People v. Bell
People v. Bell
Opinion of the Court
on reconsideration
Following a jury trial, defendant was convicted on two counts of first-degree felony murder, MCL 750.316; two counts of armed robbery, MCL 750.529; and one count of conspiracy to commit armed robbery, MCL 750.529 and MCL 750.157a, arising from the July 29, 1999, robbery and shooting deaths of Chanel Roberts and Amanda Hodges. Defendant was sentenced to concurrent terms of mandatory life imprisonment without parole for each of the felony-murder convictions and life imprisonment for the convictions of armed robbery and conspiracy to commit armed robbery. Defendant appeals as of right.
The most contested issue presented on appeal is whether the trial court’s erroneous denial of defendant’s statutory right to peremptorily remove two prospective jurors from the jury pool was error per se, not subject to harmless error analysis. We conclude the above described error is error per se that is not subject to harmless error analysis. We reverse and remand for a new trial.
During jury selection, defendant’s trial counsel attempted to exercise a peremptory challenge to strike potential juror number 10, who was Caucasian, Juror 10 stated during voir dire that three of his friends were high-ranking police officers, but that he “wouldn’t think” that this fact would make a difference to him in reaching a verdict of not guilty. When defense counsel attempted to peremptorily excuse this juror, the trial court concluded that defendant’s peremptory challenge was based on race and disallowed the challenge.
Later, during voir dire conducted by the trial court, defense counsel sought to strike juror number 5, another Caucasian juror, despite juror 5’s statement that he promised to be fair to both sides. This prompted the prosecutor to object, claiming that defendant was attempting to strike juror 5 on the basis of his race, contrary to Kentucky v Batson, 476 US 79; 106 S Ct 1712; 90 L Ed 2d 69 (1986). The trial court “disallow[ed] the challenge, for the same reasons as asserted before.” Consequently, juror 5 and juror 10 sat on the jury that convicted defendant, notwithstanding defense counsel’s attempts to remove these jurors peremptorily. Defendant was convicted on two counts of first-degree felony murder, two counts of armed robbery, and one count of conspiracy to commit armed robbery.
Defendant argues that the trial court committed error requiring reversal by sua sponte raising Batson to question defendant’s motives for exercising his peremptory challenge to juror 10. Defendant also argues the trial court committed error requiring reversal when it denied defendant his statutory right to peremptorily remove juror 5 and juror 10. Each of these issues is addressed separately.
A. A TRIAL COURT CAN SUA SPONTE IMPLEMENT THE BATSON PROCESS
Although Batson does not explicitly address whether a trial court may sua sponte question whether a litigant is removing jurors for an improper purpose, it is clear from the reasoning of Batson and its progeny that the United States Supreme Court recognizes a trial court’s authority to unilaterally raise such an issue to ensure the integrity of the judicial process. Specifically, Batson, supra at 87-88, recognized that the Equal Protection Clause protects not only the rights of the criminally accused, but also the rights of individual jurors not to be excluded from the jury pool on account of their race, and the right of society as a whole to rely upon the integrity of the judicial system. In subsequent decisions, the Supreme Court has forcefully reiterated these points. See Edmonson v Leesville Concrete Co, Inc, 500 US 614, 624; 111 S Ct 2077; 114 L Ed 2d 660 (1991), on remand 943 F2d 551 (CA 5, 1991) (“By enforcing a discriminatory peremptory challenge, the court has not only made itself a party to the biased act, but has elected to place its power, property and prestige behind the
Virtually all state courts addressing whether a trial court may sua sponte raise a Batson issue have concluded that, subject to the Equal Protection Clause, it is within the discretion of the trial court to conduct a Batson hearing, even absent an objection. See State v Evans, 100 Wash App 757, 767; 998 P2d 373 (2000) (a trial judge has the discretion to raise a Batson issue sua sponte to protect the rights secured by the Equal Protection Clause); Commonwealth v Carson, 559 Pa 460, 477; 741 A2d 686 (1999) (to allow the trial court to sua sponte raise the issue of a discriminatory peremptory challenge would be consistent with Batson, because “dictum appearing in Batson and its progeny suggests the existence of an affirmative trial court duty to prevent the discriminatory use of peremptory challenges”);
Defendant argues that Clarke v Kmart Corp, 220 Mich App 381, 382-384; 559 NW2d 377 (1996), holds that it is error for a trial court to raise a Batson issue “on its own initiative.” A review of the Court’s analysis, however, does not support defendant’s contention. Clarke merely references that the trial court raised the issue on its own initiative. Clarke does not definitively hold that the trial court’s raising of the issue sua sponte was improper. Rather, Clarke is premised upon the conclusion that the plaintiff did not establish a prima facie showing of discrimination.
B. THE TRIAL COURT COMMITTED ERROR REQUIRING REVERSAL WHEN IT DENIED DEFENDANT HIS STATUTORY RIGHT TO PEREMPTORILY REMOVE JURORS
Defendant also argues that the court committed error requiring reversal by denying him his right to peremptorily remove juror 5 and juror 10. Defendant acknowledges that the right to remove jurors peremptorily is restricted by Batson. However, defendant maintains that the trial court failed to follow the three-step process mandated by Batson.
In Batson, supra at 89, 96-98, the Supreme Court made clear that a prosecutor may not exercise per
Defendant maintains that the first step of Batson was not satisfied because there was not a prima facie showing of discrimination based on race. We agree. To establish a prima facie case of discrimination based on race, the opponent of the challenge must (1) show that members of a cognizable racial group are
Even assuming that a prima facie case of discrimination was established, the trial court also failed to comply with steps two and three of the Batson process. The court did not give defense counsel an opportunity to state race-neutral reasons for his peremptory challenge before disallowing the peremptory challenge.
The trial court also failed to follow the Batson process when denying defense counsel’s peremptory challenge to juror 5. The prosecutor objected to defendant’s proposed strike of juror 5. The trial court denied the challenge “for the same reasons as asserted before.” The trial court failed to inquire whether there was a prima facie showing of discrimination and whether defense counsel had a race-neutral explanation for striking this prospective juror.
While this Court has subsequently questioned the Miller Court’s conclusion that the dilution of the right of peremptory challenge is error per se, see People v Green (On Remand), 241 Mich App 40, 46; 613 NW2d 744 (2000) (Griffin J., noting that in the years following Miller our Supreme Court has “distanced itself from the principle of error per se and embraced the notion that ‘rules of automatic reversal are disfavored.’ ” [citation omitted].), we are unaware of any Michigan Supreme Court case that has overruled or otherwise expressly modified the conclusion in Miller.
We therefore conclude that the trial court’s wrongful disallowance of the exercise of peremptory challenges to remove juror 5 and juror 10 was error requiring reversal, even in the absence of a showing of prejudice. Defendant’s convictions are vacated.
Reversed and remanded for a new trial. We do not retain jurisdiction.
Defendant is African-American, and the two victims were Caucasian.
At the close of the prosecution’s case, the trial court granted defendant’s motion for a directed verdict of acquittal on the charges of first-degree premeditated murder, MCL 750.316, and conspiracy to commit first-degree premeditated murder, MCL 750.316 and MCL 750.157a, but denied the motion with respect to the remaining charges.
Despite the Pennsylvania Supreme Court’s statements regarding the trial court’s sua sponte raising of the Batson issue, the court in Carson, supra at 478, declined “to step into the morass of ‘peremptory challenge jurisprudence,’ ” and disposed of the case by concluding that any error in the trial court’s sua sponte raising of Batson did not prejudice the defendant
Although the Court declined in Batson to express a view “on whether the Constitution imposes any limit on the exercise of peremptory challenges by defense counsel,” id. at 89 n 12, later cases have held that under the Equal Protection Clause, a defendant may not exercise a peremptory challenge to remove potential jurors solely on the basis of the juror’s gender, ethnic origin, or race. See, e.g., United States v Martinez-Satazar, 528 US 304, 315; 120 S Ct 774; 145 L Ed 2d 792 (2000), on remand 278 F3d 1357 (CA 9, 2002).
While the prosecution claims on appeal that there was a pattern of discrimination because “[o]f seven defense peremptory challenges made, five were against white males,” we cannot find support for the conclusion that defendant’s counsel was acting with a discriminatory motive because the trial court did not make a record of the racial identities of the members of the jury pool.
The court did not allow defense counsel to make a record until after the court had ruled that it was denying defendant’s attempts to remove the jurors in question.
It was only after the trial court disallowed defendant’s peremptory challenge of juror 5 that the prosecutor explained that she objected to the strike because, unlike prior peremptory challenges exercised by the defense, there was no basis for defense counsel to challenge juror 5. Even if we assume that the prosecutor’s explanation established a prima facie case of discrimination, defense counsel was never given an opportunity to provide a race-neutral explanation for his strike. Instead, the trial court decided to “stand on the record” in leaving juror 5 on the jury.
In order to preserve a claim of error arising from the dilution of the right to remove jurors peremptorily, the aggrieved litigant must exhaust all peremptory challenges afforded to the litigant in the jury selection process. One ought not be heard to complain of the dilution of the peremptory challenge right where it is evident from the facts of the case that the litigant would not have used the full array of challenges had they been available. However, a person alleging a wrongful denial of the right to exercise a peremptory challenge need not exhaust all peremptory challenges in order to preserve the issue, because the challenged juror will remain on the jury regardless of whether the litigant utilizes all remaining peremptory challenges. People v Schmitz, 231 Mich App 521, 527; 586 NW2d 766 (1998).
Generally speaking, the erroneous denial of the right to remove a specific juror peremptorily may fairly be characterized as a greater infringement on the statutory peremptory challenge right than is a dilution of that right. When a wrongful denial occurs, a juror declared undesirable for jury
In Schmitz, supra at 525, the trial court erroneously concluded, contrary to the express language of MCR 2.511(F), that the defendant could not peremptorily challenge a juror that the defendant had previously declined to remove peremptorily earlier in the selection process.
In Green, supra at 42, this Court originally concluded that that it was duty-bound by MCR 7.215(H)(1), now 7.215(J)(1), to follow People v Colon, 233 Mich App 295; 591 NW2d 692 (1998). Colon relied on Miller to conclude that a deviation in the jury selection process provided in MCR 2.511(F) required reversal even in the absence of actual prejudice. The Supreme Court vacated this Court’s original opinion in Green, and remanded for consideration “of whether the jury selection method utilized
Although Batson reversed parts of Swain, Batson never addressed this issue. For that reason, Batson left intact that portion of Swain that set forth the remedial rule for such errors.
Martinez-Salazar abrogated the holding in Hall that a defendant’s rights under a rule governing entitlement to peremptory strikes were not diluted when the defendant exercised a peremptory challenge to remove a potential juror after the trial court erroneously refused to dismiss the potential juror for cause.
In light of our disposition above, we need not address defendant’s other arguments on appeal.
Concurring Opinion
('concurring). I concur in the reversal of defendant’s convictions because we are required to do so pursuant to People v Miller, 411 Mich 321, 326; 307 NW2d 335 (1981), and People v Schmitz, 231 Mich App 521, 531-532; 586 NW2d 766 (1998).
The United States Supreme Court has repeatedly held that the right to a peremptory challenge may be withheld altogether without impairing the constitutional guarantee of an impartial jury and a fair trial. See Frazier v United States, 335 US 497, 505 n 11; 69 S Ct 201; 93 L Ed 187 (1948); United States v Wood, 299 US 123, 145; 57 S Ct 177; 81 L Ed 78 (1936); Stilson v United States, 250 US 583, 586; 40 S Ct 28; 63 L Ed 1154 (1919); see also Swain v Alabama, 380 US 202, 219; 85 S Ct 824; 13 L Ed 2d 759 (1965). The United States Supreme Court further held in Ross v Oklahoma, 487 US 81, 88; 108 S Ct 2273; 101 L Ed 2d 80 (1988), that the loss of a peremptory challenge does not constitute “a violation of the constitutional right to an impartial jury,” because peremptory challenges are only “a means to achieve the end of an impartial jury.”
Defendant was not denied his Sixth Amendment right to an impartial jury; an impartial jury is guaranteed through the removal of jurors for cause. So long as the trial court conducts an extensive and thorough voir dire and provides trial counsel a full and fair opportunity to explore and disclose whether any member of the proposed jury panel harbors bias that would disqualify that person from sitting on the jury, a defendant’s Sixth Amendment right to a fair and impartial jury is protected. Where the impartiality of a juror is not established, the juror must be removed. Here, however, defendant did not challenge for cause either of the jurors in question. Thus, there is nothing in the trial court record that supports the conclusion
Likewise, defendant was not denied due process of law as guaranteed under the Fifth Amendment and the Fourteenth Amendment. Due process is afforded when a litigant receives that which state law provides. Ross, supra at 89. State law provides for the free exercise of peremptory challenges. However, the statutory right to remove jurors peremptorily is subject to the equal protection concerns defined in Kentucky v Batson, 476 US 79; 106 S Ct 1712; 90 L Ed 2d 69 (1986), and its progeny.
n. nonconstitutional error is subject to HARMLESS ERROR ANALYSIS
The error in this case is, in my opinion, nonconstitutional error that is subject to harmless error analy
The Supreme Court’s observations in Martinez-Salazar caused the United States Court of Appeals for the Seventh Circuit to reject the automatic reversal rule involving claims of error arising from the dilution of the right to peremptorily challenge jurors. United States v Patterson, 215 F3d 776, 781 (CA 7, 2000), vacated in part on other grounds 531 US 1033; 121 S Ct 621; 148 L Ed 2d 531 (2000), on remand 241 F3d 912 (CA 7, 2001) (stating “Martinez-Salazar . . . pulls the plug on the Swain dictum and requires us to address the harmless-error question as an original
A right is “substantial” when it is one of the pillars of a fair trial. Trial before an orangutan, or the grant of summary judgment against the accused in a criminal case, would deprive the defendant of a “substantial” right even if it were certain that a jury would convict. For the same reason, a biased tribunal always deprives the accused of a substantial right. Deprivation of counsel likewise so undermines the ability to distinguish the guilty from the innocent that it always leads to reversal. But “if the defendant had counsel and was tried by an impartial adjudicator, there is a strong presumption that any other errors that may have occurred are subject to harmless-error analysis.” Rose v Clark, 478 US 570, 579; 92 L Ed 2d 460; 106 S Ct 3101 (1986). It is impossible to group an error concerning peremptory challenges with the denial of counsel or trial before a bribed judge. When the jury that actually sits is impartial, as this one was, the defendant has enjoyed the substantial right. Peremptory challenges enable the defendants to feel more comfortable with the jury that is to determine their fate, but increasing a litigants’ comfort level is only one goal among many, and reduced peace of mind is a bad reason to retry complex cases decided by impartial juries. [Patterson, supra at 781-782 (citations omitted; emphasis in original).][9 ]
Critical to the [Supreme] Court’s distinction between these two types of errors is that the category of “structural defect” discussed in Fulminante is limited to fundamental constitutional errors. The Court repeatedly referred to those defects it deemed “structural” as “constitutional*605 errors,” “constitutional deprivations,” or “constitutional violations.” Subsequent decisions have made clear that Fulminante’s discussion of “structural defects” applied only to certain constitutional errors that were too fundamental to be harmless. . . .
Since it has been settled for decades that the right of peremptory challenge is not a constitutional right at all, let alone a “basic” or “fundamental” constitutional right, it follows from Fulminante that any error relating to the use of peremptory challenges cannot be regarded as a “structural defect.” [Lyons, supra at 1071 (citations omitted).]
In sum, recent directives from the United States Supreme Court support the conclusion that any error infringing upon the statutory right to peremptory challenge is subject to harmless error review.
The Michigan Court of Appeals is bound by Michigan Supreme Court case law until the Supreme Court overrules or expressly modifies that case law. Boyd v W G Wade Shows, 443 Mich 515, 523; 505 NW2d 544 (1993). Further, under MCR 7.215(J)(1), this Court must follow the rule of law established in Schmitz. Dunn v Detroit Automobile Inter-Ins Exch, 254 Mich App 256, 260-261; 657 NW2d 153 (2002).
Preliminarily, it is worth, noting that courts from other jurisdictions that have faced this issue have often elected to remand the case for a proper application of the Batson three-step process. See Edmonds v State, 372 Md 314, 340-341; 812 A2d 1034 (2002); State v Donaghy, 171 Vt 435, 442; 769 A2d 10 (2000); McKenzie v State, 223 Ga App 108, 114; 476 SE2d 868 (1996); State v Pharris, 846 P2d 454, 465 (Utah App, 1993). Remand is a desirable course of action because great deference must be given to the trial court’s credibility findings in assessing the reasons proffered in support of peremptory challenges. People v Rice, 468 Mich 919-920 (2003); People v Knight, 468 Mich 920 (2003). If, after proper application of the three-pronged Batson process, the court determines on remand that the defendant’s exercise of peremptory challenges violated Batson, there would be no error resulting from the denial of the right to remove the challenged juror peremptorily. Remand is not a viable option in this case because it does not appear likely that the glaring deficiencies in the record can be cured on remand.
The only constitutional limitation on the statutory right of a peremptory challenge is the prohibition against exercising peremptory challenges on the basis of gender, ethnic origin, or race, which is violative of the Equal Protection Clause. United States v Martinez-Salazar, 528 US 304, 315; 120 S Ct 774; 145 L Ed 2d 792 (2000) citing JEB v Alabama ex rel TB, 511 US 127; 114 S Ct 1419; 128 L Ed 2d 89 (1994), on remand 641 So 2d 821 (Ala Civ App, 1994) (gender); Hernandez v New York, 500 US 352; 111 S Ct 1859; 114 L Ed 2d 395 (1991) (ethnic origin); and Batson, supra (race). However, in the present case, defendant claims he never exercised Ms peremptory challenges m an unconstitutional manner. Rather, defendant claims he was denied Ms right to the actual use of his peremptory challenges. Thus, this case does not turn on the equal protection concerns of Batson. Instead, the question presented is whether the erroneous demal of the right to remove specific jurors peremptorily “for any reason, not just an mcorrect application of Batson — results m a violation of federal constitutional . . . law.” Haywood v Portuando, 2003 US Dist LEXIS 4190, * 37 (SD NY, March 21, 2003).
Interestingly, this Court in Schmitz, supra at 531, recognized that the Legislature mandated a harmless error approach to setting aside criminal convictions on tire basis of procedural error in the trial court. Nonetheless the Schmitz panel ignored this legislative mandate, apparently because it concluded it would be difficult to establish prejudice relating to errors in the peremptory challenge process. Id.
Our Supreme Court has interpreted the statutory phrase “miscarriage of justice” to require reversal of a criminal conviction only where “ ‘after an examination of the entire cause, it shall affirmatively appear’ that it is more probable than not that the error was outcome determinative.” Lukity, supra at 495496, quoting MCL 769.26.
While I agree with the observation made in the majority opinion that the erroneous denial of the right to remove a particular juror peremptorily is a greater infringement on the statutory right of peremptory challenge than is a dilution of that right, I do not conclude that this distinction converts a statutory right into a constitutional right. Not all important rights are constitutionally guaranteed. Likewise, not all violations of important rights rise to constitutional violations.
Defendant properly preserved this issue for appellate review. Pursuant to Cannes, supra at 774, defendant carries the burden of establishing that the preserved nonconstitutional error resulted in a miscarriage of justice under a “more probable than not” standard.
I am also not troubled that, as observed in the majority opinion, the great weight of federal authority supports the conclusion that errors affecting the right to peremptory challenge are not subject to harmless error analysis. None of the federal cases cited in the majority opinion discuss whether the Supreme Court’s retreat from Swain supports a departure from the error per se rule.
After Patterson, the United States Court of Appeals for the Seventh Circuit found structural error arising from the improvident use of a peremptory challenge by the prosecution. United States v Harbin, 250 F3d 532 (CA 7, 2001). Harbin is factually distinguishable from the present case. In Harbin, supra at 547, “[t]he government used that peremptory challenge, presumably for the purpose of obtaining a jury more favorable to the prosecution, on the sixth day of an eight-day trial, at which point [the prosecution] would have had significant opportunity to observe the demeanor of the juror, and to assess whether the alternate juror would be more favorable to its case.” The Harbin court concluded that defendant was denied a fair and impartial jury because the prosecution manipulated
Neither the Michigan Supreme Court nor the United States Supreme Court has found structural error from error that is not of constitutional dimension. Furthermore, errors that require automatic reversal, i.e., “structural errors” have only been applied to certain constitutional errors in a “limited class” of cases. People v Duncan, 462 Mich 47, 51; 610 NW2d 551 (2000), quoting Neder v United States, 527 US 1, 8; 119 S Ct 1827; 144 L Ed 2d 35 (1999), on remand 197 F3d 1122 (CA 11, 1999). The Court in Neder stated several examples of structural error:
“Indeed, we have found an error to be ‘structural’ and thus subject to automatic reversal, only in a ‘very limited class of cases.’ Johnson v United States, 520 US 461, 468; 117 S Ct 1544; 137 L Ed 2d 718 (1997) (citing Gideon v Wainwright, 372 US 335; 83 S Ct 792; 9 L Ed 2d 799 (1963) (complete denial of counsel); Turney v Ohio, 273 US 510; 47 S Ct 437; 71 L Ed 749 (1927) (biased trial judge); Vasquez v Hillery, 474 US 254; 106 S Ct 617; 88 L Ed 2d 598 (1986) (racial discrimination in selection of grand jury); McKaskle v Wiggins, 465 US 168; 104 S Ct 944; 79 L Ed 2d 122 (1984) (denial of self-representation at trial); Waller v Georgia, 467 US 39; 104 S Ct 2210; 81 L Ed 2d 31 (1984) (denial of public trial); Sullivan v Louisiana, 508 US 275; 113 S Ct 2078; 124 L Ed 2d 182 (1993) (defective reasonable-doubt instruction).” [Duncan, supra at 52, quoting Neder, supra at 8.]
The dilution or denial of the right to peremptory challenge has yet to fall under the “limited class of constitutional errors [that] are structural and subject to automatic reversal.” Duncan, supra at 51, citing Neder, supra at 8.
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