Richard v. Sec'y of State
Richard v. Sec'y of State
Opinion of the Court
[¶ 1] Joseph L. Richard appeals from a judgment of the Superior Court (Oxford County, Clifford, J. ) affirming the decision of the Secretary of State to impose a three-year administrative suspension of Richard's driver's license because of a fatal accident that he caused in 2014. See 5 M.R.S. § 11008 (2017) ; 29-A M.R.S. § 2458(2-A) (2017) ; M.R. Civ. P. 80C. Richard challenges (1) the court's determination
I. BACKGROUND
[¶ 2] The following undisputed facts are taken from the Secretary of State's decision, including the Hearing Examiner's findings, and the procedural facts are drawn from the Superior Court's record. See Manirakiza v. Dep't of Health & Human Servs. ,
[¶ 3] On July 15, 2014, Richard was driving on a street in Brewer when his vehicle crossed the center line and collided with an oncoming vehicle. Two of the three passengers in his vehicle died as a result of the injuries that they sustained in the collision.
[¶ 4] The Secretary of State sent Richard a notice of suspension on May 13, 2016, advising him that, in accordance with 29-A M.R.S. § 2458(2-A), his license to operate *613a motor vehicle would be suspended for a period of three years, effective May 27, 2016. Richard requested a hearing to review the suspension, and the hearing was held before a Hearing Examiner on August 15, 2016.
[¶ 5] At the hearing, Richard testified that he did not remember the crash, but he asserted that a cardiac event had caused him to lose consciousness. The Hearing Examiner found that there was insufficient evidence in the record to support that theory because "[h]is physician [was] only able to speculate that a connection between the accident and Mr. Richard's cardiac condition [was] possible. And the hospital records indicate Mr. Richard experienced atrial fibrillation one week after the accident, with no known prior history of such an event."
[¶ 6] In a decision dated September 7, 2016, the Hearing Examiner upheld the Secretary of State's three-year suspension of Richard's driver's license. The Hearing Examiner found and concluded that Richard negligently operated a motor vehicle when he fell asleep while driving and swerved into oncoming traffic, and determined that Richard's negligent operation of the motor vehicle caused the deaths of two other people. The Hearing Examiner explained that "[o]ne of the most basic and critical requirements placed on all drivers is to maintain control of the motor vehicle at all times. No external interference caused Mr. Richard to leave his travel lane. As he admitted to [the detective] just hours after the crash, he recognized that he was feeling tired as he drove but elected to keep driving until he reached a truck stop. That decision unfortunately had terrible consequences."
[¶ 7] On October 27, 2016, Richard petitioned the Superior Court for judicial review of final agency action pursuant to 5 M.R.S. § 11001(1) (2017) and M.R. Civ. P. 80C.
II. DISCUSSION
A. Standard of Proof
[¶ 8] Richard first argues that 29-A M.R.S. § 2458(2-A) is punitive in nature and therefore the Secretary of State should have to find negligent operation based on clear and convincing evidence or beyond a reasonable doubt. The Secretary of State applied the preponderance of the evidence standard of proof in accordance with the administrative hearing procedure statute, 29-A M.R.S. § 2484(3) (2017).
[¶ 9] The question of whether an offense defined by statute is civil or criminal is a matter of statutory construction, see State v. Anton ,
[¶ 10] By its plain language, the statute is civil in nature and imposes a preponderance of the evidence standard of proof to suspension and revocation hearings. See 29-A M.R.S. § 2484(3) ("Unless otherwise provided, the Secretary of State shall make a determination by a preponderance of the evidence.").
[¶ 11] Despite the Legislature's plain intent to make 29-A M.R.S. § 2458(2-A) a civil statute, that purpose may not be achieved by merely designating the offense as a civil offense. See Anton ,
[w]hether the sanction involves an affirmative disability or restraint, whether it has historically been regarded as a punishment, whether it comes into play only on a finding of scienter , whether its operation will promote the traditional aims of punishment-retribution and deterrence, whether the behavior to which it applies is already a crime, whether an alternative purpose to which it may rationally be connected is assignable for it, and whether it appears excessive in relation to the alternative purpose assigned ....
[¶ 12] The first factor in our analysis is whether 29-A M.R.S. § 2458(2-A) involves an affirmative disability or restraint. Anton ,
[¶ 13] With regard to the second factor, we note that the sanctions imposed by section 2458(2-A) have not "historically been regarded as a punishment." Anton ,
[¶ 14] Consideration of the third factor also does not disclose a punitive purpose-the suspension is not imposed based on a finding of scienter associated with the criminal law. See Anton ,
[¶ 15] With regard to the fourth factor, Richard contends that the Legislature had *615a punitive objective-retribution and deterrence-when it enacted section 2458(2-A). See Anton ,
[¶ 16] As to the fifth factor, the behavior to which section 2458(2-A) applies will not necessarily amount to a crime. As the circumstances here demonstrate, a driver's negligence may result in deaths and yet not result in any criminal prosecution.
[¶ 17] Next, we consider the sixth factor-whether section 2458(2-A) has a purpose, other than punishment, that can rationally be associated with it. As set forth above, section 2458(2-A)'s purpose is to promote public safety by providing the public with safe roadways. See Savard ,
[¶ 18] Finally, the seventh factor addresses whether the three-year driver's license suspension is excessive, or reasonable, in relation to the nonpunitive objective of promoting public safety. See State v. Letalien ,
[¶ 19] Because the factors articulated in Anton weigh heavily in favor of the conclusion that section 2458(2-A) is not so punitive as to be a criminal prosecution, we decline to impose a burden higher than preponderance of evidence and affirm the court's determination of that issue.
B. Sufficiency of the Evidence to Support the Suspension
[¶ 20] Finally, Richard contends that the Hearing Examiner's finding that his operation at the time of the fatal accident *616was negligent was not supported by substantial evidence in the record.
[¶ 21] "When the Superior Court acts in an intermediate appellate capacity pursuant to M.R. Civ. P. 80C, we review the administrative agency's decision directly for errors of law, abuse of discretion, or findings not supported by substantial evidence in the record." Melevsky v. Sec'y of State ,
[¶ 22] Section 2458(2-A) mandates that the Secretary of State "suspend for a period of at least 3 years a person's license if the Secretary of State, based on the Secretary of State's records or other sufficient evidence, finds that person to have negligently operated a motor vehicle in a manner so as to cause the death of another person."
[¶ 23] We have previously held that "[i]n any ordinary case, one cannot go to sleep while driving an automobile without having relaxed the vigilance which the law requires, without having been negligent; it lies within his own control to keep awake or cease from driving; and so the mere fact of his going to sleep while driving is a proper basis for an inference of negligence sufficient to make out a prima facie case, and sufficient for a recovery, if no circumstances tending to excuse or justify his conduct are proven." Gendron v. Gendron ,
The entry is:
Judgment affirmed.
The Secretary of State's Hearing Examiner declined to rule on this issue because she concluded that the determination was beyond her authority.
Although Richard's petition was filed more than fifty days after the date of the Secretary of State's decision and was therefore potentially untimely, there is no evidence in the record before us to establish when Richard received the Secretary of State's decision. See 5 M.R.S. § 11002(1), (3) (2017) ("The petition for review shall be filed within 30 days after receipt of notice ...." (emphasis added) ). In the absence of evidence or assertions to the contrary, we assume that Richard's petition was timely filed and that the Superior Court had subject matter jurisdiction over the case. See
Richard is correct that the testimony before the Legislature, including the testimony of bill sponsors, emphasized penalties and accountability rather than public safety. See An Act to Require a Hearing When a Fatality Results from a Motor Vehicle Accident: Hearing on L.D. 1948 Before the J. Standing Comm. on Transp. , 123rd Legis. (2008) (testimony of Walter Wheeler, bill sponsor and District 151 representative) ("I sponsored this bill because I believe there should be more serious penalties for reckless or negligent drivers. ... [T]here should be serious consequences for their actions. I want to be certain that if someone dies in a motor vehicle accident, there is a thorough review of the circumstances surrounding the crash and that irresponsible drivers receive adequate penalties for their actions."), (testimony of Peter B. Bowman, bill co-sponsor and District 1 senator) (arguing that without a hearing "there [are] no 'lessons learned,' and the driver of the ... vehicle [will] never [be] held accountable for her reckless behavior which result[s] in the tragic loss of life. Society [is] the loser and our constituents [will not] achieve closure regarding their tragic loss."), (testimony of Ronald Lawrence, father of a victim of a traffic accident) ("A vi[c]tim[']s family and friends should not have to go through what my family has had to go through after losing a loved one just because the State of Maine is lax in having adequate consequences and being serious against people who are guilty of negligence.").
Reference
- Full Case Name
- Joseph L. RICHARD v. SECRETARY OF STATE
- Cited By
- 6 cases
- Status
- Published