Evenstad v. City of W. St. Paul
Evenstad v. City of W. St. Paul
Opinion of the Court
Plaintiff Thomas Wayne Evenstad filed a motion for a preliminary injunction in this constitutional challenge against the City of West St. Paul, its mayor, and several Doe defendants (collectively, "the City"). Evenstad argues that a West St. Paul ordinance restricting sex offenders from residing within 1200 feet of schools, day care centers, and group homes (the "Ordinance") violates the Ex Post Facto Clause.
BACKGROUND
The West St. Paul City Council passed the Ordinance in December 2016 by a unanimous vote. (Decl. of Peter J. Nickitas ("Nickitas Decl.") ¶ 3, Ex. 1, Sept. 29, 2017, *1091Docket No. 17.) The findings and intent section of the Ordinance states:
Repeat predatory offenders, predatory offenders who use physical violence and predatory offenders who prey on children and vulnerable individuals are predators who present a threat to the public safety.... It is the intent of this chapter to serve the city's compelling interest to promote, protect and improve the health, safety and welfare of the citizens of the city by creating areas around locations where children and vulnerable individuals regularly congregate wherein certain predatory offenders are prohibited from establishing a primary or secondary address.
IX West St. Paul City Code ("City Code") ) § 97.01.
The public record surrounding enactment of the Ordinance, as made available by the City, is largely consistent with its stated intent. A memo prepared by the City's police chief in advance of the first reading of the Ordinance contrasted "the Council's desire to establish a business and residential growth direction" with forces that "tend to change neighborhood character overnight," including group residential housing and predatory offenders. (Decl. of Ben Boike ("Boike Decl.") ¶ 2, Ex. 2 at 22, Oct. 27, 2017, Docket No. 39.) The memo focused on the safety threat posed by "a rapid influx of predatory offenders," and noted the chief's concern "about what is on the horizon when the state begins to deinstitutionalize those offenders currently being held in [civil] confinement." (Id. ) The chief proposed "a safe-zone around those institutions where potential victims are likely to congregate," and explained that he had "considered varying differences including 1,000, 1,500 and 2,000 feet and found 1,200 feet to be a good balance in protecting the public's interest while still allowing areas where predatory offenders may reside." (Id. at 23.)
At the first reading of the Ordinance, the police chief's presentation included a "detailed account of predatory offenders and the risks and danger to our community." (Boike Decl. ¶ 1, Ex. 1 at 13.) Three council members spoke-one supporting of the Ordinance, and two wondering if it could be stricter-and a fourth voted to second the motion to approve the reading. (Id. ) There was an opportunity for public comment at the second reading, but no one spoke. (Boike Decl. ¶ 3, Ex. 3 at 29.) The Ordinance was approved without further deliberation. (Id. ) Neither the memo nor the meeting minutes reflect the City's reasoning for including group homes in the Ordinance or discussion of including offenders who victimized adults without individualized risk assessment.
As enacted, the Ordinance prohibits any designated offender from living within 1200 feet of schools, licensed day care centers, and state licensed residential care or housing with services establishments. (City Code § 97.03(A).) It also prohibits renting to such an offender. (Id. § 97.04.) Violations of the Ordinance may result in "a misdemeanor or administrative citation." (Id. § 97.03(D).) It excepts certain offenders-minors, those who offended and were convicted as minors, those living with family, those domiciled in a restricted area prior to the Ordinance's enactment, and those domiciled in an area that becomes restricted due to a new facility. (Id. § 97.03(E).) Based on a map provided by the City, Evenstad estimates that the restrictions cover approximately 90% of the total area and as much as 95% of the residential area of the city. (See Nickitas Decl., Ex. 1 at 5.) The City submits that there are 69 rental units in unrestricted areas. (Second Decl. of Ben Boike ("2d Boike Decl.") ¶ 5.) The City does not dispute *1092Evenstad's claim that 60 of those units are in a building that, as a matter of policy, does not rent to felons.
The Ordinance does not define "designated offender," but it defines "predatory offender"
Any person who [1] is required to register as a predatory offender under [Minnesota Statute] § 243.166, or [2] has been convicted of a designated sexual offense, regardless of whether the adjudication has been withheld, in which the victim of the offense was less than 16 years of age.
(City Code § 97.02.) Thus, the first category includes anyone who is required by the state of Minnesota to register as a sex offender. Notably, the Minnesota registration requirement applies to offenders who victimized adults. See
Evenstad, 52, falls into the first category: he was convicted in 1999 of First Degree Criminal Sexual Conduct using force or coercion and causing personal injury to an 18-year-old victim. (Nickitas Decl. ¶ 3, Ex. 2 (Decl. of Thomas Evenstad ("Evenstad Decl.") ) ¶ 2, Sept. 29, 2017, Docket No. 17.) On August 21, Evenstad was released from jail and moved into an apartment in a West St. Paul residence. (See
On August 31, Evenstad filed a pro se complaint and motion for preliminary injunction. (Compl., Aug. 31, 2017, Docket No. 1; Mot. for Prelim. Inj., Aug. 31, 2017, Docket No. 3.) The next day, police agreed to give Evenstad until September 30 to vacate the duplex. (Evenstad Decl. ¶ 11.) After obtaining counsel, Evenstad filed the Motion for a Temporary Restraining Order and Preliminary Injunction that is now before the Court. (Ex Parte Mot. for Prelim. Inj., Sept. 29, 2017, Docket No. 13.)
DISCUSSION
I. STANDARD OF REVIEW
The Court considers four factors in determining whether to issue a preliminary injunction: (1) the likelihood that the moving party will succeed on the merits, *1093(2) the threat of irreparable harm to the moving party, (3) the balance of harms as between the parties, and (4) the public interest. See Grasso Enters., LLC v. Express Scripts, Inc. ,
II. LIKELIHOOD OF SUCCESS ON THE MERITS
"In balancing the equities no single factor is determinative." Dataphase ,
A. Required Showing
The likelihood of success factor ordinarily requires the moving party to prove only a "fair chance of prevailing," which may mean "something less than fifty percent." Planned Parenthood Minn., N.D., S.D. v. Rounds ,
Evenstad alleges that the Ordinance was passed by a unanimous vote of the City Council, signed by the previous mayor, and enforced under the current mayor, and that others in the City's government assisted in developing it. (Compl. ¶¶ 12-14.) The City submits evidence of the first and second readings of the Ordinance at council meetings and documents circulated prior to the first reading. (Boike Decl. ¶¶ 1-3, Ex. 1-3.) The Court finds that the Ordinance was enacted pursuant to a "presumptively reasoned democratic processes," if not a terribly deliberative one. As such, Evenstad bears the burden of showing that he is "likely" to prevail on the merits.
B. The Ex Post Facto Clause
In support of his Motion for Preliminary Injunction, Evenstad argues that the Ordinance's restrictions on all "designated offenders," regardless of date of offense, are retroactive punishment prohibited by the Constitution's Ex Post Facto Clause.
Sex offender registration laws do not violate the Ex Post Facto Clause if they establish civil proceedings rather than criminal punishment. Smith v. United States ,
1. The Eighth Circuit
The Eighth Circuit has twice applied Smith to resolve Ex Post Facto challenges to sex offender residency restrictions, in both instances upholding the challenged laws.
First, in Doe v. Miller , the Eighth Circuit upheld an Iowa statute prohibiting sex offenders who had victimized minors from residing within 2000 feet of a school or day care.
Second, in Weems v. Little Rock Police Department , the Eighth Circuit upheld an Arkansas statute prohibiting certain sex offenders from residing within 2000 feet of a school or day care.
The Iowa statute differed from the Arkansas law in two principal ways. The Iowa statute was narrower in that it applied only to offenders convicted of sex offenses against minors, while the Arkansas law applies to some sex offenses in which adults were victimized. The restrictions of the Iowa statute affected offenders more broadly, however, because they applied to every sex offender convicted of an enumerated offense, without any individualized assessment.
2. Persuasive Authority
Lacking direct support in the Eighth Circuit, Evenstad turns to analogous cases decided elsewhere in the intervening decade since Miller and Weems to argue that he is likely to prevail here. While none of these cases are controlling, they offer persuasive authority in support of the proposition that courts are skeptical of schemes that are stricter than those upheld in Miller and Weems .
First, Evenstad cites a Sixth Circuit case holding that Michigan's sex offender statutory regime (which, as relevant here, prohibited registered sex offenders from living, working, or loitering within 1000 feet of a school) violated the Ex Post Facto Clause. Does # 1-5 v. Snyder ,
Second, Evenstad discusses a Wisconsin district court case considering an ordinance that restricted offenders who had victimized children from living within 3000 feet of a prohibited location (including schools, day cares, parks, trails, playgrounds, places of worship, and athletic fields used by minors) and 500 feet of each other. Hoffman v. Vill. of Pleasant Prairie ,
Third, Evenstad turns to the Eleventh Circuit that considered a law prohibiting offenders who had victimized someone under sixteen from living within 2500 feet of a school. Doe v. Miami-Dade Cty., Fla. ,
Finally, Evenstad cites two state supreme court cases. In Commonwealth v. Baker , the Kentucky Supreme Court overturned a state law barring all registered offenders from residing within 1000 feet of a school, playground, or day care.
*1096
C. Analysis
1. Intent
To discern intent, courts "consider the statute's text and its structure to determine the legislative objective." Smith ,
2. Effects
The Court therefore turns to the Ordinance's effects to determine whether they are so punitive in nature as to negate the City's stated intent. Although the City argues that the 1200-foot restriction in the Ordinance makes it "less onerous" than the 2000-foot restrictions upheld in Miller and Weems , the Eighth Circuit's comparison of the Iowa and Arkansas statutes shows that the Court's analysis must go beyond the distance covered by the restriction. See Weems ,
a. Historically Regarded as Punishment
Under Smith , the first factor is whether the nature of the Ordinance has been regarded in our history and traditions as punishment. Miller forecloses Evenstad's argument that the residency restriction *1097is banishment. The Eighth Circuit focused on the fact that the residency restriction in Miller did not prohibit offenders from being present during the day to hold that it was unlike banishment.
b. Traditional Aims of Punishment
A related factor is whether the Ordinance promotes traditional aims of punishment. Evenstad says that it advances all three traditional aims of punishment: incapacitation (because it keeps offenders away from certain locations), retribution (because its application is based on prior acts, not current assessments of danger), and deterrence (because the goal is to avoid recidivism). His arguments as to deterrence and retribution are foreclosed by Miller , which acknowledged that residency restrictions could have a deterrent or retributive effect, but are nonpunitive to the extent that they are intended to protect the public rather than to reduce the offender's incentive to reoffend through imposition of negative consequences. See
c. Affirmative Disability or Restraint
The next factor is whether the Ordinance imposes an affirmative disability or restraint. The court in Miller explained that the degree of any disability or restraint must be considered in light of the law's "countervailing nonpunitive purpose"-the greater the legitimate objective, the more restraint is allowed.
d. Rational Connection to Nonpunitive Purpose
The final two factors, which are closely related, are whether the Ordinance has a rational connection to a nonpunitive purpose, and whether its restrictions are excessive with respect to this purpose. Evenstad argues that the Ordinance lacks a rational connection to its stated purpose (because it does not target offenders who victimized minors and is not supported by evidence) and is excessive with respect to the stated purpose (because the restrictions do not allow for individualized assessment). To the extent that the Ordinance is coextensive with those upheld by the Eighth Circuit in Miller and Weems , his argument must fail. But the Ordinance at issue here is broader in important ways: it is intended to protect more than just minors, it restricts offenders who victimized adults without an individualized case-by-case assessment, and it restricts residency near group homes. As such, though Miller and Weems certainly guide the Court's analysis of these factors, they do not command an outcome.
The stated purpose of the Ordinance is "to serve the city's compelling interest to promote, protect and improve the health, safety and welfare of the citizens of the city," particularly "children and vulnerable *1098individuals." City Code § 97.01. The record shows that the Ordinance was designed to address the City's concerns that predatory offenders "tend to change neighborhood character overnight," and that a "rapid influx" of such offenders "can quickly degrade a community's sense of safety." (Boike Decl. ¶ 2, Ex. 2 at 22.) This focus on "character" and "sense of safety" rather than actual safety is questionable, and even the reasonable goal of protecting vulnerable adults and the community writ large is significantly broader than the nonpunitive purpose of the statutes affirmed by the Eighth Circuit in Miller and Weems. See Miller ,
Admittedly, however, it is similar to a purpose affirmed as legitimate in Smith : "public safety, which is advanced by alerting the public to the risk of sex offenders in their communit[y]."
Perhaps it is possible to read a more limited purpose to the Ordinance: protecting the safety of "children and vulnerable individuals."
But with all that said, the Supreme Court has noted that a law "is not deemed punitive simply because it lacks a close or perfect fit with the nonpunitive aims it seeks to advance."
e. Excessive in Relation to a Nonpunitive Purpose
Evenstad's case that the Ordinance is excessive in relation to its stated purpose, however, is strong. First, like the Arkansas statute in Weems , the City's Ordinance is harsher than the Iowa law because it includes offenders who victimized adults. Second, like the Iowa statute in Miller , the City's Ordinance is broader than the Arkansas law because it applies to every sex offender convicted of an enumerated offense without any individualized assessment. Third, unique among the laws considered in the cases cited by the parties, the Ordinance includes group homes among the restricted facilities.
With regard to the first two points, it is true that Weems forecloses Evenstad's suggestion that the Ordinance is excessive merely because it restricts offenders who victimized adults. See
The Minnesota sex offender regime already requires an end-of-confinement risk assessment to determine whether an offender has a low, moderate, or high risk of reoffense.
With regard to the third point, including group homes among the restricted facilities significantly increases the degree of restraint. The City's map of restricted areas reveals that there are 36 such facilities in the City and six more within 1200 feet of its boundaries. Entire swaths of the City are restricted only due to group homes, not schools or day care facilities. As such, this factor expands the restraint on offenders in a manner, if not a degree, that has not been considered by the Eighth Circuit. Although the Miller court acknowledged that the Iowa statute severely restricted living options for offenders, it did so as a side effect of its necessary operation. Here, by contrast, the Ordinance's restrictions on residency near group homes are outside the traditional operation of these sorts of statutes-and the resulting expansion in coverage is more reminiscent of the complete ban in Pleasant Prairie than the incidental effect in Miller or Weems . Again, neither the Ordinance nor the record of its enactment reflect any consideration of whether or how the City should take into account the unique nature of group homes. This fact, too, cuts in Evenstad's favor.
Relatedly, the fact that Smith, Miller , and Weems all deal with state statutes and not city ordinances is worthy of mention. Again, in each instance the restrictions were part and parcel of the state's broader regularly regime-not a piecemeal addition layered on top. The Weems court specifically cited the fact that the residency restriction was enacted as part of a bill relating to registration as evidence of its nonpunitive nature.
Finally, the Court notes that Evenstad has submitted some recent evidence that sex offender residency restrictions are ineffective at preventing recidivism. The City is of course correct that such research is insufficient to justify a holding that Evenstad is likely to prevail in an effort to overturn the state regimes upheld by the Eighth Circuit. But the evidence does lend support to Evenstad's case that the City's more restrictive Ordinance is excessive in relation to its stated purpose.
* * *
In sum, although the two factors related to whether the Ordinance takes the form of traditional punishment cut in favor of the City, the three factors related to whether the Ordinance's restrictiveness is rationally related to its purpose cut in favor of Evenstad. Although it is a close call], the Court finds that Evenstad is likely to prevail on the merits.
III. OTHER FACTORS
The other three factors the Court considers in determining whether to grant a preliminary injunction are: (2) the threat of irreparable harm to the moving party, *1101(3) the balance of harms, and (4) the public interest. Dataphase ,
Evenstad argues that he will suffer irreparable harm absent an injunction because he will likely be forced into homelessness, may lose his job, and could even go back to prison for a probation violation. The City concedes that eviction can be an irreparable injury when a party faces "the real threat of homelessness," Greer v. Mehiel , No. 15-CV-6119,
Next, Evenstad argues that the balance of harms is in his favor because the City would not suffer any harm from an injunction because his homelessness would be worse for the City than his residency there. The City responds that barring it from enforcing the Ordinance against Evenstad would undermine not only its health and safety goals, but its very authority to govern.
Similarly, the public interest factor turns almost entirely on resolution of the merits-Evenstad says that all citizens have an interest in overturning unconstitutional laws, while the City says that the public has an interest in enforcing those that are constitutional. The City additionally quotes Weems for the straightforward proposition that the public has an interest in protecting children from predatory offenders. Even though that case says nothing about vulnerable adults, this point is sufficient for the Court to find that the public interest factor cuts narrowly in favor of the City.
Due to the risk of irreparable harm absent an injunction, however, the Court finds that these equities are strongly in Evenstad's favor. Because Evenstad is likely to succeed on the merits and the equities are strongly in his favor, the Court will grant his Motion for a Preliminary Injunction.
IV. SECURITY
Federal Rule of Civil Procedure 65(c) states that the Court "may issue a preliminary injunction ... only if the movant gives security in an amount that the court considers proper to pay the costs and damages sustained by any party found to have been wrongfully enjoined or restrained." The "amount of the bond rests within the sound discretion of the trial court and will not be disturbed on appeal in the absence of an abuse of that discretion." Stockslager v. Carroll Elec. Coop. Corp. ,
V. CONCLUSION
This case presents a close call, primarily because of the Eighth Circuit precedents that guide the Court in this case. But the Court finds simply that West St. Paul has gone too far in the sweep of its Ordinance. No one disputes that a city has a strong interest in protecting its citizens. Indeed, a more narrowly drawn ordinance would likely pass constitutional muster. The addition of group homes to the restricted areas and the lack of individualized assessments as to risk, in the Court's view, severely impact the rights of Evenstad and others affected by the Ordinance and doom this set of restrictions.
ORDER
Based on the foregoing, and all the files, records, and proceedings herein, IT IS HEREBY ORDERED that:
1. Plaintiff's Motion for Preliminary Injunction [Docket No. 13] is GRANTED .
2. The security requirement of Federal Rule of Civil Procedure 65(c) is waived.
Evenstad's initial pro se Complaint also alleged that the Ordinance violates the Equal Protection Clause and his procedural and substantive due process rights. Because Evenstad did not advance these arguments in support of this motion, the Court declines to consider them at this time, but does not consider them waived.
The prohibition on residency applies to "any designated offender." (City Code § 97.03(A).) So does the provision that applies to landlords. (Id. § 97.04(C).) But the exceptions section exempts certain "predatory offender[s]." (Id. § 97.03(E).) And the City Council's summary of the Ordinance says it applies to "new predatory offenders." (Nickitas Decl., Ex. 1 at 4.) The City stated at the hearing on this motion that the difference is of no legal significance.
Curiously, before turning to public safety, the police chief described predatory offenders and Group Residential Housing facilities together as "forces which ... tend to change neighborhood character overnight," and noted the "adverse impact" of the "growing number" of such facilities. (Boike Decl. ¶¶ 1-2, Ex. 1 at 13, Ex. 2 at 22-23.)
Cf. Vasquez v. Foxx , No. 16-CV-8854,
The City advanced this more limited purpose at the hearing on this motion, noting that an individual may be convicted of first degree criminal sexual assault under one of twelve subcomponents if he or she causes personal injury to a victim and knows or has reason to know that the victim is mentally impaired, mentally incapacitated, or physically helpless. See
"Because the State registration requirements, and, by extension, the County and Town residency restrictions, rely on a 'particularized risk assessment' to ensure that the 'length and extent of' such regulations are tailored to this end, they are 'not excessive.' "
At the hearing on this motion, the City cited Devine as an example of a court upholding the application of a residency restriction to a level-one offender against an Ex Post Facto challenge, but the offender at issue there victimized a minor and the state law that applied to him restricted only offenders who victimized minors and level-three offenders who victimized adults.
The City also argued that Evenstad would not suffer harm absent an injunction because the unit he was living in was an illegal rental unit. Evenstad does not dispute that this was the case at the time of the City's filing, and the City does not dispute that it is no longer true. Because Evenstad is legally in the unit now, the Court considers this fact of no moment.
Reference
- Full Case Name
- Thomas Wayne EVENSTAD v. CITY OF WEST ST. PAUL, Jenny Halvorson, John Does 1-10, and Jane Does 1-5
- Cited By
- 1 case
- Status
- Published