People of Michigan v. Floyd Ray Pennington
People of Michigan v. Floyd Ray Pennington
Opinion
*455 Following a bench trial, defendant appeals his convictions of second-degree murder, MCL 750.317 ; 1 being a felon in possession of a firearm *456 (felon-in-possession), MCL 750.224f ; and possession of a firearm during the commission of a felony (felony-firearm), MCL 750.227b. Defendant was sentenced as a second-offense habitual offender, MCL 769.10, to concurrent prison terms of 46 years and 8 months to 56 years for the second-degree murder conviction and 1 to 5 years for the felon-in-possession conviction, to be served consecutively to a 5-year term of imprisonment for the felony-firearm conviction. For the reasons set forth in this opinion, we affirm defendant's convictions but remand for resentencing before a different judge.
I. FACTS
Defendant's convictions arose from the December 24, 2013 shooting death of the victim, James Buckman, Jr., in the driveway of Great Lakes Power & Equipment (Great Lakes). It is undisputed that defendant shot the victim during a verbal altercation and caused Buckman's death. A witness, Mark Mosed, testified that at the time the victim was shot, he saw defendant pointing a gun out the window of defendant's truck. Mosed removed the gun from defendant's hand, but then gave the gun back to defendant and told him to leave. Another witness, Robert Okun, observed the escalating verbal altercation between defendant and the victim. Okun thought that he heard defendant threaten the victim by saying, "I will kill you, if you touch my dog." Okun denied hearing the victim threaten defendant, but testified that he heard the victim call "someone" a "white trash hillbilly." Although Okun did not see defendant's reaction to the slur, he testified that he heard two gunshots thereafter.
After defendant's arrest, he gave a statement to the police claiming that he shot the victim because the victim was coming at him with a gun. A surveillance *457 camera located on Great Lakes' property captured much of the encounter, and defendant's statement was inconsistent with the events depicted in the video, which revealed that at the time the victim was shot, he was standing with his arms at his side and had nothing in his hands. At trial, defendant asserted that the evidence established that he acted in self-defense. Alternatively, defendant argued that at most, he was guilty of voluntary manslaughter. The trial court rejected defendant's self-defense theory and found him guilty of second-degree murder and the firearm charges.
II. ANALYSIS
A. PRELIMINARY EXAMINATION TRANSCRIPT
On appeal, defendant first argues that, during trial, the court improperly *724 reviewed testimony from his preliminary examination transcript. We disagree. 2
During trial, the prosecutor attempted to impeach Mosed with inconsistent testimony Mosed gave at defendant's preliminary examination with regard to the distance between defendant and the victim before the shooting. The following exchange occurred on the record at trial:
The Court : I'm sorry. Hold on. One moment.
Mr. Anderson [prosecutor]: Yes, Judge.
*458 The Court : They have this thing now where they don't put preliminary exam transcripts in the file. So I don't have preliminary exam transcripts readily available. I'll get it [-] hold on. I just have to log into the computer. So just give me one moment.
* * *
The Court : You may continue.
[ Mr. Anderson ]: Do you recall testifying at a preliminary examination that was held on April 9th, 2014?
[ Witness ]: Yes, sir.
[ Mr. Anderson ]: In front of the Honorable Judge Joseph Baltimore in this building?
[ Witness ]: Yes, sir.
[ Mr. Anderson ]: Okay. And do you recall being asked the question-
The Court : Line, page, please.
Mr. Slameka [defense counsel]: Page and line, please, Judge.
Mr. Anderson : I'm sorry. I'm on Page 23.
Mr. Slameka : Thank you.
Mr. Anderson : That would be Lines 14 through 16. Excuse me.
The Court : I'm sorry? Hold on.
[ Mr. Anderson ]: I'm sorry. To set this question up, we probably have to go back to Line 3. Do you recall being asked this question....
Relying on
People v. Ramsey
,
In
Ramsey
, the trial court, sitting as the trier of fact, reviewed the transcript of the preliminary examination
*459
testimony of the complainant.
Defendant argues that his convictions must be reversed because he was denied the effective assistance of counsel. We disagree. 5
"To prevail on a claim of ineffective assistance of counsel, a defendant bears a heavy burden to establish that (1) counsel's performance was deficient, meaning that it fell below an objective standard of reasonableness, and (2) but for counsel's error, there is a reasonable probability that the outcome of the defendant's trial would have been different."
People v. Solloway
,
Defendant first argues that defense counsel was ineffective for failing to engage in plea negotiations. The subject of a plea agreement was briefly addressed at defendant's arraignment and final conference. When the court inquired whether plea negotiations were possible, the prosecutor advised the court that no plea offers had been made to defendant, but that the prosecutor was available to discuss plea offers after the arraignment. Defense counsel stated that he could not do so that day because he was in trial in another courtroom, but that he would speak with the prosecution about it on another day. At the Ginther 6 hearing, defense counsel testified that he approached the prosecutor *461 "probably four or five times about a plea" and that the prosecution was unwilling to offer a plea to reduced charges. The prosecutor testified that he could not recall if he ever spoke to defense counsel about a plea bargain or if he ever told defense counsel that no plea offers would be made.
Defense counsel further testified at the Ginther hearing that after defendant's arrest, he interviewed defendant five to six times while he was at the county jail. According to defense counsel, during every visit, the subject of a plea was discussed, *726 but defense counsel understood by defendant's continued insistence that he was going to trial to pursue a self-defense theory that defendant was not interested in a plea. Although defendant denied that his counsel discussed the possibility of a plea, the trial court found that defendant's testimony was not credible because he testified that his attorney came to see him only twice, while the jail records were consistent with defense counsel's testimony that he had met with defendant on five or six occasions.
Given this evidence and the trial court's credibility determination, defendant has failed to meet his burden of establishing that defense counsel's performance fell below an objective standard of reasonableness.
Further, even assuming that defense counsel unreasonably failed to initiate plea negotiations with the prosecutor's office, defendant has not established prejudiced. "As at trial, a defendant is entitled to the effective assistance of counsel in the plea-bargaining process."
People v. Ginther
,
*462
Lafler v. Cooper
,
Defendant also argues that his counsel was ineffective for failing to adequately inform him about the strength of his case, the nature of the charges against him, and the consequences of a guilty plea to the charges. He contends that as a result of these failings, he was unable to make an informed choice about whether to proceed to trial.
Conflicting testimony was presented at the Ginther hearing regarding the exchange of information between defendant and his counsel. Defense counsel claimed that he spoke with defendant about the legal issues in the case, the burden of proof, and the difficulty of arguing self-defense given that the victim never produced a weapon. Defense counsel further testified that he did explain that the trier of fact could reach a verdict of second-degree murder. Defense counsel admitted that he never showed defendant the surveillance video, but he asserted that he explained the video's content to defendant and that defendant had never asked to see it. When asked if it would have been important for defendant to see the video, defense counsel replied, "He was there when it happened."
*463 Defense counsel also stated that defendant told him "exactly what the video showed." Defense counsel agreed that defendant's statement to the police contradicted what the surveillance video showed and that the false exculpatory statement was damaging. When asked if he explained to defendant the penalties for the various charges, defense counsel testified that it was not necessary to do so because defendant told him what the penalties were. Defense counsel did inform defendant that the penalties were "pretty egregious."
*727 By contrast, defendant testified that defense counsel explained that the charge was open murder but defendant denied that his counsel explained what the prosecutor was required to prove for a conviction. Defendant further asserted that his counsel never explained his chances of success or the sentences he faced if convicted of the charged offenses or any lesser offenses. Defendant acknowledged that it was commonly known that a first-degree-murder conviction could result in life in prison. According to defendant, although he asked, defense counsel never showed him the surveillance video or described its contents. Defendant testified that he did not actually see the video until after his convictions, and he claimed that if he had seen it before the trial, he would have insisted that defense counsel pursue plea negotiations. Defendant claimed that because his counsel failed to spend sufficient time with him, there was never an opportunity to request that counsel pursue plea negotiations. As noted earlier, however, the trial court concluded that defendant's testimony was not credible.
Accordingly, we conclude that defendant has failed to establish ineffective assistance of counsel. Defendant's assertion that he lacked sufficient information to make meaningful decisions related to seeking a plea *464 had little bearing on the outcome in light of his consistent position that he felt threatened and had acted in self-defense. At the Ginther hearing, by which time defendant had seen the surveillance video, defendant continued to assert that he acted in self-defense. This testimony again bolstered defense counsel's testimony that defendant was unwilling to consider a plea. Further, defendant's testimony undermined the credibility of his assertions that had he been adequately advised by his attorney, he would have insisted that his counsel pursue plea negotiations. In light of defendant's continued assertions that he was innocent because he allegedly acted in self-defense, it is unlikely that more information would have prompted defendant to insist that his counsel initiate plea negotiations.
Accordingly, we are not left with a definite and firm conviction that the trial court erred when it found that defendant failed to show prejudice stemming from his counsel's allegedly deficient performance.
C. LESSER INCLUDED OFFENSE
Next, defendant argues that the trial court erred by failing to consider the lesser included offense of manslaughter and convicting him instead of second-degree murder. We disagree. 7
"Manslaughter is a necessarily included lesser offense of murder."
People v. Gillis
,
The court did consider this charge, but properly rejected it because the evidence did not show adequate provocation. "The determination of what is reasonable provocation is a question of fact for the factfinder."
People v. Pouncey
,
Therefore, the trial court did not err when it failed to find defendant guilty of manslaughter.
D. SENTENCING
Defendant requests that his sentence be vacated and that his case be remanded to a different judge. He *466 asserts that the trial court sentenced him pursuant to a blanket policy of imposing sentences at the top of the guidelines range on defendants who exercise their right to a trial rather than plead guilty. Defendant did go to trial and did receive the highest sentence that could be imposed within the range recommended by the guidelines.
In
People v. Smith
, unpublished per curiam opinion of the Court of Appeals, issued November 22, 2016 (Docket No. 328477)
In this case, the trial court sentenced defendant pursuant to its "practice" of sentencing defendants "to the top of your guidelines" following a jury trial. According to the court, the purpose of its practice is "not to punish people for exercising their right to go to trial," but to "reward[ ] people who accept-who accept responsibility for their behavior and plead guilty in advance of trial." The distinction drawn by the trial court is unconvincing. The court's statement that its practice rewards defendants who plead guilty strongly implied that those defendants are not as a matter of routine sentenced to the high end of their minimum sentence range. Thus, had defendant pleaded guilty, he would have received a lesser sentence. The court may not have intended to punish defendant for exerting his Fifth Amendment rights, but the impact is the same regardless. [Id. ]
We agree that a policy of sentencing all defendants who go to trial to the top of the sentencing guidelines range is fundamentally inconsistent with the principle of individualized sentences.
*467
The judge's policy also runs afoul of the principle that "[a] court cannot base its sentence even in part on a defendant's refusal to admit guilt."
People v. Hatchett,
*729
People v. Allen
,
Our opinion in Smith was issued on November 22, 2016. The sentencing in this case occurred on July 30, 2014, well before that date. Nearly two years later, on July 20, 2016, during a posttrial hearing in the instant case, the trial judge confirmed that this was her sentencing practice. The relevant colloquy reads:
Defense counsel : As your Honor knows, it's the practice of this Court to sentence to the top of the guidelines after a defendant goes to trial and-
The Court : Sometimes higher. [ 8 ]
*468
Courts, including the United States Supreme Court, have sometimes struggled to articulate the precise line between rewarding a defendant for pleading guilty, which is routine in plea bargains, and punishing a defendant for asserting his constitutional right to trial.
9
See
United States v. Jackson
,
In this case, however, we need not resolve any tension between these principles. Here, the judge's sentencing policy was to impose the maximum recommended guidelines sentence when a defendant was convicted after going to trial. This does not demonstrate a process by which a court determines what an individualized sentence should be and then reduces it as an inducement or reward for a plea. 10 Rather, it is the automatic imposition of the maximum guidelines sentence-a policy that ignores the requirement of individualized sentencing and promises not a degree of mercy as reward for a plea, but instead a harsh sentence as punishment for seeking a trial. Thus, while an admission of guilt may be considered indicative *469 of remorse and may be grounds to reduce the punishment that would otherwise be imposed, there is no doubt that sentencing defendants to the top of the guidelines because they went to trial, or increasing their sentence *730 in any way for doing so, is a violation of both due process and our law governing sentencing.
We affirm defendant's convictions, vacate defendant's sentences, and remand for resentencing before a different judge. We do not retain jurisdiction.
JANSEN, P.J., and SERVITTO and SHAPIRO, JJ., concurred.
Defendant was originally charged with open murder, MCL 750.316.
Because defendant did not object at trial to the trial court's review of the preliminary examination transcript, this issue is unpreserved.
People v. Metamora Water Serv., Inc.,
MCL 768.26 provides:
Testimony taken at an examination, preliminary hearing, or at a former trial of the case, or taken by deposition at the instance of the defendant, may be used by the prosecution whenever the witness giving such testimony can not, for any reason, be produced at the trial, or whenever the witness has, since giving such testimony become insane or otherwise mentally incapacitated to testify.
We reached the same conclusion in
People v. Walter
,
"Whether a person has been denied effective assistance of counsel is a mixed question of fact and constitutional law."
People v. LeBlanc
,
People v. Ginther
,
A trial court's factual findings in a bench trial are reviewed for clear error; its conclusions of law are reviewed de novo.
Ligon v. Detroit
,
In a posttrial hearing on February 17, 2017, several months after we released Smith , Judge Lillard made the following statement: "And so to the extent that there is a perception in this building or maybe I have said something that has lead [sic] anyone to believe that after a jury trial if someone is found guilty they will automatically be sentenced at the top of their guidelines that's not true."
The judge went on to say that "if someone is willing to accept responsibility for what they've done and they plead guilty that there should be some sort of reward ...." "And to the extent that I am able to do that by sentencing people at the bottom of their guidelines when there is no sentencing agreement and they have plead [sic] guilty, I do routinely do that." While these remarks are reassuring, the judge's prior remarks and actions cannot be undone after the fact. And an improper sentencing policy can only be cured by a change in practice, not a change of words.
For a discussion of these issues, see 5 LaFave et al., Criminal Procedure (4th ed.), § 21.2(a) through (c).
In
People v. Godbold
,
Case-law data current through December 31, 2025. Source: CourtListener bulk data.