In Re Baker
In Re Baker
Opinion of the Court
Respondent appeals, by leave granted pursuant to an order of this Court on January 6, 1981, an order of the Wayne County Circuit Court that affirmed a July 13, 1978, order of the Wayne County Probate Court committing respondent to a mental hospital.
According to the stipulated statement of facts, respondent Baker was called to testify at his July 12 and 13, 1978, commitment hearing over the objections of his counsel. Upon the stand, respondent was questioned by the trial judge, over his counsel’s objections, pertaining to issues raised in the commitment proceeding. None of the questions asked by the trial judge concerned matters that would have tended to subject respondent to criminal penalties.
At the close of the commitment hearing, respondent was committed by the trial judge to a state psychiatric facility for up to 60 days. In affirming
The Fifth Amendment to the United States Constitution provides that no person "shall be compelled in any criminal case to be a witness against himself’. However, the scope of the privilege against self-incrimination is somewhat more comprehensive. As the concurring opinion of Justice White in Murphy v Waterfront Comm of New York Harbor, 378 US 52, 94; 84 S Ct 1594; 12 L Ed 2d 678 (1964), notes:
"The privilege can be claimed in any proceeding, be it criminal or civil, administrative or judicial, investigatory or adjudicatory, * * * it protects any disclosures which the witness may reasonably apprehend could be used in a criminal prosecution or which could lead to other evidence that might be so used.” (Emphasis added; footnote omitted.)
Traditionally then, the privilege was restricted to instances that might lead to criminal proceedings. In In re Gault, 387 US 1; 87 S Ct 1428; 18 L Ed 2d 527 (1967), the Supreme Court examined the due process rights of juveniles charged with being delinquent. It was argued in that case that the privilege against self-incrimination should not apply because juvenile proceedings were civil and not
"However, it is also clear that the availability of the privilege does not turn upon the type of proceeding in which its protection is invoked, but upon the nature of the statement or admission and the exposure which it invites.” 387 US 49.
The Court also opined that although juvenile proceedings were not labeled "criminal”, the results were the same and determinations of delinquency could lead to commitment in a state institution and in some states the same institution in which adult criminals were kept:
"For this purpose, at least, commitment is a deprivation of liberty. It is incarceration against one’s will, whether it is called 'criminal’ or 'civil’. And our Constitution guarantees that no person shall be 'compelled’ to be a witness against himself when he is threatened with deprivation of his liberty — a command which this Court has broadly applied and generously implemented in accordance with the teaching of the history of the privilege and its great office and mankind’s battle for freedom.” 387 US 50. (Footnote omitted.)
Finally, the Court cogently noted that there was no assurance that an apprehended juvenile would remain outside of the reach of adult courts as a consequence of the offense for which he was taken into custody.
In cases that it has decided subsequent to Gault, the Supreme Court clearly has indicated that it has not obliterated all distinctions between "civil” and "criminal” proceedings for purposes of due process application. In particular, the Supreme Court held that the quantum of proof needed to commit an individual involuntarily to a state men
Significant for our purposes here are the reasons articulated by the Supreme Court in Addington for the different standards of proof called for in criminal proceedings as opposed to civil commitment hearings. The Court found that, unlike juvenile delinquency proceedings, "[i]n a civil commitment state power is not exercised in a punitive sense. * * * [A] civil commitment proceeding can in no sense be equated to a civil prosecution”. 441 US 428. The Court further enunciated three other distinctions between civil commitment proceedings and criminal proceedings: (1) the risk of erroneous commitment is minimized because of the layers of professional review and concern of family and friends, (2) the release of a genuinely mentally ill person is worse for the individual than failure to convict the guilty, and (3) unlike the inquiry in criminal proceedings, i.e., did the accused commit the criminal act, the inquiry and commitment proceeding are based in large part on psychiatric diagnosis.
Although the United States Supreme Court had an opportunity to address the question of whether an involuntarily committed psychiatric patient had a Fifth Amendment right to refuse to give information to psychiatrists who were participating in his commitment proceeding, it did not do so. McNeil v Director, Patuxent Institution, 407 US 245; 92 S Ct 2083; 32 L Ed 2d 719 (1972). Justice
The law of forums whose jurisdiction and persuasive effect is less than that of the Supreme Court more particularly aids us here. In general, those courts that have addressed the question before us have found that an individual does not have the right to refuse to testify at his or her civil commitment proceeding because the Fifth Amendment privilege against self-incrimination does not apply at such hearings. People v Taylor, 618 P2d 1127, 1136 (Colo, 1980), People v Keith, 38 Ill 2d 405; 231 NE2d 387 (1967), In re Field, 120 NH 206; 412 A2d 1032 (1980), State v Matthews, 46 Or App 757; 613 P2d 88 (1980), McGuffin v State, 571 SW2d 56 (Tex Civ App, 1978). However, in a minority of jurisdictions, the Fifth Amendment privilege against self-incrimination has been applied in the context of civil commitment proceedings, Tyars v Finner, 518 F Supp 502 (CD Cal, 1981), Suzuki v Quisenberry, 411 F Supp 1113 (D Hawaii, 1976), modified sub nom Suzuki v Yuen, 617 F2d 173 (CA 9, 1980), Lessard v Schmidt, 349 F Supp 1078, 1100 (ED Wis, 1972), vacated on other grounds 414 US 473; 94 S Ct 713; 38 L Ed 2d 661 (1974), on remand 379 F Supp 1376 (ED Wis, 1974), vacated on other grounds 421 US 957; 95 S Ct 1943; 44 L Ed 2d 445 (1975), on remand 413 F Supp 1318 (ED Wis, 1976) (statements to psychiatrists unless voluntarily given after notice of possible consequences cannot be the basis of an order of commitment), Haskett v State, 255 Ind 206; 263 NE2d 529 (1970), Commonwealth ex rel Finken v Roop, 234 Pa Super 155; 339 A2d 764 (1975).
Affirmed. No costs, a matter of public importance being involved.
Dissenting Opinion
(dissenting). I respectfully dissent. The privilege against self-incrimination was one of the rights specifically discussed in the case of In re Gault, 387 US 1; 87 S Ct 1428; 18 L Ed 2d 527 (1967). In response to the argument that juvenile proceedings are "civil” and not "criminal” in nature and therefore the privilege against self-
"However, it is also clear that the availability of the privilege does not turn upon the type of proceeding in which its protection is invoked, but upon the nature of the statement or admission and the exposure which it invites.” 387 US 49.
The Court held that although juvenile proceedings were not labelled "criminal”, the results were the same. Determination of delinquency could lead to commitment to a state institution and in some states even to an institution in which adult criminals were kept. The Court stated further:
"For this purpose, at least, commitment is a deprivation of liberty. It is incarceration against one’s will, whether it is called 'criminal’ or 'civil’. And our Constitution guarantees that no person shall be 'compelled’ to be a witness against himself when he is threatened with deprivation of his liberty — a command which this Court has broadly and generously implemented in accordance with the teaching of the history of the privilege and its great office in mankind’s battle for freedom.” Id., 387 US at 50; 87 S Ct at 1455-1456; 18 L Ed 2d at 558-559. (Footnote omitted.)
That same rationale should apply here to preclude an individual from being compelled to assist the state in succeeding in a civil commitment proceeding which deprives him of his liberty. To hold otherwise would fly in the face of the very purpose of the Fifth Amendment to our constitution. The majority’s analogy of testimony from a respondent in a commitment hearing to physical evidence admissible in criminal trials is strained at best. Physical evidence is admissible in criminal trials because it relates to the issue of identifica
"The California Supreme Court held that petitioner could be 'required to respond to nonincriminatory questioning which may have revealed his mental condition to the jury, whose duty it was to determine whether he was mentally retarded.’ Cramer [v Tyars, 23 Cal 3d] 139; 151 Cal Rptr 653; 588 P2d 793 [1979], It analogized the receipt of such evidence to the permissible disclosure of physical as opposed to testimonial evidence. The enforced testimony of petitioner, it held, was not communications or testimony in the sense of disclosing knowledge. Id.
"That rationale cannot withstand close scrutiny. In fact, as the California Court itself said (id.), such evidence 'may in fact be the most reliable proof and probative indicator of the person’s present mental condition.’ That is why it cannot be compelled. ” Id., 509.
I am persuaded that Tyars, supra, rests on sound analysis regarding the scope of protection provided by the Fifth Amendment and the policy
I would reverse.
Reference
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- In the Matter of Richard Baker
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