People v. Walter Johnson
People v. Walter Johnson
Opinion of the Court
Defendants pled guilty to charges of armed robbery
First, defendants contend that the trial judge
Defendants next claim that the trial judge failed to establish a sufficient factual basis for their guilty pleas on the felony-firearm counts. The plea-taking transcript indicates Edgar Johnson had possession of and used a handgun in perpetration of both armed robberies. The claim that there was not sufficient factual basis for acceptance of the guilty plea, with respect to Edgar Johnson, is without merit.
The plea transcript indicates Walter Johnson aided and abetted the robberies and knew that his accomplice, Edgar Johnson, was armed. There is no indication that Walter carried, or had in his possession, a firearm at the time of the robberies. We interpret the felony-firearm statute to require that a defendant personally carry or have in his possession a firearm in order to be guilty thereunder.
Therefore, we set aside the convictions and sentences imposed on Walter Johnson for felony-fire
It is also contended by defendants that the felony-firearm statute violates the state constitutional prohibition against revising, altering or amending other statutes by implication.
The article of the constitution which defendants here claim is violated by the felony-firearm statute is Const 1963, art 4, § 25, which provides:
"No law shall be revised, altered or amended by reference to its title only. The section or sections of the act altered or amended shall be reenacted and published at length.”
The rationale behind this prohibition was reviewed by the Supreme Court in Advisory Opinion re Constitutionality of 1972 PA 294,
"An amendatory act which purported only to insert certain words, or to substitute one phrase for another in an act or section which was only referred to but not republished, was well calculated to mislead the careless as to its effect, and was, perhaps, sometimes drawn in that form for that express purpose. Endless confusion was thus introduced into the law, and the constitution wisely prohibited such legislation. But an act complete in itself is not within the mischief designed to be remedied by this provision, and cannot be held to be prohibited by it without violating its plain intent.”5
An examination of the statute under attack in the instant case
Finally, defendants contend that their convictions and consecutive sentences for armed robbery and felony-firearm arising from a single robbery violate constitutional prohibitions against double jeopardy.
The so-called felony-firearm statute, enacted in 1976, effective January 1, 1977, provides as follows:
"Sec. 227b. (1) A person who carries or has in his possession a firearm at the time he commits or attempts to commit a felony, except the violation of section 227 or section 227a, is guilty of a felony, and shall be imprisoned for 2 years. Upon a second conviction under this section, the person shall be imprisoned for 5 years. Upon a third or subsequent conviction under this section, the person shall be imprisoned for 10 years.
"(2) The term of imprisonment prescribed by this section shall be in addition to the sentence imposed for the conviction of the felony or the attempt to commit the felony, and shall be served consecutively with and preceding any term of imprisonment imposed for the conviction of the felony or attempt to commit the felony. * * * ”7
Defendants argue that among the guarantees afforded by the double jeopardy clause of the Federal and state constitutions is protection against multiple sentences for the same offense.
" * * * nor shall any person be subject for the same offense to be twice put in jeopardy of life or limb * * * >>10
"No person shall be subject for the same offense to be twice put in jeopardy.”11
The cases indicate that a single act may give rise to a charge under more than one criminal statute when there is clear legislative intent to do
We say "new interpretation” because we are unable to reconcile Martin and Stewart
In Gore v United States,
In a scholarly and historically accurate opinion affirming, Justice Frankfurter spells out, in persuasive terms, what double jeopardy is and what it is not. Among other things, he says:
"Finally, we have pressed upon us that the Blockburger doctrine offends the constitutional prohibition against double jeopardy. If there is anything to this claim it surely has long been disregarded in decisions of this Court, participated in by judges especially sensitive to the application of the historic safeguard of double jeopardy. In applying a provision like that of double jeopardy, which is rooted in history and is not an evolving concept like that of due process, a long course of adjudication in this Court carries impressive author
There then follow some seven decisions of the United States Supreme Court.
Also, in Gore, supra, Chief Justice Warren, although dissenting, makes it plain that in these situations appellate review for possible violation of double jeopardy means looking to the legislative intention, in the following language:
"The problem of multiple punishment is a vexing and recurring one. It arises in one of two broad contexts: (a) a statute or a portion thereof proscribes designated conduct, and the question is whether the defendant’s conduct constitutes more than one violation of this proscription. Thus, murdering two people simultaneously might well warrant two punishments but stealing two one-dollar bills might not. (b) Two statutes or two portions of a single statute proscribe certain conduct, and the question is whether the defendant can be punished twice because his conduct violates both proscriptions. Thus, selling liquor on a Sunday might warrant two punishments for violating a prohibition law and a blue law, but feloniously entering a bank and robbing a bank, though violative of two statutes, might warrant but a single punishment.
”In every instance the problem is to ascertain what the legislature intended. Often the inquiry produces few if any enlightening results. Normally these are not problems that receive explicit legislative consideration. But this fact should not lead the judiciary, charged with the obligation of construing these statutes, to settle such questions by the easy application of stereotyped formulae. It is at the same time too easy and too arbitrary to apply a presumption, for or against multi*667 pie punishment in all cases or even to do so one way in one class of cases and the other way in another. Placing a case in the category of unit-of-offense problems or the category of overlapping-statute problems may point up the issue, but it does not resolve it.” (Emphasis added.)19
More recently, in Brown v Ohio,
"The principal question in this case is whether auto theft and joyriding, a greater and lesser included offense under Ohio law, constitute the "same offense” under the Double Jeopardy Clause.
"Because it was designed originally to embody the protection of the common-law pleas of former jeopardy, see United States v Wilson, * * * the Fifth Amendment double jeopardy guarantee serves principally as a restraint on courts and prosecutors. The legislature remains free under the Double Jeopardy Clause to define crimes and fix punishments; but once the legislature has acted courts may not impose more than one punishment for the same offense and prosecutors ordinarily may not attempt to secure that punishment in more than one trial.
"The Double Jeopardy Clause 'protects against a second prosecution for the same offense after acquittal. It protects against a second prosecution for the same offense after conviction. And it protects against multiple punishments for the same offense.’ ” (Emphasis added; footnotes omitted.)
These cases represent the law regarding the double jeopardy clause as embodied in the Fifth Amendment of the United States Constitution.
In People v Martin, supra,
" 'It is elementary that the State cannot divide a single offense into several parts according to time and conduct and base separate prosecutions upon and impose separate punishments for the various necessary divisions of that single crime. * * *
" 'The possession of narcotic drugs is an offense distinct from the sale thereof. But in the instant case the possession and sale clearly constituted one single and same act. The possession, as legally defined, is necessarily a constitutent part of the sale, as legally defined. Where the only possession of the narcotic drug is that incident to and necessary for the sale thereof, and it does not appear that there was possession before or after and apart from such sale, the State cannot fragment the accused’s involvement into separate and distinct acts or transactions to obtain multiple convictions, and separate convictions under such circumstances will not stand. * * * The error is not cured by the fact the trial Court permitted the two sentences to run concurrently. * * * The conviction and sentence upon the' charge of possession must be set aside.’ State v Allen, 292 A2d 167, 172 (Me, 1972).”
The Maine decision seems to be contrary to the
We incline to believe that the basis for the decisions in Martin and Stewart is the Supreme Court’s belief that in enacting the Controlled Substances Act of 1971,
Therefore, we decline to find that a new, expanded concept of double jeopardy prevails in Michigan. Every new liberal construction or expanded interpretation of double jeopardy does not represent progress. In the long haul, balance in the trial process between defense and prosecution gives greater promise of achieving a true result than tilting the scale to the defense for the exigencies of the moment. We would do well to heed Justice Frankfurter’s advice
No reasonable argument can be made against the conclusion that the Legislature intended an additional, mandatory prison sentence where a
We interpret felony-firearm to be a sentence-increasing or sentence-augmenting statute. As such, it is not within or subject to the greater offense — lesser included offense dichotomy. We would anticipate that the trial judges would instruct a jury to only give consideration to felony-firearm, i.e., whether a defendant carried or had in his possession a firearm as defined in § 227b if and after the underlying felony or attempted felony was found to have been committed. The jury (or judge hearing a case nonjury), would then have for decision whether or not defendant had violated § 227b; and this would be in the nature of a special question. We do not believe this procedure involves double jeopardy, or double sentence, or double punishment.
While it is unnecessary to decide the same here, we also, however, would assume that § 227b may only be applied to enhance or augment a sentence if included as part of the original charge. In short, we would prohibit a court or prosecutor from entertaining a charge under § 227b in a separate trial either before or after trial for the main offense. Only where § 227b was charged and tried at the same time could it come under consideration by the fact finder.
In so ruling, we are aware that a difficult and
Under these circumstances, we are particularly sensitive to our obligation to give due deference to these statutes enacted by a co-equal branch of government. If we can interpret a statute so as to uphold its constitutionality, we should do so. This is particularly true where the legislative intention is so unmistakably clear as here. At the same time, we have accorded defendants full judicial review of this constitutional issue and conclude the double jeopardy clauses are not violated.
Affirmed with respect to defendant, Edgar Johnson; reversed with respect to defendant, Walter Johnson, as to the felony-firearm conviction, but affirmed with respect to both defendants as to the armed robbery convictions.
MCL 750.529; MSA 28.797.
MCL 750.227b; MSA 28.424(2).
Id.
389 Mich 441; 208 NW2d 469 (1973).
13 Mich at 497; 389 Mich at 472-473.
MCL 750.227b; MSA 28.424(2).
Id.
Brown v Ohio, 432 US 161; 97 S Ct 2221; 53 L Ed 2d 187 (1977). See, Gore v United States, 357 US 386; 78 S Ct 1280; 2 L Ed 2d 1405 (1958), where the Court gave great weight to legislative intent and discussed the prospect of the court’s entry into the domain of the Legislature thus:
"In effect, we are asked to enter the domain of penology, and more particularly that tantalizing aspect of it, the proper apportionment of punishment. Whatever views may be entertained regarding severity of punishment, whether one believes in its efficacy or its futility, * ** * these are peculiarly questions of legislative policy.” (Citations omitted.) 357 US at 393.
See also, 65 Yale L J 339, 363-364 (1956):
"The primary substantive problem is one of legislative intent, not legislative power, for the legislature can award as many different penalties as it deems desirable for a given act or transaction, or any aspect of an act or transaction, as long as the statute accords substantive due process of law and avoids the eighth amendment’s prohibition of cruel and unusual punishments. This authority is inherent in the power to make conduct criminal and to penalize it, and is not limited in any meaningful sense by the concept of double jeopardy. For example, since the legislature can make armed robbery a crime punishable by twenty years’ imprisonment, it can also pass one statute prescribing ten years’ imprisonment for robbery, and another prescribing ten years’ imprisonment for carrying a revolver in the course of committing a robbery. Cumulative imposition of sentences on a two-count indictment alleging both the committing of a robbery, and the carrying of a revolver in the course of that robbery, is, therefore, not double punishment for the same offense.
"Legislative intent is plain where two statutes are designed to
North Carolina v Pearce, 395 US 711; 89 S Ct 2072; 23 L Ed 2d 656 (1969); Ex parte Lange, 85 US (18 Wall) 163; 21 L Ed 872 (1874). The penal codes of two states (California and New York) have express statutory provisions against double punishment. Other jurisdictions which have constitutional prohibitions only against double jeopardy, nevertheless, treat imposition of double punishment as double jeopardy. Since Ex parte Lange, the Supreme Court has not held squarely that multiple punishment for a single offense, in addition to being an erroneous interpretation of the statute making the offense punishable, also violates the double jeopardy clause. 65 Yale L J 339, n. 4 (1956).
US Const, Am V.
Const 1963, art 1, § 15.
75 Yale L J 262 (1965). Also see, Jeffers v United States, 432 US 137; 97 S Ct 2207; 53 L Ed 2d 168 (1977), reh den, 434 US 880; 98 S Ct 241; 54 L Ed 2d 164 (1977). That the intent of the Legislature is controlling was affirmed by the Court, which stated:
"The critical inquiry is whether Congress intended to punish each statutory violation separately. * * * In Iannelli v United States [420 US 770; 95 S Ct 1284; 43 L Ed 2d 616 (1975)], the Court concluded that Congress did intend to punish violations of § 1955 separately from § 371 conspiracy violations. Since the two offenses were different, there was no need to go further. * * * If some possibility exists that the two statutory offenses are the 'same offense’ for double jeopardy purposes, however, it is necessary to examine the problem closely, in order to avoid constitutional multiple punishment difficulties.” Id. at 155; 97 S Ct at 2218; 53 L Ed 2d at 183 (citations omitted).
Where the legislative intent is ambiguous, then certain rules of construction become applicable to determine whether separately defined crimes constitute the same offense for double jeopardy purposes. However, it is unnecessary to apply such rules or tests where the legislative intent is clear and unambiguous.
It cannot be contended that an individual needs constitutional double jeopardy protection against the Legislature’s clear exercise of its proper penological function. The constitutional prohibition against cruel and unusual punishment, US Const, Am VIII, and the due process protections, US Const, Am V and XIV, and state constitutional counterparts provide adequate restraints on the Legislature’s exercise of its power to define offenses and prescribe punishments.
People v Martin, 398 Mich 303; 247 NW2d 303 (1976); People v Stewart (On Rehearing), 400 Mich 540; 256 NW2d 31 (1977). See also, 65 Yale LJ 339, 347, n. 43 (1956):
"The lesser included offense doctrine, an exception to the same evidence test, provides that when a defendant has been placed in jeopardy of conviction of one offense, he cannot be prosecuted for another which is a lesser element of the first. * * * Sometimes prosecution for the lesser offense will bar trial for the greater. * * * It will readily be seen that the lesser included offense doctrine is often merely the same evidence test in different words. Thus if defendant is indicted for murder, and the jury on the first trial can return a verdict of manslaughter, an acquittal on the first trial acquits him of both murder and manslaughter. A second trial for manslaughter would require the same evidence that would have been necessary to sustain a conviction for that 'lesser included offense’ on the first trial. It has been suggested that a better reason for barring second prosecutions, whether the first trial is for the lesser or the
People v Martin, supra; People v Stewart, supra.
398 Mich 303; 247 NW2d 303 (1976), and 400 Mich 540; 256 NW2d 31 (1977).
284 US 299; 52 S Ct 180; 76 L Ed 306 (1932).
357 US 386; 78 S Ct 1280; 2 L Ed 2d 1405 (1958).
357 US at 392.
357 US at 393-394.
432 US 161, 164-165; 97 S Ct 2221; 53 L Ed 2d 187 (1977).
US Const, Am V.
395 US 784; 89 S Ct 2056; 23 L Ed 2d 707 (1969).
398 Mich 303, 307-308; 247 NW2d 303 (1976).
Similarly, the reasoning, balance and historical soundness of the Federal decisions outweighs the other state decisions cited in People v Martin, supra.
MCL 335.301-335.367; MSA 18.1070(11-18.1070(67).
357 US at 392.
Dissenting Opinion
(dissenting). I respectfully dissent for the reasons stated in my dissenting opinions in People v Mitchell, 85 Mich App 757; 272 NW2d 601 (1978), and People v Drake Johnson, 85 Mich App 752; 272 NW2d 599 (1978).
The pertinent portion of the information filed in the present cases reads as follows:
’’COUNT I
"did assault the above-named Complainant while armed with a dangerous weapon or an article used or fashioned in a manner to lead the person so assaulted to reasonably believe it to be a dangerous weapon, to-wit: a handgun and did then and there feloniously rob, steal and take from the person of said Complainant, or*672 in his presence, United States Currency, contrary to Sec. 750.529, M.C.L.A.
’’COUNT II
"did then and there carry or have possession of a firearm, to-wit: a handgun in the commission or attempt to commit a felony to-wit: Robbery Armed, Contrary to M.C.L.A. 750.227b.” (Emphasis added.)
My reading of the above language shows that it would be impossible to prove one charge without the identical facts necessary to prove the other charge, nothing more, nothing less. Defendants were thus twice convicted and punished for the same offense, in violation of the double jeopardy provisions of the Federal and state constitutions. I would vacate the convictions on the "felony-firearm” counts and affirm those stemming from the armed robbery counts.
If I perceived the law regarding double jeopardy to be as the majority states it, I still could not agree with their disposition of the aiding and abetting issue. The majority reverses Walter Johnson’s "felony-firearm” conviction because Walter Johnson himself did not carry or possess the handgun used in the armed robbery. Insofar as accessory liability
MCL 767.39; MSA 28.979.
Reference
- Full Case Name
- People v. Walter Johnson; People v. Edgar Johnson
- Cited By
- 52 cases
- Status
- Published