State of Maine v. David L. Sullivan
State of Maine v. David L. Sullivan
Opinion
[¶ 1] David L. Sullivan appeals from a judgment of conviction for aggravated trafficking in scheduled drugs (Class A), 17-A M.R.S. § 1105-A(1)(I) (2017), unlawful possession of a scheduled drug (Class C), 17-A M.R.S. § 1107-A(1)(B)(3) (2017), and unlawful possession of oxycodone (Class C), 17-A M.R.S. § 1107-A(1)(B)(4) (2017), entered by the court (Aroostook County, Stewart, J. ) following a jury trial. Sullivan argues that the court ( Soucy, J. ) erred in denying his motion to suppress evidence that was found in the curtilage of his home and that the trial court abused its discretion when it denied his motion to exclude other evidence on the basis of a discovery violation. We affirm the judgment.
I. BACKGROUND
[¶ 2] After conducting a hearing on Sullivan's motion to suppress, the court found the following facts, which are supported by the record viewed in the light
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most favorable to the court's order.
1
See
State v. Kierstead
,
[¶ 3] Sullivan's Caribou home is a mobile home with a porch on the front and an addition extending from the back. It is located down a long driveway and is surrounded by woods. When the officers arrived at the home shortly after 7:30 p.m., it was dark outside, and they observed several security cameras mounted around the house.
[¶ 4] The officers knocked on the front door and announced their presence. A dog barked from inside the house, but no one answered. The officers then left the front porch and walked around the house to see if there was a rear door. As they walked around the side of the house, within a few feet of the home, the officers came upon two plastic shopping bags that were sitting on the ground. The bags were nearly translucent, and it was immediately apparent that they contained drug paraphernalia. The bags emitted a strong odor of marijuana. Because the bags sat atop fresh snow and had no footprints around them, it appeared that they had recently been thrown from a window. The officers took the bags back to their vehicle, searched the bags' contents, and discovered contraband. Eventually, the home was searched on the basis of the warrant obtained that evening.
[¶ 5] A year later, on March 7, 2014, Sullivan was charged by indictment with trafficking and possession. He pleaded not guilty to all charges and moved to suppress the evidence of the two bags discovered outside of his home. After a hearing, the court ( Soucy, J. ) denied the motion. 3
[¶ 6] Almost three years after the indictment, the court ( Stewart, J. ) held a three-day jury trial in January 2017. 4 Immediately before trial, Sullivan moved to exclude the testimony of a pharmacist as a discovery sanction on the ground that the State had substituted the witness for another pharmacist the day before trial. The court denied the motion, the pharmacist testified, and Sullivan cross-examined her vigorously.
[¶ 7] The jury found Sullivan guilty of all three charges. The court sentenced him to twelve years of imprisonment with all but four years suspended and three years of probation for the aggravated trafficking *182 charge. The court also sentenced Sullivan to one year of imprisonment for each of the other charges, to be served concurrently with the sentence for aggravated trafficking. Sullivan timely appealed. See 15 M.R.S. § 2115 (2017) ; M.R. App. P. 2(b)(2)(A) (Tower 2016). 5
II. DISCUSSION
A. Denial of the Motion to Suppress
1. Standard of Review
[¶ 8] We review the denial of a motion to suppress by applying the familiar appellate process-the motion court's factual findings are reviewed for clear error and its legal conclusions are reviewed de novo.
State v. Prinkleton
,
2. Sullivan's Motion
[¶ 9] Sullivan's central argument is that evidence obtained as a result of the officers' search of the bags they discovered within his "curtilage" should have been excluded because the officers had not obtained a warrant and no exception to the warrant requirement applied.
[¶ 10] The Fourth Amendment of the United States Constitution sets limits on warrantless law enforcement searches of the "curtilage."
6
State v. Trusiani
,
[¶ 11] When a defendant seeks to suppress evidence found during a warrantless search alleged to have taken place within the curtilage, the motion court will first determine whether the evidence at issue was found within the defendant's curtilage. Id. ¶ 11. If the evidence was found within the curtilage, the court must determine, as a matter of law, whether the search was undertaken consistent with the Constitution-that is, whether the search was otherwise reasonable, falling within an exception to the warrant requirement. See id. ¶¶ 11, 15.
*183 [¶ 12] In the matter before us, we begin by examining the motion court's determination that the bags observed by the officers were within Sullivan's curtilage. If the bags were within the curtilage, we must determine whether the officers' actions were reasonable in light of two well-recognized exceptions to the warrant requirement: (i) the plain view exception, and (ii) the exception for a temporary seizure to secure a residence. We also consider whether, if the ensuing search of the bags was unlawful, the evidence is nonetheless admissible pursuant to the inevitable discovery doctrine.
a. Defining the "Curtilage"
[¶ 13] The motion court concluded, with little discussion, that the bags were located within Sullivan's curtilage.
7
The "extent of the curtilage is determined by factors that bear upon whether an individual reasonably may expect that the area in question should be treated as the home itself."
United States v. Dunn
,
[¶ 14] Here, the bags at issue were found in plain view on the ground. The record does not identify any fence or other obstruction that might indicate an intent to keep the area private, and the boundaries of Sullivan's land are not identified. 8 Nor is there evidence of any steps taken to protect the area from observation. There is evidence, however, to support the conclusion that the bags were within the curtilage of the home given their proximity to the window from which they had apparently been recently discarded and the fact that they were located toward the rear of the home within the "L" created by the addition. Because the State did not affirmatively dispute that the bags were within the curtilage, we do not disturb the court's conclusion that the bags were within the curtilage when first observed by the officers.
b. Applicability of Exceptions to the Warrant Requirement
i. The Plain View Exception
[¶ 15] We next consider whether, given their placement within the curtilage, the bags could be seized by the officers in the absence of a warrant. The pertinent exception to the warrant requirement
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here is the plain view exception, pursuant to which objects falling into the plain view of an officer who is legitimately in a position to perceive the objects are subject to seizure without violating the defendant's Fourth Amendment rights.
Coolidge v. New Hampshire
,
[¶ 16] Here, the suppression court found that the officers discovered the bags inadvertently and that the incriminating character of the contents of the bags-drugs and paraphernalia-was immediately apparent. Thus, the officers' seizure of the bags was reasonable as long as their "security check" was proper and gave them the authority to be within Sullivan's curtilage when they made their inadvertent observation.
See
United States v. Delva
,
ii. Temporary Seizure to Secure the Residence
[¶ 17] The State argues that the officers' "security check" was justified pursuant to the exception to the warrant requirement that permits officers to temporarily secure a residence to prevent the destruction of evidence while pursuing a warrant.
See
Illinois v. McArthur
,
[¶ 18] Applying the McArthur factors here, the suppression court found that the officers had probable cause to believe that the home contained drugs. Given the arrest of Sullivan's housemate and her subsequent failure to return home following an attempt to purchase a significant quantity of drugs, the police had reason to believe that evidence of drugs at Sullivan's home might be destroyed. By walking around the side of the house, the officers intruded upon Sullivan's privacy only minimally. The police obtained a warrant within five hours after arriving at the residence.
[¶ 19] We emphasize that the third
McArthur
factor most strongly supports the reasonableness of the officers' conduct here because, in entering Sullivan's curtilage, the officers only minimally intruded on his privacy.
*185
See
Trusiani
,
[¶ 20] Recognizing this implied invitation to approach a home, we have held that a police officer responding to a complaint about a barking dog did not violate a defendant's reasonable expectation of privacy when he walked to a side door, knocked, received no answer, and glanced into a basement window, only then observing several marijuana plants.
State v. Cloutier
,
[¶ 21] Here, as in
Daoust
, the officers were not "simply snooping" when they went to the back door.
iii. Inevitable Discovery Exception
[¶ 22] Finally, we must determine whether the officers' conduct, not only in seizing the bags but also in searching the bags prior to the issuance of a warrant, renders the evidence of the contents of the bags inadmissible. Given that there was no exigency or other circumstance permitting the officers to search the contents of the bags immediately, the proper course for the officers would have been to await the issuance of a warrant before conducting any search.
See
Horton v. California
,
[¶ 23] The inevitable discovery exception permits the use of evidence that would otherwise be excluded when that evidence "inevitably would have been discovered by lawful means."
State v. St. Yves
,
[¶ 24] Application of these factors in this case is straightforward. The officers had lawfully obtained the information that led them to believe with some certainty that the bags contained contraband. They obtained that information from their initial plain view observation of the bags, not an improper search. If the officers had merely seized the bags-which we have established was lawful-they inevitably would have discovered the drugs once they obtained the search warrant.
10
See
[¶ 25] Finally, we examine whether the application of the inevitable discovery exception in this instance would significantly weaken Fourth Amendment protections or provide an incentive for police misconduct. We conclude that it would not. We are examining here a very narrow intrusion on the protections of the Fourth Amendment: officers who had lawfully seized translucent bags recently thrown from a window, who knew those bags contained some contraband, promptly inventoried the bags instead of waiting for a warrant to issue. There is no indication in this record that the officers intended to subvert the Fourth Amendment's warrant requirement, and there is no reasonable concern that application of the inevitable discovery exception in this instance will create an incentive for future misconduct.
B. Denial of the Motion to Exclude for Discovery Sanctions
[¶ 26] Sullivan also argues that the court erred in denying his motion to exclude the testimony of a pharmacist because the State had only recently notified Sullivan that this pharmacist would testify in the place of another pharmacist who had also been on the witness list. We review a decision not to exclude evidence for an abuse of discretion.
State v. Dolloff
,
[¶ 27] Here, the pharmacist who testified had been on a witness list provided by the State to Sullivan early in the discovery phase, and Sullivan cross-examined her vigorously at trial. On this record, Sullivan has not shown that her testimony deprived him of the right to a fair trial.
The entry is:
*187 Judgment affirmed.
In its brief, the State combined the motion to suppress facts and the trial facts. For future reference, this makes appellate review of the order on the motion to suppress more difficult.
That woman died on November 22, 2014.
The defendant filed a brief motion for further findings pursuant to M.R.U. Crim. P. 41A(d), specifically asking the court to find "that the inspection of the bags was done with the aid of flashlights, in the dark, in the curtilage of the home." The court denied the motion, having determined in its original order that the bags were located within the curtilage.
The record does not reveal whether Sullivan was incarcerated while he awaited trial.
The notice of appeal was filed before September 1, 2017, the effective date of the restyled Maine Rules of Appellate Procedure. See M.R. App. P. 1.
The United States Constitution provides, "The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated." U.S. Const. amend. IV. The Maine Constitution provides, "The people shall be secure in their persons, houses, papers and possessions from all unreasonable searches and seizures ...." Me. Const. art. I, § 5.
Although the State argued at the motion hearing that Sullivan had no ownership, possession, or control of the premises, and therefore had no reasonable expectation of privacy in the curtilage, the motion court found that Sullivan was a "part owner of the premises," and the State does not challenge that finding.
Sullivan seems to emphasize the fact that the officers left the plowed area of the driveway when they walked around the side of the house, as if by leaving an area unplowed Sullivan had manifested an intent to maintain privacy. The court, however, did not determine whether that fact was relevant. Sullivan also emphasizes that the officers made their observations using flashlights. The fact that an area is dark in the nighttime does not necessarily suggest a desire to keep the area private.
We also note an additional factor that is pertinent here. The officers at Sullivan's home were motivated not only by a desire to prevent destruction of evidence, but also by an intent to ensure the safety of officers and others arriving at the scene. Given the presence of mounted security cameras, the remote area, and the size of the drug purchase that motivated officers to seek a search warrant, this was a reasonable concern.
The suppression court here did not rely on the inevitable discovery exception in order to admit the contents of the bags, and therefore did not make a finding about whether the bags inevitably would have been discovered by lawful means. However, because the officers had seized the bags and were awaiting a search warrant, the record compels the finding, by a preponderance of the evidence, that the officers would have inevitably discovered the contents of the bags.
See
State v. Storer
,
Case-law data current through December 31, 2025. Source: CourtListener bulk data.