Herald Co. v. Eastern Michigan University Board of Regents
Herald Co. v. Eastern Michigan University Board of Regents
Opinion of the Court
I. NATURE OF THE CASE
The Michigan Constitution confers enormous responsibility and authority on the governing boards of public universities: our Constitution grants to boards of public universities the “supervision of the institution and the control and direction of all expenditures from the institution’s funds.” Const 1963, art 8, § 6. In furtherance of this constitutional mandate, our Legislature similarly invests university boards with this significant oversight role. MCL 390.551 et seq.
Consistent with its constitutional and statutory role, the Board of Regents (Board) of Eastern Michigan University (University) investigated expenditures for the president’s residence at the University, and, as part of its investigation, the Board, through one of its members, Jan Brandon, asked an immediate subordinate of the then-president of the University, Vice President of Finance Patrick Doyle, for his written opinion of the president’s role in this project. In furtherance of its investigation, the Board also sought the assistance of an outside-certified public accounting firm, and asked De-loitte & Touche, LLP (Deloitte), to conduct a comprehensive audit relating to the expenditures for the president’s residence. Deloitte ultimately issued a “voluminous and exhaustive”
II. FACTS AND PROCEDURAL HISTORY
As part of the Board’s investigation into alleged overexpenditures for the president’s residence, in the summer of 2003, Jan Brandon, a member of the Board, requested a letter from University Vice President of
On September 10, 2003, Herald sent the Board an FOIA request for documents relating to the construction of the president’s residence. Citing MCL 15.243(l)(m), the Board’s FOIA coordinator provided the following written explanation for the Board’s refusal to provide a copy of the Doyle letter in response to Herald’s FOIA request:
Please be advised that [EMU] has identified one other document which may be within the scope of your September 10,2003 [FOIA] request. The document is a September 3, 2003 letter from Patrick Doyle to EMU Regent Jan Brandon. Pursuant to [MCL 15.243(l)(m)] of the Michigan FOIA, EMU is denying your request for this letter as the letter is a communication/note within the public body EMU of an advisory nature covering other than purely factual material and preliminary to a final agency decision. Further, EMU has determined that in this particular instance the public interest in encouraging frank communications between officials and employees of EMU clearly outweighs the public interest in disclosure.
Thereafter, Herald brought this suit and asked the trial court to review the Doyle letter in camera and order its disclosure. Herald claimed, among other things, that the claimed public interest in encouraging frank communications between public officials and employees did not clearly outweigh the public interest in disclosure
In its response to Herald’s motion, the Board indicated that the Doyle letter was requested by Regent Brandon “to assist her in determining the appropriate course of action for [the Board] to take during the early stages of the controversy,” and that the letter was “used as part of the deliberative process that [the Board] engaged in, through its individual members, to determine its course of action in the University House matter.”
In light of these facts, the Board argued that the Doyle letter should be considered exempt from disclosure under MCL 15.243(l)(m) because it was an advisory communication from a subordinate regarding a superior, prehminary to a “final determination of action” by the Board, and the public interest in encouraging frank communication between officials and employees of the University clearly outweighed the public interest in disclosure.
In the opinion of the Court, Defendant has sufficiently articulated a particularized justification for exemption under [MCL 15.243(l)(m)]. Based on its in camera review of the letter, the Court finds that: (1) the contents are of an advisory nature and cover other than purely factual materials; (2) the communication was made between officials and/or employees of public bodies; and (3) the communication was preliminary to a final agency determination of policy or action.
Although the document contains some “factual material,” it is primarily a summary of events from Doyle’s perspective. Any factual material contained in the letter is not easily severable. Doyle clearly exercised judgment in selecting the factual material, evaluating its relative significance, and using it to facilitate the impact of his opinions. See, Montrose Chemical Corp v Train, 491 F2d 63 (DC Cir, 1974) (Federal Court held that two factual summaries of evidence developed at a hearing before the Administrator of the EPA were exempt under a parallel provision of the federal FOIA). Further, under recent persuasive Michigan authority, a court may determine that a particular document that contains “substantially more opinion than fact” falls within the exemption. Barbier v. Basso, 2000 WL 33521028 [2000 Mich App LEXIS 2560].
The trial court further ruled that the letter was exempt from disclosure under “the parameters set forth in Herald Co, Inc v Ann Arbor Pub Schools”
*192 (1) The letter contains substantially more opinion than fact, and the factual material is not easily severable from the overwhelming majority of the comments: Doyle’s views concerning the President’s involvement with the University House project.
(2) The letter is preliminary to a final determination of policy or action. The communication was between officials of public bodies. The letter concerns [the Board’s] investigation and ultimate determination of what action, if any, would be taken regarding the University House controversy.
(3) The public interest in encouraging frank communications within the public body or between public bodies clearly outweighs the public interest in disclosure. [Herald’s] specific need for the letter, apparently to “shed light on the reasons why a respected public official resigned in the wake of [the University] being caught misleading the public as to the true cost of the President’s house,” or the public’s general interest in disclosure, is outweighed by [the Board’s] interest in maintaining the quality of its deliberative and decision-making process.
(4) [The Board] conducted an investigation and recently published a “voluminous and exhaustive report” concerning its findings regarding the University House project, a copy of which was furnished to [Herald].
This Court denied Herald’s motion for peremptory reversal, but granted its motion for immediate consideration and ordered this appeal to be expedited. This Court also directed the Board to file a copy of the Doyle letter with this Court and the Clerk to “suppress the letter from public view upon receipt.”
III. STANDARD OF REVIEW
Our Supreme Court’s decision in Federated Publications,
Exemptions involving discretionary determinations, such as application of the instant exemption requiring a circuit court to engage in a balancing of public interests, should be reviewed under a deferential standard. We therefore hold that the clearly erroneous standard of review applies to the application of exemptions requiring determinations of a discretionary nature. A finding is “clearly erroneous” if, after reviewing the entire evidence, the reviewing court is left with a definite and firm conviction that a mistake has been made. [Federated Publications, supra at 106-107 (emphasis added).]
Our Supreme Court in Federated Publications emphasized that as trial courts carry out the “public interest balancing,” each case, with its special facts, will implicate “differing public interest considerations.”
That is, some attribute of these records has prompted the Legislature to designate them as subject to disclosure only upon a finding that the public interest in disclosure predominates. [Id].[12 ]
[I]n performing the requisite balancing of public interests, the circuit court should remain cognizant of the special consideration that the Legislature has accorded an exemptible class of records. [Id. at 110.]
Accordingly, the relevant inquiry under Federated Publications is whether the trial court’s ruling constitutes clear error.
IV ANALYSIS
Under federal and state freedom of information acts (FOIAs), the public has a broad right to inspect government documents, and the general policy promoted is one of “full disclosure.” Swickard v Wayne Co Medical Examiner, 438 Mich 536, 543; 475 NW2d 304 (1991). This right to review documents under FOIAs promotes the public interest in good government.
The quality of a governmental decision is only as good as the information that informs it, and, accordingly, it is widely recognized that the public has a strong interest in promoting frank communications between government officials, as evidenced by numerous federal and state laws that contain exemptions for information falling into this category.
One example is the federal FOIA, which contains a broad exemption for “inter-agency or intra-agency memorandums or letters which would not be available by law to a party other than an agency in litigation with the agency....” 5 USC 552(b)(5). The United States Supreme Court articulated the reason for the frank communications exemption:
That Congress had the Government’s executive privilege specifically in mind in adopting Exemption 5 is clear. The precise contours of the privilege in the context of this case are less clear, but may be gleaned from expressions of legislative purpose and the prior case law. The cases uniformly rest the privilege on the policy of protecting the “decision making processes of government agencies,” .... The point, plainly made in the Senate Report, is that the “frank discussion of legal or policy matters” in writing might be inhibited if the discussion were made public; and that the “decisions” and “policies formulated” would be the poorer as a result. As a lower court has pointed out, “there are enough incentives as it is for playing it safe and listing with the wind,” and as we have said in an analogous context, “[h]uman experience teaches that those who expect public dissemination of their remarks may well temper candor with a concern for appearances... to the*196 detriment of the decisionmaking process.” [Nat’l Labor Relations Bd v Sears, Roebuck & Co, 421 US 132, 150-151; 95 S Ct 1504; 44 L Ed 2d 29 (1975) (citations omitted).]
State courts, have expressed similar reasoning. The “deliberative process” exemption to New York’s FOIA “was enacted to foster open and candid discussion among public officials and to protect uninhibited recommendations, made within the family, from being scrutinized by those affected and by the public.” In the Matter of Shaw.
It is not only preferable but imperative that the individual ratings remain private because disclosure would be extremely detrimental to the public interest. A public dissemination of the ratings would temper an honest and free evaluation with fear of reprisals and animosity and deter a proper decision.
In the instant case the rating process provides useful advisory opinions which would become meaningless or nonexistent if the cloak of confidentiality were to be removed. The coaches and officials would hesitate to participate in any rating process which would be made public and any rating madé under such circumstances would reflect more concern for its public acceptance than for its actual truth. The inevitable result would be an interference with the true sportsmanship of scholastic events and a detrimental impact upon the public’s interest and participation in public high school functions. The potential harm to the public interest far outweighs any possible benefit to the single participant. If disclosure is more harmful to the public than nondisclosure is harmful to the person seeking the information, the scales of justice must tip toward*197 nondisclosure. Public welfare is more important than public knowledge. [Shaw, supra at 261-262 (citations omitted; emphasis added).]
B. THE MICHIGAN FRANK COMMUNICATIONS EXEMPTION
Michigan also recognizes that the public has a strong interest in promoting frank communications between government officials.
The Michigan Legislature determined that the public’s interest in promoting frank communications necessary to the proper functioning of government may, at times, outweigh the disclosure policy of the FOIA, and thus included a specific exemption in the FOIA for
[c] ommunications and notes within a public body or between public bodies of an advisory nature to the extent that they cover other than purely factual materials and are preliminary to a final agency determination of policy or action. This exemption does not apply unless the public body shows that in the particular instance the public interest in encouraging frank communication between officials and employees of public bodies clearly outweighs the public interest in disclosure.... [MCL 15.243(l)(m).]
This exemption explicitly recognizes that there are special cases in which nondisclosure better serves the public’s interest in good governance. The exemption forces courts to view the big picture and ask whether the public interest in the disclosure of a particular piece of information may be clearly outweighed by certain decision-making realities in which the disclosure would ultimately frustrate the goal of good governance.
We note also that Michigan’s frank communications exemption is narrower than the federal exemption. The
Therefore, to conduct its analysis under MCL 15.243(l)(m), the trial court will ask and answer these questions: (1) did the public body show that the requested document covers “other than purely factual materials”; (2) did the public body show that the document is “preliminary to a final agency determination of policy or action”; and (3) did the public body “establish that the public interest in encouraging frank communications within the public body or between public bodies clearly outweighs the public interest in disclosure.” Ann Arbor Pub Schools, supra at 274, quoting in part MCL 15.243(l)(m). Herald concedes the first and second points, but challenges the University’s position and the trial court’s ruling on the third point.
C. THE “CLEARLY OUTWEIGHS” STANDARD
1. MICHIGAN
In McCartney,
“The large number of assistants and divisions, the diverse location of the divisions, the vast number of matters under consideration at any given moment, the pressure of court imposed deadlines, and the need to fully consider and evaluate various concerns make it absolutely essential that the Department of Attorney General utilize written memoranda as a means of communication to assist in decision making.
“The release to the public of the internal memoranda of the type at issue in this case would discourage the preparation of such memoranda and would impact negatively on the quality of the department’s decision-making process with detrimental effect on the legal services provided to state agencies as well as on the public’s interest.” [Id. at 734-735.]
This Court, in Favors v Dep’t of Corrections, 192 Mich App 131; 480 NW2d 604 (1991), also applied the clearly outweighs standard. The plaintiff, an inmate, sought to obtain a review form, which was used to determine disciplinary credits. The form contained a sheet used to record the committee’s comments, which were then used to make a final decision. This Court noted:
The comment sheet is designed to allow the committee members to state their candid impressions regarding the inmate’s eligibility for disciplinary credits. Release of this information conceivably could discourage frank appraisals by the committee and, thus, inhibit accurate assessment of an inmate’s merit or lack thereof. [Id. at 135.]
[T]he public interest in encouraging frank communications within the Department of Corrections clearly outweighs the public interest in disclosure of these worksheet forms. The public has a clear interest in encouraging the members of disciplinary credit committees within the department to communicate frankly with a warden with regard to the issue of inmate disciplinary credit, an issue that affects the length of an inmate’s incarceration. The public has a far greater interest in insuring that these evaluations are accurate than in knowing the reasons behind the evaluations. [Id. at 136 (emphasis added).]
When, as here, the public body makes the proper showing that good governance is better served by nondisclosure than by disclosure, it will not be required to release the information. To make the proper showing, the public body must show that the information falls within the frank communications exemption and that nondisclosure clearly outweighs the public’s interest in disclosure.
McCartney demonstrates how and why this balancing of public interests may favor nondisclosure. The goal of the communications in McCartney was the provision of accurate legal advice, undeniably a matter of great importance. Likewise, the nature of the communications, legal advice, is a sensitive subject that normally requires confidentiality. Because the communications in McCartney were of a type generally recognized as requiring confidentiality and were directed toward an important goal, the public interest in nondisclosure greatly outweighed the interest in disclosure. Favors also shows how the specific nature of a communication can justify nondisclosure. If the committee members knew that the inmates would view their comments, they would understandably be less candid in their
2. CALIFORNIA
Another jurisdiction that uses a “clearly outweighs” standard is California. The California FOIA contains a provision the allows a public body to withhold disclosure of a document if “on the facts of the particular case the public interest served by not making the record public clearly outweighs the public interest served by disclosure of the record.” West’s Ann Cal Gov Code 6255. The court analyzed this frank communications exemption in Times Mirror Co.
The answer to these arguments is not that they lack substance, but pragmatism. The deliberative process privilege is grounded in the unromantic reality of politics; it rests on the understanding that if the public and the Governor were entitled to precisely the same information, neither would likely receive it. Politics is an ecumenical affair; it embraces persons and groups of every conceivable interest: public and private; popular and unpopular; Republican and Democratic and every partisan stripe in between; left, right and center. To disclose every private meeting or association of the Governor and expect the decision making process to function effectively, is to deny human nature and contrary to common sense and experience. [Id. (emphasis added).]
Thus, the court held that “the public interest in nondisclosure clearly outweighs the public interest in disclosure.” Id.
3. APPLICATION TO THE DOYLE LETTER
Because the goal of both the FOIA and its exemptions is good government, not disclosure for disclosure’s sake, our Legislature, by placing the frank communications exemption within the FOIA, made the policy judgment that “public welfare is more important than public knowledge.”
The point, plainly made in the Senate Report, is that the “frank discussion of legal or policy matters” in writing might be inhibited if the discussion were made public; and that the “decisions” and “policies formulated” would be the poorer as a result. As a lower court has pointed out, “there are enough incentives as it is for playing it safe and listing with the wind,” and as we have said in an analogous context, “[h]uman experience teaches that those who expect public dissemination of their remarks may well tern-*204 per candor with a concern for appearances ... to the detriment of the decisionmaking process.” [Sears, Roebuck & Co, supra at 150 (internal citations omitted).]
To make Doyle’s letter public would likely hurt, not advance, the public interest. It would, in this context, kill the goose that laid the golden egg, because, to paraphrase the California Supreme Court, if the public and the Board are entitled to receive exactly the same information, then neither would likely receive it. See Times Mirror Co, supra at 1345.
Also important to our decision is the uncontroverted fact that the Board acted in fulfillment, not in derogation, of its constitutional role. That is, the Board investigated and reported to the public, it did not conceal and sweep the issue under the rug.
D. THE "CLEARLY ERRONEOUS” STANDARD OF REVIEW
Because we agree with the trial court that the public interest in protecting frank communications clearly outweighs the interest in disclosure, a fortiori, we conclude that the trial court did not commit clear error by so ruling. And because our Supreme Court instructs us to use the clearly erroneous standard when we review a trial court’s balancing judgment, we hold that the trial court did not clearly err in ruling that the public interest in nondisclosure predominates here. Indeed, the clearly erroneous standard was adopted by our Supreme Court to provide deference to trial courts that engage in precisely the type of balancing of public interests conducted here. Federated Publications, supra at 105-107. There is often a delicate balance between the public interest in disclosure and the public interest in nondisclosure. The trial court must make a careful appraisal of the special circumstances and all relevant facts to ensure that the correct balance is struck.
The United States Supreme Court has given the following description of the application of the clearly erroneous standard of review:
Although the meaning of the phrase “clearly erroneous” is not immediately apparent, certain general principles governing the exercise of the appellate court’s power to overturn findings of a district court may be derived from our cases. The foremost of these principles, as the Fourth Circuit itself recognized, is that “[a] finding is ‘clearly erroneous’ when although there is evidence to support it, the reviewing court on the entire evidence is left with the definite and firm conviction that a mistake has been committed.” This standard plainly does not entitle a reviewing court to reverse the finding of the trier of fact simply because it is convinced that it would have decided the case differently. The reviewing court oversteps the bounds of its duty under [F R Civ P] 52(a) if it undertakes to duplicate the role of the lower court. “In applying the clearly erroneous standard to the findings of a district court sitting without a jury, appellate courts must constantly have in mind that their function is not to decide factual issues de novo.” If the district court’s account of the evidence is plausible in light of the record viewed in its entirety, the court of appeals may not reverse it even though convinced that had it been sitting as the trier of fact, it would have weighed the evidence differently. Where there are two permissible views of the evidence, the fact finder’s choice between them cannot be clearly erroneous. [Anderson v Bessemer City, 470 US 564, 573-574; 105 S Ct 1504; 84 L Ed 2d 518 (1985) (citations omitted; emphasis added).]
Also, in colorful language adopted from the United States Court of Appeals for the Seventh Circuit, the
V RESPONSE TO THE DISSENT
Among the many misstatements, misapprehensions, and mischaracterizations contained in the dissent, the most glaring flaw in the dissent’s reasoning is the dissent’s failure to properly apply the principles regarding the standard of review, enunciated by our Supreme Court in Federated Publications, to the trial court’s role in the balancing of public interests required by MCL 15.243(l)(m). While inaccurately accusing the majority of ignoring the “clearly outweighs” standard to determine when disclosure prevails over nondisclosure, the dissent ignores our Supreme Court’s express review limitations articulated in Federated Publications. That is, our Supreme Court in Federated made it abundantly clear that, not simply in that case, but in any case in which a trial court makes “discretionary determinations” involving “balancing of public interests,” we are not to disturb the trial court’s findings simply because we may disagree (as the dissent clearly does). Rather, we may overrule the trial court only when the trial court “clearly” errs. The dissent overstates the clearly outweighs standard under the FOIA beyond its intended meaning to accomplish the dissent’s purpose of overruling the trial court because it disagrees with the trial court. At the same time, to accomplish the dissent’s purposes here, the dissent relegates our Supreme Court’s mandated “clearly erroneous” standard to
Moreover, the dissent, again inaccurately and unfairly, accuses the trial court and the majority of balancing the public interests and reviewing the trial court’s balancing decision, respectively, contrary to the legislative mandate, by ignoring the language, “in the particular instance.” To support this unfair characterization, the dissent accuses the majority of speculating about facts (which we do not) while the dissent itself speculates about the meaning of some of Doyle’s statements in his letter (speculation that is, in our view, naive).
Again, the dissent is simply wrong. The trial court and this Court each makes its respective ruling with the particular facts of this case at the center of the analysis. Indeed, in its opinion, the trial court said that defendant articulated “a particularized justification.” Further, the trial court specifically details its reasoning and
VI. CONCLUSION
In balancing the public interests, the trial court determined that the Board’s important, constitutional oversight function and investigative role, and thus, the
For all the foregoing reasons, we hold that the trial court properly granted summary disposition in favor of defendant.
Affirmed.
“A board of control shall have general supervision of its institution, the control and direction of all funds of the institution, and such other powers and duties as may he prescribed by law.” MCL 390.553.
Trial Court Opinion and Order, March 12, 2004, p 4.
Plaintiff Herald Company, Inc. (Herald), owns the Ann Arbor News.
Trial Court Opinion and Order, supra, p 4.
The Board also emphasized that the Doyle letter includes “opinions and comments that could reflect on Mr. Doyle’s immediate superior, the University president,” and that if Doyle had known the letter would be made public, “he would he much more likely to be circumspect and cautious in his communication.”
Herald Co, Inc v Ann Arbor Pub Schools, 224 Mich App 266; 568 NW2d 411 (1997).
Unpublished order, entered April 20, 2004 (Docket No. 254712).
Federated Publications, Inc v City of Lansing, 467 Mich 98; 649 NW2d 383 (2002).
Federated Publications, supra at 106.
Id. at 109.
Id.
And, here, with respect to the frank communication exemption, the public interest in frank communication must “clearly outweigh” the
See U S Dep’t of Justice v Reporters Comm for Freedom of Press, 489 US 749, 770-773; 109 S Ct 1468; 103 L Ed 2d 774 (1989).
“In contrast with the universe of public records that are nonexemptible, the Legislature has specifically designated [certain] classes of records as exemptible.” Federated Publications, supra at 109.
See Anno: What constitutes preliminary drafts or notes provided by or for state or local governmental agency, or intra-agency memorandums, exempt from disclosure or inspection under state freedom of information acts, 26 ALR4th 639.
In the Matter of Shaw, 112 Misc 2d 260, 261; 446 NYS2d 855 (1981).
In the context of discovery, Michigan also recognizes a privilege for “ ‘confidential intraagency advisory opinions,’ based on a policy of protecting ‘open, frank discussion’ concerning governmental action.”
McCartney v Attorney General, 231 Mich App 722; 587 NW2d 824 (1998).
Times Mirror Co v Sacramento Co Superior Court, 53 Cal 3d 1325; 283 Cal Rptr 893; 813 P2d 240 (1991).
In the Matter of Shaw, supra at 262.
In a case involving the federal FOIA, the United States Court of Appeals for the District of Columbia held that the availability of the facts in question from another source was a factor weighing against disclosure. “[0]ur case here is to be distinguished from a situation in which the only place certain facts are to be is in the administrative assistants’ memoranda. Here all the facts are in the public record.” Montrose Chemical, supra at 70.
Indeed, arguably, the need for candor is even greater with respect to internal investigations of allegations of wrongdoing than it is for day-today policymaking.
Perhaps this is why our Supreme Court in Federated Publications held that these “determinations of a discretionary nature” should be “reviewed under a deferential standard.” Federated Publications, supra at 107 (emphasis added).
Furthermore, there is a steady stream of FOIA requests made at every level of government, and it would be an inefficient use of judicial resources to require appellate courts to review de novo every challenge.
Federated Publications, supra at 106-107.
Dissenting Opinion
(dissenting). This case arises from the construction of a new official residence, University House, for the president of Eastern Michigan University (the University). Apparently, there was considerable public controversy regarding the expenditures associated with University House, and ultimately the president resigned, perhaps because of this controversy. In any event, it is clear from the record that University Regent Jan Brandon wrote a letter to Patrick Doyle, the University’s vice president for finance, asking Mr. Doyle to address several questions relating directly or indirectly to the construction of University House. On September 3, 2003, Mr. Doyle responded by letter, and it is this communication (the Doyle letter) that is at issue here. Plaintiff Herald Company
I respectfully dissent from the majority’s opinion. In construing the frank communications exemption of the
I. OVERVIEW: ACCOUNTABILITY AND THE PROCESS OF GOVERNING
Chess is a game of complete information.
The game of poker is more analogous to real life than is the game of chess, which may account for poker’s significantly greater popularity. As individuals within a larger society, we rarely have exactly the same information and almost never do we have all the information that exists. The decisions that we make, therefore, may depend as much on past experience, on intuition, on context, and on our own value systems as they do on factual information.
The process of governing is a real life exercise and, while it is most certainly not a game, it is an exercise characterized by partial information. Rarely do individual citizens have the same information about governmental decisions. Almost never do such citizens have all the information that exists. In part, this is inevitable. Although the direct democracy of the town meeting still exists in a few areas, we now largely function within a representative form of government in which elected and appointed officials make decisions on our behalf without our participation and, indeed, often without our knowledge.
Nonetheless, as citizens we must be able to hold our elected and appointed officials accountable for the decisions that they make on our behalf. Accountability, in turn, depends on information; we cannot make an informed judgment about whether a decision of a gov-
The first section of the FOIA spells out a policy that would appear to be premised upon the concept of perfect information:
It is the public policy of this state that all persons, except those persons incarcerated in state or local correctional facilities, are entitled to full and complete information regarding the affairs of government and the official acts of those who represent them as public officials and public employees, consistent with this act. The people shall be informed so that they may fully participate in the democratic process.[6 ]
The mechanisms of the FOIA, however, do not actually result in the provision of full and complete information in all instances. Section 13
This was a deliberate, reasoned policy choice and one to which we in the judiciary should, in the process of judicial review, defer. In my view, the majority here
II. THE FRANK COMMUNICATIONS EXEMPTION
Section 13(l)(m)
The “necessary showing” requirement is, however, another matter. Section 13(l)(m) states that “[tjhis exemption does not apply unless the public body shows that in the particular instance the public interest in encouraging frank communication between officials and employees of public bodies clearly outweighs the public interest in disclosure.” (Emphasis supplied.) Thus, the public body claiming exemption must show with particularity how the public interest in encouraging frank communications clearly outweighs the overall public interest in disclosure.
It follows that it is not enough to state that there is a public interest in the nondisclosure of communications and notes within a public body or between public bodies that contain other than purely factual materials and that are preliminary to a final agency determination of policy or action. The Legislature has already made such a determination and it is a given. Merely repeating that given advances the analysis not at all. The issue here is whether the interest in nondisclosure clearly outweighs the competing interest in disclosure in this particular instance. In my view, the majority skirts this issue, in the process conflating two considerably different standards of review.
The majority states in its section on the standard of review that the applicable standard is whether the trial court’s ruling constitutes clear error. Curiously, later in its analysis the majority revisits the standard of review. In its later analysis, the majority refers to Federated Publications to bolster its position that “the clearly erroneous standard was adopted by our Supreme Court to provide deference to trial courts that engage in precisely the type of balancing of public interests conducted here.” Ante at 205.
This is simply inaccurate, factually and logically. Federated Publications did not deal at all with the frank communications exemption nor with its explicit “clearly outweighs” standard. Rather, Federated Publications dealt with the FOIA exemption applicable to personnel records of a law enforcement agency.
More broadly, there are three general categories of appellate review: de novo, clear error, and abuse of discretion. Federated Publications discussed the first two of these categories. It noted that the Supreme Court had, in some instances and without elaboration, applied a standard of review de novo to FOIA cases.
Federated Publications does hold, squarely, that “the clearly erroneous standard of review applies to the application of exemptions requiring determinations of a discretionary nature” and that “[a] finding is clearly erroneous if, after reviewing the entire evidence, the reviewing court is left with the definite and firm conviction that a mistake has been made.”
The majority, however, is not satisfied with this reasonably straightforward standard and quotes People v Cheatham,
Beyond that, however, is the fact that the majority has in essence conflated the clearly erroneous standard with the abuse of discretion standard. Federated Publications did not discuss the abuse of discretion standard and, clearly, it has no application to FOIA cases. At its core, the abuse of discretion standard recognizes that in some circumstances a trial court is in a better position to make certain factual determinations and is therefore to be accorded considerable deference as “an acknowledgment of the trial court’s extensive knowledge of the facts and that court’s direct familiarity with the circumstances . .. .”
There were no credibility determinations involved in the trial court’s decision here. While the trial court reviewed the Doyle letter in camera, so have we. If there were other “multiple factors” that influenced the trial court’s balancing process, those factors are not discern-able from the trial court’s opinion or from the record in this case. By conflating the clearly erroneous standard with the abuse of discretion standard and, in essence, applying the latter, the majority has made the trial court’s decision virtually unreviewable. This is a far cry from a standard that requires us, in order to reverse, to review the entire evidence and come to a definite and firm conviction that the trial court has made a mistake. The deference that is due the trial court’s decision is the deference that flows from a careful review of the evidence and from a reasoned analysis of that decision, no more and no less. I suggest that it is this review that we should be conducting in this case. I further suggest that this is not the review that the majority has conducted.
IV THE “PARTICULAR INSTANCE” OF THIS CASE
A. THE MAJORITY’S VIEW
The majority addresses the particularized circumstances of this case in one very specific instance and then in a series of very broad statements. Specifically, the majority notes that the University’s Board of Regents honorably discharged its obligations. Presumably, the majority here refers to the undisputed fact that the University ultimately released a comprehensive report by the independent auditing firm that investigated the University House controversy. I agree that the University acted responsibly and in good faith in releasing this
The majority then offers a series of generalized policy statements in support of its view. (For example, “The natural human tendency to ‘circle the wagons’ or ‘play it safe,’ coupled with apprehension of retaliation if the written opinion is made public would, we fear, deprive the Board of an important perspective .... ” Ante at 203.) Ostensibly, these statements are related to the situation that the University’s Board of Regents faced here. However, these generalized concerns do not actually relate to the particular circumstances of this case; in fact, they express an overall view on proper public policy not with respect to this instance, but to future instances. But speculation about what may occur in the future is not our task when construing the frank communications exemption of the FOIA. By the language of that exemption, our task is to confine our inquiry to the “particular instance” of this case. If we limit our inquiry to the facts as they exist here, then I am at a loss to understand how the public interest in
B. THE FACTS AS THEY EXIST HERE
The majority acknowledges, in passing, that the matter here involves the “administration’s expenditure of public funds.” To me, this fact is central to our consideration of this case. We are not dealing here, as we were in McCartney v Attorney General,
The majority’s opinion keeps the Doyle letter, a document that was highly critical of the president, hidden from public view. It posits, in my view, a false
The second fact central to our consideration of this case is that it is apparent that Mr. Doyle had decided to retire well before he wrote his letter to Regent Brandon and, as the trial court noted in its opinion, Mr. Doyle resigned several days after he wrote that letter. The majority’s concern that a high level administrator such as Mr. Doyle might be “naturally reluctant” to give his candid opinion of the “highest ranking official in the administration, the president, his immediate superior, whose favor he needs for job security,” ante at 203, is thus absolutely unfounded. Mr. Doyle could have no fears about his future job security, or about the president’s “favor,” because he had already decided to retire. Further, he had made that decision known to the president months before he penned his letter to Regent Brandon.
In my view these facts determine the outcome in this case, for they exemplify precisely the sort of circum
I first note that the issue of access to a Governor’s appointment schedule simply could not arise in Michigan as the definition of a “public body” “does not include the governor or lieutenant governor, the executive office of the governor or lieutenant governor, or employees thereof.”
The New York decision in In the Matter of Shaw
V THE MAJORITY’S RESPONSE TO THIS DISSENT
The majority responds to my dissent in this case and I will do similarly, briefly. The majority’s response commences with the charge that there are “many misstatements, misapprehensions, and mischaracter-izations contained in the dissent....” Ante at 207. Such alliterative ruffles and flourishes neither require nor deserve a response. The majority’s view and my own are set out in the language of our respective opinions and I am content to let the chips fall where they may.
The second component of the majority’s view appears to stem from the rather common-sense observation in Federated Publications that “[i]n contrast with the universe of public records that are non-exemptible, the Legislature has specifically designated these classes of records as exemptible.”
In short, I do not see the conflict in emphasis on which the majority seizes. To me, the process is rather simple. Under Federated Publications, we are to review a lower court’s decision under a “clearly erroneous” standard. Under the language of the frank communications exemption, that review necessarily involves a special inquiry into whether the public interest in encouraging frank communications “clearly outweighs” the public interest in disclosure. The second inquiry is just as important as the first and neither can be disregarded. Indeed, in my view at least, the two inquiries constitute a seamless whole.
In this regard, the majority states that I disagree with the trial court’s findings. Indeed, I do. But I do not simply disagree. After reviewing the entire evidence, I am left with the definite and firm conviction that the trial court made a mistake. As set out below, that mistake was in ignoring the special “clearly outweighs” standard contained in the frank communications exemption and thereby ignoring the fact that, with re
VI. CONCLUSION
In its conclusion, the majority states:
In balancing the public interests, the trial court determined that the Board’s important, constitutional oversight function and investigative role, and thus, the public interest in good government, would be better served by nondisclosure rather than disclosure of the Doyle letter. In so finding, the trial court did not clearly err. [Ante at 210-211.]
I see nothing in the trial court’s opinion referring to the “important, constitutional oversight function and investigative role” of the University’s Board of Regents. However, I do agree that the trial court found in essence that nondisclosure of the Doyle letter would better serve the public than would disclosure. And it is for that precise reason that the trial court’s decision was clearly erroneous.
In its opinion, the trial court reached a general conclusion: “The public interest in encouraging frank
Plaintiffs specific need for the letter, apparently to “shed light on the reasons why a highly respected public official resigned in the wake of EMU being caught misleading the public as to the true cost of the President’s house,” or the public’s general interest in disclosure, is outweighed by Defendant’s interest in maintaining the quality of its deliberative and decision-making process.
Obviously, the trial court was aware of the “clearly outweighs” standard. However, when analyzing the particular instance of the Herald Company’s FOIA request, it ignored that standard. Rather, the trial court simply balanced the interest in nondisclosure against the interest in disclosure and came down on the University’s side. In so doing, the trial court failed to recognize that, under the FOIA’s frank communications exemption, the interest in nondisclosure and the interest in disclosure do not stand on equal footing. With respect to this particular exemption, the Legislature has weighted the scales in favor of disclosure. Ignoring this legislative policy decision is the very definition of clear error.
The majority commits the same error. It states that, “[w]hen, as here, the public body makes the proper showing that good governance is better served by nondisclosure rather than by disclosure, it will not be required to release the information.” Ante at 200. Like the trial court, the majority is obviously aware of the “clearly outweighs” standard. Indeed, it quotes that standard in its very next sentence. Like the trial court,
In my view, this error is profound. The majority reaches the astounding conclusion that in Michigan the “public welfare” — defined without regard to the particular circumstances of this case — is more important than public knowledge. If this is the law of this state, then the Legislature’s broad policy decisions in the FOIA and its carefully tuned implementing mechanisms are without meaning. In the process, a narrowly tailored exemption from the broad sweep of the act will have swallowed the overall rule. Within the context of the frank communications exception, this consigns our citizens to the receipt of only that information that the public body determines it is safe, according to its definition of the public welfare, to release. I cannot agree that this is the result the Legislature intended. I would reverse and remand.
Doing business as Booth Newspapers, Inc., and the Ann Arbor News.
MCL15.243(l)(m).
MCL 15.231 et seq.
MCL 15.231(2).
McManus, Positively Fifth Street: Murderers, Cheetahs, and Binion’s World Series of Poker (New York: Farrar, Straus & Giroux, 2003).
MCL 15.231(2) (emphasis supplied).
MCL 15.243.
See, for example, Detroit Free Press, Inc v Dep’t of Consumer and Industry Services, 246 Mich App 311, 315; 631 NW2d 769 (2001) ("The exemptions in the FOIA are narrowly construed, and the party asserting the exemption bears the burden of proving that the exemption’s appli
See, for example, Detroit Free Press v City of Warren, 250 Mich App 164, 168-169; 645 NW2d 71 (2002) (“Under [the] FOIA, citizens are entitled to obtain information regarding the manner in which public employees are fulfilling their public responsibilities.”); Manning v East Tawas, 234 Mich App 244; 593 NW2d 649 (1999) (the FOIA is a manifestation of the state’s public pohcy recognizing the need that pubhc officials be held accountable for the manner in which they perform the duties); Thomas v New Baltimore, 254 Mich App 196, 201; 657 NW2d 530 (2002) (the FOIA was enacted “recognizing the need for citizens to be informed so that they may fully participate in the democratic process and thereby hold public officials accountable for the manner in which they discharge their duties”).
MCL 15.243(l)(m).
Federated Publications, Inc v Lansing, 467 Mich 98, 109; 649 NW2d 383 (2002).
Note that the standard of review in question here is at the appellate level. At the trial court level, the FOIA explicitly states that the court “shall determine the matter de novo and the burden of proof is on the public body to sustain its denial.” MCL 15.240(4).
MCL 15.243(l)(s)(ix).
Federated Publications, supra at 105-106 n 4, citing Bradley v Saranac Community Schools Bd of Ed, 455 Mich 285, 293; 565 NW2d 650 (1997), and Herald Co v Bay City, 463 Mich 111, 117; 614 NW2d 873 (2000).
Federated Publications, supra at 106.
Id. at 107.
People v Cheatham, 453 Mich 1, 30, n 23; 551 NW2d 355 (1996), quoting Parts & Electric Motors v Sterling Electric, Inc, 866 F2d 228, 233 (CA 7, 1988).
Cheatham, supra at 30.
People v Babcock, 469 Mich 247, 270; 666 NW2d 231 (2003).
Montrose Chemical Corp of California v Train, 160 US App DC 270; 491 F2d 63 (1974).
McCartney v Attorney General, 231 Mich App 722; 587 NW2d 824 (1998).
Favors v Dep’t of Corrections, 192 Mich App 131; 480 NW2d 604 (1991).
I also note that the Legislature has effectively dealt with the fear that employers will retaliate against employees, including public employees with the exception of those in the state classified service, who report violations or suspected violations of laws, regulations, or rules through the enactment of the Whistleblowers’ Protection Act, MCL 15.361 et seq.
Times Mirror Co v Sacramento Co Superior Court, 53 Cal 3d 1325; 283 Cal Rptr 893; 813 P2d 240 (1991).
Id. at 1345.
MCL 15.232(d)(1).
In the Matter of Shaw, 112 Misc 2d 260; 446 NYS2d 855 (1981).
Id.
Id. at 262.
See Federated Publications, supra.
Federated Publications, supra at 109.
Id.
Id. at 110.
The majority also refers to the University as a “constitutionally mandated board.” The University is specifically mentioned in Const 1963, art 8, § 4 and is covered by art 8, § 6. But, for example, the Civil Eights Commission is also a constitutionally created entity. See Const 1963, art 5, § 29. Yet, no court, to my knowledge, has concluded that the commission enjoys any special or unique status with respect to the application of the FOIA. Nor, in my view, does the University enjoy any such status.
The majority also states, inferentially, that I have speculated on “(1) why Doyle wrote what he did; (2) when he wrote the letter; (3) whether Doyle is credible to the Board in his opinions; (4) how the Board may have judged his credibility, reliability, or sincerity; or (5) what the Board may have known about the relationship between Doyle and the University president and how this affected its decision regarding further investigations.” Ante at 210. Try as I have, I can find no such speculation in my dissent. The majority here perhaps engages in the informal, but material, fallacy of tu quoque-. meeting criticism with the argument that the other person engages in the very conduct he or she is criticizing. I have indeed suggested that the majority is speculating about the policy effect of future events. The statement that I myself have done the same is, to put it gently, without any foundation, at least that I can find, in the words of my dissent.
Reference
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- Herald Company, Inc v. Eastern Michigan University Board of Regents
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