Karchefske v. Department of Mental Health
Karchefske v. Department of Mental Health
Concurring Opinion
(concurring). I concur separately in the well-written opinion of Presiding Judge Wahls, based on Ross v Consumers Power Co (On Rehearing), 420 Mich 567; 363 NW2d 641 (1985).
Opinion of the Court
Plaintiffs allege in their complaint that on or about July 17, 1981, while receiving psychiatric treatment as an inpatient of the Northville Regional Psychiatric Hospital, plaintiffs’ decedent was physically restrained in a manner which strangled or choked him and caused the blood supply to his brain to be stopped, resulting in death. Plaintiffs further allege that the negligent and intentional acts or omissions of defendant were reasonably and substantially likely to result in the infliction of cruel and unusual punishment
Plaintiffs brought their federal constitutional claim pursuant to 42 USC 1983. Defendant argues that § 1983 is inapplicable because the state is not a person within the meaning of that section.
We agree with the reasoning of Smith, supra, that the state is a "person” for purposes of § 1983 liability. However, because defendant has attacked at some length the validity of the Smith decision, we believe that further discussion of this matter is in order.
In Monell v New York City Dep’t of Social Services, 436 US 658; 98 S Ct 2018; 56 L Ed 2d 611 (1978), the United States Supreme Court reconsidered whether a municipal corporation was a "person” under § 1983.
*4 "Since there is nothing in the 'context’ of § 1 of the Civil Rights Act calling for a restricted interpretation of the word 'person,’ the language of that section should prima facie be construed to include 'bodies politic’ among the entities that could be sued.” Id., pp 689-690, fn 53.
We believe this analysis of the act is applicable also to the state as a "person” and, therefore, we must turn to considerations apart from the debates and the language of § 1983 in order to decide the question before us.
Defendant asserts that the question of whether the state is a person under 42 USC 1983 has been resolved by the United States Supreme Court through a progression of cases culminating in Quern v Jordan, 440 US 332; 99 S Ct 1139; 59 L Ed 2d 358 (1979). This view of Quern arises out of Justice Brennan’s concurring opinion, which states that the majority concluded, "in what is patently dicta, that a State is not a 'person’ for purposes of 42 USC § 1983”. Id., p 350. We agree with this Court’s opinion in Smith, supra, that Justice Brennan’s characterization of the majority opinion in Quern is in error.
Justice Brennan’s analysis relies on the proposition that, "[i]f a State were a 'person’ for purposes of § 1983, therefore, its immunity under the Eleventh Amendment would be abrogated by the statute”.
*4 "The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.”
The Eleventh Amendment affirms the fundamental principle of sovereign immunity as a limit on the federal judicial power established in US Const, art III. Pennhurst State School & Hospital v Halderman, —US —; 104 S Ct 900, 906-907; 79 L Ed 2d 67, 77 (1984). Thus, suit in federal court by a citizen against his or her own state is also
Not only are we persuaded that Quern does not hold that a state is not a § 1983 "person”, but we find within the Quern opinion some evidence that the state in fact is such a person. At Quern, supra, p 340, the Court quoted approvingly from Alabama v Pugh, 438 US 781, 782; 98 S Ct 3057; 57 L Ed 2d 1114 (1978), which involved a § 1983 action for injunctive relief:
"There can be no doubt, however, that suit against the State and its Board of Corrections is barred by the Eleventh Amendment, unless Alabama has consented to the filing of such a suit.”
However, if the state is not a "person” under § 1983, suit would be barred even where there is consent constituting waiver of immunity, because § 1983 would be inapplicable to the states.
Thus far, we are persuaded that the state is a § 1983 person and that the question of immunity requires separate analysis. Plaintiffs are correct in their assertion that immunity in state court from § 1983 damages liability is a question of federal law and cannot be determined on the basis of the governmental immunity act, MCL 691.1401 et seq.; MSA 3.996(101) et seq. Martinez v California, 444 US 277, 284, fn 8; 100 S Ct 553; 62 L Ed 2d 481 (1980), and Cook v City of Detroit, 125 Mich App 724, 730; 337 NW2d 277 (1983). The United States Supreme Court has construed § 1983 to incorporate a particular immunity defense only after careful inquiry into considerations of both history and policy. Newport v Fact Concerts, Inc, supra, p 259. Clearly, the sovereign immunity of the states was well established at common law at the time that § 1983 was enacted. Furthermore, we are convinced that state immunity was supported by such strong policy reasons that "Congress would have specifically so provided had it wished to abolish the doctrine”. Owen v City of Independence, 445 US 622, 637; 100 S Ct 1398; 63 L Ed 2d 673 (1980), quoting Pierson v Ray, supra, p 555.
In considering the policy supporting sovereign immunity of the states from liability in their own
It would be anomalous, to say the least, that Congress would create a federal remedy to be enforced in the federal courts, but decline to give the federal courts power to enforce that remedy against the states while providing for enforcement by the state courts. Prior to the Civil Rights Act of 1871, Congress relied on the state courts to vindicate essential federal rights. As noted in District of Columbia v Carter, 409 US 418, 428-429; 93 S Ct 602; 34 L Ed 2d 613 (1973):
"With the growing awareness that this reliance had been misplaced, however, Congress recognized the need for original federal court jurisdiction as a means to provide at least indirect federal control over the unconstitutional actions of state officials * * *. Thus, in the final analysis, § 1 of the 1871 Act may be viewed as an effort To afford a federal right in federal courts because,*10 by reason of prejudice, passion, neglect, intolerance or otherwise, state laws might not be enforced.’ ”12
Section 1983 did not deprive the state courts of jurisdiction to enforce federal rights,
Although Congress declined to subject the states to § 1983 actions, a state may waive its immunity and consent to suit. Pennhurst State School & Hospital, supra. This state has retained its immunity with certain exceptions not applicable here.
In absence of a federal-law remedy, plaintiffs request that we infer a monetary damages remedy under Const 1963, art 1, § 17, which states that no person shall be deprived of life, liberty or property, without due process of law. Plaintiffs rely on Bivens v Six Unknown Named Agents of Federal Bureau of Narcotics, 403 US 388; 91 S Ct 1999; 29 L Ed 2d 619 (1971), in which the United States Supreme Court permitted a damages action against federal agents for violations of US Const, Am IV. We decline plaintiffs’ invitation, believing that the creation of the remedy that plaintiffs request is a matter that should first be addressed by our state’s Supreme Court. Therefore, we hold that plaintiffs did not state a cause of action under Const 1963, art 1, § 17. Because of this disposition, we need not address plaintiffs’ final issue.
Affirmed.
US Const, Am VIII; Const 1963, art 1, § 16.
US Const, Am XIV; Const 1963, art 1, § 17.
Section 1983 states:
"Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
In Monroe v Pape, 365 US 167; 81 S Ct 473; 5 L Ed 2d 492 (1961), the Supreme Court had held that municipal corporations were not persons under § 1983.
US Const, Am XI states:
Congress may abrogate Eleventh Amendment immunity in order to enforce the Fourteenth Amendment, Fitzpatrick v Bitzer, 427 US 445; 96 S Ct 2666; 49 L Ed 2d 614 (1976), but its purpose to abrogate must be very clear: (1) a statute may explicitly and by clear languge sweep away immunity, (2) legislative history may focus directly on the question of state liability and show that Congress considered and firmly decided to abrogate immunity, or (3) a statute may be rendered meaningless if immunity is not abrogated.
In Owen v City of Independence, 445 US 622; 100 S Ct 1398; 63 L Ed 2d 673 (1980), the Court held that municipalities may not assert the good faith of their officers or agents as a defense to liability under § 1983. Thus, "municipalities have no immunity from damages liability flowing from their constitutional violations”. Id., p 657.
In these cases, immunity depended not on the status of the defendant, but on the nature of his or her activities. See Imbler v Pachtman, 424 US 409, 430; 96 S Ct 984; 47 L Ed 2d 128 (1976). If the result reached in the cases turned on whether the defendant was a person under § 1983, one defendant could be a "person” in some instances but not in others, depending on their actions. We find no support for such a bifurcated application of the word "person”. Cf. City of Kenosha v Bruno, 412 US 507, 513; 93 S Ct 2222; 37 L Ed 2d 109 (1973) (rejecting bifurcated application of "person” to municipal corporations depending on the nature of the relief sought against them).
When, in Owen v City of Independence, supra, the Court held that municipalities had no official immunity from § 1983 damages liability, it did so on the basis of history and policy, not because § 1983 would otherwise be rendered meaningless.
If the state is not a § 1983 person and waives its Eleventh Amendment immunity, one might wonder if actions for retrospective relief against state officials in their official capacity would also remain barred, because in such cases the state is considered the real party in interest. See Quern, supra, p 345, fn 17.
We are aware that there are special "problems of federalism inherent in making one sovereign appear against its will in the courts of the other”. Pennhurst State School & Hospital v Halderman, supra, 79 L Ed 2d 78. That such problems do not exist where a state is sued in its own courts is insufficient, we think, to change the result we reach.
This failure by the state courts may be characterized as state procedural law, though adequate in theory, proving inadequate in practice. The Supreme Court has inferred that Congress also intended a federal remedy where state substantive law was facially unconstitutional and where state procedure was inadequate to allow full litigation of a constitutional claim. Allen v McCurry, 449 US 90, 100-101; 101 S Ct 411; 66 L Ed 2d 308 (1980).
State courts have concurrent jurisdiction over § 1983 claims. Martinez v California, 444 US 277; 100 S Ct 553; 62 L Ed 2d 481 (1980). In Maine v Thiboutot, 448 US 1, 3, fn 1; 100 S Ct 2502; 65 L Ed 2d 555 (1980), the Court observed that whether Congress has obligated the States to entertain § 1983 actions remained an unanswered question. This Court has recognized the concurrent jurisdiction of courts of this state over § 1983 claims. Ledsinger v Burmeister, 114 Mich App 12, 25; 318 NW2d 558 (1982), Dickerson v Warden, Marquette Prison, 99 Mich App 630, 634; 298 NW2d 841 (1980).
With respect to the state, the statute provides:
"Except as otherwise provided herein, this act shall not be construed as modifying or restricting the immunity of the state from tort liability as it existed heretofore, which immunity is affirmed.”
As originally enacted, 1964 PA 170, § 7, exceeded the scope of the title of the act. Maki v City of East Tawas, 385 Mich 151; 188 NW2d 593 (1971). The constitutional defect was cured by 1970 PA 155. Common-law sovereign immunity survived until Pittman v City of Taylor, 398 Mich 41; 247 NW2d 512 (1976).
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