People v. Spencer
People v. Spencer
Opinion of the Court
Defendant was convicted by a jury of breaking and entering with intent to commit larceny, MCL 750.110; MSA 28.305, and of being a fourth-time felony offender, MCL 769.12; MSA 28.1084, for which he was sentenced to a term of from 15 to 65 years imprisonment. On appeal, defendant raises two allegations of error and argues that reversal of his convictions is necessary on both. We agree.
Facts
In the early morning hours of July 7, 1981, the restaurant of the Rainbow Motel in Tuscola County was broken into and several items taken, including tools and two television sets. Defendant, who was on parole at the time, lived in an apartment at the motel with his wife and two children.
Thomas Caruthers, who had stayed off and on at the motel with defendant and his family, was arrested in October, 1981, for the unrelated theft of defendant’s wife’s purse and other property belonging to defendant and another resident of the motel. Shortly after his arrest, Caruthers confessed to the July 7 breaking and entering at the Rainbow Motel and also implicated defendant and his wife in that crime.
Approximately one month later, Caruthers retracted his implication of defendant and his wife, attributing his accusation to his anger at the Spencers for pressing charges for the theft of their property. In a subsequent statement, he also denied his own involvement in the breaking and
Defendant’s wife was tried separately and had her own appointed counsel.
Prior to trial, the trial judge granted defendant’s motion to suppress evidence of his prior convictions on the ground that they were not admissible under MRE 609 because they were similar to the charge pending against him and would be more prejudicial than probative. All three prior convictions were for breaking and entering with intent to commit larceny. The trial judge also granted defendant’s motion to suppress all statements made by defendant’s wife on the basis of marital privilege and because, as a co-conspirator, her post-crime statements constituted inadmissible hearsay.
On appeal, it is claimed that comments by the prosecutor violated defendant’s exercise of his marital privilege and that irrelevant, prejudicial evidence was improperly admitted. These claims will be considered serially below.
I
Prior to trial, the trial judge entered an order granting defendant’s motion to suppress any statements made by his wife. At trial, defendant presented an alibi defense, claiming that he was in his apartment with his wife at the time the crime
After the jury had been instructed, defendant renewed his objection to the prosecutor’s references to the absence of defendant’s wife and moved for a mistrial. The trial court took the motion under advisement, stating:
"[The Court]: I can’t see where there is prosecutorial misconduct on the part of a prosecutor to make reference to the fact that there were other witnesses present who could substantiate the defendant’s story, okay. Oh, also, I’m well aware of the fact that she’s charged with a crime, and the prosecutor can’t call her to the stand in this case. So that’s an interesting dilemma, if you will.
"[I]t’s not only husband and wife privilege, but that’s a whole different area of law. She’s a codefendant. Doesn’t have anything to do with husband and wife. A codefendant’s statement, admission or confession, if not on trial, is inadmissible. * * * Husband and wife privilege could be waived by him calling her to the stand. And that doesn’t involve confessions, statements or
On the day of sentencing, defendant’s motion for mistrial was argued and denied.
Michigan’s marital privilege statute provides that:
"A husband shall not be examined as a witness for or against his wife without her consent; nor a wife for or against her husband without his consent * * MCL 600.2162; MSA 27A.2162.
Various exceptions to this rule are listed within the statute, none of which apply here.
Although the prosecutor may comment on a defendant’s failure to call a corroborating witness, People v Ovegian, 106 Mich App 279; 307 NW2d 472 (1981), he may not do so when failure to call the witness is the result of the defendant’s exercise of his marital privilege. This is so because a prosecutor may not comment upon a defendant’s reliance on, or exercise of, the privilege. People v Werner, 225 Mich 18; 195 NW 697 (1923); People v Osborn, 205 Mich 531; 171 NW 471 (1919); Knowles v People, 15 Mich 408 (1867); People v Johnston, 76 Mich App 332; 256 NW2d 782 (1977).
In Knowles, the Supreme Court required reversal of defendant’s conviction because the trial court refused to instruct the jury that the defendant’s failure to call his wife as an alibi witness could not be used against him because of the spousal privilege. In Osborn, although the Court viewed a prosecutor’s questioning of a witness as to whether a defendant’s wife was present in the courtroom as improper, the trial court’s curative
Citing Osborn, this Court, in People v Johnston, supra, declined to review a prosecutor’s impermissible comments on a defendant’s failure to call his wife to support his alibi defense because the defendant had raised no objection to the remarks at trial. The Court found that a cautionary instruction occasioned by an objection would have cured any error. Johnston, supra, p 341.
Two facts distinguish the instant case from Osborn and Johnston. First, defendant did object to the prosecutor’s reference to defendant’s failure to call his wife to testify. The trial judge’s instructions to the jury, however, did not address the prosecutor’s improper reference to defendant’s exercise of a privilege. Second, defendant had clearly invoked the marital privilege prior to trial when the order was issued suppressing any statements made by defendant’s wife. Although defendant did not originally assert marital privilege as the basis for his objection, the privilege had been invoked in requesting the suppression order. Further, defendant did assert the privilege immediately after the jury had been instructed as the basis for his objections to the prosecutor’s remarks. The judge at that time overruled the objection, stating that the spousal privilege had nothing to do with the facts of this case. Given the position taken by the trial judge, any request for a cautionary instruction would have been futile.
"The exclusion of a husband from being a witness against his wife, in this kind of a case, stands as a complete bar, unless she consents, and it constitutes error to compel the defendant in the presence of the jury to assume the attitude of keeping out testimony, only admissible by virtue of her consent. The statute applicable to this case provides:
" 'A husband shall not be examined as a witness for or against his wife without her consent * * *.’3 Comp Laws 1915, § 12555.
"This does not mean that a wife, to have the benefit of the statute, must exhibit her want of consent to the jury by way of objection. The statute excludes unless consent is given. This the prosecutor knew. He had no consent. Under the circumstances above stated it was reversible error to compel defendant, in order to preserve her right under the statute, to object to the violation of the statute and thereby be placed in the position of keeping testimony from the jury.” Werner, supra, p 22.
In the present case, the prosecutor was well aware that defendant had not consented to waiver of the privilege. The privilege had been asserted by the defendant as one of the bases for his motion to suppress and it was clear to all that defendant would not call his wife to testify.
In addition to the error inherent in the prosecutor’s impermissible reference to defendant’s ex
The prosecutor’s allusion to defendant’s failure to call his wife was prejudicial and may have influenced the jury. Its admission and the overruling of defendant’s objections constituted error.
II
We also find error in the second argument raised by defendant: that prejudicial testimony regarding defendant’s prior incarceration and unemployment, as well as letters containing "threats” he allegedly made to a prosecution witness, were improperly admitted by the trial court.
A. Prior incarceration and unemployment.
Prior to trial, a suppression order was entered barring reference by the prosecutor to defendant’s prior convictions because of their similarity to the instant crime. At trial, during questioning by the prosecutor, several witnesses referred to the fact that defendant had been in jail previously. Although the nature of the crimes for which defendant had previously been convicted was not revealed to the jury, the fact that defendant had been in prison was itself highly prejudicial. Adding to this prejudicial effect was the statement by the owner of the Rainbow Motel, upon questioning by the prosecutor, that defendant was unemployed. The remarks were objected to by defense counsel
References to a defendant’s prior incarceration are, unless specifically ruled otherwise, generally inadmissible. People v McPherson, 21 Mich App 385, 398; 175 NW2d 828 (1970). See, also, People v McGee, 90 Mich App 115, 116-117; 282 NW2d 250 (1979), lv den 407 Mich 933 (1979). Nor can evidence of a defendant’s poverty or underemployment be used as evidence of his credibility or intent. People v Henderson, 408 Mich 56, 66; 289 NW2d 376 (1980).
All references to either of these prejudicial matters were in response to questioning by the prosecutor. References to defendant’s incarceration were elicited even after the prosecutor had been cautioned by the trial judge. The solicitation of these remarks and their submission to the jury clearly constituted error.
B. Letters to Caruthers.
We also find error in the admission of "threatening” letters purportedly written by defendant and sent to witness Caruthers while both were in jail. Caruthers testified that, while in jail, he had been given the letters by a trusty who told him, "These are from Duane”. The prosecutor offered the letters to rehabilitate Caruthers after Caruthers had been impeached by three exculpatory letters he had written absolving defendant of complicity in the breaking and entering within two weeks of making his inculpatory statement. In his exculpa
It was uncontroverted at trial that Caruthers made his statements exculpating defendant at least one month before he received the "threatening” letters. Those letters, therefore, could not have influenced Caruthers’s state of mind at the time he retracted his implication of the Spencers since the threatening letters were not even in existence then. Thus it is clear that the letters were not relevant to Caruthers’s earlier state of mind and as a result were inadmissible since irrelevant evidence must be excluded. MRE 402; People v Hoag, 113 Mich App 789; 318 NW2d 579 (1982). We cannot consider this error harmless. Central to this trial was the credibility contest between defendant and Caruthers. The only evidence implicating defendant in the crime was Caruthers’s testimony. The threatening letters bolstered Caruthers’s credibility when they were in fact irrelevant as to that issue. Further, they may have conveyed to the jury the impression that defendant was a "bad man” (a matter totally unrelated to defendant’s guilt or innocence of the. crime charged) and thus deserving of conviction. This is impermissible. See MRE 404(b); People v DerMartzex, 390 Mich 410; 213 NW2d 97 (1973).
We also note two other objectionable aspects of the admission of the letters. First, the letters were
Second, what little identification evidence was offered consisted of inadmissible hearsay. Caruthers testified at trial that he had been given the letters by a jail trusty named Bill. The prosecutor then asked, "Did Bill indicate that he wrote those?” Caruthers replied, "No. He just said, 'These are from Duane.’ He said, 'Read them’ ”.
Although defense counsel did not object to this particular instance of inadmissible hearsay, the trial judge later pointed out to both attorneys that this evidence was actually inadmissible and highly prejudicial. We agree. Although generally the admission of hearsay evidence where there is no objection will not be considered error, the prejudicial nature of this evidence, when coupled with the corollary errors found here, requires that we find otherwise.
Duty of the Trial Judge To Control Proceedings
The trial judge is assigned "the duty * * * to control all proceedings during the trial, and to limit the introduction of evidence and the argument of counsel to relevant and material matters, with a view to the expeditious and effective ascertainment of the truth regarding the matters involved”. MCL 768.29; MSA 28.1052. Defense coun
"This case has been very trying for me, because I feel that counsel both could go take some lessons and take some instructions on the Michigan Rules of Evidence.
"There was some testimony illicited [sic] from the last witness on the stand that was highly prejudicial and totally inadmissible, and not objected to by * * * (defense counsel). And that is, 'What did * * * [trusty] say when he gave you the letter?’ 'Answer it is from the defendant’, words to that effect. Inadmissible, hearsay, highly prejudicial, not objected to.
"* * * [N]ow I’ve got a situation where the jury knows — I think they probably know that the defendant at that time when he’s staying at the motel is on parole. That only means one thing to the ordinary person. You know, I really can’t see how that can be avoided.
"I’m suggesting though to you both that, on the record, that you ought to take some seminars.
Given the trial judge’s awareness of the errors which marred this trial, we are of the opinion that he should have declared a mistrial.
Denial of a mistrial motion is within the sound discretion of the trial judge and will not be reversed by this Court unless such denial constituted an abuse of discretion. People v Robertson, 87 Mich App 109; 273 NW2d 501 (1978); People v Denmark, 74 Mich App 402; 254 NW2d 61 (1977). In order to find reversible error, the trial court’s denial of defendant’s mistrial motion must be found to have deprived defendant of a fair trial and to have resulted in a miscarriage of justice. People v Ritholz, 359 Mich 539, 559; 103 NW2d 481 (1960); MCL 769.26; MSA 28.1096. Such a miscarriage of justice occurred in the present case. The error which pervaded this trial deprived defendant of the opportunity to have a fair and impartial trial. Accordingly, we reverse defendant’s convictions.
One other incident evincing the trial court’s failure to control the proceedings is worth noting. After the jury had found the defendant guilty as charged, and prior to discharge, the trial judge asked the jurors three questions in order to determine whether they had been prejudiced by certain improper testimony: "1) Did the fact that [the motel owner’s daughter] * * * said 'Mr. Spencer
The trial judge’s duty to control trial proceedings includes the requirement that the judge rule on all questions of law. See People v Serra, 301 Mich 124; 3 NW2d 35 (1942); People v Gordon, 99 Mich App 142; 298 NW2d 8 (1980), and People v Corbeil, 77 Mich App 691; 259 NW2d 193 (1977). By relying solely on the jury’s answers to the questions asked of them after reaching the verdict, the trial judge failed to determine as a matter of law whether the errors which occurred at trial were harmless beyond a reasonable doubt. This was a legal question required to be answered by the trial court. See, i.e., People v Robinson, 386 Mich 551, 563; 194 NW2d 709 (1972); People v Sykes, 117 Mich App 117; 323 NW2d 617 (1982).
Where serious mistakes occur which may well have affected the outcome of the trial, a new trial may be warranted. This is so where it appears that "if a new trial is ordered during the conduct of which the mistake is not repeated the defendant may very well be acquitted”. People v Bottany, 43 Mich App 375, 379; 204 NW2d 230 (1972), quoting People v Degraffenreid, 19 Mich App 702, 718; 173 NW2d 317 (1969). The instant case substantially revolved around the credibility contest between
Defendant’s convictions are, therefore, reversed and the matter is remanded for a new trial.
Concurring Opinion
(concurring). The prosecutor in his closing argument stated as follows:
"We didn’t hear her testimony. She’s the only person there who could testify as to what happened at that time.”
The prosecutor was referring to the fact that the defendant’s wife had not testified even though the
The pertinent statutory language reads as follows:
"A husband shall not be examined as a witness for or against his wife without her consent; nor a wife for or against her husband without his consent * * *.” MCL 600.2162; MSA 27A.2162.
The trial judge’s order granting defendant’s motion in limine reads in pertinent part as follows:
"It is hereby ordered that any statements made by Sharri Spencer, codefendant of Duane Spencer, shall be and the same are hereby suppressed at the trial of Duane Robert Spencer, defendant herein.”
I believe the trial judge was correct in overruling defendant’s objection to the prosecutor’s remarks concerning the wife’s failure to testify. The trial judge observed that spousal privilege had nothing to do with the facts of the case. The trial judge had ordered that any statements of the wife would not be allowed. However, he did not deny the prosecutor the right to make comments about the defendant’s claim that he was with his wife during the time of the crime.
Where a person claims an alibi, the prosecutor has a right to comment upon the failure to produce alibi witnesses. I do not find that the trial
While I realize case law favors the majority opinion, I believe the subject should be reconsidered due to the reasoning expressed above.
Regarding other matters covered by Judge Shepherd, I concur with his conclusion as to the error of allowing testimony regarding the defendant’s prior incarceration and unemployment. Also I concur with his conclusion regarding the error of admitting the alleged "threatening letters”. For the latter reasons, defendant’s convictions should be reversed and the matter remanded for a new trial.
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