People v. Sargeant
People v. Sargeant
Concurring Opinion
(concurring). I concur in the result reached by Judge Holbrook.
I limit my concurrence to holding that the statement of a non-expert witness that the defendant appeared "normal” to him at the time of his arrest falls far short of impermissible expression of opinion testimony as to the defendant’s sanity. The mere appearance of "normalcy” is not coextensive with legal sanity or insanity.
So far as People v Cole, 382 Mich 695; 172 NW2d 354 (1969), discussed in some depth by the Chief Judge in his dissent, is concerned, I don’t believe it controls anything, much less being dis-positive of this case. Five separate opinions in that case agreed on nothing except that the conviction should be reversed for a variety of reasons, none of which commanded a majority. The decision in that case, in my view, is of no binding precedential value.
Thus, I make the very explicit and limited holding that on this record, as I read it, I find no preserved reversible error. This holding is supported by statute, MCLA 769.26; MSA 28.1096.
I also vote to affirm the conviction.
Opinion of the Court
The defendant was charged with breaking and entering with the intent to commit a larceny, MCLA 750.110; MSA 28.305. The defendant filed an insanity defense. However, on February 22, 1974, a jury rejected it and he was convicted. Defendant was sentenced to from 6 years 8 months to 10 years in prison. Defendant appeals by leave granted on a motion for a delayed appeal.
The defendant does not dispute the basic facts of the case. During the early morning hours of June 1, 1973, the police were called to a tool and die shop. When they arrived at the scene they discovered a broken window and found the defendant inside the building attempting to leave by the front door. He was carrying a can of beer and a briefcase at the time. In his confession he admitted that he intended to take the briefcase, and a
On direct examination the prosecutor questioned the police officers who were at the scene how the defendant acted or appeared at the time of his arrest. The first officer testified that the defendant appeared "normal”. Defendant objected to this conclusion. In response, the trial court limited the officer to testifying as to what he observed. When the question was asked of the second police officer defendant again objected for the same reason that the prosecutor was trying to introduce lay opinion testimony concerning defendant’s sanity. At this point the prosecutor countered by arguing that he was attempting to lay the foundation for the introduction of defendant’s confession. It was the prosecutor’s contention that this was necessary, since there had been an indication that the defendant had been drinking, to show that he had the faculties to make a voluntary confession.
To establish the defendant’s insanity, four expert witnesses were called. The first two witnesses testified that they had examined the defendant in 1952 when he was nine years old. They stated that at that time the defendant had shown signs of severe emotional disturbance and that he lived in a fantasy world. Defendant’s third witness was the chief psychologist in the reception diagnostic center at Jackson prison. He stated that he interviewed the defendant in 1968 and that although the defendant knew right from wrong he could not resist the impulse to commit a crime. Defendant’s fourth expert witness was a psychiatrist who briefly examined the defendant before trial six
Defendant’s only meritorious issue on appeal concerns the characterization made by the police officers that he was "normal”. He claims that these characterizations were lay opinion testimony on the issue of his sanity without a proper foundation as required by People v Cole, 382 Mich 695; 172 NW2d 354 (1969). However, we do not need to enter the dispute between the various panels of this Court as to the precedential value of People v Cole, supra, since we conclude that the officer’s testimony was not lay opinion testimony concerning the defendant’s sanity. Compare People v Alsteens, 49 Mich App 467; 212 NW2d 243 (1973), with People v Thompson, 30 Mich App 142; 186 NW2d 4 (1971).
From the beginning of the trial and until some evidence is introduced to the contrary, the defendant is presumed to be sane. People v Woody, 380 Mich 332, 338; 157 NW2d 201 (1968), People v Garbutt, 17 Mich 9, 22; 97 Am Dec 162 (1868), People v Livingston, 57 Mich App 726, 732; 226 NW2d 704 (1975). This presumption attaches to the defendant no matter what notice the prosecution has that the defendant will present an insanity defense. Although the prosecution is always required to prove the defendant sane beyond a
Since no evidence was introduced during the prosecution’s case-in-chief tending to show that the defendant was insane, the prosecution had no reason to introduce the policemen’s testimony as evidence that the defendant was sane. This is true even though the prosecutor mistakenly argued that since the issue of insanity had been raised, he needed to rebut it. The trial court properly corrected him that the issue was not raised until there was evidence introduced on the subject. Although this mistaken belief might show the intent of the prosecution to use these statements by the police officers as lay opinion testimony, several factors militate against such a reading.
First, the trial court corrected the prosecutor’s mistaken belief during the testimony of the first police officer and the prosecutor continued to ask similar questions. We will not presume that an attorney as an officer of the court will deliberately ask improper questions after he has been corrected by the trial court. Second, when the defendant objected during the questioning of the second police officer, the prosecutor stated that the questions were necessary to establish the voluntariness of the defendant’s confession since there was testimony that the defendant had been drinking.
However, the defendant argues that even if the police officer’s testimony was not an expression of lay opinion concerning the defendant’s sanity, it acquired that character when the prosecutor referred to it as such to "rebut” the testimony of the defendant’s experts. There he said,
"Now match that [the testimony of the defendant’s experts] up against the testimony of police officers who actually observed the defendant on the night and during the commission of the crime. Now these are people that you can see when they testified as to how he acted, you can see for yourself because as I stated earlier, opinion evidence is worth nothing more or nothing less than any other witness who takes the stand.”
We note, however, that no objection was made at that time. Hence, the issue of the statement’s appropriateness is not properly before us. Any error appearing in the statement clearly could have been rectified by the trial court if a timely objection had been made and a curative instruction requested. People v McLendon, 51 Mich App 543; 215 NW2d 742 (1974). Although we do not intimate that it could, this comment by the prose
We find no error. Affirmed.
A Walker hearing (People v Walker [On Rehearing], 374 Mich 331; 132 NW2d 87 [1965]) was held at this point. After the hearing the trial court admitted the confession into evidence during the testimony of the officer who secured the confession.
Among these were 36 cases of breaking and entering, 12 escapes from custody, and 4 cases of destruction of property.
Dissenting Opinion
(dissenting). The defendant,
The facts surrounding commission of the crime charged were undisputed. In the early morning hours of June 1, 1973, several police officers responded to a call indicating an alarm situation at a small industrial shop in Ferndale. When the officers arrived, they discovered a broken window in the shop and observed the defendant inside the building carrying a briefcase about. They entered the building and arrested the defendant. The officers also found a television set on the floor and items from the shelves in disarray. The next morning the defendant confessed that he broke into the building and was in the process of taking a television set, a radio and a briefcase full of papers when the police apprehended him.
During the course of the trial, the prosecutor, asked two of the apprehending police officers how the defendant acted or appeared at the time of his arrest. Both officers testified that the defendant appeared "normal”. Defendant objected to these conclusions, but the trial court let them stand.
In defense against the charge, defendant presented four expert witnesses to testify to his mental condition. The first witness testified to an examination of the defendant in 1952, when defendant was nine years old. At that time the defendant had shown signs of severe emotional disturbance and average or dull-normal intelligence. A second witness who had examined the defendant that same year found signs in the de
Defendant’s third witness was the chief psychologist in the reception diagnostic center at Jackson prison. He interviewed the defendant in 1963. He testified that at that time the defendant knew the difference between right and wrong but "could not resist the impulse, or as he expressed it, the need to commit crime”. On cross-examination the witness gave his opinion that the defendant would probably not commit a crime with a policeman at his side, but that his impulsiveness was a pattern which probably continued until 1973 and that the defendant could not resist a specific opportunity to commit a crime.
Defendant’s fourth witness was a psychiatrist who briefly examined the defendant before trial. The doctor testified to his opinion that this particular crime was related to defendant’s illness and that defendant could not resist behaving in the manner in which he behaved.
The only other element of proof which defendant presented was a list of offenses which he had committed beginning when he was six years old. The list, to which the prosecutor stipulated, included 52 separate offenses. Among these were 36 breaking and enterings or thefts, 12 escapes from various institutions, and 4 cases of destruction of property.
For the reasons which follow, I conclude that People v Cole, supra, governs this case and requires that we reverse for a new trial. The conclusion is based upon my analysis of Cole and the Court of Appeals decisions which have followed it, especially People v Alsteens, supra. In particular Cole clearly requires an adequate foundation as a
I deal initially with plaintiffs argument that the officers who testified that the defendant appeared "normal” were only speaking about whether the defendant was intoxicated. In the testimony of Officer Lemke, the officer testified generally of the defendant that "he appeared normal to me”. Defendant objected and the trial court made an unclear ruling on the admissibility of the statement. At the close of the officer’s testimony, however, the court ruled that the police officer’s characterization of defendant as "normal” could stand. The trial court allowed similar testimony of a second witness, Officer Combs, to be admitted.
It appears that this testimony was introduced as evidence of the defendant’s sanity, for the prosecutor himself treated it as such in the course of the trial. At one point, in responding to defendant’s objection, the prosecutor said:
"Could I put a statement on the record, your Honor. I believe the issue of the defendant’s sanity is raised and it becomes incumbent upon the people to have some sort of proofs your Honor.”
Indeed, the prosecutor treated the testimony as proof of sanity in his closing argument. After summarizing the testimony of defendant’s expert witnesses, he said:
"Now match that up against the testimony of police officers who actually observed the defendant on the*704 night and during the commission of the crime. Now these are people that you can see when they testified as to how he acted [sic], you can see for yourself because as I stated earlier, opinion evidence is worth nothing more or nothing less than any other witness who takes the stand.”
Because the testimony objected to constituted lay opinion of mental condition, we must consider whether the opinions were admissible in light of People v Cole, supra.
The primary difficulty in applying People v Cole arises from the multiplicity of opinions in that case. The six Justices participating in Cole produced five separate concurrences. Justice T. M. Kavanagh authored the major opinion in the case, holding that the opinion testimony of five lay witnesses was inadmissible for lack of a proper foundation. People v Cole, supra, at 715; 172 NW2d at 363. Justice T. M. Kavanagh set out a two-fold legal test to determine the adequacy of a foundation for such testimony. Before a lay witness may testify to the mental condition of a person, the Justice stated, the witness must be shown to have had ample opportunity to observe the person’s conduct and sufficient acquaintanceship with the person "to testify to mental condition on a comparative basis and not merely to some manifested idiosyncrasy or eccentric behavior”. (Emphasis in original.) People v Cole, supra, at 710; 172 NW2d at 361. The authority cited for this position, and throughout the opinion for excluding the testimony, was People v Zabijak, 285 Mich 164; 280 NW 149 (1938). Justices Dethmers and Brennan concurred specially, but explicitly endorsed this aspect of Justice Kavanagh’s opinion.
The other opinion of special interest is the short
"A nonexpert witness who has had ample means to observe and form conclusions as to the mental condition of a person and who testifies to pertinent facts on which his conclusions are based may state his conclusions as to the insanity of a person.”
Stated in this fashion, the rule was virtually the same as the first half of the rule advocated by Justice T. M. Kavanagh. Justice Kelly concurred in the result on the grounds that the evidence was insufficient to prove the defendant sane. Justice Black concurred upon an entirely distinct ground and Justice T. G. Kavanagh took no part in the decision.
Two panels of the Court of Appeals have held that because of this diversity of opinion among the Justices, the Cole decision should be given little value as precedent. See People v McBride, 55 Mich App 234, 241-243; 222 NW2d 195, 198-199 (1974), People v Alsteens, supra. Rather than following Cole, Alsteens and McBride adopted the view that no minimum foundation was necessary for the admission of lay opinion testimony but, rather, that all such evidence should go to the jury which would consider the foundation in giving it weight. The Alsteens and McBride panels cited People v Hannum, 362 Mich 660; 107 NW2d 894 (1961), as sole support for their position. I reject this ap
My second objection to the Alsteens and McBride opinions is that the authority which they cite is itself of no precedential value. Both cases draw the notion that lack of a foundation for opinion testimony goes only to the weight of the evidence and not its admissibility from People v Hannum, supra. Hannum possesses no precedential value, however, because it was decided by an evenly divided court. See Breckon v Franklin Fuel Co, 383 Mich 251, 278-279; 174 NW2d 836, 847 (1970). Four Justices in Hannum did indeed say that a foundation goes to weight and not admissi
Finally, I observe that other panels of this Court have regularly applied Cole to the issue before us. In People v Thompson, 30 Mich App 142; 186 NW2d 4 (1971), for example, a panel of this Court found that the opinion testimony of a witness who had observed the defendant for at most 3-1/2 hours was "clearly prohibited by People v Cole”. Other panels have routinely applied Cole in a similar fashion without questioning its validity. See People v Corsa, 50 Mich App 479; 213 NW2d 579 (1973), People v Banks, 50 Mich App 622, 629; 213 NW2d 817, 820 (1973), People v Plummer, 37 Mich App 657; 197 NW2d 328 (1972).
I encounter no difficulty in applying Cole to the instant case. Officer Lemke testified that the defendant was normal, although he only observed the defendant for about half an hour. Officer Combs drew the same conclusion after observing the defendant for about five minutes. The plaintiff does not even argue on appeal that these brief periods of observation provided the "ample means to observe” the defendant’s conduct required by law. The periods of observation in this case do not provide an adequate foundation for the admission
I would reverse and remand for a new trial for the reasons stated.
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