McGowan v. Christiansen
McGowan v. Christiansen
Opinion of the Court
This matter is on remand from the United States Court of Appeals for the Sixth Circuit. Petitioner, through counsel Colleen P. Fitzharris of the Federal Defender Office, seeks habeas relief pursuant to
I. Background
Petitioner was convicted following a jury trial in the Monroe County Circuit Court. This Court recites verbatim the relevant facts relied upon by the Michigan Court of Appeals, which are presumed correct on habeas review pursuant to
Police received an anonymous tip of drug use at an apartment, received consent from the resident to conduct a search, and discovered drugs in the apartment. The apartment occupant was on parole and agreed to arrange a purchase for three and one-half ounces of cocaine from her supplier, defendant. Defendant called the occupant turned informant when he was on his way with *667the drugs. When he arrived, defendant was arrested carrying three and one-half ounces of cocaine and a gun. Conversely, defendant claimed that he merely carried three and one-half grams of cocaine. Defendant asserted that he did not intend to deliver the cocaine, but rather, it was for his own personal use. He further testified that he came to visit the informant for commercial sex.
People v. McGowan , No. 275781,
Petitioner's conviction was affirmed on appeal.
Petitioner filed his original petition for writ of habeas corpus in 2009. After being permitted to amend the petition, the case was held in abeyance to permit petitioner to return to the state courts to exhaust additional claims.
Petitioner filed a post-conviction motion for relief from judgment with the trial court, which was denied. People v. McGowan , No. 06-35201-FH (Monroe County Circuit Court, January 20, 2012). The Michigan appellate courts denied petitioner leave to appeal. People v. McGowan , No. 308520 (Mich.Ct.App. August 24, 2012); lv. den.
On August 27, 2013, petitioner, through his new counsel, S. Allen Early, filed an amended petition for writ of habeas corpus.
This Court granted the petition for writ of habeas corpus, finding that petitioner was denied the effective assistance of trial counsel when his attorney gave him, before trial, inaccurate advice that the sentencing guidelines range after trial would be 45-93 months (3 3/4 years-8 3/4 years) when in fact it was 78-195 month (6 1/2 years-16 1/4 years), which caused petitioner to reject the prosecutor's plea bargain offer and receive a much greater sentence after being convicted at trial, namely, 195 months (16 years, 3 months) to forty years in prison. McGowan v. Burt , No.
The Sixth Circuit reversed the Court's decision. The Sixth Circuit also remanded the matter to this Court for consideration of petitioner's remaining claims. McGowan v. Burt ,
The Court reopened the case to the Court's active docket. The Court granted Mr. Early's request to withdraw as counsel and appointed the Federal Defender Office to represent petitioner. The parties filed supplemental briefs. The Court subsequently granted petitioner's motion to hold the petition in abeyance so that he could properly exhaust his third claim.
Petitioner filed a second motion for relief from judgment in the trial court. The judge denied the motion after conducting oral arguments on the motion. (Tr. 6/30/17, pp. 16-20, ECF 64-5, Pg ID 1829-33).
The Court subsequently granted petitioner's motion to reopen the petition. Petitioner seeks habeas relief on the following grounds:
I. Mr. McGowan was deprived of his Sixth Amendment right to present a complete defense.
II. The state court's decision to reject Mr. McGowan's claim of ineffective assistance of counsel at trial was based on an unreasonable application of clearly established federal law.
III. Mr. McGowan was deprived of his right to due process because the prosecution violated Brady/Giglio by withholding information bearing on the credibility of its star police witness, who was later charged and convicted with racketeering *668for stealing and reselling seized evidence.
II. Standard of Review
An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim-
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
A decision of a state court is "contrary to" clearly established federal law if the state court arrives at a conclusion opposite to that reached by the Supreme Court on a question of law or if the state court decides a case differently than the Supreme Court has on a set of materially indistinguishable facts. Williams v. Taylor ,
III. Discussion
A. Claim # 3. The Brady/Giglio claim.
Petitioner claims that the prosecutor or the police violated Brady v. Maryland ,
Respondent initially argues that this Court should not entertain this claim because it is beyond the scope of the remand order from the Sixth Circuit, in which the Sixth Circuit ordered this Court to consider petitioner's pretermitted claims. Respondent argues that petitioner's original and first amended habeas petition did not contain any Brady claim and thus cannot be considered on remand.
"A remand directing a specific, narrow course of action is fairly considered a limited remand." Hargrave-Thomas v. Yukins ,
*669When a limited remand is issued by the appellate court, "[t]he mandate rule 'compels compliance on remand with the dictates of the superior court and forecloses relitigation of issues expressly or impliedly decided by the appellate court.' "
Although petitioner did not raise a Brady claim in his original pro se petition, petitioner's original counsel, Lawrence J. Bunting, filed an amended petition for writ of habeas corpus, raising a new claim involving newly discovered evidence that Lieutenant Davis had been charged with several criminal charges alleging corruption on his part. (See ECF 12, Pg ID 965-66). This amended petition was later superseded by a second amended petition filed by S. Allen Early, who replaced Mr. Bunting as counsel. This second amended petition contained the same claim. (ECF 19, Pg ID 1016-19). Although petitioner originally raised this claim as a newly discovered evidence claim and not as a Brady claim, he nonetheless raised a claim pertaining to Lieutenant Davis' corruption in his first and second amended petitions. The Court declined to address this claim at the time because it granted petitioner habeas relief on his claim that counsel's inaccurate advice concerning petitioner's sentencing guidelines caused petitioner to reject a plea bargain. The Sixth Circuit reversed the conditional grant and remanded the matter to this Court to consider petitioner's remaining claims. On remand, this Court did hold the case in abeyance so that petitioner could return to the state courts to exhaust the claim as being one under Brady, infra. Respondent did not object at the time to the Court allowing petitioner to return to the state courts to raise a Brady / Giglio claim nor has respondent cited to any caselaw that would suggest that it would be beyond the scope of the remand for this Court to adjudicate petitioner's claim involving Lieutenant Davis, even if it is now being advanced under a different theory.
Respondent alternatively alleges that petitioner's Brady claim amounts to a second habeas petition that requires permission from the Sixth Circuit before he can raise this claim.
An individual seeking to file a second or successive habeas petition must first ask the appropriate court of appeals for an order authorizing the district court to consider the petition. See
Petitioner's Brady claim does not amount to a successive petition within the meaning of
Respondent further claims that petitioner's Brady claim is barred by the AEDPA's statute of limitations because the claim was filed more than one year after his conviction became final. Respondent does not contend that petitioner's original claim involving the newly discovered evidence of Lieutenant Davis' corruption was not timely filed when it was raised in Mr. Bunting's first amended petition in 2011.
When a habeas petitioner files an original petition within the one-year deadline, and later presents new claims in an amended petition that is filed after the deadline passes, the new claims will relate back to the date of the original petition only if the new claims share a "common core of operative facts" with the original petition. Mayle v. Felix ,
Petitioner's Brady claim is not barred by the one year limitations period because it shares a common core of operative facts with his earlier timely filed claim that he had newly discovered evidence of Lieutenant Davis' corruption during the time of petitioner's arrest and prosecution that could have been used to impeach Lieutenant Davis' credibility. See Bailey v. Lafler , No. 1:09-CV-460,
Petitioner raised his Brady claim in his second motion for relief from judgment. The judge denied the claim on the record after oral arguments. In so ruling, the judge stated: "I truly do not believe that ... this jury would have come back with a different conclusion. I cannot find that, I really cannot find that based on what has been submitted here." (Evid. Hr'g Tr., ECF 64-5, Pg ID 1832).
To prevail on his claim, petitioner must show (1) that the state withheld exculpatory evidence and (2) that the evidence was material either to guilt or to punishment irrespective of good faith or bad faith of the prosecution. Brady v. Maryland ,
Respondent initially argues that there was no Brady violation because the prosecution was unaware of Lieutenant Davis' corruption at the time of his trial. Respondent is mistaken. The fact that the Monroe County Prosecutor may have been unaware of Lieutenant Davis' illegal activities is not dispositive of whether a Brady violation occurred nor would it relieve other agents of the State from disclosing the evidence. Brady's obligation to disclose applies to exculpatory evidence that is known only to the police, but withheld from the prosecution. See Kyles v. Whitley ,
Petitioner's case is very close to that of the petitioner in Harris , supra , where the Sixth Circuit granted habeas relief because the Michigan Court of Appeals, contrary to the Supreme Court's holdings, ruled that there was no Brady violation because the prosecutors were not aware of the explicit and implicit promises police made to the prosecution's star witness. Harris ,
Lieutenant Davis was the key witness for the prosecution. He was the officer in charge of the investigation and sat at the prosecution's table throughout the trial. (See ECF 7-5, Trial Tr., Pg ID 465). Although the prosecutor may not have known about Lieutenant Davis's corrupt activities, such knowledge can be imputed to the prosecution because Lieutenant Davis was a part of the prosecution team.
In Arnold v. Secretary, Department of Corrections ,
This case is also similar to United States v. McClellon ,
Evidence that Lieutenant Davis had embezzled drugs, money, and property from drug suspects could have been used to impeach his credibility. Moreover, evidence that Lieutenant Davis had stolen drugs, money, and property belonging to drug suspects could have been used by the defense counsel to explain why he was unable to obtain the jacket that petitioner had been wearing on the day of the arrest, in order to establish that petitioner was tased in a manner inconsistent with him reaching for a weapon, as the police had suggested.
Evidence that Lieutenant Davis was engaged in illegal activities at the time of petitioner's arrest and trial would also have been material to the case. Lieutenant Davis was the key witness against petitioner as well as the officer in charge of the case. This case was not compelling against petitioner and the facts were in dispute. Although Lieutenant Davis claimed to have seized three and one half ounces from petitioner, some of the police paperwork in this case indicated that only 3½ grams of cocaine was seized from petitioner. (ECF 7-5, Tr. 12/11/06, pp. 115-116, 124). No scale was recovered from the informant Corrina Pierson's apartment or from petitioner, even though Pierson claimed that petitioner was going to divide up the 3½ ounces into smaller quantities. (Id. , p. 110). Pierson did not actually see petitioner, the cocaine, or gun because she remained in the bathroom until officers left with petitioner. (Id. , p. 193). Pierson only saw a chunk of cocaine which she described as about the size of a fist on the table when she came out of the bathroom. (Id. , p. 220). While it is true that Officer Sharon McDonald claimed that Lieutenant Davis seized the cocaine from petitioner, (Id , p. 101), she herself indicated that she seized a gun from petitioner at the same time (Id. ), suggesting that she may have been more focused on the gun than the quantity of cocaine seized from petitioner. McDonald's credibility is itself was suspect because Lieutenant Davis was her supervisor. (Id. , p. 96). McDonald admitted that some of the reports prepared in this case indicated that only 3½ grams of cocaine were taken from petitioner. Although several additional police officers were involved with the arrest, none of them actually witnessed the cocaine being seized from petitioner.
*673(Id. , pp. 172-73, 224, 233). Petitioner, as mentioned in the statement of facts, denied being in possession of 3 and a half ounces of cocaine with the intent to deliver the cocaine, claiming instead that he only had 3½ grams for personal use.
Evidence of Lieutenant Davis's corruption, embezzlement, and racketeering would clearly be material to the outcome of this case, either as exculpatory evidence or impeachment evidence. At the very least, this evidence creates a "probability sufficient to undermine confidence in the outcome" of the verdict. Bagley ,
Therefore, the Court will order the State of Michigan to either (1) set a new trial date that is within ninety days of entry of this order, which is to be conducted in accordance with the conditions stated in this opinion, or (2) release Petitioner unconditionally.
Because the Court is granting habeas relief on this claim, the Court briefly addresses petitioner's remaining claims.
B. Claim # 1. The right to present a defense claim.
Petitioner claims that he was denied his right to present a defense when the judge refused to allow defense counsel to question the informant in this case, Ms. Pierson, about her being a prostitute. Petitioner's counsel wanted to elicit this testimony in order to establish that petitioner went to the informant's house not to sell drugs, but to engage in commercial sex with the informant. Petitioner's counsel's proposed question was part of petitioner's defense that he was not engaged in drug trafficking and was not in possession of the 3 and a half ounces of cocaine that the police claimed to have seized, but only three and a half grams of cocaine, which were for personal use.
The Michigan Court of Appeals rejected petitioner's claim on his appeal of right:
First, defendant alleges that the trial court erred in refusing to allow him to question the informant regarding her occupation as a prostitute. On cross-examination, defense counsel inquired what the informant did for a living at the time of the charged offenses. She stated that she did not want to answer. The prosecutor objected based on relevancy grounds. A discussion was held outside the presence of the jury. In the discussion, defense counsel alleged that the police officers did not hear the conversation setting up the drug transaction, contrary to the trial testimony. He asserted that the informant set up a transaction for sex rather than drugs. Defense counsel also indicated that he wanted to question the informant regarding what she was wearing because, upon information and belief, she was dressed as a "call girl." The trial court excluded the testimony based on relevancy grounds. The trial court also held that the informant was not provided with immunity and had a right to be free from self-incrimination. The trial court further stated that defendant's purpose for visiting the informant's residence, whether to engage in sexual acts or to watch football, was irrelevant with regard *674to his intent or the reason for having drugs on his person. Defendant asserts that the exclusion of this line of questioning and testimony deprived him of a substantial defense and shifted the burden of proof. We disagree.
This Court reviews claims regarding the denial of the constitutional right to present a defense de novo. People v. Kurr ,253 Mich.App. 317 , 327,654 N.W.2d 651 (2002). No person may be deprived of life, liberty, or property without due process of law. U.S. Const, Ams V, XIV, § 1; Const 1963, art 1, § 17 ; People v. Bearss ,463 Mich. 623 , 629,625 N.W.2d 10 (2001). A defendant in a criminal case has the right to present a defense. US Const, Ams VI, XIV; Const 1963, art 1, § 13 ; Kurr, supra at 326,654 N.W.2d 651 . However, "[i]t is well settled that the right to assert a defense may permissibly be limited by 'established rules of procedure and evidence designed to assure both fairness and reliability in the ascertainment of guilt and innocence.' " People v. Toma ,462 Mich. 281 , 294,613 N.W.2d 694 (2000), quoting Chambers v. Mississippi ,410 U.S. 284 , 302,93 S.Ct. 1038 ,35 L.Ed.2d 297 (1973).
"The decision whether to admit evidence is within a trial court's discretion." People v. Katt ,468 Mich. 272 , 278,662 N.W.2d 12 (2003). Evidence that is relevant is admissible. People v. Layher ,464 Mich. 756 , 761,631 N.W.2d 281 (2001) ; MRE 402. To determine if evidence is relevant under MRE 401, a reviewing court must examine: (1) the materiality of the evidence, and (2) "whether the evidence makes a fact of consequence more or less probable than it would be without the evidence." People v. Mills ,450 Mich. 61 , 66-67,537 N.W.2d 909 (1995). A fact is material if it is within the range of litigated matters in controversy. Id. at 68,537 N.W.2d 909 .
Both the federal and state constitutions provide the witness with a privilege against self-incrimination. People v. Dyer ,425 Mich. 572 , 578,390 N.W.2d 645 (1986). The trial court may compel the witness to answer a question only when it is apparent that the testimony will not incriminate the witness. Id. at 578-579,390 N.W.2d 645 . A defendant does not have the power to immunize witnesses and cannot compel a grant of immunity. People v. Lawton ,196 Mich.App. 341 , 346,492 N.W.2d 810 (1992). Testimony is protected against compelled disclosure when there is even a possibility of incrimination.Id.
Irrespective of the asserted relevancy of the informant's occupation, the right of the witness to be free from self-incrimination must be balanced against defendant's right to a substantial defense. In the present case, defendant was not deprived of any right to present a defense by the informant's failure to answer the question regarding her occupation. The elements of possession with intent to deliver between 50 and 449 grams of cocaine are: "(1) the defendant knowingly possessed a controlled substance; (2) the defendant intended to deliver this substance to someone else; (3) the substance possessed was cocaine and the defendant knew it was cocaine; and (4) the substance was in a mixture that weighed between 50 and [449] grams." People v. Crawford ,458 Mich. 376 , 389,582 N.W.2d 785 (1998). Intent to deliver need not be established with proof of actual delivery of narcotics. People v. Wolfe ,440 Mich. 508 , 524,489 N.W.2d 748 , amended441 Mich. 1201 ,489 N.W.2d 748 (1992). "An actor's intent may be inferred from all of the facts and circumstances, and because of the difficulty of proving an actor's state of mind, minimal circumstantial evidence is sufficient."
*675People v. Fetterley ,229 Mich.App. 511 , 517-518,583 N.W.2d 199 (1998) (Citations omitted). Intent to deliver can be inferred from the quantity of narcotics in the defendant's possession, the manner in which the narcotics are packaged, and other circumstances surrounding the arrest. Wolfe, supra.
In the present case, a police record indicated that three and one-half grams of cocaine were recovered. That record was countered by other police documentation and testimony from police officers at trial that he was found with three and one-half ounces of cocaine. Accordingly, there was contradictory evidence in the trial record regarding the amount of drugs recovered from defendant's person. Moreover, the quantity of cocaine was not divided, and defendant was not found in possession of a scale at the time of arrest. Consequently, the defense had sufficient information to refute the intent to deliver, irrespective of the informant's alleged occupation. Therefore, defendant was not deprived of a substantial defense when the trial court ruled that the occupation was irrelevant and violated the informant's right to be free from self-incrimination. Furthermore, the burden of proof was not shifted in light of the evidence available to dispute the intent to deliver. Accordingly, this claim of error is without merit.
People v. McGowan ,2008 WL 723945 , at * 1-3.
Just as an accused has the right to confront the prosecution's witnesses for the purpose of challenging their testimony, he also has the right to present his own witnesses to establish a defense. This right is a fundamental element of the due process of law. Washington v. Texas ,
Moreover, under the standard of review for habeas cases as enunciated in § 2254(d)(1), it is not enough for a habeas petitioner to show that the state trial court's decision to exclude potentially helpful evidence to the defense was erroneous or incorrect. Instead, a habeas petitioner must show that the state trial court's decision to exclude the evidence was "an objectively unreasonable application of clearly established Supreme Court precedent." Rockwell v. Yukins ,
Petitioner argues that this Court should review his claim de novo , rather than under the AEDPA's standard of review. Petitioner argues that de novo review is appropriate because the trial court ruled that Ms. Pierson's occupation as a prostitute was irrelevant, whereas petitioner argues that the Michigan Court of Appeals affirmed the exclusion of Ms. Pierson's status as a prostitute on the mistaken reliance on a Fifth Amendment right against self-incrimination that petitioner claims Pierson never invoked.
*676It is true that when a state court fails to adjudicate a habeas petitioner's claim on the merits, federal habeas review is not subject to the deferential standard contained in § 2254(d) and a federal court is required to review that claim de novo. See Cone v. Bell ,
In the present case, the Michigan Court of Appeals clearly adjudicated the merits of petitioner's right to present a defense claim. This is not a case where the appellate court ignored the substance of petitioner's claim or rejected it on procedural grounds. At most, the Michigan Court of Appeals affirmed the trial court's decision on an alternative basis. It's not even clear that the Michigan Court of Appeals' reasons for rejecting petitioner's claim were all that different than the trial judge's rationale for excluding the evidence, as the Michigan Court of Appeals acknowledged in its decision that the trial judge excluded the evidence on relevancy grounds.
A federal habeas court will not disturb a state court's exclusion of evidence on the ground of relevancy "unless the relevance and probative value of such evidence is so apparent and great that excluding the evidence denies the petitioner the due process of law." Jones v. Smith ,
This Court cannot conclude that the trial judge's refusal to order Ms. Pierson to answer whether she was a prostitute deprived petitioner of a fair trial. Petitioner was permitted to testify that he went to Ms. Pierson's house in order to have sex with her because she was a prostitute. Petitioner testified that he only brought three and a half grams of cocaine, and not three and a half ounces of cocaine, to Ms. Pierson's house. Petitioner testified that this cocaine was for his personal use and not for sale. Police reports indicated that only three and a half grams of cocaine were recovered from the house. Testimony from the police indicated that the cocaine was not divided into packets and that petitioner was not in possession of a scale at the time of his arrest. Petitioner's right to present a defense was not violated by the trial court's refusal to order Ms. Pierson to answer whether she was a prostitute because petitioner was able to present his theory that he only had a small amount of cocaine in his possession for his personal usage and was at the house to engage in *677an act of prostitution and not to sell drugs through his testimony and the testimony of several prosecution witnesses. See United States v. Lucas ,
The judge's ruling was not so egregious that it effectively denied petitioner a fair trial, in light of the fact that petitioner was not completely barred from bringing in evidence to establish that he was at Ms. Pierson's house to engage in an act of prostitution and not to sell large quantities of cocaine. See Fleming v. Metrish ,
C. Claim # 2. The ineffective assistance of trial counsel claim.
Petitioner next claims that trial counsel was ineffective in regards to how he handled testimony from Lieutenant Davis concerning petitioner's drug usage and that petitioner was possibly carrying a gun.
Lt. Davis testified that Det. Cook advised him that petitioner had been investigated for drugs. (Tr. 12/11/06, p. 144). Defense counsel objected to this testimony and the trial court sustained the objection and instructed the jury to disregard the last statement. (Id. ). Lt. Davis also testified that he was told McGowan "was possibly carrying a gun." (Id. , p. 145). There was no objection.
Petitioner argues that his trial counsel was ineffective for failing to move for a mistrial or for failing to request a stronger curative instruction regarding the testimony concerning his drug usage. Petitioner also claims that trial counsel was ineffective for failing to object or move for a mistrial after Lieutenant Davis testified that petitioner might be carrying a gun.
The Michigan Court of Appeals rejected petitioner's claim:
Defendant's ineffective assistance claims of his trial counsel's failures with regard to the evidence of past drug investigations of defendant and the OMNI members' preparation for the possibility that defendant would carry a gun are without merit. Although trial counsel admitted at the Ginther1 hearing that he was tired and focused on another case, defendant has not demonstrated a reasonable probability that the outcome would have been different but for his trial counsel's distractions. The comment regarding past drug investigations was stricken from the record after defense counsel objected. Moreover, in context, the testimony regarding preparing for the possibility that defendant may be carrying a gun was not improper. Rather, the testimony at this trial was seemingly admitted as part of police procedure and to explain why defendant was "tasered" when he reached into his pocket. In the presence of police, the informant made a telephone call for three and one-half ounces of cocaine, and the drugs were presented at trial. Defendant telephoned when he was on his way to the informant's apartment with the drugs. When taken into custody at the apartment, drugs and a gun were found on defendant. For the reasons stated above, there was substantial evidence of defendant's guilt presented at trial.
People v. McGowan ,2008 WL 723945 , at * 5.
Trial counsel objected to the references to petitioner's drug use. The judge sustained *678the objection and advised the jurors to disregard the testimony. The judge later instructed the jurors in his final instructions that he had stricken certain testimony and they were not to consider this excluded evidence in reaching a decision. (Tr. 12/11/06, p. 314).
The Michigan Court of Appeals did not unreasonably reject petitioner's claim that trial counsel was ineffective for failing to move for a mistrial or request a stronger curative instruction in response to Lieutenant Davis' testimony concerning his drug use, as the state court reasonably concluded that the trial court's instruction to disregard that testimony was adequate to cure any error. See Gonzales v. Quarterman ,
The Michigan Court of Appeals concluded that there was no basis to object to the references to petitioner being in possession of a gun because this testimony was proper under Michigan law. Federal habeas courts " 'must defer to a state court's interpretation of its own rules of evidence and procedure' when assessing a habeas petition." Miskel v. Karnes ,
IV. ORDER
IT IS HEREBY ORDERED THAT PETITIONER'S APPLICATION FOR WRIT OF HABEAS CORPUS IS CONDITIONALLY GRANTED WITH RESPECT TO THE BRADY VIOLATION. UNLESS THE STATE TAKES ACTION TO AFFORD PETITIONER A NEW TRIAL WITHIN NINETY DAYS OF THE DATE OF THIS OPINION, HE MAY APPLY FOR A WRIT ORDERING RESPONDENT TO RELEASE HIM FROM CUSTODY FORTHWITH.
People v. Ginther ,
Reference
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- Demetric MCGOWAN v. John CHRISTIANSEN
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