Gross Negligence Mens Rea
The State next argues that the Court of Special Appeals "usurped the role of the trier of fact and relied on unsupported assumptions" when it determined there was sufficient evidence of negligence, but not gross negligence. The State particularly takes issue with the intermediate appellate court's statement that drug dealers have "no rational interest" in making drug use more dangerous, as it believes this is "not supported by the record or reality." Specifically, the State points to the following facts to show sufficient evidence for the conviction: Thomas had no way of knowing the purity of the heroin he sold; the circumstances surrounding the timing of the sale; Thomas knew Colton was a "young boy"; Thomas knew that Colton was an addict who recently came to Maryland after a stay in prison; and Thomas knew that Colton was "desperate" for heroin and, "by inference," that he would likely consume all four bags. Thomas asserts that the evidence in this case cannot support his conviction under a gross negligence theory because it does "not show the requisite wanton disregard for human life necessary to constitute gross negligence." He states that, "absent proof that the accused or someone in his or her situation should know that amount of the substance is probably fatal," the evidence is insufficient to establish gross negligence.
We have already discussed the general principles of gross negligence in Maryland, but, before this case, Maryland appellate courts have never been asked to apply them to the distribution of drugs. Our search for law on this issue in other states has revealed only a few relevant decisions. While some states have reviewed this matter based on a theory of common law manslaughter, others have avoided such a ruling due to supervening legislation addressing drug distribution resulting in death.
See, e.g.
,
In
Commonwealth v. Catalina
,
The Court starkly characterized the dangers of heroin distribution, stating that "the consumption of heroin in unknown strength is dangerous to human life, and the administering of such a drug is inherently dangerous and does carry a high probability that death will occur."
More recently, a North Carolina court determined that a circumstance in which a dealer sells a person methadone, who then fatally overdoses, after the dealer, himself, "nearly died the month before from an
overdose," could support a finding of reckless conduct for involuntary manslaughter.
12
State v. Barnes
,
As we reflect upon Maryland gross negligence manslaughter law generally, we discern that the Maryland appellate courts have upheld convictions-for drag racing, speeding in a highly congested area, speeding and passing in a no-pass zone, driving after repeatedly "nodding off,"
14
mishandling guns without intent to kill-when the conduct measured by the wanton and reckless standard posed no obviously greater risk than the one Thomas disregarded in distributing heroin to Colton. In none of these circumstances was the defendant's conduct proclaimed "probably fatal," the standard that Thomas urges us to adopt. Rather, their conduct posed a "high risk
to human life"-or was "likely at any moment to bring harm to another."
Johnson
,
Still, we agree with Thomas that a
per se
rule providing that all heroin distribution resulting in death constitutes gross negligence involuntary manslaughter is unwise and not in keeping with our precedent. Instead, we must consider the inherent dangerousness of distributing heroin with the attendant environmental risk factors presented by each case.
See also
People v. Hall
,
It is undisputed that Thomas was knowingly engaged in the unregulated selling of a CDS with no known medical benefit 15 -an addictive 16 and useless poison-to customers in a region suffering from an epidemic of heroin and opioid abuse and deaths. The agreed facts provide that Thomas was surprised that Colton fatally overdosed from four bags of Banshee heroin. Assuredly, he may have felt pangs of conscience. But these facts do not overcome the risk and inherent dangerousness of the underlying activity. Indeed, according to the agreed statement of facts, "anyone in Thomas' situation would understand the dangers of heroin, and its propensity to harm physically, if not kill, individuals who are ingesting it."
The agreed facts also include a description of what Detective Johns, testifying as an expert in CDS investigations, would say at a trial-that Worcester County "has been consumed with heroin overdoses, some resulting in deaths, and that these overdoses have resulted in an acute awareness of the dangers of heroin." In his words, "heroin kills, and everyone knows it." His proffered testimony is consistent with data collected by the State of Maryland's Department of Health and Mental Hygiene regarding fatal overdoses from heroin and other opioids. In 2015, the year Colton died, there were 1,259 deaths from alcohol and drugs in Maryland-86% of these were opioid-related.
See Drug- and Alcohol-Related Intoxication Deaths in Maryland, 2015
, Md. Dep't of Health & Mental Hygiene 1, 5 (Sept. 2016), https://bha.health.maryland.gov/OVERDOSE_PREVENTION/Documents/2015% 20Annual% 20Report_revised.pdf [
archived at
https://perma.cc/48X6-DHKJ]. In this State, fatal overdoses from heroin rose dramatically between 2011 and 2015, from 247 to 748 overdoses, vastly exceeding the number of deaths caused by any other drug, including fentanyl.
17
See
In 2015, the rural counties of the Eastern Shore suffered 51 heroin-related deaths, including 11 deaths in Worcester County and 13 deaths in neighboring Wicomico.
See
It is also fair to infer that Thomas subjectively knew an overdose was possible based on his statement that Colton "couldn't have overdosed off [the amount] I sold him ." It is enough that Thomas knew about the overdose risks of heroin. That he knew about the risk but wrongly estimated the amount of heroin sufficient to kill his customer does not remove his conduct from the reckless and wanton category. Again, involuntary manslaughter does not involve an intent to kill, but only a reckless disregard of another person's life. When some quantity of heroin will kill, but variable circumstances render that quantity unpredictable, a person takes a large risk in distributing any amount above an exceedingly de minimis threshold.
Considering the agreed statement of facts, reinforced by Maryland governmental data pertaining to 2015, we are asked to decide a legal question regarding Thomas' culpability. A major component of that question relates to the degree of increased risk we attribute to the heroin, itself-or how "wanton or reckless" the distribution of heroin is exclusive of other factors. After much consideration of precedent in Maryland and elsewhere, we reach the same conclusion as the Supreme Judicial Court of Massachusetts, which stated that "the consumption of heroin in unknown strength is dangerous to human life, and the administering of such a drug is inherently dangerous ...."
Catalina
,
A reasonable person in Thomas' place would have understood that Colton was desperate for heroin and would have realized that increased the risk of the transaction. The facts state that Colton had been abusing heroin for approximately four-and-a-half years, and Thomas knew he was a "young boy" who had been in prison in Pennsylvania sometime in the past. On the night of his fatal overdose, Colton called Thomas 27 or 28 times between 11:45 p.m. and 12:07 a.m.-more than one call per minute-until Thomas finally answered. Colton also sent multiple text messages to Thomas in that same timeframe, imploring him to "call me, please" and stating that he would "come to [Thomas]" to get the heroin. Moreover, Thomas recognized that it was "unusual" for him to meet Colton at midnight and that he "usually met him earlier." All of these facts support the inference that Colton was desperately in need of heroin and might well ingest the entire four bags of heroin immediately.
It is also relevant to distinguish the systematic and sustained heroin distributor from the infrequent or inexperienced provider. The agreed statement of facts reveals a substantial amount about Thomas' heroin distribution practices. Thomas resupplies his heroin stock "every two to three days," when he travels to Delaware to purchase five bundles (50-65 total bags of heroin) for $ 300. Thomas is a heroin abuser, himself; presumably consumes between 24 to 36 bags of each resupply; and sells the remainder for $ 10-$ 15 per bag, an amount which consistently nets him a profit. At the time of his arrest, Thomas possessed 13.10 grams (60 bags) of heroin. From all this, it is evident that Colton was not Thomas' only client and that Thomas consistently distributed heroin to a substantial
network of associates. Thus, we can infer that Thomas was aware of the risk to life posed by consistent heroin abuse, cognizant of its ill-effects, and, yet, continued to sell the drug notwithstanding its danger.
See
Hall
,
The agreed facts state that Thomas sold Colton heroin only "a few times" and knew him to be a "young boy." They also inform us that Thomas had only been selling Banshee heroin for about a month. Under interrogation by police, Thomas admitted that he typically used 12 bags of heroin per day and four bags in a single shot. Thomas attempts to use these factual details as a defense, stating that he used the same amount of Banshee heroin as Colton and never overdosed from it. Yet, this information is as much a sword as a shield. Based on his own admissions, Thomas should have reasonably concluded that Colton was also likely to use all four bags in
one shot-as Thomas himself does-a fact he implicitly recognized when he stated that "he couldn't have overdosed off what I sold him" because it was only four bags. Thomas sold Colton four bags of heroin, likely to be used at once, without knowing anything about the composition of the heroin he sold, about what other substances Colton was taking or might have used that day, or about Colton's tolerance given his age and recent incarceration. To knowingly distribute a dangerous, and sometimes lethal, substance without such information qualifies as "a gross departure from what would be the conduct of an ordinarily careful and prudent person under the same circumstances,"
Albrecht
,
We are not persuaded by Thomas' defense that the State failed to prove that the four bags constituted a lethal dose. The consequences of ingesting heroin are unpredictable and what constitutes a lethal dose varies based on the circumstances. 18 When dealing with street heroin, what is lethal will depend not only on the health of the particular individual and his tolerance for heroin, but on what other toxic substances are mixed with the heroin, as well as what other substances the individual has ingested. The specifics as to the cause of Colton's death are revealed by the Medical Examiner's report and discussed in detail in the following section.
To review, we consider whether Thomas' conduct amounted to a "wanton and reckless disregard for human life,"
Albrecht
,
Nor do we agree with the Court of Special Appeals' rationale that requisite intent for involuntary manslaughter cannot be found because we should infer that a drug dealer wishes for his customers to remain alive, so he can sell them more heroin. The intention required for manslaughter must "amount[ ] to a disregard of the consequences which might ensue and indifference to the rights of others ...."
Albrecht
,
(iii) Actual and Legal Causation
Finally, the State disagrees with the Court of Special Appeals' determination that the "causal chain" has been broken and argues that it incorrectly applied the same causation analysis to both unlawful act and gross negligence manslaughter. It contends that the intermediate appellate court's view of causation is too narrow and inconsistent with Maryland precedent. Specifically, the State urges that Thomas is the "but for" cause of Colton's death-selling him four bags of heroin when he was "clearly desperate to get high"-and that Colton's death "was neither remote nor unforeseeable." Moreover, the State maintains, the defendant's act need not be the "sole reason" for the harm, and it is not material that Colton "injected himself or that Thomas did not adulterate the heroin."
Thomas does not appear to contest the State's argument. Rather, he asserts that the State failed to show causation "as to the unlawful act modality," rather than gross negligence manslaughter. 19 Still, we review this element to provide clarity to our decision.
"A causal connection between ... gross negligence and death must exist to support a conviction ...."
Albrecht
,
"In the usual [criminal] case there is no difficulty in showing the necessary causal connection between conduct and result," LaFave,
Criminal Law
§ 6.4(a), at 438, and, hence, it is atypical for our courts to discuss actual cause at length. Yet, this case presents some factual nuances worthy of addressing. "The concept of actual cause 'is not a metaphysical one but an ordinary, matter-of-fact inquiry into the existence ... of a causal relation as laypeople would view it.' "
Paroline v. United States
,
Maryland gross negligence manslaughter cases have evaluated the actual, or but-for, cause of a given result on only a
few occasions. In one such case, the Court of Special Appeals determined that a mutual agreement to engage in grossly negligent conduct can be sufficient to find causation, even where the victim was, himself, engaged in the grossly negligent act. In
Goldring v. State
,
We have also stated that a defendant does not "cease to be responsible for his otherwise criminal conduct because there were other conditions which contributed to the same result."
Palmer v. State
,
Using similar reasoning, we determined that the defendant need not be the person who actually caused the death where each participant "aided, abetted, and encouraged the other to
engage" in the conduct that resulted in the victim's demise.
Alston v. State
,
In this case, Colton died seated on the toilet, passed out, with his jaw propped against the vanity sink top. He was holding one white Banshee heroin bag and three more bags had fallen to the floor beneath him-all empty. He possessed heroin paraphernalia on his person and in his bedroom. Thomas admitted to selling heroin to Colton "a few times" and stated that he sold him four bags of Banshee heroin on the night he fatally overdosed. The Medical Examiner stated that Colton died of "alcohol and narcotic (free morphine ) intoxication." Specifically, the report listed Colton's heart blood as containing 0.08% ethanol, 240 mcg/L free morphine, and 6-Monoacetylmorphine. No other drugs were found in his system.
While it is accurate, strictly speaking, to say that the heroin and alcohol combined to cause Colton's death, the question is whether the harm would have occurred "in the absence of" Thomas' distributing heroin to Colton.
Burrage v. United States
,
The evidence shows that Colton only ingested heroin and alcohol and there is no allegation to the contrary. A blood alcohol content ("BAC") of 0.08%-Colton's heart BAC-is the "legal limit" for driving in Maryland. See Maryland Code (2005, 2012 Repl. Vol.), § 11-174.1(a) of the Transportation Article. We can safely presume that a lethal dose of alcohol would be much higher. 21 No other drugs were found in Colton's system and the autopsy found no latent medical condition that otherwise contributed to his death. Therefore, Colton's death was either caused by heroin or alcohol, and the evidence and common sense demonstrate that it was not caused by alcohol.
Regarding the amount of heroin consumed, out-of-state guidance and scientific literature demonstrate that 240 mcg/L free morphine-the concentration found in Colton's heart blood-is within the range generally accepted to constitute a lethal dose.
22
Moreover, in
Commonwealth v. Vaughn
,
Again, Thomas sold Colton four bags of Banshee heroin. Colton ingested only these four bags within three hours after purchasing them, and the Medical Examiner found nothing more in his system. As discussed above, a BAC of 0.08% is indicative of only moderate intoxication, whereas a blood content of 240 mcg/L free morphine is within the generally accepted lethal range. Without the heroin Thomas supplied, Colton would not have died, and while the evidence may not establish that the heroin was independently sufficient to cause Colton's death, it does demonstrate that it was the but-for cause. For these reasons, there is enough evidence in the record for a trier of fact to conclude beyond a reasonable doubt that the heroin was the but-for cause of Colton's death.
Additionally, the State must demonstrate that Thomas was the legal
cause of Colton's death. The concept of legal causation "is applicable in both criminal and tort law, and the analysis is parallel in many instances."
Paroline
,
We agree with the Supreme Judicial Court of Massachusetts' assertion that "[i]ntervening conduct that is reasonably foreseeable will not relieve the defendant of criminal responsibility."
Catalina
,
That the victim was not blameless is plain, but it is also irrelevant to our present analysis. This Court has held that contributory negligence is not a defense to involuntary manslaughter.
See
Duren
,
This Court need not conclude, and the State need not prove, that the four bags of heroin were the only reason Colton overdosed and died. Rather, there must be sufficient evidence in the record to determine that Colton would not have died but for the heroin and that his death was a foreseeable consequence of Thomas selling him the four bags of heroin. The State has established causation in this case. We hold that there is sufficient evidence in the record to conclude that Thomas' conduct was both the actual and legal cause of Colton's death. Thus, for the above reasons, we hold that the trial court did not err in convicting Thomas of gross negligence involuntary manslaughter. 23
JUDGMENT OF THE COURT OF SPECIAL APPEALS REVERSED AS TO GROSS NEGLIGENCE MANSLAUGHTER. CASE REMANDED TO THAT COURT WITH INSTRUCTIONS TO AFFIRM THE JUDGMENT OF THE CIRCUIT COURT FOR WORCESTER COUNTY FOR THE MANSLAUGHTER CONVICTION IN ACCORDANCE WITH THIS OPINION. THE COURT OF SPECIAL APPEALS SHALL CONSIDER ARGUMENTS MADE BY THOMAS REGARDING MERGER OF THE MANSLAUGHTER AND DISTRIBUTION OF HEROIN CHARGES. COSTS TO BE PAID BY RESPONDENT.
Greene, Hotten and Getty, JJ., dissent.
Dissenting Opinion by Hotten, J., which Greene and Getty, JJ., join.
I respectfully dissent from the majority opinion. Undeniably, the distribution, use, and overdose of heroin and other opioids has received significant local and national attention from the general public, the Judiciary, state legislatures, and news organizations. The consequences of opioid use in our State can only be categorized as an epidemic, claiming responsibility for 86% of all alcohol and drug related deaths in Maryland in 2015. See Drug- and Alcohol-Related Intoxication Deaths in Maryland, 2015 , Md. Dep't of Health & Mental Hygiene 1, 5 (Sept. 2016), https://bha.health.maryland.gov/OVERDOSE_PREVENTION/Documents/2015% 20Annual% 20Report_revised.pdf. The Majority opinion seeks refuge in these statistics to support its conclusion that an individual who does nothing more than sell heroin to another can be convicted of involuntary manslaughter when the buyer, on their own volition, injects the heroin and overdoses.
I am unable to reach such a conclusion. There is not sufficient evidence in the present case to establish a causal relationship between the mere sale of heroin and the subsequent use and fatal overdose of the buyer. For these reasons, I would affirm the judgment of the Court of Special Appeals.
The State Failed to Provide Sufficient Evidence to Sustain a Conviction of Involuntary Manslaughter for the Mere Distribution of Heroin
The Majority correctly points out that the State bears the burden of establishing a causal relationship between Mr. Thomas's sale of heroin and Mr. Matrey's overdose beyond a reasonable doubt. Maj. Op. at 177, 211 A.3d at 300;
see
Palmer v. State
,
We have explained that "there must be some nexus between the killing and the underlying felony. Mere coincidence between
the underlying felony and the killing is not enough; the conduct causing death
must be in furtherance of the design to commit the felony."
Watkins v. State,
The Majority references a number of non-drug related cases in an attempt to flesh out and analogize the "factual nuances" of the present case. Maj. Op. at 174, 211 A.3d at 298. In
Palmer v. State
, we upheld a defendant's involuntary manslaughter
conviction where the defendant negligently and willingly allowed her boyfriend to beat their 20-month-old infant to death.
I do not challenge the conclusions reached by this Court and the Court of Special Appeals in the above referred cases. Rather, I observe that those cases are readily distinguishable from the present case because the defendants' actions and the victims' death were "parts of one continuous transaction and [were] closely related in point of time, place, and causal connection."
Yates v. State,
The postmortem examination conducted by the Office of the Chief Medical Examiner opined that Mr. Matrey "died of alcohol and narcotic (free morphine ) intoxication." The free morphine tested positive for 6-Monoacetylmorphine, the presence of which "is unequivocal confirmation of heroin usage." Christopher J. Keary, et al., Toxicologic Testing for Opiates: Understanding False-Positive and False-Negative Test Results , Prim. Care Companion for CNS Disord. (2012). The Majority concludes that even with the presence of alcohol in Mr. Matrey's system, the undisputed presence of heroin in Mr. Matrey's body was sufficient to "demonstrate that it was the but-for cause[ ]" of his death. Maj. Op. at 178, 211 A.3d at 300. However, when police officers searched Mr. Matrey's bedroom, they discovered a prescription pill bottle containing tramadol, an opioid analgesic, Schedule IV - Controlled Dangerous Substance. Importantly, both tramadol and heroin convert into free morphine when they are metabolized in the body. It is therefore unclear whether Mr. Matrey also ingested tramadol, along with heroin and alcohol, and how that may have impacted his fatal overdose. Accordingly, the Majority's reasoning that Mr. Matrey's "death was either caused by heroin or alcohol, and the evidence and common sense demonstrate that it was not caused by alcohol[,]" is flawed. Maj. Op. at 177, 211 A.3d at 300. The evidence does not establish that the heroin was independently sufficient to cause Mr. Matrey's death. The facts cannot sustain a finding of legal, but-for causation.
Several out-of-state, drug-related cases cited by the Majority and the State are similarly inapplicable. In
Commonwealth v. Catalina
, the Supreme Judicial Court of Massachusetts upheld the defendant's indictment for "unlawful homicide unintentionally caused by wanton or reckless conduct[,]" after selling the victim a "very potent" variety of heroin.
However, the Kansas Supreme Court, in
State v. Mauldin
, addressed the causal relationship standard for murder-related charges stemming from the distribution of heroin under facts that are nearly identical to those in the present case. In
Mauldin
, the defendant was charged with felony murder after selling heroin to the victim who ultimately took the heroin to another location, injected himself with a dose determined by himself, and overdosed.
As the Court of Special Appeals observed, "[i]t is not impossible to imagine scenarios in which there will be a sufficient causal connection between the sale of heroin and the victim's death to satisfy this element of ... involuntary manslaughter."
Id. at 536,
Murder-Related Charges Arising from the Distribution of Heroin is a Policy Concern Best Left to the Maryland General Assembly
The State in its brief admits that, "[d]esperate to stem the tide of deaths, law enforcement officials in Maryland and across the country have begun charging heroin dealers with murder-related charges in an effort to reduce the availability of the drug. [ ] The prosecution in this case reflects those efforts." The State, therefore, is calling upon this Court to inject itself in matters that should be left to the General Assembly. By its own admission, the State is seeking to modify existing law, not through the proper avenue of the General Assembly, but through this Court.
Not only does the State ask this Court to exercise legislative authority; it asks this Court to do precisely what the General Assembly has declined to do in the last several legislative sessions. Numerous bills have been introduced before the General Assembly that would deem the distribution of heroin, fentanyl, and other opioids, which resulted in the death of the user, a felony subject to up to 30 years imprisonment. These bills received either unfavorable reports following a hearing by the assigned committee, or were stalled before the committee, never proceeding to a vote at all. See Md. S.B. 303 (2015 Legis. Session) (receiving an unfavorable report by the Senate Judicial Proceedings Committee; withdrawn); Md. H.B. 612 (2017 Legis. Session) (stalling in the House Judiciary Committee); Md. H.B. 1730 (2018 Legis. Session) (stalling after a first reading in the House Rules and Executive Nominations Committee); Md. S.B. 570 (2019 Legis. Session) (receiving an unfavorable report by the Senate Judicial Proceedings Committee).
Importantly, Senate Bill 539 was introduced before the General Assembly in 2017. As introduced, the Bill was titled "Distribution of Opioids Resulting in Death[,]" and "prohibit[ed] a person from distributing certain opioids or opioid analogues, the use of which caus[ing] the death of another[.]" Md. S.B. 539 (2017 Legis. Session). The original text of the bill provided that anyone convicted of such conduct would be found guilty of a felony and subject to imprisonment for up to 30 years. While the bill ultimately passed in both Houses and was signed into law by the Governor, it was amended beyond recognition. The final bill, codified at Maryland Code, Criminal Law Article ("Crim. Law") §§ 5-602, 5-608.1, was titled "Distribution of Controlled Dangerous Substances - Fentanyl" and "prohibit[ed] a person from ... knowingly distributing a certain mixture of controlled dangerous substances[.]" Md. Chapter Law 539 (2017 Legis. Session). Notably, the Chapter Law did not address the distribution of opioids resulting in death, let alone further criminalize and provide specific penalties for such conduct.
Efforts taken by the General Assembly make clear that the establishment and recognition of such a crime as charged in the present case is a task for legislators and policy-makers, not judges. The role of this Court is to ascertain and effectuate the intent of the General Assembly, not undermine and contradict it.
See
Armstead v. State
,
Conclusion
The State has not provided sufficient evidence establishing legal, but-for causation between Mr. Thomas's distribution of heroin and Mr. Matrey's fatal overdose to sustain an involuntary manslaughter conviction. Mr. Thomas sold Mr. Matrey the amount of heroin Mr. Matrey requested, who then, "at another time, in another place, [ ] injected himself with an amount of heroin that he chose."
Thomas v. State
,
For these reasons, I respectfully dissent, and would affirm the judgment of the Court of Special Appeals.
Judge Greene and Judge Getty have authorized me to state that they join in this opinion.
Heroin Trafficking in the United States , Cong. Research Serv. 1-3 (Feb. 14, 2019), https://fas.org/sgp/crs/misc/R44599.pdf [ archived at https://perma.cc/YP3D-PWES].
Overdose Data and Reports , Md. Dep't of Health, Behavioral Health Admin., https://bha.health.maryland.gov/OVERDOSE_PREVENTION/Pages/Data-and-Reports.aspx [ archived at https://perma.cc/Y6JN-VXR2].
We have rephrased and consolidated the questions presented for clarity. The issues as granted are as follows:
1) As a matter of first impression, may a seller of heroin be convicted of a murder-related offense where the buyer of the heroin dies after ingesting it?
2) Did CSA assume facts not in evidence and otherwise usurp the role of the fact-finder when it held that, as a matter of law, the State presented insufficient evidence of gross negligence and causation to sustain Respondent's manslaughter conviction?
For ease of reading, name substitutions and quotation marks have been inserted without brackets or any other indication. All other alterations to the agreed statement of facts are set off by brackets. Asterisks denote the removal of paragraphs.
All other information in the agreed statement of facts and the parties' briefs suggests that this number should be "four." Thus, we presume this statement was in error.
"Heroin is an opioid drug made from morphine, a natural substance taken from the seed pod of the various opium poppy plants ...." Heroin , Nat. Inst. on Drug Abuse (June 2018), https://www.drugabuse.gov/publications/drugfacts/heroin [ archived at https://perma.cc/L2AK-S7NT]. The term "opioid" is an umbrella term including all "prescription medications used to treat pain such as morphine, codeine, methadone, oxycodone, hydrocodone, fentanyl, hydromorphone, and buprenorphine, as well as illegal drugs such as heroin and illicit potent opioids such as fentanyl analogs (e.g., carfentanil)." Opioid Overdose Prevention Toolkit , Substance Abuse & Mental Health Servs. Admin. 1 (June 2018), https://store.samhsa.gov/system/files/sma18-4742.pdf [ archived at https://perma.cc/R3CZ-YZJZ].
In fact, Colton Matrey was 23 at the time of his death.
The conviction for manslaughter by automobile was reversed only because of the prejudicial joinder of that charge with an insurance violation charge.
See
State v. Kramer
,
Malum in se is defined as a "crime or an act that is inherently immoral, such as murder, arson, or rape." Malum in Se, Black's Law Dictionary (10th ed. 2014).
Malum prohibitum is defined as an "act that is a crime merely because it is prohibited by statute, although the act itself is not necessarily immoral." Malum Prohibitum, Black's Law Dictionary (10th ed. 2014).
In Massachusetts, a defendant can move to dismiss criminal indictments, prior to trial, based on his contention that "the indictments were not supported by sufficient evidence."
Commonwealth v. Rakes
,
But see
State v. Shell
,
Some Prohibition Era cases involving the furnishing and consumption of tainted alcohol also provide an interesting analogue.
See, e.g.
,
People v. Pavlic
,
See
Skidmore v. State
,
Heroin is classified as a Schedule I drug, unlike most other opiates, which are listed on Schedule II.
See
Heroin Research Report , Nat. Inst. on Drug Abuse (June 2018), https://www.drugabuse.gov/publications/research-reports/heroin/overview ("Heroin is a highly addictive opioid drug, and its use has repercussions that extend far beyond the individual user.") [ archived at https://perma.cc/4NXZ-369P].
In collecting this data, Maryland has recognized that some deaths are caused by two or more toxic substances, and that data allocating deaths by each potentially fatal drug, if all combined, may overstate the number of deaths. See Drug- and Alcohol-Related Intoxication Deaths in Maryland, 2015 , Md. Dep't of Health & Mental Hygiene 3 (Sept. 2016), https://bha.health.maryland.gov/OVERDOSE_PREVENTION/Documents/2015% 20Annual% 20Report_revised.pdf [ archived at https://perma.cc/48X6-DHKJ].
Information Sheet on Opioid Overdose , World Health Org. (Aug. 2018), https://www.who.int/substance_abuse/information-sheet/en/ ("Risk factors for overdoses with prescribed opioids include a history of substance use disorders, high prescribed dosage (over 100mg of morphine or equivalent daily), male gender, older age, multiple prescriptions including benzodiazepines, mental health conditions and lower socioeconomic status.") [ archived at https://perma.cc/PBD4-CKDB].
When questioned at oral argument, Thomas' counsel again stated that he "challenged causation as the [ sic ] unlawful act" and that he had "not raised an argument as to gross negligence causation." Rather, counsel asserted that it was the State's "burden to show error in [the Court of Special Appeals'] analysis."
The dissent applies incorrect causation principles to the present case. The gross negligence involuntary manslaughter causation standard is different from the unlawful act manslaughter causation standard.
Compare
Craig v. State
,
The Medical Examiner's report also lists Colton's vitreous alcohol content ("VAC") as being 0.12%. Maryland Code (2012, 2012 Repl. Vol.), § 16-205.1(b)(1)(i)(2) of the Transportation Article, provides for the suspension of a person's driver's license if their blood alcohol test returns a result of 0.15% or higher. We apply the same logic as above in concluding that a VAC of 0.12% is not close to a lethal concentration.
Toxicology , N.C. Office of the Chief Med. Exam'r (June 30, 2017) https://www.ocme.dhhs.nc.gov/toxicology/index.shtml (listing 100-400 mcg/L of morphine as a "lethal dose") [ archived at https://perma.cc/47FB-B5NJ]; Julia Pearson, PhD, et al., Postmortem Toxicology Findings of Acetyl Fentanyl, Fentanyl, and Morphine in Heroin Fatalities in Tampa, Florida , Acad. Forensic Pathology 5(4): 680 (Dec. 2015) ("In the 26 heroin deaths that did not also involve a fentanyl derivative, free and total peripheral blood morphine concentrations averaged [160 mcg/L] and [350 mcg/L] respectively."); M. Schilz & A. Schmoldt, Therapeutic and Toxic Blood Concentrations of More Than 800 Drugs and Other Xenobiotics , Pharmazie 58: 458 (2003) (100-400 mcg/L of morphine is a "comatose-fatal" dosage). See also Ashley D. Ellis, et al., Identifying Cases of Heroin Toxicity Where 6-Acetylmorphine (6-AM) Is Not Detected by Toxicological Analyses , Forensic Sci., Med. & Pathology 12: 245 (2016) (morphine range in 127 intravenous heroin deaths was between 130-1,480 mcg/L).
Thomas argues the Circuit Court for Worcester County "erred in imposing separate sentences for manslaughter and distribution of heroin," and that, if this Court affirms the manslaughter conviction, it must remand to the intermediate appellate court to consider the merger issue. We agree that we must remand.
Certiorari
was not requested as to this issue, and we do not address its merits. The intermediate appellate court recognized that it did not need to address this issue because it reversed the manslaughter conviction entirely.
See
Thomas v. State
,
Judge Charles E. Moylan's treatise, which the Majority cites throughout its opinion, describes unlawful act-manslaughter as "the junior varsity manifestation of common law felony murder" and explains, "its rationale parallels that of the felony murder doctrine in every regard." The Hon. Charles E. Moylan, Jr., Criminal Homicide Law, § 11.1, p. 207 (2001). This necessarily extends to the causation rules. Accordingly, prior case law regarding the causal relationship in felony murder is instructive in analyzing the causal relationship in involuntary manslaughter.
This but-for causation element is similarly a required finding to convict a defendant of the unlawful act variant of involuntary manslaughter.
See
Schlossman v. State
,
The State cites to Catalina and other out-of-state cases to support the position that there was a reasonable causal relationship in the present case. The Majority, on the other hand, cites these cases to support its conclusion "that the record contained sufficient evidence of gross negligence[.]" Maj. Op. at 172, 211 A.3d at 297. While there must be sufficient evidence to support a finding of causation and gross negligence separately, it is clear that the analysis for the two are intertwined and often involve the same or overlapping factual bases. In the present case, the facts, or lack thereof, that are considered in the causation analysis may also be considered in the gross negligence analysis - i.e. , Mr. Thomas sold Mr. Matrey the heroin, Mr. Thomas did not prepare a specific dose or inject Mr. Matrey with the heroin, the heroin sold was unadulterated, Mr. Matrey injected himself at a later time and in his own home, and he ingested alcohol prior to his death, in conjunction with his heroin use.
Reference
- Full Case Name
- STATE of Maryland v. Patrick Joseph THOMAS A/K/A Patrick Joseph Patrick
- Cited By
- 15 cases
- Status
- Published