People v. Walker
People v. Walker
Opinion of the Court
This case is before us on remand from the Michigan Supreme Court for reconsideration of defendant’s Confrontation Clause claim in light of Davis v Washington,_US_; 126 S Ct 2266; 165 L Ed 2d 224
I. FACTS
The underlying facts of this case were set forth in our earlier opinion as follows:
This case steins from a domestic assault in which defendant beat his live-in girlfriend repeatedly with a stick and threatened her with a gun. The couple had been living together for several years and had a son together. The victim told police that after the couple had an argument on the evening of October 18, 2002, defendant forced her to lie on the bed on her stomach while he beat her with white sticks on her back, buttocks, legs, and arms. He then pointed a handgun at her and told her he would “blow her back out” if she moved. The beatings continued until early the next morning. The victim escaped at approximately*60 9:00 a.m. by jumping from a second-story balcony while defendant was sleeping. She ran to the home of a neighbor, who called 911.
The police arrived within a few minutes. Because the victim was upset, the neighbor wrote out her statement of what happened. The victim accompanied the police to the couple’s home, where the police found three white sticks and a handgun. Defendant was not at the home, but was located and arrested a short while later. [People v Walker, 265 Mich App 530, 532; 697 NW2d 159 (2005).]
II. ISSUE
At issue on remand is the admissibility of hearsay statements, including statements made during the 911 call, the victim’s statement recorded in writing by the neighbor, and the victim’s statements to the police.
III. ANALYSIS
The Confrontation Clause of the Sixth Amendment bars the admission of “testimonial” statements of a witness who did not appear at trial, unless the witness
The Court in Davis, and the companion case of Hammon v Indiana, has since further defined the demarcation between “testimonial” and “nontestimo-nial” hearsay in evaluating statements made to law enforcement personnel during a 911 call or at a crime scene:
Without attempting to produce an exhaustive classification of all conceivable statements — or even all conceivable statements in response to police interrogation — as either testimonial or nontestimonial, it suffices to decide the present cases to hold as follows: Statements are nontesti-monial when made in the course of police interrogation under circumstances objectively indicating that the primary purpose of the interrogation is to enable police assistance to meet an ongoing emergency. They are testimonial when the circumstances objectively indicate that there is no such ongoing emergency, and that the primary purpose of the interrogation is to establish or prove past events potentially relevant to later criminal prosecution. [Davis, supra at 2273-2274.]
Like this case, Davis involved the admission of a recording of a 911 call in which the caller, Michelle McCottry, indicated that she had been assaulted by her
In this case, as the Court did in Davis, we must address the admissibility of hearsay statements occurring in various contexts, including statements made during a 911 call, the victim’s statement recorded in writing by the neighbor, and her statements to the police. As noted in our earlier opinion, defendant challenged the statements generally and did not distinguish between the victim’s oral statements to her neighbor, her statement recorded in writing by the neighbor, and her statements to the police. Walker, supra at 536 n 3. Nonetheless, for purposes of analysis under the standards set forth in Davis, the statements in these contexts must be distinguished and analyzed accordingly.
Police interrogations, such as that at issue in Crawford, “solely directed at establishing the facts of a past crime, in order to identify (or provide evidence to convict) the perpetrator,” fall squarely within the class of testimonial hearsay subject to the Confrontation Clause. Davis, supra at 2276. “A 911 call, on the other hand, and at least the initial interrogation conducted in connection with a 911 call, is ordinarily not designed primarily to ‘establis[h] or prov[e]’ some past fact, but to describe current circumstances requiring police assistance.” Id.
In this case, as in Davis, the 911 call, objectively considered, was a call for help, such that the statements elicited were necessary to resolve the present emergency, rather than learn what had happened in the past to establish evidence of a crime. Id. 2276-2277. The victim appeared at her neighbor’s home, crying and shaking and seeking help in response to an alleged beating. She had reportedly escaped from defendant by jumping from a second-story balcony. The 911 call made by the neighbor was a call for help, as indicated at the outset of the call:
[iOperator]: Farmington Hills Police, Halsted. Hello?
[Neighbor]: Um, hi. I have — Come in here Dorothy and sit down. A neighbor just came down to my house and she can’t go hack home she says she’s been beaten up and she can’t even remember her address right now and I’m looking it up in my directory. We live on Muer Cove at Thirteen and Drake.
[Operator]: Is she all right? Does she need medical help?
[Neighbor]: You think you need medical help right now? She’s really bruised up and she’s really upset and shaking. I don’t think she needs — Do you feel like you need to go to the hospital? She says she has to leave and she can’t go home.
Although in Davis the Court recognized that the questioning in a 911 call could evolve into eliciting testimonial statements and that unduly prejudicial portions of otherwise admissible evidence should be redacted by the trial court, id., defendant raised no such argument in this case. On the record before us, we find no error in the admission of the 911-call evidence.
B. WRITTEN STATEMENT AND STATEMENTS TO POLICE
Unlike those in the 911 call, the victim’s statement recorded in writing by her neighbor and the victim’s statements to the police at the scene are more akin to the statements in Hammon, which the Davis Court found inadmissible under the Confrontation Clause. In response to the 911 call, the police arrived at the neighbor’s home. Although the victim was still visibly upset, we are constrained to conclude that the police questioning at this point was investigatory in nature.
IV HARMLESS ERROR
We cannot conclude that the error in this case was harmless. Because defendant failed to preserve his Confrontation Clause claim, we review the error under the standard for unpreserved constitutional error.
To avoid forfeiture under the plain error rule, three requirements must be met: 1) error must have occurred, 2) the error was plain, i.e., clear or obvious, 3) and the plain error affected substantial rights. The third requirement generally requires a showing of prejudice, i.e., that the error affected the outcome of the lower court proceedings. “It is the defendant rather than the Government who bears the burden of persuasion with respect to prejudice.” Finally, once a defendant satisfies these three requirements, an appellate court must exercise its discretion in deciding whether to reverse. Reversal is warranted only when the plain, forfeited error resulted in the conviction of an actually innocent defendant or when an error “ ‘seriously affect[ed] the fairness, integrity or public reputation of judicial proceedings’ independent of the defendant’s innocence.” [Carines, supra at 763, quoting United States v Olano, 507 US 725, 734, 736-737; 113 S Ct 1770; 123 L Ed 2d 508 (1993) (citations omitted).]
We cannot conclude that the improper admission of the victim’s statement recorded by the neighbor and her statements to the police during their investigation was not outcome determinative.
However, given the limited record before us, we remand this case to the trial court to determine whether defendant is properly subject to a charge of any alternative or lesser-included offense, e.g., domestic assault, that may be pursued by the prosecution on the basis of the admissible evidence and the proceedings of record.
Reversed and remanded for further proceedings consistent with this opinion. We do not retain jurisdiction.
The facts are repeated for purposes of our discussion of the issue on remand. We express no opinion with regard to the admissibility of particular factual evidence.
The victim was not present at the trial.
Miranda v Arizona, 384 US 436; 86 S Ct 1602; 16 L Ed 2d 694 (1966).
See Davis, supra at 2279 (initial inquiries by police responding to a domestic dispute may produce nontestimonial statements in necessarily determining the parties involved and the threat to the safety of both the police and the victim).
In its brief on remand, the prosecution essentially concedes that the written statement is testimonial under Davis.
Although not directly at issue in our earlier opinion, testimony by the neighbor concerning the victim’s oral statements after the 911 call must also be deemed testimonial and, thus, inadmissible.
The prosecution argues that defendant should nevertheless be denied relief on the basis of forfeiture by wrongdoing, Davis, supra at 2280; however, we find no basis for a forfeiture claim on the record before us.
Defendant was scheduled to testify, hut he failed to appear on the final day of trial. The defense presented no testimony. Defendant was convicted in absentia.
If the prosecution does not pursue this matter on remand to the trial court, further proceedings will be unnecessary.
Concurring Opinion
(concurring). I agree with the majority’s conclusion and scholarly analysis under Davis and Hammon
The majority concludes that “[b]ecause defendant failed to preserve his Confrontation Clause claim, we review the error under the standard for unpreserved constitutional error.” Ante at 65, citing People v Carines, 460 Mich 750, 764; 597 NW2d 130 (1999). I would
Given the importance placed on the Confrontation Clause by Justice Scalia in Crawford, I am concerned that harmless error review is inappropriate. However, the Court did not directly speak to the applicable standard of review in Crawford or Davis, and we must therefore rely on existing Supreme Court precedent addressing the varied standards of review for constitutional errors. Here, because this error is not structural, but rather is “trial error,” in that it “occurred during presentation of the case to the jury,” we are bound to review it following the harmless error standard. Arizona v Fulminante, 499 US 279, 306-307; 111 S Ct 1246; 113 L Ed 2d 302 (1991). See also Washington v Re-cuenco, _US_; 126 S Ct 2546, 2551; 165 L Ed 2d 466 (2006); United States v Gonzalez-Lopez,_US_; 126 S Ct 2557, 2564; 165 L Ed 2d 409 (2006). I believe this is an issue the Supreme Court ought to address further; there is an apparent gap between the importance of the Confrontation Clause in Crawford and its consignment to harmless error review by the division between structural error and trial error.
However, in the instant case I agree with the majority; under any analysis, this error was not harmless.
Davis v Washington,_US_; 126 S Ct 2266; 165 L Ed 2d 224 (2006), which includes the companion case of Hammon v Indiana.
Reference
- Full Case Name
- People v. Walker (On Remand)
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- Published